0001181431-13-025925.txt : 20130507
0001181431-13-025925.hdr.sgml : 20130507
20130507172820
ACCESSION NUMBER: 0001181431-13-025925
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130507
FILED AS OF DATE: 20130507
DATE AS OF CHANGE: 20130507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BEAMS MALIZ E
CENTRAL INDEX KEY: 0001255283
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 13821398
MAIL ADDRESS:
STREET 1: C/O PORT FINANCIAL CORP
STREET 2: 1380 SOLDIERS FIELD RD
CITY: BRIGHTON
STATE: MA
ZIP: 02135
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ING U.S., Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 860-580-2818
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
4
1
rrd378806.xml
FORM 4
X0306
4
2013-05-07
0
0001535929
ING U.S., Inc.
VOYA
0001255283
BEAMS MALIZ E
230 PARK AVENUE
NEW YORK
NY
10169
0
1
0
0
See Remarks
Common Stock
2013-05-07
4
P
0
5100
19.50
A
5100
D
Common Stock
2013-05-07
4
A
0
76923
0
A
82023
D
Deferred Shares
2013-05-07
4
A
0
18699
0
A
Common Stock
18699
18699
D
Deferred Shares
2013-05-07
4
A
0
54167
0
A
Common Stock
54167
72866
D
These shares of Common Stock reflect a grant of restricted shares. Fifty percent of these shares will fully vest at the end of the 180-day lock-up period, which commenced May 1, 2013, relating to the issuer's initial public offering of common stock (the "IPO"). The remaining 50% will fully vest at the earlier of (i) the end of the lock-up period specified in the underwriting agreement related to the first secondary share offering of issuer common stock by ING Groep N.V. ("ING Group") following the IPO or (ii) the date of closing of any post-IPO merger or acquisition of the issuer.
Each deferred share represents a contingent right to receive one share of the issuer's Common Stock. The deferred shares may be settled in Common Stock, cash or a combination of cash and Common Stock.
These shares reflect a grant of deferred shares approved by the issuer's board of directors pursuant to the issuer's 2013 Omnibus Employee Incentive Plan. The deferred shares replace ING Group deferred shares originally granted pursuant to the ING Group Long-Term Sustainable Performance Plan in respect of the deferred portion of the reporting person's 2012 annual incentive award that exceeded a threshold amount.
Fifty percent of the deferred shares vest on March 27, 2015, 25% of such shares vest on March 27, 2016 and 25% of such shares vest on March 27, 2017.
Each deferred share represents a contingent right to receive one share of the issuer's Common Stock. The deferred shares may be settled in Common Stock, cash or a combination of cash and Common Stock.
These shares reflect a grant of deferred shares approved by the issuer's board of directors pursuant to the issuer's 2013 Omnibus Employee Incentive Plan. The deferred shares replace ING Group deferred shares originally granted pursuant to the ING Group Long-Term Sustainable Performance Plan.
Fifty percent of the deferred shares vest on March 27, 2015, 25% of such shares vest on March 27, 2016 and 25% of such shares vest on March 27, 2017.
Chief Executive Officer, Retirement Solutions
/s/ Harris Oliner, attorney in fact
2013-05-07