0001537055-17-000009.txt : 20171114 0001537055-17-000009.hdr.sgml : 20171114 20171114123521 ACCESSION NUMBER: 0001537055-17-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171114 DATE AS OF CHANGE: 20171114 EFFECTIVENESS DATE: 20171114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Telemetry Investments, L.L.C. CENTRAL INDEX KEY: 0001537055 IRS NUMBER: 134081603 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16856 FILM NUMBER: 171199813 BUSINESS ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-425-9700 MAIL ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001537055 XXXXXXXX 09-30-2017 09-30-2017 Telemetry Investments, L.L.C.

545 Fifth Ave Suite 1108 NEW YORK NY 10017

13F HOLDINGS REPORT 028-16856 N Andrew Schorr 212-425-9700 Andrew Schorr NEW YORK NY 11-14-2017 0 139 279947 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE DEUTSCHE BANK AG NAMEN AKT D18190898 537 31099 SH SOLE 31099 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 328 19000 SH Call SOLE 19000 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 328 19000 SH Put SOLE 19000 0 0 ALLERGAN PLC SHS G0177J108 922 4500 SH SOLE 4500 0 0 AXOVANT SCIENCES LTD COM G0750W104 138 20000 SH SOLE 20000 0 0 HORIZON PHARMA PLC SHS G4617B105 1775 140000 SH Call SOLE 140000 0 0 AFFIMED N V COM N01045108 704 312900 SH SOLE 312900 0 0 NXP SEMICONDUCTORS N V COM N6596X109 679 6000 SH SOLE 6000 0 0 AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 7780 8000000 PRN SOLE 8000000 0 0 ACCELERON PHARMA INC COM 00434H108 956 25610 SH SOLE 25610 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 3610 4000000 PRN SOLE 4000000 0 0 ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 00653A107 170 20710 SH SOLE 20710 0 0 ADOBE SYS INC COM 00724F101 290 1945 SH SOLE 1945 0 0 ADVISORY BRD CO COM 00762W107 2279 42493 SH SOLE 42493 0 0 AETNA INC NEW COM 00817Y108 241 1515 SH SOLE 1515 0 0 AKORN INC COM 009728106 498 15000 SH SOLE 15000 0 0 ALERE INC COM 01449J105 1606 31500 SH SOLE 31500 0 0 AMAZON COM INC COM 023135106 961 1000 SH SOLE 1000 0 0 AMERICAN TOWER CORP NEW COM 03027X100 227 1660 SH SOLE 1660 0 0 APPLE INC COM 037833100 1090 7070 SH SOLE 7070 0 0 ARBUTUS BIOPHARMA CORP COM 03879J100 682 110000 SH SOLE 110000 0 0 ASTORIA FINL CORP COM 046265104 389 18100 SH SOLE 18100 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 1016 30000 SH Call SOLE 30000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 284 2600 SH SOLE 2600 0 0 AVISTA CORP COM 05379B107 3258 62927 SH SOLE 62927 0 0 BANK AMER CORP COM 060505104 3041 120000 SH Call SOLE 120000 0 0 BARCLAYS PLC ADR 06738E204 155 15000 SH SOLE 15000 0 0 BARCLAYS PLC ADR 06738E204 155 15000 SH Call SOLE 15000 0 0 BARCLAYS PLC ADR 06738E204 155 15000 SH Put SOLE 15000 0 0 BARD C R INC COM 067383109 2984 9310 SH SOLE 9310 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 5878 150000 SH Call SOLE 150000 0 0 BARRICK GOLD CORP COM 067901108 317 19700 SH SOLE 19700 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 777 65000 SH SOLE 65000 0 0 CIGNA CORPORATION COM 125509109 224 1200 SH SOLE 1200 0 0 CVS HEALTH CORP COM 126650100 781 9600 SH Call SOLE 9600 0 0 CVS HEALTH CORP COM 126650100 781 9600 SH Put SOLE 9600 0 0 CALPINE CORP COM NEW 131347304 148 10000 SH SOLE 10000 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 238 655 SH SOLE 655 0 0 CLOVIS ONCOLOGY INC COM 189464100 247 3000 SH