0001127602-16-036458.txt : 20160106
0001127602-16-036458.hdr.sgml : 20160106
20160106172758
ACCESSION NUMBER: 0001127602-16-036458
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160104
FILED AS OF DATE: 20160106
DATE AS OF CHANGE: 20160106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Voya Financial, Inc.
CENTRAL INDEX KEY: 0001535929
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 521222820
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
BUSINESS PHONE: 212-309-8200
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10169
FORMER COMPANY:
FORMER CONFORMED NAME: ING U.S., Inc.
DATE OF NAME CHANGE: 20120709
FORMER COMPANY:
FORMER CONFORMED NAME: ING America Insurance Holdings, Inc.
DATE OF NAME CHANGE: 20111130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Becker Jeffrey T
CENTRAL INDEX KEY: 0001413593
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35897
FILM NUMBER: 161327819
MAIL ADDRESS:
STREET 1: 10 STATE HOUSE SQUARE
CITY: HARTFORD
STATE: CT
ZIP: 06103
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-01-04
0001535929
Voya Financial, Inc.
VOYA
0001413593
Becker Jeffrey T
230 PARK AVENUE
NEW YORK
NY
10169
1
See Remarks
Common Stock
2016-01-04
4
M
0
14126
A
47013
D
Common Stock
2016-01-04
4
F
0
5061
37.20
D
41952
D
Common Stock
2016-01-05
4
S
0
9065
36.6829
D
32887
D
Delivery of shares of the issuer's common stock were made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
Represents shares of common stock withheld to satisfy tax obligations, following delivery of common stock underlying the restricted stock units described in footnote 1.
This transaction was executed in multiple trades at prices ranging from $36.6810 to $36.6850. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
Chief Executive Officer, Investment Management
/s/ Jean Weng, Attorney in Fact
2016-01-06