0001537055-18-000002.txt : 20180214 0001537055-18-000002.hdr.sgml : 20180214 20180214105321 ACCESSION NUMBER: 0001537055-18-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Telemetry Investments, L.L.C. CENTRAL INDEX KEY: 0001537055 IRS NUMBER: 134081603 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16856 FILM NUMBER: 18608708 BUSINESS ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-425-9700 MAIL ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001537055 XXXXXXXX 12-31-2017 12-31-2017 Telemetry Investments, L.L.C.

545 Fifth Ave Suite 1108 NEW YORK NY 10017

13F HOLDINGS REPORT 028-16856 N Andrew Schorr 212-425-9700 Andrew Schorr NEW YORK NY 02-14-2018 0 130 262300 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE DEUTSCHE BANK AG NAMEN AKT D18190898 362 19000 SH Call SOLE 19000 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 362 19000 SH Put SOLE 19000 0 0 HORIZON PHARMA PLC SHS G4617B105 1168 80000 SH Call SOLE 80000 0 0 AFFIMED N V COM N01045108 741 569774 SH SOLE 569774 0 0 NXP SEMICONDUCTORS N V COM N6596X109 726 6200 SH SOLE 6200 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 223 1870 SH SOLE 1870 0 0 AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 7080 8250000 PRN SOLE 8250000 0 0 ACCELERON PHARMA INC COM 00434H108 403 9500 SH SOLE 9500 0 0 ACHILLION PHARMACEUTICALS IN COM 00448Q201 389 135000 SH SOLE 135000 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 3811 4500000 PRN SOLE 4500000 0 0 ACORDA THERAPEUTICS INC COM 00484M106 214 10000 SH Put SOLE 10000 0 0 ADVANCED ACCELERATOR APPLIC SPONSORED ADS 00790T100 587 7192 SH SOLE 7192 0 0 AETNA INC NEW COM 00817Y108 1443 8000 SH SOLE 8000 0 0 AKORN INC COM 009728106 226 7000 SH SOLE 7000 0 0 ALAMOS GOLD INC NEW COM CL A 011532108 97 14825 SH SOLE 14825 0 0 ALMOST FAMILY INC COM 020409108 281 5074 SH SOLE 5074 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 40 10000 SH Call SOLE 10000 0 0 ARBUTUS BIOPHARMA CORP COM 03879J100 603 119497 SH SOLE 119497 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 868 25000 SH Call SOLE 25000 0 0 ATLANTIC COAST FINL CORP COM 048426100 96 10219 SH SOLE 10219 0 0 ATMOS ENERGY CORP COM 049560105 258 3000 SH SOLE 3000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 246 2100 SH SOLE 2100 0 0 AVISTA CORP COM 05379B107 2811 54597 SH SOLE 54597 0 0 BANK AMER CORP COM 060505104 2131 72200 SH Call SOLE 72200 0 0 BARCLAYS PLC ADR 06738E204 142 13000 SH SOLE 13000 0 0 BARCLAYS PLC ADR 06738E204 164 15000 SH Call SOLE 15000 0 0 BARCLAYS PLC ADR 06738E204 164 15000 SH Put SOLE 15000 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 349 12500 SH SOLE 12500 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 4188 150000 SH Call SOLE 150000 0 0 BARRICK GOLD CORP COM 067901108 265 18300 SH SOLE 18300 0 0 BELLEROPHON THERAPEUTICS INC COM 078771102 205 79421 SH SOLE 79421 0 0 BUFFALO WILD WINGS INC COM 119848109 2283 14605 SH SOLE 14605 0 0 CIGNA CORPORATION COM 125509109 223 1100 SH SOLE 1100 0 0 CVS HEALTH CORP COM 126650100 334 4600 SH SOLE 4600 0 0 CVS HEALTH CORP COM 126650100 696 9600 SH Call SOLE 9600 0 0 CVS HEALTH CORP COM 126650100 696 9600 SH Put SOLE 9600 0 0 CALGON CARBON CORP COM 129603106 703 33000 