SOLE 3000 0 0 COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 250 1000000 PRN SOLE 1000000 0 0 COBALT INTL ENERGY INC NOTE 3.125% 5/1 19075FAB2 380 2000000 PRN SOLE 2000000 0 0 CORVUS PHARMACEUTICALS INC COM 221015100 430 27000 SH SOLE 27000 0 0 CURIS INC COM 231269101 298 200000 SH SOLE 200000 0 0 DEPOMED INC NOTE 2.500% 9/0 249908AA2 737 1000000 PRN SOLE 1000000 0 0 DISNEY WALT CO COM DISNEY 254687106 3943 40000 SH Put SOLE 40000 0 0 DOMINION DIAMOND CORP COM 257287102 1333 94000 SH SOLE 94000 0 0 EGALET CORP NOTE 5.500% 4/0 28226BAB0 1029 2000000 PRN SOLE 2000000 0 0 EXXON MOBIL CORP COM 30231G102 820 10000 SH Call SOLE 10000 0 0 EXXON MOBIL CORP COM 30231G102 820 10000 SH Put SOLE 10000 0 0 FATE THERAPEUTICS INC COM 31189P102 634 160000 SH SOLE 160000 0 0 FIRST POTOMAC RLTY TR COM 33610F109 484 43431 SH SOLE 43431 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 409 10000 SH SOLE 10000 0 0 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 736 1000000 PRN SOLE 1000000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1796 150000 SH Put SOLE 150000 0 0 FORESTAR GROUP INC COM 346233109 439 28025 SH SOLE 28025 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 2699 338668 SH SOLE 338668 0 0 FORTIVE CORP COM 34959J108 205 2900 SH SOLE 2900 0 0 GEMPHIRE THERAPEUTICS INC COM 36870A108 425 45000 SH SOLE 45000 0 0 GENERAL MTRS CO COM 37045V100 1413 35000 SH Call SOLE 35000 0 0 GENERAL MTRS CO COM 37045V100 606 15000 SH Put SOLE 15000 0 0 GLOBALSTAR INC NOTE 8.000% 4/0 378973AD3 1385 485776 PRN SOLE 485776 0 0 GLOBALSTAR INC COM 378973408 2254 1382596 SH SOLE 1382596 0 0 GOLDCORP INC NEW COM 380956409 157 12150 SH SOLE 12150 0 0 HCP INC COM 40414L109 253 9080 SH SOLE 9080 0 0 HSN INC COM 404303109 547 14000 SH SOLE 14000 0 0 HUMANA INC COM 444859102 273 1120 SH SOLE 1120 0 0 IGNYTA INC COM 451731103 408 33000 SH SOLE 33000 0 0 IMMUNOGEN INC COM 45253H101 918 120000 SH Call SOLE 120000 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 1159 1500000 PRN SOLE 1500000 0 0 IONIS PHARMACEUTICALS INC COM 462222100 313 6180 SH SOLE 6180 0 0 ISHARES INC MSCI BRZ CAP ETF 464286400 417 10000 SH Call SOLE 10000 0 0 ISHARES INC MSCI BRZ CAP ETF 464286400 417 10000 SH Put SOLE 10000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 296 2000 SH SOLE 2000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 44454 300000 SH Put SOLE 300000 0 0 ISHARES TR CORE S&P SCP ETF 464287804 594 8000 SH SOLE 8000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 16864 190000 SH Put SOLE 190000 0 0 KADMON HLDGS INC COM 48283N106 6469 1931129 SH SOLE 1931129 0 0 KELLOGG CO COM 487836108 336 5380 SH SOLE 5380 0 0 KITE PHARMA INC COM 49803L109 3069 17067 SH SOLE 17067 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 266 5000 SH SOLE 5000 0 0 LUMOS NETWORKS CORP COM 550283105 269 15000 SH SOLE 15000 0 0 MICRON TECHNOLOGY INC COM 595112103 1573 40000 SH Call SOLE 40000 0 0 MONEYGRAM INTL INC COM NEW 60935Y208 1839 114137 SH SOLE 114137 0 0 MONSANTO CO NEW COM 61166W101 2396 20000 SH SOLE 20000 0 0 NII HLDGS INC COM PAR 62913F508 237 515000 SH SOLE 515000 0 0 NIKE INC CL B 654106103 259 5000 SH Call SOLE 5000 0 0 NIKE INC CL B 654106103 259 5000 SH Put SOLE 5000 0 0 NOVAVAX INC NOTE 3.750% 2/0 670002AB0 1800 4000000 PRN SOLE 4000000 0 0 NOVAVAX INC COM 670002104 228 200000 SH Call SOLE 200000 0 0 NXSTAGE MEDICAL INC COM 67072V103 828 