0001144204-16-132653.txt : 20161109 0001144204-16-132653.hdr.sgml : 20161109 20161109120034 ACCESSION NUMBER: 0001144204-16-132653 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161109 DATE AS OF CHANGE: 20161109 EFFECTIVENESS DATE: 20161109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAROMETER CAPITAL MANAGEMENT INC. CENTRAL INDEX KEY: 0001536890 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15883 FILM NUMBER: 161983276 BUSINESS ADDRESS: STREET 1: 1 UNIVERSITY AVENUE STREET 2: SUITE 1800 CITY: TORONTO STATE: A6 ZIP: M5J 2P1 BUSINESS PHONE: 416 601 1683 MAIL ADDRESS: STREET 1: 1 UNIVERSITY AVENUE STREET 2: SUITE 1800 CITY: TORONTO STATE: A6 ZIP: M5J 2P1 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001536890 XXXXXXXX 09-30-2016 09-30-2016 false BAROMETER CAPITAL MANAGEMENT INC.
1 University Avenue Suite 1800 Toronto A6 M5J 2P1
13F HOLDINGS REPORT 028-15883 N
Ron Kelterborn Chief Compliance Officer 416-601-6888 /s/ Ron Kelterborn Toronto A6 11-09-2016 0 131 899000
INFORMATION TABLE 2 infotable.xml Adobe Systems Inc Common 00724F101 6415 59100 SH SOLE 59100 0 0 Agnico Eagle Mines Ltd Common 008474108 3857 71196 SH SOLE 71196 0 0 Alphabet Inc Common 02079K107 5519 7100 SH SOLE 7100 0 0 Altria Group Inc Common 02209S103 759 12000 SH SOLE 12000 0 0 Amazon.com Inc Common 023135106 670 800 SH SOLE 800 0 0 American Tower Corp Common 03027X100 11888 104900 SH SOLE 104900 0 0 American Water Works Company Inc Common 030420103 13980 186800 SH SOLE 186800 0 0 Amgen Inc Common 031162100 4637 27800 SH SOLE 27800 0 0 Antero Resources Corp Common 03674X106 423 15700 SH SOLE 15700 0 0 Apache Corp Common 037411105 22533 352800 SH SOLE 352800 0 0 Apple Inc Common 037833100 5879 52000 SH SOLE 52000 0 0 Bank of America Corp Common 060505104 23795 1520450 SH SOLE 1520450 0 0 Bank of Montreal Common 063671101 16530 252100 SH SOLE 252100 0 0 Barclays Bank iPath Bloomberg Sugar Subindex Total Return ETN Exp 24 June 2038 ETP 06739H214 1707 33400 SH SOLE 33400 0 0 BCE Inc Common 05534B760 22684 491211 SH SOLE 491211 0 0 Biogen Inc Common 09062X103 7982 25500 SH SOLE 25500 0 0 BlackRock Inc Common 09247X101 2791 7700 SH SOLE 7700 0 0 Boston Scientific Corp Common 101137107 5774 242600 SH SOLE 242600 0 0 Broadcom Ltd Common Y09827109 5986 34700 SH SOLE 34700 0 0 Brookfield Asset Management Inc Common 112585104 637 18100 SH SOLE 18100 0 0 CBS Corp Common 124857202 996 18200 SH SOLE 18200 0 0 Cheniere Energy Inc Common 16411R208 4578 105000 SH SOLE 105000 0 0 Cisco Systems Inc Common 17275R102 13113 413400 SH SOLE 413400 0 0 Comcast Corp Common 20030N101 14834 223600 SH SOLE 223600 0 0 Crescent Point Energy Corp Common 22576C101 9020 683300 SH SOLE 683300 0 0 Discover Financial Services Common 254709108 588 10400 SH SOLE 10400 0 0 Dominion Resources Inc Common 25746U109 12886 173500 SH SOLE 173500 0 0 Dow Chemical Co Common 260543103 10817 208700 SH SOLE 208700 0 0 Eaton Corporation PLC Common G29183103 13359 203300 SH SOLE 203300 0 0 Edwards Lifesciences Corp Common 28176E108 11399 94550 SH SOLE 94550 0 0 Eli Lilly and Co Common 532457108 554 6900 SH SOLE 6900 0 0 Enbridge Inc Common 29250N105 4600 104000 SH SOLE 104000 0 0 EOG Resources Inc Common 26875P101 812 8400 SH SOLE 8400 0 0 Facebook Inc Common 30303M102 24282 189300 SH SOLE 189300 0 0 Fidelity National Information Services Inc Common 31620M106 516 6700 SH SOLE 6700 