0000919574-12-003590.txt : 20120515
0000919574-12-003590.hdr.sgml : 20120515
20120515154446
ACCESSION NUMBER: 0000919574-12-003590
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120331
FILED AS OF DATE: 20120515
DATE AS OF CHANGE: 20120515
EFFECTIVENESS DATE: 20120515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TEGEAN CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001536063
IRS NUMBER: 263177271
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14980
FILM NUMBER: 12844255
BUSINESS ADDRESS:
STREET 1: TWO GRAND CENTRAL TOWER
STREET 2: 140 EAST 45TH STREET, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-201-1954
MAIL ADDRESS:
STREET 1: TWO GRAND CENTRAL TOWER
STREET 2: 140 EAST 45TH STREET, 37TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
d1285666_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended March 31, 2012
Check here if Amendment: |_|; Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding entries.
Institutional Manager Filing this Report:
Name: Tegean Capital Management, LLC
Address: Two Grand Central Tower
140 East 45th Street, 37th Floor
New York, New York 10017
13F File Number: 028-XXXXX
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Donald Henry
Title: Chief Financial Officer
Phone: (212) 201-1954
Signature, Place and Date of Signing:
/s/ Donald Henry New York, New York May 15, 2012
----------------------- -------------------------- ----------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting managers(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
NONE
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 24
Form 13F Information Table Value Total: $179,636
(thousands)
List of Other Included Managers:
No. Form 13F File Number Name
None.
FORM 13F INFORMATION TABLE
Tegean Capital Management, LLC
December 31, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE
-------------- --------- ------ --------- -------- --- ---- ----------- ----- ----- ------- ----
SPDR S&P 500 ETF TR TR UNIT 78462F103 9,857 70,000 SH PUT 70,000
SPDR S&P 500 ETF TR TR UNIT 78462F103 7,787 55,300 SH PUT 55,300
ISHARES TR BARCLYS 20+ YEAR 464287432 1,964 17,500 SH PUT 17,500
APPLE INC COM 037833100 1,799 3,000 SH PUT 3,000
APPLE INC COM 037833100 8,394 14,000 SH PUT 14,000
APPLE INC COM 037833100 6,595 11,000 SH PUT 11,000
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 5,404 80,000 SH PUT 80,000
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 2,702 40,000 SH PUT 40,000
SPDR SERIES TRUST S&P HOMEBUILD 78464A888 2,257 105,700 SH PUT 105,700
SPDR SERIES TRUST S&P HOMEBUILD 78464A888 1,068 50,000 SH PUT 50,000
AMERICAN INTL GROUP INC COM NEW 026874784 7,708 250,000 SH 250,000
BANK OF AMERICA CORPORATION COM 060505104 9,570 1,000,000 SH 1,000,000
CAPITAL ONE FINL CORP COM 14040H105 8,361 150,000 SH 150,000
CITIGROUP INC COM NEW 172967424 14,620 400,000 SH 400,000
FIFTH THIRD BANCORP COM 316773100 12,641 900,000 SH 900,000
GOLDMAN SACHS GROUP INC COM 38141G104 11,193 90,000 SH 90,000
HUNTINGTON BANCSHARES INC COM 446150104 967 150,000 SH 150,000
JPMORGAN CHASE & CO COM 46625H100 18,392 400,000 SH 400,000
METLIFE INC COM 59156R108 11,205 300,000 SH 300,000
MORGAN STANLEY COM NEW 617446448 12,766 650,000 SH 650,000
NEWMONT MINING CORP COM 651639106 5,127 100,000 SH 100,000
PNC FINL SVCS GROUP INC COM 693475105 11,288 175,000 SH 175,000
SPRINT NEXTEL CORP COM SER 1 852061100 2,850 1,000,000 SH 1,000,000
WELLS FARGO & CO NEW COM 949746101 5,121 150,000 SH 150,000
SK 26398 0001 1285666 v2