0000899140-12-000340.txt : 20120508 0000899140-12-000340.hdr.sgml : 20120508 20120508164824 ACCESSION NUMBER: 0000899140-12-000340 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120508 DATE AS OF CHANGE: 20120508 EFFECTIVENESS DATE: 20120508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Progeny 3, Inc. CENTRAL INDEX KEY: 0001536006 IRS NUMBER: 261257600 STATE OF INCORPORATION: WA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14788 FILM NUMBER: 12822037 BUSINESS ADDRESS: STREET 1: 601 UNION STREET, #1450 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-654-3619 MAIL ADDRESS: STREET 1: 601 UNION STREET, #1450 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 p7729612b.txt REPORT FOR THE CALENDAR QUARTER ENDED MARCH 31, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 -------------- Check here if Amendment [ ]; Amendment Number: -- This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Progeny 3, Inc. Address: 601 Union Street, Suite 1450 Seattle, WA 98101 Form 13F File Number: 028-14788 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eric Shapow Title: Chief Financial Officer Phone: 206.654.3619 Signature, Place, and Date of Signing: /s/ Eric Shapow Seattle, Washington May 7, 2012 ---------------------- ------------------- ----------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 33 Form 13F Information Table Value Total: $180,857 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None.
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 NAME OF ISSUER TITLE OF CUSIP VALUE SHRS/PRN SH/ PUT/ INVESTMENT OTHER VOTING CLASS (x$1000) AMT PRN CALL DISCRETION MANAGERS AUTHORITY Sole Shared None AES CORP COM 00130H105 991 75,810 SH SOLE 75,810 AGILENT TECHNOLOGIES INC COM 00846U101 405 9,100 SH SOLE 9,100 ANALOG DEVICES INC COM 032654105 1,299 32,160 SH SOLE 32,160 ATMEL CORP COM 049513104 790 79,040 SH SOLE 79,040 AVON PRODS INC COM 054303102 2,314 119,550 SH SOLE 119,550 CATERPILLAR INC DEL COM 149123101 378 3,550 SH SOLE 3,550 CHEVRON CORP NEW COM 166764100 2,014 18,780 SH SOLE 18,780 COCA COLA CO COM 191216100 1,592 21,510 SH SOLE 21,510 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2,906 43,530 SH SOLE 43,530 FLOWSERVE CORP COM 34354P105 914 7,910 SH SOLE 7,910 HEINZ H J CO COM 423074103 2,100 39,220 SH SOLE 39,220 INTEL CORP COM 458140100 1,953 69,480 SH SOLE 69,480 INTERNATIONAL FLAVORS& FRAGRA COM 459506101 1,118 19,080 SH SOLE 19,080 ISHARES TR HIGH YLD CORP 464288513 11,600 127,700 SH SOLE 127,700 KBR INC COM 48242W106 2,999 84,360 SH SOLE 84,360 KLA-TENCOR CORP COM 482480100 1,338 24,590 SH SOLE 24,590 LAM RESEARCH CORP COM 512807108 2,531 56,730 SH SOLE 56,730 LAS VEGAS SANDS CORP COM 517834107 270 6,320 SH SOLE 6,320 MAXIM INTEGRATED PRODS INC COM 57772K101 1,753 61,310 SH SOLE 61,310 MCDONALDS CORP COM 580135101 191 1,950 SH SOLE 1,950 MICRON TECHNOLOGY INC COM 595112103 3,059 377,670 SH SOLE 377,670 PFIZER INC COM 717081103 1,638 72,280 SH SOLE 72,280 PROSHARES TR PSHS SHRT S&P500 74347R503 41,016 1,147,300 SH SOLE 1,147,300 QUALCOMM INC COM 747525103 2,688 39,520 SH SOLE 39,520 SANDISK CORP COM 80004C101 2,721 54,860 SH SOLE 54,860 SCHLUMBERGER LTD COM 806857108 269 3,850 SH SOLE 3,850 SOUTHERN COPPER CORP DEL COM 84265V105 1,520 47,947 SH SOLE 47,947 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 2,637 56,770 SH SOLE 56,770 VANGUARD INTL EQUITY MSCI EMR INDEX F MKT ETF 922042858 80,994 1,863,224 SH SOLE 1,863,224 WESTERN DIGITAL CORP COM 958102105 2,977 71,920 SH SOLE 71,920 WESTERN UN CO COM 959802109 621 35,310 SH SOLE 35,310 WYNN RESORTS LTD COM 983134107 1,153 9,230 SH SOLE 9,230 YUM BRANDS INC COM 988498101 108 1,520 SH SOLE 1,520