0001537055-16-000009.txt : 20160216 0001537055-16-000009.hdr.sgml : 20160215 20160216101907 ACCESSION NUMBER: 0001537055-16-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Telemetry Investments, L.L.C. CENTRAL INDEX KEY: 0001537055 IRS NUMBER: 134081603 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16856 FILM NUMBER: 161424222 BUSINESS ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-425-9700 MAIL ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001537055 XXXXXXXX 12-31-2015 12-31-2015 Telemetry Investments, L.L.C.

545 Fifth Ave Suite 1108 NEW YORK NY 10017

13F HOLDINGS REPORT 028-16856 N Andrew Schorr 212-425-9700 Andrew Schorr NEW YORK NY 02-16-2016 0 126 294353 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALLERGAN PLC SHS G0177J108 2656 8500 SH SOLE 8500 0 0 AVOLON HLDGS LTD COM G52237107 3072 99217 SH SOLE 99217 0 0 KING DIGITAL ENTMT PLC ORD SHS G5258J109 1448 81000 SH SOLE 81000 0 0 PARTNERRE LTD COM G6852T105 3729 26686 SH SOLE 26686 0 0 UTI WORLDWIDE INC ORD G87210103 363 51700 SH SOLE 51700 0 0 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 791 32000 SH SOLE 32000 0 0 AFFIMED N V COM N01045108 712 100000 SH SOLE 100000 0 0 NAVIGATOR HOLDINGS LTD SHS Y62132108 819 60000 SH SOLE 60000 0 0 ADMA BIOLOGICS INC COM 000899104 365 45000 SH SOLE 45000 0 0 AGL RES INC COM 001204106 2172 34042 SH SOLE 34042 0 0 ACCELERON PHARMA INC COM 00434H108 387 7930 SH SOLE 7930 0 0 AEGERION PHARMACEUTICALS INC NOTE 2.000% 8/1 00767EAB8 7633 11500000 PRN SOLE 11500000 0 0 AIRGAS INC COM 009363102 539 3900 SH SOLE 3900 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 678 176900 SH SOLE 176900 0 0 ARBUTUS BIOPHARMA CORP COM 03879J100 449 101000 SH SOLE 101000 0 0 ARRAY BIOPHARMA INC NOTE 3.000% 6/0 04269XAA3 4952 5350000 PRN SOLE 5350000 0 0 ARROWHEAD RESH CORP COM NEW 042797209 904 147000 SH SOLE 147000 0 0 ASTORIA FINL CORP COM 046265104 190 12000 SH SOLE 12000 0 0 AVANGRID INC COM 05351W103 730 19000 SH SOLE 19000 0 0 BAKER HUGHES INC COM 057224107 1952 42300 SH SOLE 42300 0 0 BANCO SANTANDER SA ADR 05964H105 738 151456 SH SOLE 151456 0 0 BANK AMER CORP COM 060505104 5049 300000 SH Call SOLE 300000 0 0 BIOMED REALTY TRUST INC COM 09063H107 1232 52000 SH SOLE 52000 0 0 BLACKROCK FLOAT RATE OME STR COM 09255X100 714 55382 SH SOLE 55382 0 0 BROADCOM CORP CL A 111320107 4915 85000 SH SOLE 85000 0 0 CIGNA CORPORATION COM 125509109 293 2000 SH SOLE 2000 0 0 CLECO CORP NEW COM 12561W105 3052 58463 SH SOLE 58463 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 271 8500 SH SOLE 8500 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 632 10000 SH SOLE 10000 0 0 CAMPUS CREST CMNTYS INC COM 13466Y105 136 20000 SH SOLE 20000 0 0 CELLDEX THERAPEUTICS INC NEW COM 15117B103 376 24000 SH SOLE 24000 0 0 CHUBB CORP COM 171232101 2350 17719 SH SOLE 17719 0 0 CLOVIS ONCOLOGY INC NOTE 2.500% 9/1 189464AB6 6840 8000000 PRN SOLE 8000000 0 0 COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 6728 12000000 PRN SOLE 12000000 0 0 DENBURY RES INC COM NEW 247916208 61 30000 SH Put SOLE 30000 0 0 DOW CHEM CO COM 260543103 232 