0 0 First Republic Bank Common 33616C100 1600 20750 SH SOLE 20750 0 0 First Tr Morningstar Dividend Leaders Index Fund ETP 336917109 750 27500 SH SOLE 27500 0 0 First Trust Dow Jones Internet Index Fund ETP 33733E302 2977 36500 SH SOLE 36500 0 0 First Trust ISE Cloud Computing Index Fund ETP 33734X192 2908 85100 SH SOLE 85100 0 0 First Trust Materials AlphaDEX Fund ETP 33734X168 1754 51300 SH SOLE 51300 0 0 Fiserv Inc Common 337738108 2950 29655 SH SOLE 29655 0 0 Franco Nevada Corp Common 351858105 24346 348446 SH SOLE 348446 0 0 Global X Social Media Index ETF ETP 37950E416 3717 147200 SH SOLE 147200 0 0 Guidewire Software Inc Common 40171V100 408 6800 SH SOLE 6800 0 0 Honeywell International Inc Common 438516106 16021 138200 SH SOLE 138200 0 0 IHS Markit Ltd Common G47567105 4848 129100 SH SOLE 129100 0 0 Illinois Tool Works Inc Common 452308109 13158 109800 SH SOLE 109800 0 0 Industrial Select Sector SPDR Fund ETP 81369Y704 887 15200 SH SOLE 15200 0 0 Ingersoll-Rand PLC Common G47791101 700 10300 SH SOLE 10300 0 0 Intel Corp Common 458140100 20804 551100 SH SOLE 551100 0 0 iShares Core S&P Mid-Cap ETF ETP 464287507 1176 7600 SH SOLE 7600 0 0 iShares Core S&P Small-Cap ETF ETP 464287804 2893 23300 SH SOLE 23300 0 0 iShares India 50 ETF ETP 464289529 852 28600 SH SOLE 28600 0 0 iShares MSCI All Peru Capped ETF ETP 464289842 714 21500 SH SOLE 21500 0 0 iShares MSCI Brazil Capped ETF ETP 464286400 3026 89700 SH SOLE 89700 0 0 iShares MSCI Emerging Markets ETF ETP 464287234 3176 84800 SH SOLE 84800 0 0 iShares MSCI Indonesia ETF ETP 46429B309 1103 41700 SH SOLE 41700 0 0 iShares MSCI Taiwan ETF ETP 464286731 2305 146800 SH SOLE 146800 0 0 iShares North American Tech ETF ETP 464287549 1286 10400 SH SOLE 10400 0 0 iShares North American Tech-Software ETF ETP 464287515 3032 26700 SH SOLE 26700 0 0 iShares PHLX Semiconductor ETF ETP 464287523 2079 18400 SH SOLE 18400 0 0 iShares Russell 1000 Growth ETF ETP 464287614 573 5500 SH SOLE 5500 0 0 iShares Russell 2000 Growth ETF ETP 464287648 2874 19300 SH SOLE 19300 0 0 iShares Russell 3000 ETF ETP 464287689 2884 22500 SH SOLE 22500 0 0 iShares S&P Mid-Cap 400 Growth ETF ETP 464287606 856 4900 SH SOLE 4900 0 0 iShares S&P Small-Cap 600 Growth ETF ETP 464287887 1440 10500 SH SOLE 10500 0 0 iShares S&P Small-Cap 600 Value ETF ETP 464287879 3108 24900 SH SOLE 24900 0 0 iShares US Broker Dealers and Securities Exchanges ETF ETP 464288794 3603 86600 SH SOLE 86600 0 0 iShares US Industrials ETF ETP 464287754 1304 11400 SH SOLE 11400 0 0 iShares US Medical Devices ETF ETP 464288810 3548 24400 SH SOLE 24400 0 0 Johnson & Johnson Common 478160104 13998 118500 SH SOLE 118500 0 0 JPMorgan Chase & Co Common 46625H100 24402 366450 SH SOLE 366450 0 0 Kinder Morgan Inc Common 49456B200 876 17500 SH SOLE 17500 0 0 Klondex Mines Ltd Common 498696103 4110 714800 SH SOLE 714800 0 0 Kraft Heinz Co Common 500754106 680 7600 SH SOLE 7600 0 0 Leidos Holdings Inc Common 525327102 8554 197650 SH SOLE 197650 0 0 Louisiana-Pacific Corp Common 546347105 902 47900 SH SOLE 47900 0 0 Lumentum Holdings Inc Common 55024U109 6220 148900 SH SOLE 148900 0 0 Marketaxess Holdings Inc Common 57060D108 8571 51760 SH SOLE 51760 0 0 Marsh & McLennan Companies Inc Common 571748102 2327 34600 SH SOLE 34600 0 0 Martin Marietta Materials Inc Common 573284106 376 2100 SH SOLE 2100 0 0 Medtronic PLC Common G5960L103 24533 283950 