0001401257-13-000158.txt : 20131112
0001401257-13-000158.hdr.sgml : 20131111
20131112092434
ACCESSION NUMBER: 0001401257-13-000158
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131108
FILED AS OF DATE: 20131112
DATE AS OF CHANGE: 20131112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FORUM ENERGY TECHNOLOGIES, INC.
CENTRAL INDEX KEY: 0001401257
STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533]
IRS NUMBER: 611488595
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 920 MEMORIAL CITY WAY
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77024
BUSINESS PHONE: 713-351-7900
MAIL ADDRESS:
STREET 1: 920 MEMORIAL CITY WAY
STREET 2: SUITE 1000
CITY: HOUSTON
STATE: TX
ZIP: 77024
FORMER COMPANY:
FORMER CONFORMED NAME: FORUM OILFIELD TECHNOLOGIES, INC.
DATE OF NAME CHANGE: 20100726
FORMER COMPANY:
FORMER CONFORMED NAME: FORUM OILFIELD TECHNOLOGIES INC
DATE OF NAME CHANGE: 20070529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brooks, Wendell R.
CENTRAL INDEX KEY: 0001536195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35504
FILM NUMBER: 131207449
BUSINESS ADDRESS:
STREET 1: 920 MEMORIAL CITY WAY
STREET 2: STE. 800
CITY: HOUSTON
STATE: TX
ZIP: 77024
BUSINESS PHONE: (281) 949-2500
MAIL ADDRESS:
STREET 1: 920 MEMORIAL CITY WAY
STREET 2: STE. 800
CITY: HOUSTON
STATE: TX
ZIP: 77024
4
1
wf-form4_138426626433558.xml
FORM 4
X0306
4
2013-11-08
0
0001401257
FORUM ENERGY TECHNOLOGIES, INC.
FET
0001536195
Brooks, Wendell R.
920 MEMORIAL CITY WAY
SUITE 1000
HOUSTON
TX
77024
0
1
0
0
EVP, Pr-Pro & Infrastructure
Common Stock
2013-11-08
4
X
0
10305
9.33
A
42609
D
Common Stock Warrants (right to buy)
9.33
2013-11-08
4
X
0
15170
0
D
2010-08-02
Common Stock
10305.0
0
D
These warrants have an initial exercise price of $7.68 per share. The exercise price increases 0.5% at the end of each month which equates to an annual increase of 6%.
These warrants expire upon the earlier of five years from the initial issuance, 2.5 years after the consummation of an initial public offering of the Company's common stock or upon the occurrence of certain other events described in the Warrant Agreement pursuant to which the warrants were issued.
/s/ Wendell R. Brooks by John C. Ivascu as Attorney-in- Fact
2013-11-12