4500 SH SOLE 4500 0 0 E M C CORP MASS COM 268648102 822 32000 SH SOLE 32000 0 0 ENDOLOGIX INC NOTE 2.250%12/1 29266SAA4 2023 2500000 PRN SOLE 2500000 0 0 ENTRAVISION COMMUNICATIONS C CL A 29382R107 736 95500 SH SOLE 95500 0 0 ESPERION THERAPEUTICS INC NE COM 29664W105 1158 52000 SH SOLE 52000 0 0 EXELIXIS INC COM 30161Q104 423 75000 SH Call SOLE 75000 0 0 FATE THERAPEUTICS INC COM 31189P102 236 69993 SH SOLE 69993 0 0 FIFTH STR ASSET MGMT INC CL A COM 31679P109 33 10263 SH SOLE 10263 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 768 18500 SH SOLE 18500 0 0 FURMANITE CORPORATION COM 361086101 149 22393 SH SOLE 22393 0 0 GLOBALSTAR INC NOTE 8.000% 4/0 378973AD3 1675 714213 PRN SOLE 714213 0 0 GLOBALSTAR INC COM 378973408 3044 2114221 SH SOLE 2114221 0 0 GOODRICH PETE CORP NOTE 5.000%10/0 382410AG3 471 3016000 PRN SOLE 3016000 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 1013 35000 SH SOLE 35000 0 0 HEALTH NET INC COM 42222G108 1369 20000 SH SOLE 20000 0 0 HEARTLAND PMT SYS INC COM 42235N108 379 4000 SH SOLE 4000 0 0 HECLA MNG CO COM 422704106 102 54145 SH SOLE 54145 0 0 HUMANA INC COM 444859102 5409 30300 SH SOLE 30300 0 0 HUTCHINSON TECHNOLOGY INC COM 448407106 241 67000 SH SOLE 67000 0 0 INTEROIL CORP COM 460951106 3079 98000 SH SOLE 98000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 5332 165651 SH SOLE 165651 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 5626 50000 SH Put SOLE 50000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 3626 45000 SH SOLE 45000 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 466090206 103 10600 SH SOLE 10600 0 0 JARDEN CORP COM 471109108 1314 23000 SH SOLE 23000 0 0 KLA-TENCOR CORP COM 482480100 867 12500 SH SOLE 12500 0 0 KEURIG GREEN MTN INC COM 49271M100 1717 19087 SH SOLE 19087 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 339 25500 SH SOLE 25500 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 732 50000 SH SOLE 50000 0 0 MEDASSETS INC COM 584045108 210 6800 SH SOLE 6800 0 0 MEREDITH CORP COM 589433101 346 8000 SH SOLE 8000 0 0 METRO BANCORP INC PA COM 59161R101 948 30200 SH SOLE 30200 0 0 MICRON TECHNOLOGY INC COM 595112103 566 40000 SH SOLE 40000 0 0 MICRON TECHNOLOGY INC COM 595112103 1416 100000 SH Call SOLE 100000 0 0 MITEL NETWORKS CORP COM 60671Q104 115 15000 SH SOLE 15000 0 0 NII HLDGS INC COM PAR $0.001 62913F508 505 100000 SH SOLE 100000 0 0 NATIONAL PENN BANCSHARES INC COM 637138108 123 10000 SH SOLE 10000 0 0 NAUGATUCK VY FINL CORP MD COM 63906P107 110 10073 SH SOLE 10073 0 0 NAVISTAR INTL CORP NEW NOTE 4.750% 4/1 63934EAS7 1432 3000000 PRN SOLE 3000000 0 0 NEW GOLD INC CDA COM 644535106 46 20000 SH SOLE 20000 0 0 NICHOLAS FINANCIAL INC COM NEW 65373J209 214 18384 SH SOLE 18384 0 0 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 66 21000 SH SOLE 21000 0 0 NTELOS HLDGS CORP COM NEW 67020Q305 1011 110573 SH SOLE 110573 0 0 OCATA THERAPEUTICS INC COM 67457L100 101 12000 SH SOLE 12000 0 0 OFFICE DEPOT INC COM 676220106 1083 192000 SH SOLE 192000 0 0 OMNIVISION TECHNOLOGIES INC COM 682128103 1439 49600 SH SOLE 49600 0 0 ONCOTHYREON INC COM 