0001537055-18-000005.txt : 20180515 0001537055-18-000005.hdr.sgml : 20180515 20180515105901 ACCESSION NUMBER: 0001537055-18-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 EFFECTIVENESS DATE: 20180515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Telemetry Investments, L.L.C. CENTRAL INDEX KEY: 0001537055 IRS NUMBER: 134081603 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16856 FILM NUMBER: 18834161 BUSINESS ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-425-9700 MAIL ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001537055 XXXXXXXX 03-31-2018 03-31-2018 Telemetry Investments, L.L.C.

545 Fifth Ave Suite 1108 NEW YORK NY 10017

13F HOLDINGS REPORT 028-16856 N Andrew Schorr 212-425-9700 Andrew Schorr NEW YORK NY 05-15-2018 0 140 267116 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE DEUTSCHE BANK AG NAMEN AKT D18190898 185 13211 SH SOLE 13211 0 0 ALLERGAN PLC SHS G0177J108 337 2000 SH SOLE 2000 0 0 HORIZON PHARMA PLC SHS G4617B105 2272 160000 SH Call SOLE 160000 0 0 VALIDUS HOLDINGS LTD COM SHS G9319H102 1386 20546 SH SOLE 20546 0 0 XL GROUP LTD COM G98294104 332 6000 SH SOLE 6000 0 0 AFFIMED N V COM N01045108 1008 545000 SH SOLE 545000 0 0 NXP SEMICONDUCTORS N V COM N6596X109 1217 10400 SH SOLE 10400 0 0 FLEX LTD ORD Y2573F102 247 15108 SH SOLE 15108 0 0 AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 6180 6000000 PRN SOLE 6000000 0 0 ABBVIE INC COM 00287Y109 530 5597 SH SOLE 5597 0 0 ABLYNX NV SPONSORED ADR 00372Y105 428 7836 SH SOLE 7836 0 0 ACHILLION PHARMACEUTICALS IN COM 00448Q201 371 100000 SH SOLE 100000 0 0 ACLARIS THERAPEUTICS INC COM 00461U105 981 56000 SH SOLE 56000 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 1818 2000000 PRN SOLE 2000000 0 0 AETNA INC NEW COM 00817Y108 3515 20800 SH SOLE 20800 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 77 14825 SH SOLE 14825 0 0 ALDER BIOPHARMACEUTICALS INC NOTE 2.500% 2/0 014339AA3 2298 2500000 PRN SOLE 2500000 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 257 10871 SH SOLE 10871 0 0 ALMOST FAMILY INC COM 020409108 284 5074 SH SOLE 5074 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 298 2500 SH SOLE 2500 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 464 154000 SH SOLE 154000 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 195 64800 SH Call SOLE 64800 0 0 AMAZON COM INC COM 023135106 252 174 SH SOLE 174 0 0 ARBUTUS BIOPHARMA CORP COM 03879J100 225 45000 SH SOLE 45000 0 0 ARISTA NETWORKS INC COM 040413106 378 1481 SH SOLE 1481 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 874 25000 SH Call SOLE 25000 0 0 ATLANTIC COAST FINL CORP COM 048426100 116 11219 SH SOLE 11219 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 250 2200 SH SOLE 2200 0 0 AUTONATION INC COM 05329W102 255 5445 SH SOLE 5445 0 0 AVISTA CORP COM 05379B107 1107 21597 SH SOLE 21597 0 0 BARRICK GOLD CORP COM 067901108 187 15000 SH SOLE 15000 0 0 BELLEROPHON THERAPEUTICS INC COM 078771102 414 199000 SH SOLE 199000 0 0 BLACKHAWK NETWORK HLDGS INC COM 09238E104 1430 32000 SH SOLE 32000 0 0 CSRA INC COM 12650T104 910 22065 SH SOLE 22065 0 0 CALLIDUS SOFTWARE INC COM 13123E500 1534 42682 SH SOLE 42682 0 0 CAVIUM INC COM 14964U108 476 6000 SH SOLE 6000 0 0 CENTERPOINT ENERGY INC COM 15189T107 249 9100 SH SOLE 9100 0 0 CITIGROUP INC COM NEW 172967424 4725 70000 SH Call SOLE 70000 0 0 CLIFTON BANCORP INC COM 186873105 189 12100 SH SOLE 12100 0 0 CLOVIS ONCOLOGY INC NOTE 2.500% 