0001537055-16-000018.txt : 20161114 0001537055-16-000018.hdr.sgml : 20161111 20161114113005 ACCESSION NUMBER: 0001537055-16-000018 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Telemetry Investments, L.L.C. CENTRAL INDEX KEY: 0001537055 IRS NUMBER: 134081603 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16856 FILM NUMBER: 161992269 BUSINESS ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-425-9700 MAIL ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001537055 XXXXXXXX 09-30-2016 09-30-2016 Telemetry Investments, L.L.C.

545 Fifth Ave Suite 1108 NEW YORK NY 10017

13F HOLDINGS REPORT 028-16856 N Andrew Schorr 212-425-9700 Andrew Schorr NEW YORK NY 11-14-2016 0 110 159454 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE DEUTSCHE BANK AG NAMEN AKT D18190898 196 14995 SH SOLE 14995 0 0 AXOVANT SCIENCES LTD COM G0750W104 182 13000 SH SOLE 13000 0 0 FLEETMATICS GROUP PLC COM G35569105 977 16290 SH SOLE 16290 0 0 AFFIMED N V COM N01045108 193 69347 SH SOLE 69347 0 0 AVG TECHNOLOGIES N V SHS N07831105 2059 82339 SH SOLE 82339 0 0 MYLAN N V SHS EURO N59465109 303 7947 SH SOLE 7947 0 0 NAVIGATOR HOLDINGS LTD SHS Y62132108 226 31500 SH SOLE 31500 0 0 SUNEDISON SEMICONDUCTOR LTD SHS Y8213L102 629 55236 SH SOLE 55236 0 0 ADMA BIOLOGICS INC COM 000899104 72 10000 SH SOLE 10000 0 0 AEP INDS INC COM 001031103 1542 14100 SH SOLE 14100 0 0 ACCELERON PHARMA INC COM 00434H108 434 12000 SH SOLE 12000 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 4486 5500000 PRN SOLE 5500000 0 0 AEGERION PHARMACEUTICALS INC NOTE 2.000% 8/1 00767EAB8 4616 7000000 PRN SOLE 7000000 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 245 6500 SH SOLE 6500 0 0 AEGON N V NY REGISTRY SH 007924103 45 11700 SH SOLE 11700 0 0 ALERE INC COM 01449J105 303 7000 SH SOLE 7000 0 0 APOLLO ED GROUP INC CL A 037604105 720 90507 SH SOLE 90507 0 0 ASTORIA FINL CORP COM 046265104 204 14000 SH SOLE 14000 0 0 BANK OF THE OZARKS INC COM 063904106 254 6619 SH SOLE 6619 0 0 BEST BUY INC COM 086516101 215 5640 SH SOLE 5640 0 0 BIOGEN INC COM 09062X103 9391 30000 SH Call SOLE 30000 0 0 BLACKROCK FLOAT RATE OME STR COM 09255X100 248 17900 SH SOLE 17900 0 0 CIFC LLC COM UNIT 12547R105 115 10302 SH SOLE 10302 0 0 CIGNA CORPORATION COM 125509109 834 6400 SH SOLE 6400 0 0 CST BRANDS INC COM 12646R105 529 11000 SH SOLE 11000 0 0 CARDINAL FINL CORP COM 14149F109 384 14700 SH SOLE 14700 0 0 CASCADIAN THERAPEUTICS INC COM 14740B101 233 142000 SH SOLE 142000 0 0 CEPHEID COM 15670R107 422 8000 SH SOLE 8000 0 0 CHEMTURA CORP COM NEW 163893209 525 16000 SH SOLE 16000 0 0 COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 382 750000 PRN SOLE 750000 0 0 COBALT INTL ENERGY INC COM 19075F106 186 150000 SH Call SOLE 150000 0 0 CURIS INC COM 231269101 652 250000 SH SOLE 250000 0 0 CVENT INC COM 23247G109 314 9900 SH SOLE 9900 0 0 CYNAPSUS THERAPEUTICS INC COM PAR NO PAR 23257Y859 214 5311 SH SOLE 5311 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 266 5574 SH SOLE 5574 0 0 EGALET CORP NOTE 5.500% 4/0 28226BAB0 1874 2200000 PRN SOLE 2200000 0 0 ENCANA CORP COM 292505104 197 18800 SH SOLE 18800 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 190 11300 SH SOLE 11300 0 0 ENTRAVISION COMMUNICATIONS C CL A 29382R107 229 30000 SH SOLE 30000 0 0 EVERBANK FINL CORP COM 29977G102 380 19612 SH SOLE 19612 0 0 FATE THERAPEUTICS INC COM 31189P102 332 106550 SH SOLE 106550 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 367 7000 SH SOLE 7000 0 0 FLUIDIGM CORP DEL NOTE 2.750% 2/0 34385PAA6 1210 2000000 PRN SOLE 2000000 0 0 G & K SVCS INC CL A 361268105 573 6000 SH SOLE 6000 0 0 GENERAL ELECTRIC CO COM 369604103 2962 100000 SH Put SOLE 100000 0 0 GLOBALSTAR INC NOTE 8.000% 4/0 378973AD3 1505 722247 PRN SOLE 722247 0 0 GLOBALSTAR INC COM 378973408 157 130000 SH Call SOLE 130000 0 0 HECLA MNG CO COM 422704106 167 29237 SH SOLE 29237 0 0 HUMANA INC COM 444859102 5094 28800 SH SOLE 28800 0 0 HUTCHINSON TECHNOLOGY INC COM 448407106 289 72620 SH SOLE 72620 0 0 INCONTACT INC COM 45336E109 