Authorized Signatory

0001140361-14-042475.txt : 20141117 0001140361-14-042475.hdr.sgml : 20141117 20141117164758 ACCESSION NUMBER: 0001140361-14-042475 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141117 DATE AS OF CHANGE: 20141117 EFFECTIVENESS DATE: 20141117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Lombard Odier Asset Management (Europe) Ltd CENTRAL INDEX KEY: 0001535784 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16246 FILM NUMBER: 141228418 BUSINESS ADDRESS: STREET 1: QUEENSBERRY HOUSE 3 OLD BURLINGTON ST STREET 2: LONDON W1S 3AB CITY: LONDON STATE: X0 ZIP: W1S 3AB BUSINESS PHONE: 212-295-6145 MAIL ADDRESS: STREET 1: QUEENSBERRY HOUSE 3 OLD BURLINGTON ST STREET 2: LONDON W1S 3AB CITY: LONDON STATE: X0 ZIP: W1S 3AB 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001535784 XXXXXXXX 09-30-2014 09-30-2014 true 1 RESTATEMENT Lombard Odier Asset Management (Europe) Ltd

QUEENSBERRY HOUSE 3 OLD BURLINGTON ST LONDON W1S 3AB LONDON X0 W1S 3AB

13F HOLDINGS REPORT 028-16246 Y This Amendment No. 1 amends and restates the Form 13F Holdings Report for the quarter ended September 30, 2014 filed by Lombard Odier Asset Management (Europe) Ltd. on November 14, 2014 (the "Original Report"). Due to a processing error, the Information Table in the Original Report inadvertently transposed certain data in Columns 4 and 5. This Amendment No. 1 corrects and restates the Information Table in the Original Report. Laura Keeler Authorized Signatory 212-295-6145 /s/ Laura Keeler New York NY 11-17-2014 1 104 1413999 false 1 0001615423 028-16235 Compagnie Lombard, Odier SCA INFORMATION TABLE 2 form13fInfoTable.xml PRAXAIR INC COM 74005P104 1613 12500 SH DFND Compagnie Lombard, Odier SCA 12500 0 0 METHANEX CORP COM 59151K108 940 14000 SH DFND Compagnie Lombard, Odier SCA 14000 0 0 DRIL-QUIP INC COM 262037104 1672 18700 SH DFND Compagnie Lombard, Odier SCA 18700 0 0 CANADIAN NATL RY CO COM 136375102 1428 20000 SH DFND Compagnie Lombard, Odier SCA 20000 0 0 FLOWSERVE CORP COM 34354P105 1692 24000 SH DFND Compagnie Lombard, Odier SCA 24000 0 0 EOG RES INC COM 26875P101 2477 25014 SH DFND Compagnie Lombard, Odier SCA 25014 0 0 NATIONAL OILWELL VARCO INC COM 637071101 1929 25345 SH DFND Compagnie Lombard, Odier SCA 25345 0 0 VALERO ENERGY CORP NEW COM 91913Y100 1310 28320 SH DFND Compagnie Lombard, Odier SCA 28320 0 0 BONANZA CREEK ENERGY INC COM 097793103 1622 28500 SH DFND Compagnie Lombard, Odier SCA 28500 0 0 EMERSON ELEC CO COM 291011104 1877 30000 SH DFND Compagnie Lombard, Odier SCA 30000 0 0 CIMAREX ENERGY CO COM 171798101 3897 30800 SH DFND Compagnie Lombard, Odier SCA 30800 0 0 EQT CORP COM 26884L109 2920 31900 SH DFND Compagnie Lombard, Odier SCA 31900 0 0 DIAMONDBACK ENERGY INC COM 25278X109 2431 32515 SH DFND Compagnie Lombard, Odier SCA 32515 0 0 CARRIZO