0000899140-13-000142.txt : 20130214 0000899140-13-000142.hdr.sgml : 20130214 20130214145557 ACCESSION NUMBER: 0000899140-13-000142 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Progeny 3, Inc. CENTRAL INDEX KEY: 0001536006 IRS NUMBER: 261257600 STATE OF INCORPORATION: WA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14788 FILM NUMBER: 13612379 BUSINESS ADDRESS: STREET 1: 601 UNION STREET, #1450 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-654-3619 MAIL ADDRESS: STREET 1: 601 UNION STREET, #1450 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 p9085308.txt REPORT FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 ----------------- Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Progeny 3, Inc. Address: 601 Union Street, Suite 1450 Seattle, WA 98101 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eric Shapow Title: Chief Financial Officer Phone: 206.654.3619 Signature, Place, and Date of Signing: /s/ Eric Shapow Seattle, Washington February 14, 2013 --------------- ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE REPORT SUMMARY: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 37 Form 13F Information Table Value Total: $230,749 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE.
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 NAME OF ISSUER TITLE OF CUSIP VALUE SHRS/PRN SH/ PUT/ INVESTMENT OTHER VOTING CLASS (x$1000) AMT PRN CALL DISCRETION MANAGERS AUTHORITY Sole Shared None AES CORP COM 00130H105 584 54,610 SH SOLE 54,610 ALEXION PHARMACEUTICALS INC COM 15351109 83 890 SH SOLE 890 ANALOG DEVICES INC COM 32654105 1,015 24,130 SH SOLE 24,130 AVON PRODS INC COM 54303102 1,924 133,970 SH SOLE 133,970 BAXTER INTL INC COM 71813109 644 9,660 SH SOLE 9,660 CATERPILLAR INC DEL COM 149123101 702 7,840 SH SOLE 7,840 CELANESE CORP DEL COM SER A 150870103 1,209 27,160 SH SOLE 27,160 CHEVRON CORP NEW COM 166764100 2,235 20,670 SH SOLE 20,670 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2,745 40,390 SH SOLE 40,390 FLOWSERVE CORP COM 34354P105 1,270 8,650 SH SOLE 8,650 FLUOR CORP NEW COM 343412102 3,125 53,200 SH SOLE 53,200 HEINZ H J CO COM 423074103 1,083 18,770 SH SOLE 18,770 INTEL CORP COM 458140100 1,893 91,740 SH SOLE 91,740 LAM RESEARCH CORP COM 512807108 292 8,080 SH SOLE 8,080 LAS VEGAS SANDS CORP COM 517834107 1,910 41,370 SH SOLE 41,370 MAXIM INTEGRATED PRODS INC COM 57772K101 1,834 62,390 SH SOLE 62,390 MCDONALDS CORP COM 580135101 651 7,380 SH SOLE 7,380 MICRON TECHNOLOGY INC COM 595112103 2,888 454,790 SH SOLE 454,790 MONDELEZ INTL INC CL A 609207105 241 9,480 SH SOLE 9,480 NVIDIA CORP COM 67066G104 1,446 117,650 SH SOLE 117,650 PFIZER INC COM 717081103 1,969 78,500 SH SOLE 78,500 QUALCOMM INC COM 747525103 2,648 42,700 SH SOLE 42,700 SANDISK CORP COM 80004C101 2,499 57,370 SH SOLE 57,370 SCHLUMBERGER LTD COM 806857108 1,375 19,840 SH SOLE 19,840 SKYWORKS SOLUTIONS INC COM 83088M102 726 35,760 SH SOLE 35,760 SOUTHERN COPPER CORP COM 84265V105 1,992 52,617 SH SOLE 52,617 SPECTRA ENERGY CORP COM 847560109 84 3,060 SH SOLE 3,060 WESTERN DIGITAL CORP COM 958102105 2,217 52,170 SH SOLE 52,170 WYNN RESORTS LTD COM 983134107 2,263 20,120 SH SOLE 20,120 YUM BRANDS INC COM 988498101 483 7,270 SH SOLE 7,270 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 20,980 367,300 SH SOLE 367,300 ALPS ETF TR ALERIAN MLP 00162Q866 12,087 757,800 SH SOLE 757,800 ISHARES TR MSCI EMERG MKT 464287234 80,673 1,819,000 SH SOLE 1,819,000 ISHARES TR RUSSELL 2000 464287655 32,452 385,000 SH SOLE 385,000 MARKET VECTORS ETF TR COAL ETF 57060U837 2,137 85,000 SH SOLE 85,000 PROSHARES TR PSHS SHRT S&P500 74347R503 32,896 966,975 SH SOLE 966,975 SPDR SERIERS TRUST BRC HGH YLD BD 78464A417 5,495 135,000 SH SOLE 135,000