0001537055-15-000008.txt : 20151116 0001537055-15-000008.hdr.sgml : 20151116 20151116113538 ACCESSION NUMBER: 0001537055-15-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151116 DATE AS OF CHANGE: 20151116 EFFECTIVENESS DATE: 20151116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Telemetry Investments, L.L.C. CENTRAL INDEX KEY: 0001537055 IRS NUMBER: 134081603 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16856 FILM NUMBER: 151232650 BUSINESS ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-425-9700 MAIL ADDRESS: STREET 1: 545 FIFTH AVE STREET 2: SUITE 1108 CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001537055 XXXXXXXX 09-30-2015 09-30-2015 Telemetry Investments, L.L.C.

545 Fifth Ave Suite 1108 NEW YORK NY 10017

13F HOLDINGS REPORT 028-16856 N Andrew Schorr 212-425-9700 Andrew Schorr NEW YORK NY 11-16-2015 0 117 233544 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE FREESCALE SEMICONDUCTOR LTD SHS G3727Q101 2872 78500 SH SOLE 78500 0 0 AVOLON HLDGS LTD COM G52237107 1667 54777 SH SOLE 54777 0 0 PARTNERRE LTD COM G6852T105 2512 18086 SH SOLE 18086 0 0 AFFIMED N V COM N01045108 688 111450 SH SOLE 111450 0 0 TORNIER N V SHS N87237108 499 24492 SH SOLE 24492 0 0 STEINER LEISURE LTD ORD P8744Y102 314 4970 SH SOLE 4970 0 0 ADMA BIOLOGICS INC COM 000899104 393 46987 SH SOLE 46987 0 0 AGL RES INC COM 001204106 1221 20000 SH SOLE 20000 0 0 AT&T INC COM 00206R102 261 8000 SH SOLE 8000 0 0 ACCELERON PHARMA INC COM 00434H108 1362 54700 SH SOLE 54700 0 0 AEGERION PHARMACEUTICALS INC NOTE 2.000% 8/1 00767EAB8 6728 9000000 PRN SOLE 9000000 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 554 151900 SH SOLE 151900 0 0 ALTERA CORP COM 021441100 1853 37000 SH SOLE 37000 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 2330 60000 SH Call SOLE 60000 0 0 ARBUTUS BIOPHARMA CORP COM 03879J100 380 62360 SH SOLE 62360 0 0 ARRAY BIOPHARMA INC NOTE 3.000% 6/0 04269XAA3 2957 3000000 PRN SOLE 3000000 0 0 ARROWHEAD RESH CORP COM NEW 042797209 1447 251200 SH SOLE 251200 0 0 BAKER HUGHES INC COM 057224107 1363 26200 SH SOLE 26200 0 0 BANCO SANTANDER SA ADR 05964H105 792 150000 SH SOLE 150000 0 0 BANK AMER CORP COM 060505104 4674 300000 SH Call SOLE 300000 0 0 BLACKROCK FLOAT RATE OME STR COM 09255X100 717 55382 SH SOLE 55382 0 0 BLYTH INC COM NEW 09643P207 66 11132 SH SOLE 11132 0 0 BROADCOM CORP CL A 111320107 2520 49000 SH SOLE 49000 0 0 CIGNA CORPORATION COM 125509109 270 2000 SH SOLE 2000 0 0 CLECO CORP NEW COM 12561W105 3113 58463 SH SOLE 58463 0 0 CHUBB CORP COM 171232101 1296 10569 SH SOLE 10569 0 0 CITY NATL CORP COM 178566105 4967 56400 SH SOLE 56400 0 0 COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 7824 11000000 PRN SOLE 11000000 0 0 CON-WAY INC COM 205944101 1186 25000 SH SOLE 25000 0 0 CYTEC INDS INC COM 232820100 1802 24400 SH SOLE 24400 0 0 DEALERTRACK TECHNOLOGIES INC COM 242309102 1718 27200 SH SOLE 27200 0 0 DOT HILL SYS CORP