0001140361-18-006991.txt : 20180213 0001140361-18-006991.hdr.sgml : 20180213 20180213145115 ACCESSION NUMBER: 0001140361-18-006991 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 EFFECTIVENESS DATE: 20180213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lombard Odier Asset Management (Europe) Ltd CENTRAL INDEX KEY: 0001535784 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16246 FILM NUMBER: 18602515 BUSINESS ADDRESS: STREET 1: QUEENSBERRY HOUSE 3 OLD BURLINGTON ST STREET 2: LONDON W1S 3AB CITY: LONDON STATE: X0 ZIP: W1S 3AB BUSINESS PHONE: 212-295-6145 MAIL ADDRESS: STREET 1: QUEENSBERRY HOUSE 3 OLD BURLINGTON ST STREET 2: LONDON W1S 3AB CITY: LONDON STATE: X0 ZIP: W1S 3AB 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001535784 XXXXXXXX 12-31-2017 12-31-2017 Lombard Odier Asset Management (Europe) Ltd

QUEENSBERRY HOUSE 3 OLD BURLINGTON ST LONDON W1S 3AB LONDON X0 W1S 3AB

13F HOLDINGS REPORT 028-16246 N Laura Keeler 212-295-6145 /s/ Laura Keeler New York NY 02-13-2018 1 409 1595138 false 1 0001615423 028-16235 Compagnie Lombard Odier SCmA INFORMATION TABLE 2 form13fInfoTable.xml GLOBALSTAR INC COM 378973408 15 11244 SH DFND 11244 0 0 OBSIDIAN ENERGY LTD COM 674482104 20 12664 SH DFND 12664 0 0 ELDORADO GOLD CORP NEW COM 284902103 21 11700 SH DFND 11700 0 0 CHESAPEAKE ENERGY CORP COM 165167107 42 10506 SH DFND 10506 0 0 GRAN TIERRA ENERGY INC COM 38500T101 42 12326 SH DFND 12326 0 0 B2GOLD CORP COM 11777Q209 45 11537 SH DFND 11537 0 0 CEMEX SAB DE CV NOTE 3.720% 3/1 151290BT9 52 50000 PRN DFND 50000 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 55 13169 SH DFND 13169 0 0 YAMANA GOLD INC COM 98462Y100 59 15000 SH DFND 15000 0 0 TURQUOISE HILL RES LTD COM 900435108 64 14889 SH DFND 14889 0 0 KINROSS GOLD CORP COM NO PAR 496902404 79 14649 SH DFND 14649 0 0 VEREIT INC COM 92339V100 105 13470 SH DFND 13470 0 0 SIRIUS XM HLDGS INC COM 82968B103 120 22305 SH DFND 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A 92826C839 2298 20156 SH DFND 20156 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2349 10653 SH DFND 10653 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2368 44736 SH DFND 44736 0 0 PFIZER INC COM 717081103 2372 65491 SH DFND 65491 0 0 INTEL CORP COM 458140100 2389 51755 SH DFND 51755 0 0 GENERAL MTRS CO COM 37045V100 2459 60000 SH Call DFND 60000 0 0 HOME DEPOT INC COM 437076102 2462 12989 SH DFND 12989 0 0 PROCTER AND GAMBLE CO COM 742718109 2566 27932 SH DFND 27932 0 0 AT&T INC COM 00206R102 2614 67237 SH DFND 67237 0 0 SUNPOWER CORP DBCV 4.000% 1/1 867652AL3 2637 3000000 PRN DFND 3000000 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2760 13926 SH DFND 13926 0 0 CARDTRONICS INC NOTE 1.000%12/0 14161HAG3 2781 3100000 PRN DFND 3100000 0 0 ZILLOW GROUP INC NOTE 2.000%12/0 98954MAB7 2804 2550000 PRN DFND 2550000 0 0 JPMORGAN CHASE & CO COM 46625H100 3080 28800 SH Call DFND 28800 0 0 BANK AMER CORP COM 060505104 3129 106000 SH Call DFND 106000 0 0 WELLS FARGO CO NEW COM 949746101 3139 51741 SH DFND 51741 0 0 BANK AMER CORP COM 060505104 