682324108 666 300000 SH SOLE 300000 0 0 OREXIGEN THERAPEUTICS INC NOTE 2.750%12/0 686164AB0 5473 9426000 PRN SOLE 9426000 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 184 107000 SH SOLE 107000 0 0 PDVWIRELESS INC COM 69290R104 1103 40100 SH SOLE 40100 0 0 PMC-SIERRA INC COM 69344F106 589 50688 SH SOLE 50688 0 0 PEPCO HOLDINGS INC COM 713291102 1132 43504 SH SOLE 43504 0 0 PFIZER INC COM 717081103 3228 100000 SH Call SOLE 100000 0 0 PIEDMONT NAT GAS INC COM 720186105 513 9000 SH SOLE 9000 0 0 PINNACLE ENTMT INC COM 723456109 249 8000 SH SOLE 8000 0 0 PLUM CREEK TIMBER CO INC COM 729251108 239 5000 SH SOLE 5000 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 1188 46300 SH Put SOLE 46300 0 0 PRECISION CASTPARTS CORP COM 740189105 6792 29273 SH SOLE 29273 0 0 PROSHARES TR II ULTRASHORT YEN N 74347W569 439 5000 SH SOLE 5000 0 0 RETROPHIN INC COM 761299106 3472 180000 SH SOLE 180000 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 758 250000 SH SOLE 250000 0 0 RITE AID CORP COM 767754104 592 75500 SH SOLE 75500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 95828 470000 SH Put SOLE 470000 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 5127 150000 SH Call SOLE 150000 0 0 SANDISK CORP COM 80004C101 228 3000 SH SOLE 3000 0 0 SANOFI RIGHT 12/31/2020 80105N113 23 206004 SH SOLE 206004 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 3028 50000 SH Put SOLE 50000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 9512 400000 SH Call SOLE 400000 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 6492 150000 SH Put SOLE 150000 0 0 SEQUENOM INC NOTE 5.000% 1/0 817337AC2 6090 8040000 PRN SOLE 8040000 0 0 SOLARWINDS INC COM 83416B109 427 7250 SH SOLE 7250 0 0 SOLERA HOLDINGS INC COM 83421A104 1151 21000 SH SOLE 21000 0 0 SPANISH BROADCASTING SYS INC CL A NEW 846425833 244 75326 SH SOLE 75326 0 0 SPECTRANETICS CORP MTNF 2.625% 6/0 84760CAA5 377 500000 PRN SOLE 500000 0 0 STANCORP FINL GROUP INC COM 852891100 717 6300 SH SOLE 6300 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 208 3000 SH SOLE 3000 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 505 80000 SH SOLE 80000 0 0 SUNEDISON INC COM 86732Y109 127 25000 SH SOLE 25000 0 0 SYMETRA FINL CORP COM 87151Q106 637 20037 SH SOLE 20037 0 0 SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 319 56300 SH SOLE 56300 0 0 TECO ENERGY INC COM 872375100 666 25000 SH SOLE 25000 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 364 22000 SH SOLE 22000 0 0 TELECOMMUNICATION SYS INC CL A 87929J103 59 11955 SH SOLE 11955 0 0 TETRALOGIC PHARMACEUTICALS C NOTE 8.000% 6/1 88165UAB5 1002 2500000 PRN SOLE 2500000 0 0 TIME WARNER CABLE INC COM 88732J207 4176 22500 SH SOLE 22500 0 0 TOWERS WATSON & CO CL A 891894107 1826 14214 SH SOLE 14214 0 0 WAUSAU PAPER CORP COM 943315101 366 35800 SH SOLE 35800 0 0 WILLIAMS COS INC DEL COM 969457100 617 24000 SH SOLE 24000 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 5650 105000 SH SOLE 105000 0 0 XPO LOGISTICS INC COM 983793100 1008 37000 SH SOLE 37000 0 0 YOUKU TUDOU INC SPONSORED ADR 98742U100 285 10500 SH SOLE 10500 0 0