SH SOLE 283950 0 0 Microchip Technology Inc Common 595017104 640 10300 SH SOLE 10300 0 0 Microsoft Corp Common 594918104 24244 420900 SH SOLE 420900 0 0 Molson Coors Brewing Co Common 60871R209 1340 12200 SH SOLE 12200 0 0 Morgan Stanley Common 617446448 4918 153400 SH SOLE 153400 0 0 NextEra Energy Inc Common 65339F101 19369 158350 SH SOLE 158350 0 0 Norbord Inc Common 65548P403 435 16900 SH SOLE 16900 0 0 Northrop Grumman Corp Common 666807102 21673 101300 SH SOLE 101300 0 0 NVIDIA Corp Common 67066G104 8099 118200 SH SOLE 118200 0 0 NXP Semiconductors NV Common N6596X109 602 5900 SH SOLE 5900 0 0 Oclaro Inc Common 67555N206 6903 807350 SH SOLE 807350 0 0 Pattern Energy Group Inc Common 70338P100 562 25000 SH SOLE 25000 0 0 Pembina Pipeline Corp Common 706327103 27189 892601 SH SOLE 892601 0 0 Pioneer Natural Resources Co Common 723787107 1225 6600 SH SOLE 6600 0 0 PowerShares Nasdaq Internet ETF ETP 73935X146 2718 31000 SH SOLE 31000 0 0 PowerShares QQQ Trust ETF Series 1 ETP 73935A104 2778 23400 SH SOLE 23400 0 0 PowerShares S&P SmallCap Information Technology ETF ETP 73937B860 3509 55300 SH SOLE 55300 0 0 Priceline Group Inc Common 741503403 4856 3300 SH SOLE 3300 0 0 PulteGroup Inc Common 745867101 535 26700 SH SOLE 26700 0 0 Raytheon Co Common 755111507 25960 190700 SH SOLE 190700 0 0 Reinsurance Group of America Inc Common 759351604 8894 82400 SH SOLE 82400 0 0 Royal Bank of Canada Common 780087102 18266 294800 SH SOLE 294800 0 0 S&P Global Inc Common 78409V104 4468 35300 SH SOLE 35300 0 0 Shopify Inc Common 82509L107 554 12900 SH SOLE 12900 0 0 Shopify Inc Common 82509L107 9599 223650 SH SOLE 223650 0 0 SPDR S&P Bank ETF ETP 78464A797 1712 51300 SH SOLE 51300 0 0 SPDR S&P Biotech ETF ETP 78464A870 2731 41200 SH SOLE 41200 0 0 SPDR S&P China ETF ETP 78463X400 1366 17100 SH SOLE 17100 0 0 SPDR S&P Insurance ETF ETP 78464A789 3542 47800 SH SOLE 47800 0 0 SPDR S&P Metals & Mining ETF ETP 78464A755 1151 43400 SH SOLE 43400 0 0 SPDR S&P Oil & Gas Exploration & Production ETF ETP 78464A730 2719 70700 SH SOLE 70700 0 0 SPDR S&P Semiconductor ETF ETP 78464A862 3258 61300 SH SOLE 61300 0 0 SPDR S&P Transportation ETF Trust ETP 78464A532 2535 53600 SH SOLE 53600 0 0 Spectra Energy Corp Common 847560109 17810 416600 SH SOLE 416600 0 0 Store Capital Corp Common 862121100 4250 144200 SH SOLE 144200 0 0 Teck Resources Ltd Common 878742204 8917 494550 SH SOLE 494550 0 0 Texas Instruments Inc Common 882508104 30384 432950 SH SOLE 432950 0 0 Toronto-Dominion Bank Common 891160509 18262 411300 SH SOLE 411300 0 0 TransCanada Corp Common 89353D107 22039 463402 SH SOLE 463402 0 0 UnitedHealth Group Inc Common 91324P102 14252 101800 SH SOLE 101800 0 0 Unum Group Common 91529Y106 533 15100 SH SOLE 15100 0 0 VanEck Vectors Gold Miners ETF ETP 92189F106 1829 69200 SH SOLE 69200 0 0 VanEck Vectors Unconventional Oil & Gas ETF ETP 92189F668 1648 91300 SH SOLE 91300 0 0 Vanguard Industrials Index Fund;ETF ETP 92204A603 2251 20300 SH SOLE 20300 0 0 Visa Inc Common 92826C839 16457 199000 SH SOLE 199000 0 0 Vulcan Materials Co Common 929160109 682 6000 SH SOLE 6000 0 0 Waste Connections Inc Common 94106B101 13213 176886 SH SOLE 176886 0 0 WisdomTree India Earnings ETF ETP 97717W422 822 38000 SH SOLE 38000 0 0 WisdomTree SmallCap Dividend ETF ETP 97717W604 1625 21600 SH SOLE 21600 0 0 Zoetis Inc Common 98978V103 3667 70500 SH SOLE 70500 0 0