9/1 189464AB6 1158 1000000 PRN SOLE 1000000 0 0 CORSICANTO II DESIGNATED ACT NOTE 3.500% 1/2 220485AB2 1102 1000000 PRN SOLE 1000000 0 0 CURIS INC COM 231269101 187 286000 SH SOLE 286000 0 0 DST SYS INC DEL COM 233326107 753 9000 SH SOLE 9000 0 0 DARDEN RESTAURANTS INC COM 237194105 273 3200 SH SOLE 3200 0 0 DEVON ENERGY CORP NEW COM 25179M103 1590 50000 SH Call SOLE 50000 0 0 DISNEY WALT CO COM DISNEY 254687106 1507 15000 SH Put SOLE 15000 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 202 9440 SH SOLE 9440 0 0 DOMINION ENERGY INC COM 25746U109 423 6272 SH SOLE 6272 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 355 3000 SH SOLE 3000 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 158 16413 SH SOLE 16413 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 130 13471 SH SOLE 13471 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 414 6000 SH SOLE 6000 0 0 EXXON MOBIL CORP COM 30231G102 1737 23280 SH SOLE 23280 0 0 EXXON MOBIL CORP COM 30231G102 1492 20000 SH Call SOLE 20000 0 0 EXXON MOBIL CORP COM 30231G102 1492 20000 SH Put SOLE 20000 0 0 FACEBOOK INC CL A 30303M102 271 1693 SH SOLE 1693 0 0 FATE THERAPEUTICS INC COM 31189P102 685 70200 SH SOLE 70200 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 799 46500 SH SOLE 46500 0 0 FLEX PHARMA INC COM 33938A105 365 72910 SH SOLE 72910 0 0 FOGO DE CHAO INC COM 344177100 268 17000 SH SOLE 17000 0 0 GAMESTOP CORP NEW CL A 36467W109 160 12678 SH SOLE 12678 0 0 GEMPHIRE THERAPEUTICS INC COM 36870A108 232 35571 SH SOLE 35571 0 0 GENERAL ELECTRIC CO COM 369604103 135 10000 SH Call SOLE 10000 0 0 GENERAL ELECTRIC CO COM 369604103 4179 310000 SH Put SOLE 310000 0 0 GENERAL MTRS CO COM 37045V100 273 7500 SH SOLE 7500 0 0 GENERAL MTRS CO COM 37045V100 21077 580000 SH Call SOLE 580000 0 0 GLOBALSTAR INC NOTE 8.000% 4/0 378973AD3 575 491240 PRN SOLE 491240 0 0 GLOBALSTAR INC COM 378973408 1155 1679987 SH SOLE 1679987 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 756 3000 SH Call SOLE 3000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 756 3000 SH Put SOLE 3000 0 0 GOODRICH PETE CORP COM PAR 382410843 192 17500 SH SOLE 17500 0 0 IMMUNE DESIGN CORP COM 45252L103 821 248800 SH SOLE 248800 0 0 INSMED INC NOTE 1.750% 1/1 457669AA7 879 1000000 PRN SOLE 1000000 0 0 INOTEK PHARMACEUTICALS CORP NOTE 5.750% 8/0 45780VAB8 2680 2800000 PRN SOLE 2800000 0 0 IONIS PHARMACEUTICALS INC COM 462222100 299 6780 SH SOLE 6780 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 903 18700 SH SOLE 18700 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1207 25000 SH Call SOLE 25000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1207 25000 SH Put SOLE 25000 0 0 ISHARES TR 20 YR TR BD ETF 464287432 32913 270000 SH Put SOLE 270000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 18220 120000 SH Put SOLE 120000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 24836 290000 SH Put SOLE 290000 0 0 JOHNSON & JOHNSON COM 478160104 203 1581 SH SOLE 1581 0 0 JOHNSON & JOHNSON COM 478160104 641 5000 SH Call SOLE 5000 0 0 JOHNSON & JOHNSON COM 478160104 641 5000 SH Put SOLE 5000 0 0 KADMON HLDGS INC COM 48283N106 6908 1625421 SH SOLE 1625421 0 0 KEYCORP NEW COM 493267108 258 13193 SH SOLE 13193 0 0 MEDICINES CO NOTE 2.500% 1/1 584688AE5 575 500000 PRN SOLE 500000 0 0 MICRON TECHNOLOGY INC COM 595112103 2126 40784 SH SOLE 40784 0 0 MICROSEMI CORP COM 595137100 751 11600 SH SOLE 11600 0 0 MONEYGRAM INTL INC COM NEW 60935Y208 