0001537055-17-000001.txt : 20170214 0001537055-17-000001.hdr.sgml : 20170214 20170214120448 ACCESSION NUMBER: 0001537055-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Telemetry Investments, L.L.C. CENTRAL INDEX KEY: 0001537055 IRS NUMBER: 134081603 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16856 FILM NUMBER: 17605423 BUSINESS ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-425-9700 MAIL ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001537055 XXXXXXXX 12-31-2016 12-31-2016 Telemetry Investments, L.L.C.

545 Fifth Ave Suite 1108 NEW YORK NY 10017

13F HOLDINGS REPORT 028-16856 N Andrew Schorr 212-425-9700 Andrew Schorr NEW YORK NY 02-14-2017 0 103 176918 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE AXOVANT SCIENCES LTD COM G0750W104 186 15000 SH SOLE 15000 0 0 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 1281 13865 SH SOLE 13865 0 0 AFFIMED N V COM N01045108 119 66000 SH SOLE 66000 0 0 NXP SEMICONDUCTORS N V COM N6596X109 2715 27700 SH SOLE 27700 0 0 AEP INDS INC COM 001031103 1753 15100 SH SOLE 15100 0 0 ACCELERON PHARMA INC COM 00434H108 932 36530 SH SOLE 36530 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 6650 8750000 PRN SOLE 8750000 0 0 AEGERION PHARMACEUTICALS INC NOTE 2.000% 8/1 00767EAB8 3206 4500000 PRN SOLE 4500000 0 0 AMAZON COM INC COM 023135106 1950 2600 SH SOLE 2600 0 0 APOLLO ED GROUP INC CL A 037604105 394 39845 SH SOLE 39845 0 0 ARBUTUS BIOPHARMA CORP COM 03879J100 368 150000 SH SOLE 150000 0 0 ARIAD PHARMACEUTICALS INC COM 04033A100 218 17500 SH SOLE 17500 0 0 ARRAY BIOPHARMA INC NOTE 3.000% 6/0 04269XAA3 1049 750000 PRN SOLE 750000 0 0 ARRAY BIOPHARMA INC COM 04269X105 281 32000 SH Call SOLE 32000 0 0 ASTORIA FINL CORP COM 046265104 300 16100 SH SOLE 16100 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 2732 100000 SH Call SOLE 100000 0 0 BANK OF THE OZARKS INC COM 063904106 263 5000 SH SOLE 5000 0 0 B/E AEROSPACE INC COM 073302101 301 5000 SH SOLE 5000 0 0 BLUE NILE INC COM 09578R103 229 5646 SH SOLE 5646 0 0 CIGNA CORPORATION COM 125509109 720 5400 SH SOLE 5400 0 0 CST BRANDS INC COM 12646R105 530 11000 SH SOLE 11000 0 0 CABELAS INC COM 126804301 902 15400 SH SOLE 15400 0 0 CARDINAL FINL CORP COM 14149F109 482 14700 SH SOLE 14700 0 0 CASCADIAN THERAPEUTICS INC COM NEW 14740B606 93 21500 SH SOLE 21500 0 0 CATERPILLAR INC DEL COM 149123101 2318 25000 SH Put SOLE 25000 0 0 CHEMTURA CORP COM NEW 163893209 930 28000 SH SOLE 28000 0 0 CLOUD PEAK ENERGY INC COM 18911Q102 280 50000 SH Call SOLE 50000 0 0 COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 294 750000 PRN SOLE 750000 0 0 COBALT INTL ENERGY INC COM 19075F106 183 150000 SH Call SOLE 150000 0 0 CURIS INC COM 231269101 570 185000 SH SOLE 185000 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 251 4574 SH SOLE 4574 0 0 DISNEY WALT CO COM DISNEY 254687106 208 2000 SH SOLE 2000 0 0 DOW CHEM CO COM 260543103 412 7200 SH SOLE 7200 0 0 ENTRAVISION COMMUNICATIONS C CL A 29382R107 175 25015 SH SOLE 25015 0 0 EVERBANK FINL CORP COM 29977G102 644 33112 SH SOLE 33112 0 0 FACEBOOK INC CL A 30303M102 748 6500 SH SOLE 6500 0 0 FATE THERAPEUTICS INC COM 31189P102 310 123500 SH SOLE 123500 0 0 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 345 500000 PRN SOLE 500000 0 0 G & K SVCS INC CL A 361268105 579 6000 SH SOLE 6000 0 0 GAS NAT INC COM 367204104 324 25805 SH SOLE 25805 0 0 GENERAL ELECTRIC CO COM 369604103 3160 100000 SH Put SOLE 100000 0 0 GENERAL MTRS CO COM 37045V100 13197 378800 SH Call SOLE 378800 0 0 GLOBALSTAR INC NOTE 8.000% 4/0 378973AD3 1311 480372 PRN SOLE 480372 0 0 GLOBALSTAR INC COM 378973408 194 122814 SH SOLE 122814 0 0 HARMAN INTL INDS INC COM 413086109 333 3000 SH SOLE 3000 0 0 HEADWATERS INC COM 42210P102 485 20618 SH SOLE 20618 0 0 HECLA MNG CO COM 422704106 105 20087 SH SOLE 20087 0 0 HUMANA INC COM 444859102 