0001536630-16-000005.txt : 20161114 0001536630-16-000005.hdr.sgml : 20161111 20161114103342 ACCESSION NUMBER: 0001536630-16-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: potrero capital research llc CENTRAL INDEX KEY: 0001536630 IRS NUMBER: 432002073 STATE OF INCORPORATION: DE FISCAL YEAR END: 0203 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17152 FILM NUMBER: 161991836 BUSINESS ADDRESS: STREET 1: TWO EMBARCADERO CENTER STREET 2: SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 415-576-1104 MAIL ADDRESS: STREET 1: TWO EMBARCADERO CENTER STREET 2: SUITE 420 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001536630 XXXXXXXX 09-30-2016 09-30-2016 potrero capital research llc

TWO EMBARCADERO CENTER SUITE 420 SAN FRANCISCO CA 94111

13F HOLDINGS REPORT 028-17152 N Cynthia Aragon 917-843-9967 CYNTHIA ARAGON Los Angeles CA 11-14-2016 0 45 107201 false INFORMATION TABLE 2 Qtr3_13F_HR.xml PROS HOLDINGS SR CONV BD 2.000% Due 12/01/2019 NOTE 74346YAB9 2475 2500000 PRN SOLE 2500000 0 0 AGILYSYS COM 00847J105 1979 177978 SH SOLE 177978 0 0 LIBERTY MEDIA DELAWARE C BRAVES GRP COM C BRAVES GRP 531229888 4135 237929 SH SOLE 237929 0 0 BUILD A BEAR WORKSHOP COM 120076104 4382 423013 SH SOLE 423013 0 0 BEBE STORES COM 075571109 157 224013 SH SOLE 224013 0 0 INFOBLOX COM 45672H104 3681 139598 SH SOLE 139598 0 0 BOX CL A CL A 10316T104 3402 215879 SH SOLE 215879 0 0 CARDCONNECT COM 14141X108 0 1 SH SOLE 1 0 0 CARDCONNECT 072921 *W EXP 07/29/202 14141X116 2 2101 SH SOLE 2101 0 0 CARE COM 141633107 1030 103396 SH SOLE 103396 0 0 SALESFORCE COM 79466L302 307 4300 SH SOLE 4300 0 0 CORNERSTONE ONDEMAND COM 21925Y103 5454 118688 SH SOLE 118688 0 0 CUTERA COM 232109108 5 400 SH SOLE 400 0 0 VIRTUS TOTAL RETURN FD COM 92829A103 847 178736 SH SOLE 178736 0 0 DATAWATCH COM 237917208 4816 649991 SH SOLE 649991 0 0 EGAIN COM 28225C806 1077 348632 SH SOLE 348632 0 0 EMCORE COM 290846203 1414 248121 SH SOLE 248121 0 0 ENTRAVISION COMMUNICATIONS CP CL A CL A 29382R107 3472 455084 SH SOLE 455084 0 0 FACEBOOK CL A CL A 30303M102 2309 18000 SH SOLE 18000 0 0 GREEN DOT CL A CL A 39304D102 1176 51000 SH SOLE 51000 0 0 INTERNATIONAL SPEEDWAY CL A CL A 460335201 6199 185499 SH SOLE 185499 0 0 JIVE SOFTWARE COM 47760A108 4984 1169984 SH SOLE 1169984 0 0 NORDSTROM COM 655664100 293 5650 SH SOLE 5650 0 0 LOGMEIN COM 54142L109 1729 19123 SH SOLE 19123 0 0 MINDBODY CL A COM CL A 60255W105 483 24585 SH SOLE 24585 0 0 MIMECAST ORD SHS ORD SHS G14838109 2688 140531 SH SOLE 140531 0 0 MILLER INDS TENN CL A 600551204 723 31719 SH SOLE 31719 0 0 MOBILEIRON COM 60739U204 1574 572350 SH SOLE 572350 0 0 NEW RELIC COM 64829B100 1450 37830 SH SOLE 37830 0 0 NEXPOINT CR STRATEGIES FD COM NEW 65340G205 1196 53800 SH SOLE 53800 0 0 NEUBERGER BERMAN RE ES SEC FD COM 64190A103 1339 235311 SH SOLE 235311 0 0 QAD CL B CL B 74727D207 92 4704 SH SOLE 4704 0 0 RINGCENTRAL CL A CL A 76680R206 1491 63037 SH SOLE 63037 0 0 SPEEDWAY MOTORSPORTS COM 847788106 4783 267804 SH SOLE 267804 0 0 TESSERA TECHNOLOGIES COM 88164L100 11249 292627 SH SOLE 292627 0 0 MONOTYPE IMAGING HOLDINGS COM 61022P100 4967 224652 SH SOLE 224652 0 0 UCP CL A CL A 90265Y106 1245 141354 SH SOLE 141354 0 0 UNI PIXEL COM NEW 904572203 125 75000 SH SOLE 75000 0 0 VERSO CL A CL A 92531L207 1310 203032 SH SOLE 203032 0 0 WELLS FARGO & CO COM 949746101 989 22332 SH SOLE 22332 0 0 WIX SHS SHS M98068105 5117 117828 SH SOLE 117828 0 0 WORKIVA CL A CL A 98139A105 1661 91607 SH SOLE 91607 0 0 WEST MARINE COM 954235107 890 107586 SH SOLE 107586 0 0 YUME COM 98872B104 1513 381113 SH SOLE 381113 0 0 CVENT COM 23247G109 6991 220469 SH SOLE 220469 0 0