0001127602-22-004624.txt : 20220211
0001127602-22-004624.hdr.sgml : 20220211
20220211172043
ACCESSION NUMBER: 0001127602-22-004624
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220210
FILED AS OF DATE: 20220211
DATE AS OF CHANGE: 20220211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ferrara Nancy
CENTRAL INDEX KEY: 0001685164
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 22622795
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
STREET 2: 14TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10169
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2022-02-10
0001535929
Voya Financial, Inc.
VOYA
0001685164
Ferrara Nancy
230 PARK AVENUE
NEW YORK
NY
10169
1
See Remarks
Common Stock
2022-02-10
4
M
0
21480
37.60
A
35296
D
Common Stock
2022-02-10
4
S
0
21480
72.7382
D
13816
D
Performance-Based Stock Options
37.60
2022-02-10
4
M
0
21480
0
D
2025-12-16
Common Stock
21480
71174
D
Restricted Stock Units
Common Stock
8682
8682
D
Performance Stock Unit
Common Stock
16104
16104
D
Deferred Savings Plan Issuer Stock Units
Common Stock
7264.041
7264.041
D
The option exercise and stock sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 20, 2021.
This transaction was executed in multiple trades at prices ranging from $71.00 to $73.38. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
25% of the options were exercisable on March 31, 2018. 75% of the options were exercisable on June 30, 2018.
The stock units will vest based on their respective award agreements.
Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
Includes dividend of 21.794 shares.
Executive Vice President, Operations and Continuous Improvement
/s/ Rachel Reid, Attorney-in-Fact
2022-02-11