540 62625 SH SOLE 62625 0 0 MONSANTO CO NEW COM 61166W101 1844 15800 SH SOLE 15800 0 0 NII HLDGS INC COM PAR 62913F508 365 173000 SH SOLE 173000 0 0 NETFLIX INC COM 64110L106 223 755 SH SOLE 755 0 0 NETFLIX INC COM 64110L106 1477 5000 SH Put SOLE 5000 0 0 NIKE INC CL B 654106103 664 10000 SH Put SOLE 10000 0 0 NOVAVAX INC NOTE 3.750% 2/0 670002AB0 1579 2250000 PRN SOLE 2250000 0 0 NOVAVAX INC COM 670002104 210 100000 SH Call SOLE 100000 0 0 NXSTAGE MEDICAL INC COM 67072V103 447 18000 SH SOLE 18000 0 0 ORACLE CORP COM 68389X105 287 6263 SH SOLE 6263 0 0 ORBITAL ATK INC COM 68557N103 1977 14910 SH SOLE 14910 0 0 OREXIGEN THERAPEUTICS INC COM NEW 686164302 10 50000 SH SOLE 50000 0 0 PARATEK PHARMACEUTICALS INC COM 699374302 533 40977 SH SOLE 40977 0 0 PERNIX THERAPEUTICS HLDGS IN DBCV 4.250% 4/0 71426VAK4 4212 10000000 PRN SOLE 10000000 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 108 11265 SH SOLE 11265 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 801 5000 SH SOLE 5000 0 0 RETROPHIN INC COM 761299106 1408 62960 SH SOLE 62960 0 0 RETAIL PPTYS AMER INC CL A 76131V202 240 20608 SH SOLE 20608 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 442 125000 SH SOLE 125000 0 0 RITE AID CORP COM 767754104 156 93000 SH SOLE 93000 0 0 ROCKWELL COLLINS INC COM 774341101 1659 12300 SH SOLE 12300 0 0 ROSEHILL RES INC *W EXP 09/16/202 777385113 290 350000 SH SOLE 350000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2632 10000 SH SOLE 10000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3947 15000 SH Call SOLE 15000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 11842 45000 SH Put SOLE 45000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 377 3000 SH SOLE 3000 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 5435 90000 SH Call SOLE 90000 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 1409 40000 SH Call SOLE 40000 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 23687 270000 SH Put SOLE 270000 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 4070 50000 SH Put SOLE 50000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 202 3000 SH SOLE 3000 0 0 SENSEONICS HLDGS INC NOTE 5.250% 2/0 81727UAA3 2363 2200000 PRN SOLE 2200000 0 0 SENSEONICS HLDGS INC COM 81727U105 80 26500 SH Call SOLE 26500 0 0 SHIRE PLC SPONSORED ADR 82481R106 1120 7500 SH SOLE 7500 0 0 SIERRA ONCOLOGY INC COM 82640U107 207 100000 SH SOLE 100000 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 215 2144 SH SOLE 2144 0 0 SPARTON CORP COM 847235108 1084 62258 SH SOLE 62258 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 283 18500 SH SOLE 18500 0 0 SUNESIS PHARMACEUTICALS INC COM PAR 867328700 476 175000 SH SOLE 175000 0 0 SUPERVALU INC COM NEW 868536301 457 30000 SH Call SOLE 30000 0 0 TECK RESOURCES LTD CL B 878742204 205 7954 SH SOLE 7954 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 1196 70000 SH Put SOLE 70000 0 0 TIME WARNER INC COM NEW 887317303 2724 28800 SH SOLE 28800 0 0 TRIBUNE MEDIA CO CL A 896047503 810 20001 SH SOLE 20001 0 0 TWITTER INC COM 90184L102 290 10000 SH Call SOLE 10000 0 0 UNITED STATES STL CORP NEW COM 912909108 303 8618 SH SOLE 8618 0 0 VERIFONE SYS INC COM 92342Y109 194 12600 SH SOLE 12600 0 0 VIEWRAY INC COM 92672L107 887 138000 SH SOLE 138000 0 0 WGL HLDGS INC COM 92924F106 1030 12314 SH SOLE 12314 0 0 WESTERN DIGITAL CORP COM 958102105 252 2730 SH SOLE 2730 0 0 ZOSANO PHARMA CORP COM NEW 98979H202 697 138278 SH SOLE 138278 0 0