COM 25848T109 3049 313341 SH SOLE 313341 0 0 ENDOLOGIX INC NOTE 2.250%12/1 29266SAA4 2225 2500000 PRN SOLE 2500000 0 0 ENTRAVISION COMMUNICATIONS C CL A 29382R107 664 100000 SH SOLE 100000 0 0 ENVIVIO INC COM 29413T106 285 69800 SH SOLE 69800 0 0 EXELIXIS INC NOTE 4.250% 8/1 30161QAC8 7241 6000000 PRN SOLE 6000000 0 0 EXELIXIS INC COM 30161Q104 421 75000 SH Call SOLE 75000 0 0 FIFTH STR ASSET MGMT INC CL A COM 31679P109 77 10263 SH SOLE 10263 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 1577 102500 SH SOLE 102500 0 0 GLOBALSTAR INC NOTE 8.000% 4/0 378973AD3 1817 706268 PRN SOLE 706268 0 0 GLOBALSTAR INC COM 378973408 2883 1836039 SH SOLE 1836039 0 0 GOODRICH PETE CORP NOTE 5.000%10/0 382410AG3 500 2500000 PRN SOLE 2500000 0 0 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 40222T104 6 21500 SH SOLE 21500 0 0 HCC INS HLDGS INC COM 404132102 1763 22758 SH SOLE 22758 0 0 HAWAIIAN ELEC INDUSTRIES COM 419870100 1076 37500 SH SOLE 37500 0 0 HEALTH NET INC COM 42222G108 1084 18000 SH SOLE 18000 0 0 HECLA MNG CO COM 422704106 107 54145 SH SOLE 54145 0 0 HOME PROPERTIES INC COM 437306103 1532 20500 SH SOLE 20500 0 0 HUDSON CITY BANCORP COM 443683107 1017 100000 SH SOLE 100000 0 0 HUMANA INC COM 444859102 2954 16500 SH SOLE 16500 0 0 IPC HEALTHCARE INC COM 44984A105 738 9500 SH SOLE 9500 0 0 INTEGRATED SILICON SOLUTION COM 45812P107 954 44401 SH SOLE 44401 0 0 INTEROIL CORP COM 460951106 3438 102000 SH SOLE 102000 0 0 ISHARES MSCI BRZ CAP ETF 464286400 658 30000 SH SOLE 30000 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 11473 350000 SH SOLE 350000 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 466090206 167 21349 SH SOLE 21349 0 0 KINDER MORGAN INC DEL COM 49456B101 252 9100 SH SOLE 9100 0 0 KYTHERA BIOPHARMACEUTICALS I COM 501570105 3104 41400 SH SOLE 41400 0 0 MARTHA STEWART LIVING OMNIME CL A 573083102 412 69103 SH SOLE 69103 0 0 MEDICINES CO DBCV 1.375% 6/0 584688AC9 5095 3500000 PRN SOLE 3500000 0 0 MEREDITH CORP COM 589433101 687 16138 SH SOLE 16138 0 0 MERGE HEALTHCARE INC COM 589499102 256 36000 SH SOLE 36000 0 0 METRO BANCORP INC PA COM 59161R101 691 23500 SH SOLE 23500 0 0 MICRON TECHNOLOGY INC COM 595112103 2247 150000 SH Call SOLE 150000 0 0 MITEL NETWORKS CORP COM 60671Q104 129 20000 SH SOLE 20000 0 0 NII HLDGS INC COM PAR $0.001 62913F508 846 130000 SH SOLE 130000 0 0 NAUGATUCK VY FINL CORP MD COM 63906P107 109 10073 SH SOLE 10073 0 0 NAVISTAR INTL CORP NEW NOTE 4.750% 4/1 63934EAS7 2087 3000000 PRN SOLE 3000000 0 0 NEW GOLD INC CDA COM 644535106 45 20000 SH SOLE 20000 0 0 NICHOLAS FINANCIAL INC COM NEW 65373J209 239 18384 SH SOLE 18384 0 0 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 65 21000 SH SOLE 21000 0 0 NTELOS HLDGS CORP COM NEW 67020Q305 740 81971 SH SOLE 81971 0 0 OFFICE DEPOT INC COM 676220106 1233 192000 SH SOLE 192000 0 0 OMNIVISION TECHNOLOGIES INC COM 682128103 1001 38100 SH SOLE 38100 0 0 ONCOGENEX PHARMACEUTICALS