0001537055-17-000008.txt : 20170814 0001537055-17-000008.hdr.sgml : 20170814 20170814120751 ACCESSION NUMBER: 0001537055-17-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Telemetry Investments, L.L.C. CENTRAL INDEX KEY: 0001537055 IRS NUMBER: 134081603 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16856 FILM NUMBER: 171028527 BUSINESS ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-425-9700 MAIL ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001537055 XXXXXXXX 06-30-2017 06-30-2017 Telemetry Investments, L.L.C.

545 Fifth Ave Suite 1108 NEW YORK NY 10017

13F HOLDINGS REPORT 028-16856 N Andrew Schorr 212-425-9700 Andrew Schorr NEW YORK NY 08-14-2017 0 113 212615 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE HORIZON PHARMA PLC SHS G4617B105 1187 100000 SH Call SOLE 100000 0 0 INNOCOLL HLDGS PLC SHS G4783X105 23 10000 SH SOLE 10000 0 0 NORD ANGLIA EDUCATION INC SHS G6583A102 651 20000 SH SOLE 20000 0 0 AFFIMED N V COM N01045108 752 367067 SH SOLE 367067 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 2261 36000 SH SOLE 36000 0 0 NXP SEMICONDUCTORS N V COM N6596X109 2517 23000 SH SOLE 23000 0 0 AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 7670 8000000 PRN SOLE 8000000 0 0 ACCELERON PHARMA INC COM 00434H108 1054 34679 SH SOLE 34679 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 3433 4000000 PRN SOLE 4000000 0 0 AKORN INC COM 009728106 537 16000 SH SOLE 16000 0 0 ALERE INC COM 01449J105 2033 40500 SH SOLE 40500 0 0 AMARIN CORP PLC SPONS ADR NEW 023111206 504 125000 SH SOLE 125000 0 0 ARBUTUS BIOPHARMA CORP COM 03879J100 786 218400 SH SOLE 218400 0 0 ARCONIC INC COM 03965L100 219 9670 SH SOLE 9670 0 0 ARRAY BIOPHARMA INC COM 04269X105 418 50000 SH Call SOLE 50000 0 0 ASTORIA FINL CORP COM 046265104 365 18100 SH SOLE 18100 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 1364 40000 SH Call SOLE 40000 0 0 BANK AMER CORP COM 060505104 3639 150000 SH Call SOLE 150000 0 0 BARCLAYS PLC ADR 06738E204 159 15000 SH Call SOLE 15000 0 0 BARCLAYS PLC ADR 06738E204 159 15000 SH Put SOLE 15000 0 0 BARD C R INC COM 067383109 1644 5200 SH SOLE 5200 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06740Q252 1914 150000 SH Call SOLE 150000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 277 22000 SH SOLE 22000 0 0 CIGNA CORPORATION COM 125509109 448 2675 SH SOLE 2675 0 0 CME GROUP INC COM 12572Q105 213 1700 SH SOLE 1700 0 0 CVS HEALTH CORP COM 126650100 772 9600 SH Call SOLE 9600 0 0 CVS HEALTH CORP COM 126650100 772 9600 SH Put SOLE 9600 0 0 CABELAS INC COM 126804301 1926 32420 SH SOLE 32420 0 0 CENOVUS ENERGY INC COM 15135U109 78 10650 SH SOLE 10650 0 0 CITIGROUP INC COM NEW 172967424 2006 30000 SH Call SOLE 30000 0 0 CURIS INC COM 231269101 383 202500 SH SOLE 202500 0 0 DEPOMED INC NOTE 2.500% 9/0 249908AA2 4388 5000000 PRN SOLE 5000000 0 0 DISNEY WALT CO COM DISNEY 254687106 1062 10000 SH Put SOLE 10000 0 0 DOW CHEM CO COM 260543103 492 7800 SH SOLE 7800 0 0 ELDORADO GOLD CORP NEW COM 284902103 56 21330 SH SOLE 21330 0 0 ENANTA PHARMACEUTICALS INC COM 29251M106 223 6200 SH SOLE 6200 0 0 ENDOLOGIX INC NOTE 3.250%11/0 29266SAB2 856 1000000 PRN SOLE 1000000 0 0 EXXON MOBIL CORP COM 30231G102 807 10000 SH Call SOLE 10000 0 0 EXXON MOBIL CORP COM 30231G102 807 10000 SH Put SOLE 10000 0 0 FATE THERAPEUTICS INC COM 31189P102 731 225700 SH SOLE 225700 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 989 32851 SH SOLE 32851 0 0 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 930 1500000 PRN SOLE 1500000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 895 80000 SH Put SOLE 80000 0 0 FORESTAR GROUP INC COM 346233109 1460 85126 SH SOLE 85126 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 2658 332668 SH SOLE 332668 0 0 GAS NAT INC COM 367204104 323 25005 SH SOLE 25005 0 0 GEMPHIRE THERAPEUTICS INC COM 36870A108 603 46749 SH SOLE 46749 0 0 GENERAL MTRS CO COM 37045V100 4192 120000 SH Call SOLE 120000 0 0 GLOBALSTAR INC NOTE 8.000% 4/0 378973AD3 1783 485776 PRN SOLE 485776 0 0 GOODRICH PETE CORP COM PAR 382410843 156 12749 SH SOLE 12749 0 0 IGNYTA INC COM 451731103 864 83500 SH SOLE 83500 0 0 IMMUNOGEN INC COM 45253H101 498 70000 SH Call SOLE 