0001537055-17-000002.txt : 20170515 0001537055-17-000002.hdr.sgml : 20170515 20170515112745 ACCESSION NUMBER: 0001537055-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Telemetry Investments, L.L.C. CENTRAL INDEX KEY: 0001537055 IRS NUMBER: 134081603 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16856 FILM NUMBER: 17842293 BUSINESS ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-425-9700 MAIL ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001537055 XXXXXXXX 03-31-2017 03-31-2017 Telemetry Investments, L.L.C.

545 Fifth Ave Suite 1108 NEW YORK NY 10017

13F HOLDINGS REPORT 028-16856 N Andrew Schorr 212-425-9700 Andrew Schorr NEW YORK NY 05-15-2017 0 113 222737 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AXOVANT SCIENCES LTD COM G0750W104 254 17000 SH SOLE 17000 0 0 MULTI PACKAGING SOLUTIONS IN COM G6331W109 834 46484 SH SOLE 46484 0 0 AFFIMED N V COM N01045108 112 48717 SH SOLE 48717 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 1228 20000 SH SOLE 20000 0 0 NXP SEMICONDUCTORS N V COM N6596X109 2970 28700 SH SOLE 28700 0 0 ACCELERON PHARMA INC COM 00434H108 740 27970 SH SOLE 27970 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 8075 9500000 PRN SOLE 9500000 0 0 AEGERION PHARMACEUTICALS INC NOTE 2.000% 8/1 00767EAB8 800 1000000 PRN SOLE 1000000 0 0 ARBUTUS BIOPHARMA CORP COM 03879J100 731 225000 SH SOLE 225000 0 0 ARRAY BIOPHARMA INC COM 04269X105 89 10000 SH Call SOLE 10000 0 0 ASTORIA FINL CORP COM 046265104 371 18100 SH SOLE 18100 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 3114 100000 SH Call SOLE 100000 0 0 BANK AMER CORP COM 060505104 3774 160000 SH Call SOLE 160000 0 0 BARCLAYS PLC ADR 06738E204 169 15000 SH Call SOLE 15000 0 0 BARCLAYS PLC ADR 06738E204 169 15000 SH Put SOLE 15000 0 0 B/E AEROSPACE INC COM 073302101 321 5000 SH SOLE 5000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 137 11000 SH SOLE 11000 0 0 CBRE GROUP INC CL A 12504L109 287 8240 SH SOLE 8240 0 0 CEB INC COM 125134106 393 5000 SH SOLE 5000 0 0 CIGNA CORPORATION COM 125509109 439 3000 SH SOLE 3000 0 0 CST BRANDS INC COM 12646R105 673 14000 SH SOLE 14000 0 0 CVS HEALTH CORP COM 126650100 754 9600 SH Call SOLE 9600 0 0 CVS HEALTH CORP COM 126650100 754 9600 SH Put SOLE 9600 0 0 CABELAS INC COM 126804301 1508 28400 SH SOLE 28400 0 0 CARDINAL FINL CORP COM 14149F109 470 15700 SH SOLE 15700 0 0 CASCADIAN THERAPEUTICS INC COM NEW 14740B606 75 18190 SH SOLE 18190 0 0 CHEMTURA CORP COM NEW 163893209 1069 32000 SH SOLE 32000 0 0 CITIGROUP INC COM NEW 172967424 7178 120000 SH Call SOLE 120000 0 0 CURIS INC COM 231269101 564 202905 SH SOLE 202905 0 0 DOW CHEM CO COM 260543103 457 7200 SH SOLE 7200 0 0 ENTRAVISION COMMUNICATIONS C CL A 29382R107 156 25195 SH SOLE 25195 0 0 EVERBANK FINL CORP COM 29977G102 729 37409 SH SOLE 37409 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 1977 30000 SH Put SOLE 30000 0 0 EXXON MOBIL CORP COM 30231G102 820 10000 SH SOLE 10000 0 0 FATE THERAPEUTICS INC COM 31189P102 682 150000 SH SOLE 150000 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 983 27200 SH SOLE 27200 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 1408 177123 SH SOLE 177123 0 0 GAS NAT INC COM 367204104 318 25005 SH SOLE 25005 0 0 GENERAL MTRS CO COM 37045V100 6011 170000 SH Call SOLE 170000 0 0 GILEAD SCIENCES INC COM 375558103 3396 50000 SH Call SOLE 50000 0 0 GLOBALSTAR INC NOTE 8.000% 4/0 378973AD3 1328 480372 PRN SOLE 480372 0 0 GLOBALSTAR INC COM 378973408 460 287209 SH SOLE 287209 0 0 HEADWATERS INC COM 42210P102 559 23818 SH SOLE 23818 0 0 HECLA MNG CO COM 422704106 106 20087 SH SOLE 20087 0 0 HERITAGE OAKS BANCORP COM 42724R107 179 13422 SH SOLE 13422 0 0 HUMANA INC COM 444859102 1326 6434 SH SOLE 6434 0 0 IXIA COM 45071R109 236 12000 SH SOLE 12000 0 0 IGNYTA INC COM 451731103 460 53489 SH SOLE 53489 0 0 IMMUNOMEDICS INC COM 452907108 194 30000 SH Call SOLE 30000 0 0 INOTEK PHARMACEUTICALS CORP NOTE 5.750% 8/0 45780VAB8 590 1000000 PRN SOLE 1000000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1306 7500 SH Call SOLE 7500 0 0 INVENSENSE INC COM 46123D205 183 14500 SH SOLE 14500 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 34370 