SH SOLE 33000 0 0 CALPINE CORP COM NEW 131347304 166 11000 SH SOLE 11000 0 0 CAVIUM INC COM 14964U108 419 5000 SH SOLE 5000 0 0 CENOVUS ENERGY INC COM 15135U109 99 10800 SH SOLE 10800 0 0 CITIGROUP INC COM NEW 172967424 7441 100000 SH Call SOLE 100000 0 0 COLUMBIA BKG SYS INC COM 197236102 515 11861 SH SOLE 11861 0 0 CROWN HOLDINGS INC COM 228368106 332 5900 SH SOLE 5900 0 0 CURIS INC COM 231269101 204 292000 SH SOLE 292000 0 0 DENBURY RES INC COM NEW 247916208 354 160000 SH Put SOLE 160000 0 0 DISNEY WALT CO COM DISNEY 254687106 2150 20000 SH Put SOLE 20000 0 0 DISH NETWORK CORP CL A 25470M109 2388 50000 SH Put SOLE 50000 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 202 2400 SH SOLE 2400 0 0 ENTERCOM COMMUNICATIONS CORP CL A 293639100 145 13471 SH SOLE 13471 0 0 EXXON MOBIL CORP COM 30231G102 836 10000 SH Call SOLE 10000 0 0 EXXON MOBIL CORP COM 30231G102 1673 20000 SH Put SOLE 20000 0 0 FATE THERAPEUTICS INC COM 31189P102 557 91123 SH SOLE 91123 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 968 44176 SH SOLE 44176 0 0 FLEX PHARMA INC COM 33938A105 334 95577 SH SOLE 95577 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1874 150000 SH Put SOLE 150000 0 0 GEMPHIRE THERAPEUTICS INC COM 36870A108 310 38970 SH SOLE 38970 0 0 GENERAL MTRS CO COM 37045V100 10862 265000 SH Call SOLE 265000 0 0 GENERAL MTRS CO COM 37045V100 615 15000 SH Put SOLE 15000 0 0 GLOBALSTAR INC NOTE 8.000% 4/0 378973AD3 1083 491240 PRN SOLE 491240 0 0 GLOBALSTAR INC COM 378973408 1732 1322325 SH SOLE 1322325 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 764 3000 SH Call SOLE 3000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 764 3000 SH Put SOLE 3000 0 0 GOODRICH PETE CORP COM PAR 382410843 174 15958 SH SOLE 15958 0 0 HSN INC COM 404303109 569 14100 SH SOLE 14100 0 0 IGNYTA INC COM 451731103 1442 54000 SH SOLE 54000 0 0 IMMUNE DESIGN CORP COM 45252L103 153 39295 SH SOLE 39295 0 0 IMMUNOGEN INC COM 45253H101 1744 272000 SH Call SOLE 272000 0 0 INOTEK PHARMACEUTICALS CORP NOTE 5.750% 8/0 45780VAB8 1403 1750000 PRN SOLE 1750000 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 404 10000 SH Put SOLE 10000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1178 25000 SH Put SOLE 25000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 15246 100000 SH Put SOLE 100000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 262 3000 SH SOLE 3000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 26082 298900 SH Put SOLE 298900 0 0 ISHARES TR MSCI CHINA ETF 46429B671 333 5000 SH SOLE 5000 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 466090206 274 36689 SH SOLE 36689 0 0 KADMON HLDGS INC COM 48283N106 8350 2306607 SH SOLE 2306607 0 0 MICRON TECHNOLOGY INC COM 595112103 4523 110000 SH Call SOLE 110000 0 0 MONEYGRAM INTL INC COM NEW 60935Y208 1498 113637 SH SOLE 113637 0 0 MONSANTO CO NEW COM 61166W101 2452 21000 SH SOLE 21000 0 0 NII HLDGS INC COM PAR 62913F508 183 432052 SH SOLE 432052 0 0 NIKE INC CL B 654106103 938 15000 SH Call SOLE 15000 0 0 NIKE INC CL B 654106103 938 15000 SH Put SOLE 15000 0 0 NOVAVAX INC NOTE 3.750% 2/0 670002AB0 1169 2500000 PRN SOLE 2500000 0 0 NOVAVAX INC COM 670002104 186 150000 SH Call SOLE 150000 0 0 NXSTAGE