0000899140-12-000508.txt : 20120813 0000899140-12-000508.hdr.sgml : 20120813 20120813124151 ACCESSION NUMBER: 0000899140-12-000508 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120813 DATE AS OF CHANGE: 20120813 EFFECTIVENESS DATE: 20120813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Progeny 3, Inc. CENTRAL INDEX KEY: 0001536006 IRS NUMBER: 261257600 STATE OF INCORPORATION: WA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14788 FILM NUMBER: 121026757 BUSINESS ADDRESS: STREET 1: 601 UNION STREET, #1450 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-654-3619 MAIL ADDRESS: STREET 1: 601 UNION STREET, #1450 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 p8249069b.txt REPORT FOR THE CALENDAR QUARTER ENDED JUNE 30, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 ------------- Check here if Amendment [ ]; Amendment Number: -- This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Progeny 3, Inc. Address: 601 Union Street, Suite 1450 Seattle, WA 98101 Form 13F File Number: 028-14788 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eric Shapow Title: Chief Financial Officer Phone: 206.654.3619 Signature, Place, and Date of Signing: /s/ Eric Shapow Seattle, Washington August 13, 2012 ---------------------- ------------------- --------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 36 Form 13F Information Table Value Total: $184,203 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None.
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 NAME OF ISSUER TITLE OF CUSIP VALUE SHRS/PRN SH/ PUT/ INVESTMENT OTHER VOTING CLASS (x$1000) AMT PRN CALL DISCRETION MANAGERS AUTHORITY Sole Shared None AES CORP COM 00130H105 973 75,810 SH SOLE 973 AGILENT TECHNOLOGIES INC COM 00846U101 358 9,100 SH SOLE 9,100 ANALOG DEVICES INC COM 032654105 1,211 32,160 SH SOLE 32,160 ATMEL CORP COM 049513104 530 79,040 SH SOLE 79,040 AVON PRODS INC COM 054303102 1,938 119,550 SH SOLE 119,550 BANK OF AMERICA 7.25%CNV CORPORATION PFD L 060505682 268 275 SH SOLE 275 CATERPILLAR INC DEL COM 149123101 301 3,550 SH SOLE 3,550 CHEVRON CORP NEW COM 166764100 1,981 18,780 SH SOLE 18,780 COCA COLA CO COM 191216100 1,693 21,510 SH SOLE 21,510 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2,574 43,530 SH SOLE 43,530 FLOWSERVE CORP COM 34354P105 911 7,910 SH SOLE 7,910 HEINZ H J CO COM 423074103 2,153 39,220 SH SOLE 39,220 INTEL CORP COM 458140100 1,852 69,480 SH SOLE 69,480 INTERNATIONAL FLAVORS& FRAGRA COM 459506101 1,051 19,080 SH SOLE 19,080 KBR INC COM 48242W106 2,089 84,360 SH SOLE 84,360 KLA-TENCOR CORP COM 482480100 1,211 24,590 SH SOLE 24,590 LAM RESEARCH CORP COM 512807108 2,141 56,730 SH SOLE 56,730 LAS VEGAS SANDS CORP COM 517834107 343 7,880 SH SOLE 7,880 MAXIM INTEGRATED PRODS INC COM 57772K101 1,572 61,310 SH SOLE 61,310 MCDONALDS CORP COM 580135101 173 1,950 SH SOLE 1,950 MICRON TECHNOLOGY INC COM 595112103 2,383 377,670 SH SOLE 377,670 PFIZER INC COM 717081103 1,662 72,280 SH SOLE 72,280 QUALCOMM INC COM 747525103 2,200 39,520 SH SOLE 39,520 SANDISK CORP COM 80004C101 2,001 54,860 SH SOLE 54,860 SCHLUMBERGER LTD COM 806857108 251 3,850 SH SOLE 3,850 SOUTHERN COPPER CORP DEL COM 84265V105 1,511 47,947 SH SOLE 47,947 TRANSOCEAN INC NOTE 1.500%12/1 893830AW9 995 667 SH SOLE 667 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 2,087 56,770 SH SOLE 56,770 WESTERN DIGITAL CORP COM 958102105 2,192 71,920 SH SOLE 71,920 WESTERN UN CO COM 959802109 595 35,310 SH SOLE 35,310 WYNN RESORTS LTD COM 983134107 957 9,230 SH SOLE 9,230 YUM BRANDS INC COM 988498101 98 1,520 SH SOLE 1,520 PROSHARES TR PSHS SHRT S&P500 74347R503 30,096 825,000 SH SOLE 825,000 VANGUARD INTL EQUITY MSCI EMR INDEX F MKT ETF 922042858 85,190 2,132,424 SH SOLE 2,132,424 ISHARES TR HIGH YLD CORP 464288513 16,009 175,500 SH SOLE 175,500 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 10,654 270,000 SH SOLE 270,000