0000899140-13-000335.txt : 20130515 0000899140-13-000335.hdr.sgml : 20130515 20130515142710 ACCESSION NUMBER: 0000899140-13-000335 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130515 DATE AS OF CHANGE: 20130515 EFFECTIVENESS DATE: 20130515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Progeny 3, Inc. CENTRAL INDEX KEY: 0001536006 IRS NUMBER: 261257600 STATE OF INCORPORATION: WA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14788 FILM NUMBER: 13845920 BUSINESS ADDRESS: STREET 1: 601 UNION STREET, #1450 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-654-3619 MAIL ADDRESS: STREET 1: 601 UNION STREET, #1450 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 p9584320b.txt REPORT FOR THE QUARTER ENDED MARCH 31, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 -------------- Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Progeny 3, Inc. Address: 601 Union Street, Suite 1450 Seattle, WA 98101 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eric Shapow Title: Chief Financial Officer Phone: 206.654.3619 Signature, Place, and Date of Signing: /s/ Eric Shapow Seattle, Washington May 15, 2013 ---------------- ------------------- ------------ [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE REPORT SUMMARY: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 39 Form 13F Information Table Value Total: $206,455 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE.
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 NAME OF ISSUER TITLE OF CUSIP VALUE SHRS OR PRN SH/ PUT/ INVESTMENT OTHER VOTING CLASS (x$1000) AMT PRN CALL DISCRETION MANAGER AUTHORITY Sole Shared None AGCO CORP COM 001084102 1,259 24,150 SH SOLE 24,150 ALPS ETF TR ALERIAN MLP 00162Q866 13,428 757,800 SH SOLE 757,800 APPLE INC COM 037833100 1,029 2,325 SH SOLE 2,325 AVON PRODS INC COM 054303102 2,528 121,960 SH SOLE 121,960 BAXTER INTL INC COM 071813109 527 7,260 SH SOLE 7,260 BUNGE LIMITED COM G16962105 548 7,420 SH SOLE 7,420 CELANESE CORP DEL COM SER A 150870103 648 14,700 SH SOLE 14,700 CHEVRON CORP NEW COM 166764100 2,850 23,990 SH SOLE 23,990 COLGATE PALMOLIVE CO COM 194162103 758 6,420 SH SOLE 6,420 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2,650 38,100 SH SOLE 38,100 FLUOR CORP NEW COM 343412102 2,623 39,550 SH SOLE 39,550 GENERAL ELECTRIC CO COM 369604103 306 13,220 SH SOLE 13,220 GRACE W R & CO DEL NEW COM 38388F108 106 1,370 SH SOLE 1,370 HEINZ H J CO COM 423074103 1,880 26,020 SH SOLE 26,020 INGREDION INC COM 457187102 1,941 26,840 SH SOLE 26,840 INTEL CORP COM 458140100 2,967 135,790 SH SOLE 135,790 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 965 12,590 SH SOLE 12,590 ISHARES TR MSCI EMERG MKT 464287234 77,817 1,819,000 SH SOLE 1,819,000 KLA-TENCOR CORP COM 482480100 2,176 41,250 SH SOLE 41,250 LAS VEGAS SANDS CORP COM 517834107 1,407 24,970 SH SOLE 24,970 MARKET VECTORS ETF TR COAL ETF 57060U837 6,002 262,000 SH SOLE 262,000 MAXIM INTEGRATED PRODS INC COM 57772K101 2,559 78,380 SH SOLE 78,380 MCDONALDS CORP COM 580135101 1,238 12,420 SH SOLE 12,420 MEAD JOHNSON NUTRITION CO COM 582839106 201 2,590 SH SOLE 2,590 MICRON TECHNOLOGY INC COM 595112103 4,031 403,940 SH SOLE 403,940 MONDELEZ INTL INC CL A 609207105 1,842 60,170 SH SOLE 60,170 PFIZER INC COM 717081103 1,982 68,680 SH SOLE 68,680 PROSHARES TR PSHS SHRT S&P500 74347R503 29,676 966,975 SH SOLE 966,975 PROSHARES TR II VIX SHTTRM FUT 74347W692 1,909 175,000 SH SOLE 175,000 QUALCOMM INC COM 747525103 2,601 38,850 SH SOLE 38,850 SANDISK CORP COM 80004C101 2,604 47,350 SH SOLE 47,350 SCHLUMBERGER LTD COM 806857108 1,325 17,690 SH SOLE 17,690 SOUTHERN COPPER CORP COM 84265V105 1,033 27,487 SH SOLE 27,487 SPDR SERIERS TRUST BRC HGH YLD BD 78464A417 5,550 135,000 SH SOLE 135,000 SPECTRA ENERGY CORP COM 847560109 327 10,620 SH SOLE 10,620 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 1,786 32,470 SH SOLE 32,470 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 20,224 367,300 SH SOLE 367,300 WYNN RESORTS LTD COM 983134107 2,169 17,330 SH SOLE 17,330 YUM BRANDS INC COM 988498101 983 13,660 SH SOLE 13,660