168 12000 SH SOLE 12000 0 0 INCYTE CORP COM 45337C102 1792 19000 SH Call SOLE 19000 0 0 INGRAM MICRO INC CL A 457153104 3156 88500 SH SOLE 88500 0 0 INOTEK PHARMACEUTICALS CORP NOTE 5.750% 8/0 45780VAB8 673 500000 PRN SOLE 500000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 7879 49600 SH Call SOLE 49600 0 0 INTERSIL CORP CL A 46069S109 768 35000 SH SOLE 35000 0 0 INTEROIL CORP COM 460951106 2648 52000 SH SOLE 52000 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 152 10000 SH SOLE 10000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 37263 300000 SH Put SOLE 300000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 4363 50000 SH Put SOLE 50000 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 466090206 90 15000 SH SOLE 15000 0 0 JOY GLOBAL INC COM 481165108 598 21563 SH SOLE 21563 0 0 KLA-TENCOR CORP COM 482480100 3242 46500 SH SOLE 46500 0 0 KROGER CO COM 501044101 326 11000 SH SOLE 11000 0 0 LEXMARK INTL INC CL A 529771107 875 21900 SH SOLE 21900 0 0 LILLY ELI & CO COM 532457108 4013 50000 SH Call SOLE 50000 0 0 LINEAR TECHNOLOGY CORP COM 535678106 237 4000 SH SOLE 4000 0 0 LINKEDIN CORP COM CL A 53578A108 6880 36000 SH SOLE 36000 0 0 MACROGENICS INC COM 556099109 204 6829 SH SOLE 6829 0 0 MEDIA GEN INC NEW COM 58441K100 184 10000 SH SOLE 10000 0 0 MICRON TECHNOLOGY INC COM 595112103 711 40000 SH Call SOLE 40000 0 0 MONSANTO CO NEW COM 61166W101 3322 32500 SH SOLE 32500 0 0 NII HLDGS INC COM PAR $0.001 62913F508 575 172800 SH SOLE 172800 0 0 NRG ENERGY INC COM NEW 629377508 127 11300 SH SOLE 11300 0 0 NVR INC COM 62944T105 328 200 SH SOLE 200 0 0 NAVISTAR INTL CORP NEW NOTE 4.750% 4/1 63934EAS7 928 1000000 PRN SOLE 1000000 0 0 NEW GOLD INC CDA COM 644535106 112 25770 SH SOLE 25770 0 0 NICHOLAS FINANCIAL INC COM NEW 65373J209 127 12518 SH SOLE 12518 0 0 OCEAN SHORE HLDG CO NEW COM 67501R103 226 10000 SH SOLE 10000 0 0 OFFICE DEPOT INC COM 676220106 268 75000 SH SOLE 75000 0 0 OREXIGEN THERAPEUTICS INC NOTE 2.750%12/0 686164AB0 2358 9826000 PRN SOLE 9826000 0 0 OREXIGEN THERAPEUTICS INC COM NEW 686164302 34 10250 SH SOLE 10250 0 0 OVERSEAS SHIPHOLDING GROUP I CL A NEW 69036R863 141 13300 SH SOLE 13300 0 0 PDVWIRELESS INC COM 69290R104 790 34500 SH SOLE 34500 0 0 PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 4240 8000000 PRN SOLE 8000000 0 0 PTC THERAPEUTICS INC COM 69366J200 140 10000 SH Call SOLE 10000 0 0 PERNIX THERAPEUTICS HLDGS IN DBCV 4.250% 4/0 71426VAK4 2085 8000000 PRN SOLE 8000000 0 0 PRIVATEBANCORP INC COM 742962103 1469 32000 SH SOLE 32000 0 0 RACKSPACE HOSTING INC COM 750086100 1008 31800 SH SOLE 31800 0 0 RETROPHIN INC COM 761299106 767 34266 SH SOLE 34266 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 327 89000 SH SOLE 89000 0 0 RITE AID CORP COM 767754104 1539 200169 SH SOLE 200169 0 0 ROFIN SINAR TECHNOLOGIES INC COM 775043102 389 12100 SH SOLE 12100 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 663 10000 SH Put SOLE 10000 0 0 SILICON GRAPHICS INTL CORP COM 82706L108 92 11910 SH SOLE 11910 0 0 SKULLCANDY INC COM 83083J104 171 27000 SH SOLE 27000 0 0 SPANISH BROADCASTING SYS INC CL A NEW 846425833 288 75326 SH SOLE 75326 0 0 STARZ COM SER A 85571Q102 717 23000 SH SOLE 23000 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 249 23000 SH SOLE 23000 0 0 SUFFOLK BANCORP COM 864739107 552 15880 SH SOLE 15880 0 0 SYNGENTA AG SPONSORED ADR 87160A100 1981 22615 SH SOLE 22615 0 0 TETRALOGIC PHARMACEUTICALS C NOTE 8.000% 6/1 88165UAB5 193 3000000 PRN SOLE 3000000 0 0 TRIBUNE MEDIA CO CL A 896047503 438 12000 SH SOLE 12000 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 736 30000 SH Call SOLE 30000 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 1890 71500 SH Call SOLE 71500 0 0 VIRGIN AMER INC COM VTG 92765X208 3352 62642 SH SOLE 62642 0 0 VIVINT SOLAR INC COM 92854Q106 66 20799 SH SOLE 20799 0 0 WESTAR ENERGY INC COM 95709T100 361 6360 SH SOLE 6360 0 0 WHITEWAVE FOODS CO COM 966244105 1959 36000 SH SOLE 36000 0 0 YAMANA GOLD INC COM 98462Y100 102 23700 SH SOLE 23700 0 0