3020 14800 SH SOLE 14800 0 0 IMMUNOMEDICS INC NOTE 4.750% 2/1 452907AK4 2970 3000000 PRN SOLE 3000000 0 0 INOTEK PHARMACEUTICALS CORP NOTE 5.750% 8/0 45780VAB8 1040 1000000 PRN SOLE 1000000 0 0 INTELIQUENT INC COM 45825N107 360 15706 SH SOLE 15706 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 4913 29600 SH Call SOLE 29600 0 0 INTERSIL CORP CL A 46069S109 1115 50000 SH SOLE 50000 0 0 INTEROIL CORP COM 460951106 2474 52000 SH SOLE 52000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 32364 240000 SH Put SOLE 240000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 2596 30000 SH Put SOLE 30000 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 466090206 95 20009 SH SOLE 20009 0 0 JANUS CAP GROUP INC COM 47102X105 664 50000 SH SOLE 50000 0 0 JOY GLOBAL INC COM 481165108 426 15200 SH SOLE 15200 0 0 KADMON HLDGS INC COM 48283N106 107 20000 SH SOLE 20000 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 282 5000 SH SOLE 5000 0 0 LILLY ELI & CO COM 532457108 1839 25000 SH Call SOLE 25000 0 0 LINEAR TECHNOLOGY CORP COM 535678106 935 15000 SH SOLE 15000 0 0 MEDIA GEN INC NEW COM 58441K100 188 10000 SH SOLE 10000 0 0 MENTOR GRAPHICS CORP COM 587200106 480 13000 SH SOLE 13000 0 0 METALDYNE PERFORMANCE GROUP COM 59116R107 230 10000 SH SOLE 10000 0 0 MICRON TECHNOLOGY INC COM 595112103 1160 52900 SH Call SOLE 52900 0 0 MONSANTO CO NEW COM 61166W101 4051 38500 SH SOLE 38500 0 0 NII HLDGS INC COM PAR $0.001 62913F508 441 205000 SH SOLE 205000 0 0 NEW GOLD INC CDA COM 644535106 122 35000 SH SOLE 35000 0 0 OFFICE DEPOT INC COM 676220106 181 40000 SH SOLE 40000 0 0 OREXIGEN THERAPEUTICS INC NOTE 2.750%12/0 686164AB0 2723 9901000 PRN SOLE 9901000 0 0 OREXIGEN THERAPEUTICS INC COM NEW 686164302 18 10250 SH SOLE 10250 0 0 OVERSEAS SHIPHOLDING GROUP I CL A NEW 69036R863 51 13300 SH SOLE 13300 0 0 PDVWIRELESS INC COM 69290R104 428 19000 SH SOLE 19000 0 0 PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 2409 3000000 PRN SOLE 3000000 0 0 PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 2978 5000000 PRN SOLE 5000000 0 0 PTC THERAPEUTICS INC COM 69366J200 218 20000 SH Call SOLE 20000 0 0 PERNIX THERAPEUTICS HLDGS IN DBCV 4.250% 4/0 71426VAK4 2070 9000000 PRN SOLE 9000000 0 0 PRIVATEBANCORP INC COM 742962103 1355 25000 SH SOLE 25000 0 0 RETROPHIN INC COM 761299106 719 38000 SH SOLE 38000 0 0 RETROPHIN INC COM 761299106 379 20000 SH Call SOLE 20000 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 361 151686 SH SOLE 151686 0 0 RITE AID CORP COM 767754104 1204 146169 SH SOLE 146169 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 29059 130000 SH Put SOLE 130000 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 5327 90000 SH Put SOLE 90000 0 0 ST JUDE MED INC COM 790849103 241 3000 SH SOLE 3000 0 0 SPANISH BROADCASTING SYS INC CL A NEW 846425833 137 45000 SH SOLE 45000 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 268 25016 SH SOLE 25016 0 0 SUFFOLK BANCORP COM 864739107 680 15880 SH SOLE 15880 0 0 SUNESIS PHARMACEUTICALS INC COM PAR 867328700 437 120807 SH SOLE 120807 0 0 SYNGENTA AG SPONSORED ADR 87160A100 1313 16615 SH SOLE 16615 0 0 TARGA RES CORP COM 87612G101 224 4000 SH SOLE 4000 0 0 TIME WARNER INC COM NEW 887317303 1110 11500 SH SOLE 11500 0 0 TRIBUNE MEDIA CO CL A 896047503 350 10000 SH SOLE 10000 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 1172 100000 SH Put SOLE 100000 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 1016 70000 SH Call SOLE 70000 0 0 VALSPAR CORP COM 920355104 260 2510 SH SOLE 2510 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 284 9000 SH SOLE 9000 0 0 VIVINT SOLAR INC COM 92854Q106 53 20799 SH SOLE 20799 0 0 WESTAR ENERGY INC COM 95709T100 696 12360 SH SOLE 12360 0 0 WHITEWAVE FOODS CO COM 966244105 1835 33000 SH SOLE 33000 0 0 YADKIN FINL CORP COM 984305102 480 14000 SH SOLE 14000 0 0