250000 SH Put SOLE 250000 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 466090206 92 14109 SH SOLE 14109 0 0 JANUS CAP GROUP INC COM 47102X105 739 56000 SH SOLE 56000 0 0 KADMON HLDGS INC COM 48283N106 4512 1246456 SH SOLE 1246456 0 0 L BRANDS INC COM 501797104 519 11019 SH SOLE 11019 0 0 LMI AEROSPACE INC COM 502079106 240 17430 SH SOLE 17430 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 286 5000 SH SOLE 5000 0 0 MSCI INC COM 55354G100 408 4200 SH SOLE 4200 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 3373 37864 SH SOLE 37864 0 0 METALDYNE PERFORMANCE GROUP COM 59116R107 231 10100 SH SOLE 10100 0 0 MICRON TECHNOLOGY INC COM 595112103 2312 80000 SH Call SOLE 80000 0 0 MIDCOAST ENERGY PARTNERS L P COM UT LTD PTN 59564N103 255 31700 SH SOLE 31700 0 0 MONEYGRAM INTL INC COM NEW 60935Y208 577 34308 SH SOLE 34308 0 0 MONSANTO CO NEW COM 61166W101 2887 25500 SH SOLE 25500 0 0 NII HLDGS INC COM PAR $0.001 62913F508 459 353000 SH SOLE 353000 0 0 NEUSTAR INC CL A 64126X201 265 8000 SH SOLE 8000 0 0 NEW GOLD INC CDA COM 644535106 79 26518 SH SOLE 26518 0 0 NIKE INC CL B 654106103 279 5000 SH Call SOLE 5000 0 0 NIKE INC CL B 654106103 279 5000 SH Put SOLE 5000 0 0 NIMBLE STORAGE INC COM 65440R101 762 61000 SH SOLE 61000 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 459 8500 SH SOLE 8500 0 0 OREXIGEN THERAPEUTICS INC NOTE 2.750%12/0 686164AC8 4883 9401000 PRN SOLE 9401000 0 0 OREXIGEN THERAPEUTICS INC COM NEW 686164302 304 88269 SH SOLE 88269 0 0 OVERSEAS SHIPHOLDING GROUP I CL A NEW 69036R863 88 22700 SH SOLE 22700 0 0 PDVWIRELESS INC COM 69290R104 415 19000 SH SOLE 19000 0 0 PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 3473 4000000 PRN SOLE 4000000 0 0 PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 3141 5000000 PRN SOLE 5000000 0 0 PACIFIC CONTINENTAL CORP COM 69412V108 368 15000 SH SOLE 15000 0 0 PERNIX THERAPEUTICS HLDGS IN DBCV 4.250% 4/0 71426VAK4 1530 9000000 PRN SOLE 9000000 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 1298 50000 SH Call SOLE 50000 0 0 PRIVATEBANCORP INC COM 742962103 356 6000 SH SOLE 6000 0 0 PRUDENTIAL FINL INC COM 744320102 384 3600 SH SOLE 3600 0 0 RETROPHIN INC COM 761299106 812 44000 SH SOLE 44000 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 563 170000 SH SOLE 170000 0 0 RITE AID CORP COM 767754104 400 94169 SH SOLE 94169 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3300 14000 SH SOLE 14000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 44201 187500 SH Put SOLE 187500 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 8182 118000 SH Put SOLE 118000 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 10031 134900 SH Put SOLE 134900 0 0 SILVER BAY RLTY TR CORP COM 82735Q102 335 15608 SH SOLE 15608 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 201 23530 SH SOLE 23530 0 0 STRAIGHT PATH COMMUNICATNS I CL B 862578101 288 8000 SH SOLE 8000 0 0 SUFFOLK BANCORP COM 864739107 642 15880 SH SOLE 15880 0 0 SUCAMPO PHARMACEUTICALS INC DBCV 3.250%12/1 864909AA4 5936 6000000 PRN SOLE 6000000 0 0 SUNESIS PHARMACEUTICALS INC COM PAR 867328700 492 119881 SH SOLE 119881 0 0 SYNGENTA AG SPONSORED ADR 87160A100 1470 16615 SH SOLE 16615 0 0 TARGET CORP COM 87612E106 287 5200 SH SOLE 5200 0 0 TERRAFORM GLOBAL INC CL A 88104M101 638 133000 SH SOLE 133000 0 0 TIME WARNER INC COM NEW 887317303 1710 17500 SH SOLE 17500 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 638 60000 SH Put SOLE 60000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2291 13966 SH SOLE 13966 0 0 VCA INC COM 918194101 2507 27400 SH SOLE 27400 0 0 VALSPAR CORP COM 920355104 278 2510 SH SOLE 2510 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 244 5000 SH Call SOLE 5000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 244 5000 SH Put SOLE 5000 0 0 WGL HLDGS INC COM 92924F106 1098 13309 SH SOLE 13309 0 0 WAL-MART STORES INC COM 931142103 360 5000 SH Call SOLE 5000 0 0 WAL-MART STORES INC COM 931142103 360 5000 SH Put SOLE 5000 0 0 WESTAR ENERGY INC COM 95709T100 725 13360 SH SOLE 13360 0 0 WHITEWAVE FOODS CO COM 966244105 1853 33000 SH SOLE 33000 0 0 ZELTIQ AESTHETICS INC COM 98933Q108 1112 20000 SH SOLE 20000 0 0