0001401257-13-000158.txt : 20131112 0001401257-13-000158.hdr.sgml : 20131111 20131112092434 ACCESSION NUMBER: 0001401257-13-000158 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131108 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORUM ENERGY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001401257 STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533] IRS NUMBER: 611488595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 920 MEMORIAL CITY WAY STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 713-351-7900 MAIL ADDRESS: STREET 1: 920 MEMORIAL CITY WAY STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: FORUM OILFIELD TECHNOLOGIES, INC. DATE OF NAME CHANGE: 20100726 FORMER COMPANY: FORMER CONFORMED NAME: FORUM OILFIELD TECHNOLOGIES INC DATE OF NAME CHANGE: 20070529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brooks, Wendell R. CENTRAL INDEX KEY: 0001536195 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35504 FILM NUMBER: 131207449 BUSINESS ADDRESS: STREET 1: 920 MEMORIAL CITY WAY STREET 2: STE. 800 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: (281) 949-2500 MAIL ADDRESS: STREET 1: 920 MEMORIAL CITY WAY STREET 2: STE. 800 CITY: HOUSTON STATE: TX ZIP: 77024 4 1 wf-form4_138426626433558.xml FORM 4 X0306 4 2013-11-08 0 0001401257 FORUM ENERGY TECHNOLOGIES, INC. FET 0001536195 Brooks, Wendell R. 920 MEMORIAL CITY WAY SUITE 1000 HOUSTON TX 77024 0 1 0 0 EVP, Pr-Pro & Infrastructure Common Stock 2013-11-08 4 X 0 10305 9.33 A 42609 D Common Stock Warrants (right to buy) 9.33 2013-11-08 4 X 0 15170 0 D 2010-08-02 Common Stock 10305.0 0 D These warrants have an initial exercise price of $7.68 per share. The exercise price increases 0.5% at the end of each month which equates to an annual increase of 6%. These warrants expire upon the earlier of five years from the initial issuance, 2.5 years after the consummation of an initial public offering of the Company's common stock or upon the occurrence of certain other events described in the Warrant Agreement pursuant to which the warrants were issued. /s/ Wendell R. Brooks by John C. Ivascu as Attorney-in- Fact 2013-11-12