30000 SH SOLE 30000 0 0 ORACLE CORP COM 68389X105 331 6840 SH SOLE 6840 0 0 OREXIGEN THERAPEUTICS INC NOTE 2.750%12/0 686164AC8 1692 4401000 PRN SOLE 4401000 0 0 OVERSEAS SHIPHOLDING GROUP I CL A NEW 69036R863 60 22700 SH SOLE 22700 0 0 PDVWIRELESS INC COM 69290R104 226 7589 SH SOLE 7589 0 0 PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 3614 4500000 PRN SOLE 4500000 0 0 PACIFIC CONTINENTAL CORP COM 69412V108 593 22000 SH SOLE 22000 0 0 PAREXEL INTL CORP COM 699462107 3004 34100 SH SOLE 34100 0 0 PARKWAY INC COM 70156Q107 935 40606 SH SOLE 40606 0 0 PERNIX THERAPEUTICS HLDGS IN DBCV 4.250% 4/0 71426VAK4 4000 10000000 PRN SOLE 10000000 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 139 12466 SH SOLE 12466 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 1209 50000 SH Call SOLE 50000 0 0 QUEST DIAGNOSTICS INC COM 74834L100 328 3500 SH SOLE 3500 0 0 RETROPHIN INC COM 761299106 1020 41000 SH SOLE 41000 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 508 200000 SH SOLE 200000 0 0 RITE AID CORP COM 767754104 29 15000 SH SOLE 15000 0 0 ROCKWELL COLLINS INC COM 774341101 627 4800 SH SOLE 4800 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 241 1675 SH SOLE 1675 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2512 10000 SH Call SOLE 10000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 38941 155000 SH Put SOLE 155000 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 243 2000 SH SOLE 2000 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 25971 300000 SH Put SOLE 300000 0 0 SCANA CORP NEW COM 80589M102 336 6931 SH SOLE 6931 0 0 SCICLONE PHARMACEUTICALS INC COM 80862K104 246 22000 SH SOLE 22000 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 558 6500 SH SOLE 6500 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 13894 170000 SH Put SOLE 170000 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 270 5000 SH SOLE 5000 0 0 SPARTON CORP COM 847235108 622 26800 SH SOLE 26800 0 0 STARWOOD WAYPOINT HOMES COM 85572F105 218 6000 SH SOLE 6000 0 0 STATE NATL COS INC COM 85711T305 342 16301 SH SOLE 16301 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 205 18500 SH SOLE 18500 0 0 STRAIGHT PATH COMMUNICATNS I CL B 862578101 307 1700 SH SOLE 1700 0 0 STRYKER CORP COM 863667101 256 1800 SH SOLE 1800 0 0 SUNESIS PHARMACEUTICALS INC COM PAR 867328700 311 160399 SH SOLE 160399 0 0 SUNPOWER CORP COM 867652406 109 14900 SH SOLE 14900 0 0 TERRAFORM GLOBAL INC CL A 88104M101 1131 238139 SH SOLE 238139 0 0 TIME WARNER INC COM NEW 887317303 2244 21900 SH SOLE 21900 0 0 TRIBUNE MEDIA CO CL A 896047503 613 15001 SH SOLE 15001 0 0 TWITTER INC COM 90184L102 2362 140000 SH Call SOLE 140000 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 2608 250000 SH Call SOLE 250000 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 5215 500000 SH Put SOLE 500000 0 0 UNITI GROUP INC COM 91325V108 180 12275 SH SOLE 12275 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 247 5000 SH Call SOLE 5000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 247 5000 SH Put SOLE 5000 0 0 VIEWRAY INC COM 92672L107 294 51000 SH SOLE 51000 0 0 WGL HLDGS INC COM 92924F106 1036 12309 SH SOLE 12309 0 0 WAL-MART STORES INC COM 931142103 391 5000 SH Put SOLE 5000 0 0 WATERS CORP COM 941848103 206 1145 SH SOLE 1145 0 0 WEST CORP COM 952355204 1760 75000 SH SOLE 75000 0 0 XCERRA CORP COM 98400J108 464 47100 SH SOLE 47100 0 0