70000 0 0 INOTEK PHARMACEUTICALS CORP NOTE 5.750% 8/0 45780VAB8 596 1000000 PRN SOLE 1000000 0 0 INTRAWEST RESORTS HLDGS INC COM 46090K109 688 29000 SH SOLE 29000 0 0 ISHARES TR SELECT DIVID ETF 464287168 1014 11000 SH SOLE 11000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 898 21700 SH SOLE 21700 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 29593 210000 SH Put SOLE 210000 0 0 KCG HLDGS INC CL A 48244B100 1591 79808 SH SOLE 79808 0 0 KADMON HLDGS INC COM 48283N106 5092 1309084 SH SOLE 1309084 0 0 KATE SPADE & CO COM 485865109 1609 87000 SH SOLE 87000 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 296 5000 SH SOLE 5000 0 0 LUMOS NETWORKS CORP COM 550283105 250 14000 SH SOLE 14000 0 0 MICRON TECHNOLOGY INC COM 595112103 3285 110000 SH Call SOLE 110000 0 0 MONEYGRAM INTL INC COM NEW 60935Y208 2697 156337 SH SOLE 156337 0 0 MONSANTO CO NEW COM 61166W101 1917 16200 SH SOLE 16200 0 0 NII HLDGS INC COM PAR 62913F508 351 436000 SH SOLE 436000 0 0 NEUSTAR INC CL A 64126X201 334 10000 SH SOLE 10000 0 0 NIKE INC CL B 654106103 295 5000 SH Call SOLE 5000 0 0 NIKE INC CL B 654106103 295 5000 SH Put SOLE 5000 0 0 NOVAVAX INC NOTE 3.750% 2/0 670002AB0 429 1000000 PRN SOLE 1000000 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 434 8500 SH SOLE 8500 0 0 OREXIGEN THERAPEUTICS INC NOTE 2.750%12/0 686164AC8 3801 8401000 PRN SOLE 8401000 0 0 OREXIGEN THERAPEUTICS INC COM NEW 686164302 204 70253 SH SOLE 70253 0 0 OVERSEAS SHIPHOLDING GROUP I CL A NEW 69036R863 60 22700 SH SOLE 22700 0 0 PDVWIRELESS INC COM 69290R104 373 16000 SH SOLE 16000 0 0 PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 1161 1500000 PRN SOLE 1500000 0 0 PACIFIC CONTINENTAL CORP COM 69412V108 383 15000 SH SOLE 15000 0 0 PANERA BREAD CO CL A 69840W108 1825 5800 SH SOLE 5800 0 0 PAREXEL INTL CORP COM 699462107 869 10000 SH SOLE 10000 0 0 PARKWAY INC COM 70156Q107 343 15000 SH SOLE 15000 0 0 PERNIX THERAPEUTICS HLDGS IN DBCV 4.250% 4/0 71426VAK4 2542 9000000 PRN SOLE 9000000 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 1238 50000 SH Call SOLE 50000 0 0 RETROPHIN INC COM 761299106 1163 60000 SH SOLE 60000 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 601 220000 SH SOLE 220000 0 0 RITE AID CORP COM 767754104 168 57000 SH SOLE 57000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 33852 140000 SH Put SOLE 140000 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 309 4000 SH SOLE 4000 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 19295 250000 SH Put SOLE 250000 0 0 SCICLONE PHARMACEUTICALS INC COM 80862K104 132 12000 SH SOLE 12000 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 683 10000 SH SOLE 10000 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 9509 120000 SH Put SOLE 120000 0 0 SHIRE PLC SPONSORED ADR 82481R106 413 2500 SH SOLE 2500 0 0 STAPLES INC COM 855030102 252 25000 SH SOLE 25000 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 230 25000 SH SOLE 25000 0 0 STRAIGHT PATH COMMUNICATNS I CL B 862578101 269 1500 SH SOLE 1500 0 0 SUNESIS PHARMACEUTICALS INC COM PAR 867328700 334 123643 SH SOLE 123643 0 0 TARGET CORP COM 87612E106 223 4260 SH SOLE 4260 0 0 TERRAFORM GLOBAL INC CL A 88104M101 1127 223139 SH SOLE 223139 0 0 TIME WARNER INC COM NEW 887317303 2008 20000 SH SOLE 20000 0 0 TRIBUNE MEDIA CO CL A 896047503 612 15000 SH SOLE 15000 0 0 TWITTER INC COM 90184L102 1787 100000 SH Call SOLE 100000 0 0 VCA INC COM 918194101 2622 28400 SH SOLE 28400 0 0 VALERO ENERGY CORP NEW COM 91913Y100 236 3500 SH SOLE 3500 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 2479 100000 SH Call SOLE 100000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 223 5000 SH SOLE 5000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 223 5000 SH Call SOLE 5000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 223 5000 SH Put SOLE 5000 0 0 VIEWRAY INC COM 92672L107 188 29000 SH SOLE 29000 0 0 WGL HLDGS INC COM 92924F106 1528 18309 SH SOLE 18309 0 0 WAL-MART STORES INC COM 931142103 378 5000 SH Call SOLE 5000 0 0 WAL-MART STORES INC COM 931142103 378 5000 SH Put SOLE 5000 0 0 WEST CORP COM 952355204 1329 57000 SH SOLE 57000 0 0 XCERRA CORP COM 98400J108 441 45100 SH SOLE 45100 0 0