OIL & GAS INC COM 144577103 1908 35450 SH DFND Compagnie Lombard, Odier SCA 35450 0 0 SOUTHWESTERN ENERGY CO COM 845467109 1346 38500 SH DFND Compagnie Lombard, Odier SCA 38500 0 0 ROSETTA RESOURCES INC COM 777779307 1747 39210 SH DFND Compagnie Lombard, Odier SCA 39210 0 0 QUANTA SVCS INC COM 74762E102 1480 40780 SH DFND Compagnie Lombard, Odier SCA 40780 0 0 ANADARKO PETE CORP COM 032511107 4196 41365 SH DFND Compagnie Lombard, Odier SCA 41365 0 0 SCHLUMBERGER LTD COM 806857108 4262 41913 SH DFND Compagnie Lombard, Odier SCA 41913 0 0 MASTEC INC COM 576323109 1290 42145 SH DFND Compagnie Lombard, Odier SCA 42145 0 0 HELMERICH & PAYNE INC COM 423452101 4176 42664 SH DFND Compagnie Lombard, Odier SCA 42664 0 0 U S SILICA HLDGS INC COM 90346E103 2907 46499 SH DFND Compagnie Lombard, Odier SCA 46499 0 0 HESS CORP COM 42809H107 4461 47300 SH DFND Compagnie Lombard, Odier SCA 47300 0 0 CONOCOPHILLIPS COM 20825C104 3765 49200 SH DFND Compagnie Lombard, Odier SCA 49200 0 0 NOBLE ENERGY INC COM 655044105 4163 60891 SH DFND Compagnie Lombard, Odier SCA 60891 0 0 PATTERSON UTI ENERGY INC COM 703481101 2003 61585 SH DFND Compagnie Lombard, Odier SCA 61585 0 0 OASIS PETE INC NEW COM 674215108 2640 63136 SH DFND Compagnie Lombard, Odier SCA 63136 0 0 HALLIBURTON CO COM 406216101 4100 63561 SH DFND Compagnie Lombard, Odier SCA 63561 0 0 ENCANA CORP COM 292505104 1410 66000 SH DFND Compagnie Lombard, Odier SCA 66000 0 0 CABOT OIL & GAS CORP COM 127097103 2168 66307 SH DFND Compagnie Lombard, Odier SCA 66307 0 0 KINDER MORGAN INC DEL COM 49456B101 2607 68000 SH DFND Compagnie Lombard, Odier SCA 68000 0 0 CIENA CORP NOTE 0.875% 6/1 171779AE1 98 100000 PRN DFND Compagnie Lombard, Odier SCA 100000 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 100 100000 PRN DFND Compagnie Lombard, Odier SCA 100000 0 0 NETSUITE INC NOTE 0.250% 6/0 64118QAB3 104 100000 PRN DFND Compagnie Lombard, Odier SCA 100000 0 0 NUVASIVE INC NOTE 2.750% 7/0 670704AC9 113 100000 PRN DFND Compagnie Lombard, Odier SCA 100000 0 0 DEVELOPERS DIVERSIFIED RLTY NOTE 1.750%11/1 251591AX1 116 100000 PRN DFND Compagnie Lombard, Odier SCA 100000 0 0 SUNCOR ENERGY INC NEW COM 867224107 3764 103400 SH DFND Compagnie Lombard, Odier SCA 103400 0 0 MARATHON OIL CORP COM 565849106 4280 113872 SH DFND Compagnie Lombard, Odier SCA 113872 0 0 SALIX PHARMACEUTICALS INC NOTE 1.500% 3/1 795435AE6 314 130000 PRN DFND Compagnie Lombard, Odier SCA 130000 0 0 GRAN TIERRA ENERGY INC COM 38500T101 922 165800 SH DFND Compagnie Lombard, Odier SCA 165800 0 0 CUBIST PHARMACEUTICALS INC NOTE 1.125% 9/0 229678AF4 216 200000 PRN DFND Compagnie Lombard, Odier SCA 200000 0 0 KODIAK OIL & GAS CORP COM 50015Q100 2954 217700 SH DFND Compagnie Lombard, Odier SCA 217700 0 0 MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 418 225000 PRN DFND