MEDICAL INC COM 67072V103 533 22000 SH SOLE 22000 0 0 ORBITAL ATK INC COM 68557N103 1237 9410 SH SOLE 9410 0 0 OREXIGEN THERAPEUTICS INC NOTE 2.750%12/0 686164AB0 875 2500000 PRN SOLE 2500000 0 0 OREXIGEN THERAPEUTICS INC NOTE 2.750%12/0 686164AC8 1789 5401000 PRN SOLE 5401000 0 0 OREXIGEN THERAPEUTICS INC COM NEW 686164302 83 64464 SH SOLE 64464 0 0 PVH CORP COM 693656100 686 5000 SH SOLE 5000 0 0 PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 3060 4000000 PRN SOLE 4000000 0 0 PERNIX THERAPEUTICS HLDGS IN DBCV 4.250% 4/0 71426VAK4 4000 10000000 PRN SOLE 10000000 0 0 PFIZER INC COM 717081103 3423 94500 SH Put SOLE 94500 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1558 10000 SH Call SOLE 10000 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1558 10000 SH Put SOLE 10000 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 1202 50000 SH Call SOLE 50000 0 0 RH COM 74967X103 284 3290 SH SOLE 3290 0 0 RETROPHIN INC COM 761299106 1271 60336 SH SOLE 60336 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 931 239900 SH SOLE 239900 0 0 RITE AID CORP COM 767754104 22 11000 SH SOLE 11000 0 0 ROCKWELL COLLINS INC COM 774341101 1505 11100 SH SOLE 11100 0 0 ROSEHILL RES INC *W EXP 09/16/202 777385113 248 250000 SH SOLE 250000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2669 10000 SH Call SOLE 10000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 40029 150000 SH Put SOLE 150000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 297 2400 SH SOLE 2400 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 21218 250000 SH Put SOLE 250000 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 768 9000 SH SOLE 9000 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 12402 150000 SH Put SOLE 150000 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 217 3000 SH SOLE 3000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 315 11300 SH SOLE 11300 0 0 SPARTON CORP COM 847235108 1398 60623 SH SOLE 60623 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 390 25000 SH SOLE 25000 0 0 SUCAMPO PHARMACEUTICALS INC CL A 864909106 538 30000 SH SOLE 30000 0 0 SUNESIS PHARMACEUTICALS INC COM PAR 867328700 565 153231 SH SOLE 153231 0 0 TARGET CORP COM 87612E106 215 3300 SH SOLE 3300 0 0 TARGET CORP COM 87612E106 215 3300 SH Call SOLE 3300 0 0 TARGET CORP COM 87612E106 215 3300 SH Put SOLE 3300 0 0 TIME WARNER INC COM NEW 887317303 4098 44800 SH SOLE 44800 0 0 TRIBUNE MEDIA CO CL A 896047503 680 16001 SH SOLE 16001 0 0 TWITTER INC COM 90184L102 1681 70000 SH Call SOLE 70000 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 3002 250000 SH Call SOLE 250000 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 1201 100000 SH Put SOLE 100000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 265 5000 SH Call SOLE 5000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 265 5000 SH Put SOLE 5000 0 0 VIEWRAY INC COM 92672L107 864 93300 SH SOLE 93300 0 0 WGL HLDGS INC COM 92924F106 1057 12314 SH SOLE 12314 0 0 WAL-MART STORES INC COM 931142103 494 5000 SH Put SOLE 5000 0 0 WASHINGTONFIRST BANKSHARES I COM 940730104 308 9000 SH SOLE 9000 0 0 WATERS CORP COM 941848103 283 1466 SH SOLE 1466 0 0 XCERRA CORP COM 98400J108 520 53100 SH SOLE 53100 0 0