IN COM 68230A106 98 44055 SH SOLE 44055 0 0 ONCOTHYREON INC COM 682324108 656 239500 SH SOLE 239500 0 0 OREXIGEN THERAPEUTICS INC NOTE 2.750%12/0 686164AB0 8774 12750000 PRN SOLE 12750000 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 226 107000 SH SOLE 107000 0 0 PACIFIC DATAVISION INC COM 694171307 900 30100 SH SOLE 30100 0 0 PEPCO HOLDINGS INC COM 713291102 492 20304 SH SOLE 20304 0 0 PINNACLE ENTMT INC COM 723456109 271 8000 SH SOLE 8000 0 0 PLANAR SYS INC COM 726900103 210 36250 SH SOLE 36250 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 1162 46300 SH Put SOLE 46300 0 0 PRECISION CASTPARTS CORP COM 740189105 5123 22300 SH SOLE 22300 0 0 PREMIERE GLOBAL SVCS INC COM 740585104 735 53500 SH SOLE 53500 0 0 REMY INTL INC NEW COM 75971M108 2118 72406 SH SOLE 72406 0 0 RETROPHIN INC COM 761299106 2998 148000 SH SOLE 148000 0 0 RIGEL PHARMACEUTICALS INC COM NEW 766559603 618 250000 SH SOLE 250000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 15330 80000 SH Call SOLE 80000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 15330 80000 SH Put SOLE 80000 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 7616 225000 SH SOLE 225000 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 5134 150000 SH Call SOLE 150000 0 0 SANOFI RIGHT 12/31/2020 80105N113 55 291304 SH SOLE 291304 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 6494 150000 SH Put SOLE 150000 0 0 SEQUENOM INC NOTE 5.000% 1/0 817337AC2 5368 6390000 PRN SOLE 6390000 0 0 SHANDA GAMES LTD SP ADR REPTG A 81941U105 103 15365 SH SOLE 15365 0 0 SIGMA ALDRICH CORP COM 826552101 4936 35529 SH SOLE 35529 0 0 SOLERA HOLDINGS INC COM 83421A104 486 9000 SH SOLE 9000 0 0 SPANISH BROADCASTING SYS INC CL A NEW 846425833 273 51976 SH SOLE 51976 0 0 SQUARE 1 FINL INC CL A 85223W101 267 10400 SH SOLE 10400 0 0 STANCORP FINL GROUP INC COM 852891100 206 1800 SH SOLE 1800 0 0 STEMLINE THERAPEUTICS INC COM 85858C107 680 77000 SH SOLE 77000 0 0 STRAIGHT PATH COMMUNICATNS I CL B 862578101 1010 25000 SH SOLE 25000 0 0 STRATEGIC HOTELS & RESORTS I COM 86272T106 807 58500 SH SOLE 58500 0 0 SUNEDISON INC COM 86732Y109 682 95000 SH SOLE 95000 0 0 SYNERGY PHARMACEUTICALS DEL COM NEW 871639308 742 140000 SH SOLE 140000 0 0 TECO ENERGY INC COM 872375100 525 20000 SH SOLE 20000 0 0 TETRALOGIC PHARMACEUTICALS C NOTE 8.000% 6/1 88165UAB5 1311 2500000 PRN SOLE 2500000 0 0 THORATEC CORP COM NEW 885175307 1925 30436 SH SOLE 30436 0 0 TIME WARNER CABLE INC COM 88732J207 3856 21500 SH SOLE 21500 0 0 UIL HLDG CORP COM 902748102 1031 20500 SH SOLE 20500 0 0 U S G CORP COM NEW 903293405 357 13400 SH SOLE 13400 0 0 WUXI PHARMATECH CAYMAN INC SPONS ADR SHS 929352102 454 10500 SH SOLE 10500 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 3552 65000 SH SOLE 65000 0 0 XPO LOGISTICS INC COM 983793100 2073 87000 SH SOLE 87000 0 0 XOOM CORP COM 98419Q101 547 22000 SH SOLE 22000 0 0 YAHOO INC COM 984332106 723 25000 SH SOLE 25000 0 0