0000919574-12-006094.txt : 20121114 0000919574-12-006094.hdr.sgml : 20121114 20121113180635 ACCESSION NUMBER: 0000919574-12-006094 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Caerus Global Investors LLC CENTRAL INDEX KEY: 0001537335 IRS NUMBER: 000000000 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14730 FILM NUMBER: 121200254 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-488-5508 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE, 19TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 d1328129_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended September 30, 2012 Check here if Amendment: | |; Amendment Number: This Amendment (Check only one): | | is a restatement | | adds new holding entries. Institutional Manager Filing this Report: Name: Caerus Global Investors LLC Address: 712 Fifth Avenue, 19th Floor New York, New York 10019 13F File Number: 028-14730 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Matthew Husar Title: Chief Financial Officer Phone: 212-488-5508 Signature, Place and Date of Signing: /s/ Matthew Husar New York, New York November 14, 2012 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 35 Form 13F Information Table Value Total: $114,506 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name None. FORM 13F INFORMATION TABLE Caerus Global Investors LLC September 30, 2012
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COL 6 COL 7 COLUMN 8 TITLE OF VALUE SHS OR SH/ PUT/ INVSMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRTN MGRS SOLE SHARED NONE ABERCROMBIE & FITCH CO CL A 002896207 1,615 47,600 SH SOLE NONE 47,600 ABERCROMBIE & FITCH CO CL A 002896207 1,805 53,200 CALL SOLE NONE 53,200 APPLE INC COM 037833100 4,670 7,000 SH SOLE NONE 7,000 BEST BUY INC COM 086516101 1,508 87,654 SH SOLE NONE 87,654 BURGER KING WORLDWIDE INC COM 121220107 2,774 199,000 SH SOLE NONE 199,000 CROCS INC COM 227046109 4,475 276,064 SH SOLE NONE 276,064 DOMINOS PIZZA INC COM 25754A201 2,451 65,000 SH SOLE NONE 65,000 FIFTH & PAC COS INC COM 316645100 2,651 207,400 SH SOLE NONE 207,400 GAYLORD ENTMT CO NEW COM 367905106 6,837 172,961 SH SOLE NONE 172,961 GILDAN ACTIVEWEAR INC COM 375916103 3,939 124,325 SH SOLE NONE 124,325 HARRY WINSTON DIAMOND CORP COM 41587B100 2,530 213,677 SH SOLE NONE 213,677 INTERNATIONAL GAME TECHNOLOG COM 459902102 5,760 440,000 SH SOLE NONE 440,000 ISHARES TR RUSSELL 2000 464287655 5,165 61,900 PUT SOLE NONE 61,900 KRAFT FOODS INC CL A 50075N104 4,962 120,000 SH SOLE NONE 120,000 LAS VEGAS SANDS CORP COM 517834107 4,521 97,500 SH SOLE NONE 97,500 LEAPFROG ENTERPRISES INC CL A 52186N106 271 30,000 SH SOLE NONE 30,000 MANCHESTER UTD PLC NEW ORD CL A G5784H106 827 65,000 SH SOLE NONE 65,000 MICHAEL KORS HLDGS LTD SHS G60754101 3,563 67,000 SH SOLE NONE 67,000 MORGANS HOTEL GROUP CO COM 61748W108 3,165 493,000 SH SOLE NONE 493,000 MULTIMEDIA GAMES HLDG CO INC COM 625453105 2,403 152,775 SH SOLE NONE 152,775 PANERA BREAD CO CL A 69840W108 2,734 16,000 SH SOLE NONE 16,000 PENN NATL GAMING INC COM 707569109 8,670 201,073 SH SOLE NONE 201,073 PEP BOYS MANNY MOE & JACK COM 713278109 1,615 158,647 SH SOLE NONE 158,647 QUIKSILVER INC COM 74838C106 4,807 1,447,986 SH SOLE NONE 1,447,986 RALCORP HLDGS INC NEW COM 751028101 3,196 43,776 SH SOLE NONE 43,776 RALPH LAUREN CORP CL A 751212101 1,512 10,000 SH SOLE NONE 10,000 SHUTTERFLY INC COM 82568P304 1,755 56,399 SH SOLE NONE 56,399 SMITHFIELD FOODS INC COM 832248108 2,262 115,116 SH SOLE NONE 115,116 STARBUCKS CORP COM 855244109 3,927 77,432 SH SOLE NONE 77,432 TYSON FOODS INC CL A 902494103 4,598 287,000 SH SOLE NONE 287,000 UNITED RENTALS INC COM 911363109 2,290 70,000 SH SOLE NONE 70,000 VERA BRADLEY INC COM 92335C106 2,604 109,200 SH SOLE NONE 109,200 WALGREEN CO COM 931422109 1,731 47,500 SH SOLE NONE 47,500 WARNACO GROUP INC COM NEW 934390402 1,802 34,717 SH SOLE NONE 34,717 WHOLE FOODS MKT INC COM 966837106 5,114 52,500 SH SOLE NONE 52,500
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