0000899140-12-000125.txt : 20120214 0000899140-12-000125.hdr.sgml : 20120214 20120214110200 ACCESSION NUMBER: 0000899140-12-000125 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Progeny 3, Inc. CENTRAL INDEX KEY: 0001536006 IRS NUMBER: 261257600 STATE OF INCORPORATION: WA FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14788 FILM NUMBER: 12604177 BUSINESS ADDRESS: STREET 1: 601 UNION STREET, #1450 CITY: SEATTLE STATE: WA ZIP: 98101 BUSINESS PHONE: 206-654-3619 MAIL ADDRESS: STREET 1: 601 UNION STREET, #1450 CITY: SEATTLE STATE: WA ZIP: 98101 13F-HR 1 p7464305b.txt REPORT FOR THE CALENDAR YEAR ENDED DECEMBER 31, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 ----------------- Check here if Amendment [ ]; Amendment Number: -- This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Progeny 3, Inc. Address: 601 Union Street, Suite 1450 Seattle, WA 98101 Form 13F File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eric Shapow Title: Chief Financial Officer Phone: 206.654.3619 Signature, Place, and Date of Signing: /s/ Eric Shapow Seattle, Washington February 13, 2012 ---------------------- ------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 32 Form 13F Information Table Value Total: $176,767 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None.
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 NAME OF ISSUER TITLE OF CUSIP VALUE SHRS/PRN SH/ PUT/ INVESTMENT OTHER VOTING CLASS (x$1000) AMT PRN CALL DISCRETION MANAGERS AUTHORITY Sole Shared None ISHARES TR HIGH YLD CORP 464288513 26,444 295,700 SH SOLE 295,700 ISHARES INC MSCI BRIC INDX 464286657 13,026 359,138 SH SOLE 359,138 VANGUARD INTL EQUITY MSCI EMR INDEX F MKT ETF 922042858 71,194 1,863,224 SH SOLE 1,863,224 PROSHARES TR PSHS SHRT S&P500 74347R503 24,670 610,500 SH SOLE 610,500 SCHLUMBERGER LTD COM 806857108 978 14,320 SH SOLE 14,320 MCDERMOTT INTL INC COM 580037109 1,705 148,140 SH SOLE 148,140 PROCTER & GAMBLE CO COM 742718109 648 9,720 SH SOLE 9,720 SKYWORKS SOLUTIONS INC COM 83088M102 893 55,080 SH SOLE 55,080 KBR INC COM 48242W106 2,103 75,450 SH SOLE 75,450 MCDONALDS CORP COM 580135101 461 4,590 SH SOLE 4,590 3M CO COM 88579Y101 653 7,990 SH SOLE 7,990 FLOWSERVE CORP COM 34354P105 1,095 11,020 SH SOLE 11,020 AVON PRODS INC COM 054303102 926 52,980 SH SOLE 52,980 SOUTHERN COPPER CORP DEL COM 84265V105 1,671 55,380 SH SOLE 55,380 HEINZ H J CO COM 423074103 2,351 43,510 SH SOLE 43,510 WESTERN DIGITAL CORP COM 958102105 1,874 60,540 SH SOLE 60,540 TEXAS INSTRS INC COM 882508104 1,657 56,930 SH SOLE 56,930 ANALOG DEVICES INC COM 032654105 930 25,990 SH SOLE 25,990 CHEVRON CORP NEW COM 166764100 2,343 22,020 SH SOLE 22,020 DIAMOND OFFSHORE DRILLING IN COM 25271C102 2,272 41,120 SH SOLE 41,120 LAS VEGAS SANDS CORP COM 517834107 270 6,320 SH SOLE 6,320 INTERNATIONAL FLAVORS& FRAGRA COM 459506101 767 14,640 SH SOLE 14,640 AES CORP COM 00130H105 1,054 88,980 SH SOLE 88,980 CATERPILLAR INC DEL COM 149123101 365 4,030 SH SOLE 4,030 MAXIM INTEGRATED PRODS INC COM 57772K101 1,920 73,730 SH SOLE 73,730 QUALCOMM INC COM 747525103 2,088 38,180 SH SOLE 38,180 INTEL CORP COM 458140100 2,813 116,010 SH SOLE 116,010 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 1,480 45,400 SH SOLE 45,400 PFIZER INC COM 717081103 2,229 102,990 SH SOLE 102,990 SPECTRA ENERGY CORP COM 847560109 907 29,490 SH SOLE 29,490 COCA COLA CO COM 191216100 1,639 23,430 SH SOLE 23,430 SANDISK CORP COM 80004C101 3,340 67,880 SH SOLE 67,880