3244 109879 SH DFND 109879 0 0 MORGAN STANLEY COM NEW 617446448 3369 64200 SH Call DFND 64200 0 0 ALPHABET INC CAP STK CL A 02079K305 3428 3254 SH DFND 3254 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3516 13800 SH Call DFND 13800 0 0 ALPHABET INC CAP STK CL C 02079K107 3571 3413 SH DFND 3413 0 0 APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 3713 3600000 PRN DFND 3600000 0 0 SUNPOWER CORP DBCV 0.875% 6/0 867652AJ8 3780 4850000 PRN DFND 4850000 0 0 EXXON MOBIL CORP COM 30231G102 3871 46276 SH DFND 46276 0 0 JOHNSON & JOHNSON COM 478160104 4092 29286 SH DFND 29286 0 0 JPMORGAN CHASE & CO COM 46625H100 4110 38432 SH DFND 38432 0 0 ILLUMINA INC NOTE 6/1 452327AF6 4553 4180000 PRN DFND 4180000 0 0 FACEBOOK INC CL A 30303M102 4556 25817 SH DFND 25817 0 0 CITIGROUP INC COM NEW 172967424 4591 61700 SH Call DFND 61700 0 0 WHITING PETE CORP NEW NOTE 1.250% 4/0 966387AL6 4828 5200000 PRN DFND 5200000 0 0 AMAZON COM INC COM 023135106 5175 4425 SH DFND 4425 0 0 VISA INC COM CL A 92826C839 5450 47800 SH Call DFND 47800 0 0 MACQUARIE INFRASTRUCTURE COR NOTE 2.000%10/0 55608BAB1 5574 5760000 PRN DFND 5760000 0 0 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 5820 5800000 PRN DFND 5800000 0 0 COMCAST CORP NEW CL A 20030N101 6208 155000 SH Call DFND 155000 0 0 TWITTER INC NOTE 0.250% 9/1 90184LAB8 6222 6500000 PRN DFND 6500000 0 0 FINISAR CORP NOTE 0.500%12/1 31787AAP6 6491 6950000 PRN DFND 6950000 0 0 MICROSOFT CORP COM 594918104 6790 79375 SH DFND 79375 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 7038 7950000 PRN DFND 7950000 0 0 AMERICAN RLTY CAP PPTYS INC NOTE 3.750%12/1 02917TAB0 7473 7250000 PRN DFND 7250000 0 0 SUNPOWER CORP DBCV 0.750% 6/0 867652AG4 7912 8000000 PRN DFND 8000000 0 0 JEFFERIES GROUP INC NEW DBCV 3.875%11/0 472319AG7 8221 8150000 PRN DFND 8150000 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 8714 99712 SH DFND 99712 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 8859 9490000 PRN DFND 9490000 0 0 APPLE INC COM 037833100 9469 55955 SH DFND 55955 0 0 SPIRIT RLTY CAP INC NEW NOTE 2.875% 5/1 84860WAA0 10015 9950000 PRN DFND 9950000 0 0 IMPAX LABORATORIES INC NOTE 2.000% 6/1 45256BAE1 11076 11360000 PRN DFND 11360000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 11208 65000 SH Call DFND 65000 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.950% 7/1 74348TAR3 11590 11300000 PRN DFND 11300000 0 0 BLACKROCK CAPITAL INVESTMENT NOTE 5.000% 6/1 092533AC2 11885 11400000 PRN DFND 11400000 0 0 QIAGEN NV NOTE 0.375% 3/1 N72482AA5 11889 10200000 PRN DFND 10200000 0 0 CEMEX SAB DE CV NOTE 3.750% 3/1 151290BC6 12150 11830000 PRN DFND 11830000 0 0 VIPSHOP HLDGS LTD NOTE 1.500% 3/1 92763WAA1 12998 12970000 PRN DFND 12970000 0 0 SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 13544 13000000 PRN DFND 13000000 0 0 AKAMAI TECHNOLOGIES INC DBCV 2/1 00971TAG6 14878 14750000 PRN DFND 14750000 0 0 BLACKHAWK NETWORK HLDGS INC NOTE 1.500% 1/1 09238EAB0 16211 15630000 PRN DFND 15630000 0 0 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