0000919574-12-006094.txt : 20121114
0000919574-12-006094.hdr.sgml : 20121114
20121113180635
ACCESSION NUMBER: 0000919574-12-006094
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121113
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Caerus Global Investors LLC
CENTRAL INDEX KEY: 0001537335
IRS NUMBER: 000000000
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14730
FILM NUMBER: 121200254
BUSINESS ADDRESS:
STREET 1: 712 FIFTH AVENUE, 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-488-5508
MAIL ADDRESS:
STREET 1: 712 FIFTH AVENUE, 19TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
13F-HR
1
d1328129_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended September 30, 2012
Check here if Amendment: | |; Amendment Number:
This Amendment (Check only one): | | is a restatement
| | adds new holding entries.
Institutional Manager Filing this Report:
Name: Caerus Global Investors LLC
Address: 712 Fifth Avenue, 19th Floor
New York, New York 10019
13F File Number: 028-14730
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Matthew Husar
Title: Chief Financial Officer
Phone: 212-488-5508
Signature, Place and Date of Signing:
/s/ Matthew Husar New York, New York November 14, 2012
----------------------- -------------------------- ----------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report).
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting managers(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 35
Form 13F Information Table Value Total: $114,506
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
None.
FORM 13F INFORMATION TABLE
Caerus Global Investors LLC
September 30, 2012
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL 6 COL 7 COLUMN 8
TITLE OF VALUE SHS OR SH/ PUT/ INVSMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MGRS SOLE SHARED NONE
ABERCROMBIE & FITCH CO CL A 002896207 1,615 47,600 SH SOLE NONE 47,600
ABERCROMBIE & FITCH CO CL A 002896207 1,805 53,200 CALL SOLE NONE 53,200
APPLE INC COM 037833100 4,670 7,000 SH SOLE NONE 7,000
BEST BUY INC COM 086516101 1,508 87,654 SH SOLE NONE 87,654
BURGER KING WORLDWIDE INC COM 121220107 2,774 199,000 SH SOLE NONE 199,000
CROCS INC COM 227046109 4,475 276,064 SH SOLE NONE 276,064
DOMINOS PIZZA INC COM 25754A201 2,451 65,000 SH SOLE NONE 65,000
FIFTH & PAC COS INC COM 316645100 2,651 207,400 SH SOLE NONE 207,400
GAYLORD ENTMT CO NEW COM 367905106 6,837 172,961 SH SOLE NONE 172,961
GILDAN ACTIVEWEAR INC COM 375916103 3,939 124,325 SH SOLE NONE 124,325
HARRY WINSTON DIAMOND CORP COM 41587B100 2,530 213,677 SH SOLE NONE 213,677
INTERNATIONAL GAME TECHNOLOG COM 459902102 5,760 440,000 SH SOLE NONE 440,000
ISHARES TR RUSSELL 2000 464287655 5,165 61,900 PUT SOLE NONE 61,900
KRAFT FOODS INC CL A 50075N104 4,962 120,000 SH SOLE NONE 120,000
LAS VEGAS SANDS CORP COM 517834107 4,521 97,500 SH SOLE NONE 97,500
LEAPFROG ENTERPRISES INC CL A 52186N106 271 30,000 SH SOLE NONE 30,000
MANCHESTER UTD PLC NEW ORD CL A G5784H106 827 65,000 SH SOLE NONE 65,000
MICHAEL KORS HLDGS LTD SHS G60754101 3,563 67,000 SH SOLE NONE 67,000
MORGANS HOTEL GROUP CO COM 61748W108 3,165 493,000 SH SOLE NONE 493,000
MULTIMEDIA GAMES HLDG CO INC COM 625453105 2,403 152,775 SH SOLE NONE 152,775
PANERA BREAD CO CL A 69840W108 2,734 16,000 SH SOLE NONE 16,000
PENN NATL GAMING INC COM 707569109 8,670 201,073 SH SOLE NONE 201,073
PEP BOYS MANNY MOE & JACK COM 713278109 1,615 158,647 SH SOLE NONE 158,647
QUIKSILVER INC COM 74838C106 4,807 1,447,986 SH SOLE NONE 1,447,986
RALCORP HLDGS INC NEW COM 751028101 3,196 43,776 SH SOLE NONE 43,776
RALPH LAUREN CORP CL A 751212101 1,512 10,000 SH SOLE NONE 10,000
SHUTTERFLY INC COM 82568P304 1,755 56,399 SH SOLE NONE 56,399
SMITHFIELD FOODS INC COM 832248108 2,262 115,116 SH SOLE NONE 115,116
STARBUCKS CORP COM 855244109 3,927 77,432 SH SOLE NONE 77,432
TYSON FOODS INC CL A 902494103 4,598 287,000 SH SOLE NONE 287,000
UNITED RENTALS INC COM 911363109 2,290 70,000 SH SOLE NONE 70,000
VERA BRADLEY INC COM 92335C106 2,604 109,200 SH SOLE NONE 109,200
WALGREEN CO COM 931422109 1,731 47,500 SH SOLE NONE 47,500
WARNACO GROUP INC COM NEW 934390402 1,802 34,717 SH SOLE NONE 34,717
WHOLE FOODS MKT INC COM 966837106 5,114 52,500 SH SOLE NONE 52,500
SK 26614 0001 1328129