0000919574-12-003590.txt : 20120515 0000919574-12-003590.hdr.sgml : 20120515 20120515154446 ACCESSION NUMBER: 0000919574-12-003590 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 EFFECTIVENESS DATE: 20120515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TEGEAN CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001536063 IRS NUMBER: 263177271 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14980 FILM NUMBER: 12844255 BUSINESS ADDRESS: STREET 1: TWO GRAND CENTRAL TOWER STREET 2: 140 EAST 45TH STREET, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-201-1954 MAIL ADDRESS: STREET 1: TWO GRAND CENTRAL TOWER STREET 2: 140 EAST 45TH STREET, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 d1285666_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended March 31, 2012 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Tegean Capital Management, LLC Address: Two Grand Central Tower 140 East 45th Street, 37th Floor New York, New York 10017 13F File Number: 028-XXXXX The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Donald Henry Title: Chief Financial Officer Phone: (212) 201-1954 Signature, Place and Date of Signing: /s/ Donald Henry New York, New York May 15, 2012 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 24 Form 13F Information Table Value Total: $179,636 (thousands) List of Other Included Managers: No. Form 13F File Number Name None. FORM 13F INFORMATION TABLE Tegean Capital Management, LLC December 31, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE -------------- --------- ------ --------- -------- --- ---- ----------- ----- ----- ------- ---- SPDR S&P 500 ETF TR TR UNIT 78462F103 9,857 70,000 SH PUT 70,000 SPDR S&P 500 ETF TR TR UNIT 78462F103 7,787 55,300 SH PUT 55,300 ISHARES TR BARCLYS 20+ YEAR 464287432 1,964 17,500 SH PUT 17,500 APPLE INC COM 037833100 1,799 3,000 SH PUT 3,000 APPLE INC COM 037833100 8,394 14,000 SH PUT 14,000 APPLE INC COM 037833100 6,595 11,000 SH PUT 11,000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 5,404 80,000 SH PUT 80,000 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2,702 40,000 SH PUT 40,000 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 2,257 105,700 SH PUT 105,700 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 1,068 50,000 SH PUT 50,000 AMERICAN INTL GROUP INC COM NEW 026874784 7,708 250,000 SH 250,000 BANK OF AMERICA CORPORATION COM 060505104 9,570 1,000,000 SH 1,000,000 CAPITAL ONE FINL CORP COM 14040H105 8,361 150,000 SH 150,000 CITIGROUP INC COM NEW 172967424 14,620 400,000 SH 400,000 FIFTH THIRD BANCORP COM 316773100 12,641 900,000 SH 900,000 GOLDMAN SACHS GROUP INC COM 38141G104 11,193 90,000 SH 90,000 HUNTINGTON BANCSHARES INC COM 446150104 967 150,000 SH 150,000 JPMORGAN CHASE & CO COM 46625H100 18,392 400,000 SH 400,000 METLIFE INC COM 59156R108 11,205 300,000 SH 300,000 MORGAN STANLEY COM NEW 617446448 12,766 650,000 SH 650,000 NEWMONT MINING CORP COM 651639106 5,127 100,000 SH 100,000 PNC FINL SVCS GROUP INC COM 693475105 11,288 175,000 SH 175,000 SPRINT NEXTEL CORP COM SER 1 852061100 2,850 1,000,000 SH 1,000,000 WELLS FARGO & CO NEW COM 949746101 5,121 150,000 SH 150,000
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