Compagnie Lombard, Odier SCA 225000 0 0 MGM RESORTS INTERNATIONAL NOTE 4.250% 4/1 55303QAE0 348 275000 PRN DFND Compagnie Lombard, Odier SCA 275000 0 0 MICRON TECHNOLOGY INC NOTE 3.000%11/1 595112AY9 725 550000 PRN DFND Compagnie Lombard, Odier SCA 550000 0 0 TESLA MTRS INC NOTE 0.250% 3/0 88160RAB7 621 650000 PRN DFND Compagnie Lombard, Odier SCA 650000 0 0 ALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0 01988PAD0 716 700000 PRN DFND Compagnie Lombard, Odier SCA 700000 0 0 ARVINMERITOR INC FRNT 4.000% 2/1 043353AH4 1243 1200000 PRN DFND Compagnie Lombard, Odier SCA 1200000 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.750% 3/1 74348TAL6 1363 1300000 PRN DFND Compagnie Lombard, Odier SCA 1300000 0 0 AMERICAN RLTY CAP PPTYS INC NOTE 3.000% 8/0 02917TAA2 1502 1500000 PRN DFND Compagnie Lombard, Odier SCA 1500000 0 0 FIFTH STR FIN CORP NOTE 5.375% 4/0 31679BAC4 1569 1500000 PRN DFND Compagnie Lombard, Odier SCA 1500000 0 0 ROYAL GOLD INC NOTE 2.875% 6/1 780287AA6 1578 1500000 PRN DFND Compagnie Lombard, Odier SCA 1500000 0 0 HEALTH CARE REIT INC NOTE 3.000%12/0 42217KAR7 1845 1500000 PRN DFND Compagnie Lombard, Odier SCA 1500000 0 0 RYLAND GROUP INC NOTE 0.250% 6/0 783764AS2 1503 1600000 PRN DFND Compagnie Lombard, Odier SCA 1600000 0 0 AMERICAN RLTY CAP PPTYS INC NOTE 3.750%12/1 02917TAB0 1721 1700000 PRN DFND Compagnie Lombard, Odier SCA 1700000 0 0 LAM RESEARCH CORP NOTE 0.500% 5/1 512807AJ7 2161 1700000 PRN DFND Compagnie Lombard, Odier SCA 1700000 0 0 MYLAN INC NOTE 3.750% 9/1 628530AJ6 9372 2740000 PRN DFND Compagnie Lombard, Odier SCA 2740000 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 6017 2750000 PRN DFND Compagnie Lombard, Odier SCA 2750000 0 0 HOLOGIC INC DEBT 2.000% 3/0 436440AC5 3038 2850000 PRN DFND Compagnie Lombard, Odier SCA 2850000 0 0 NATIONAL HEALTH INVS INC NOTE 3.250% 4/0 63633DAE4 2979 3000000 PRN DFND Compagnie Lombard, Odier SCA 3000000 0 0 ON SEMICONDUCTOR CORP NOTE 2.625%12/1 682189AH8 3414 3000000 PRN DFND Compagnie Lombard, Odier SCA 3000000 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.375%10/1 74348TAK8 3176 3100000 PRN DFND Compagnie Lombard, Odier SCA 3100000 0 0 INTEL CORP SDCV 2.950%12/1 458140AD2 4220 3300000 PRN DFND Compagnie Lombard, Odier SCA 3300000 0 0 FOREST CITY ENTERPRISES INC NOTE 3.625% 8/1 345550AR8 3717 3600000 PRN DFND Compagnie Lombard, Odier SCA 3600000 0 0 XILINX INC NOTE 2.625% 6/1 983919AF8 6434 4250000 PRN DFND Compagnie Lombard, Odier SCA 4250000 0 0 BGC PARTNERS INC NOTE 4.500% 7/1 05541TAD3 4447 4273000 PRN DFND Compagnie Lombard, Odier SCA 4273000 0 0 PRICELINE GRP INC DEBT 1.000% 3/1 741503AQ9 6353 4750000 PRN DFND Compagnie Lombard, Odier SCA 4750000 0 0 FORD MTR CO DEL NOTE 4.250%11/1 345370CN8 8833 5125000 PRN DFND Compagnie Lombard, Odier SCA 5125000 0 0 PROLOGIS NOTE 3.250% 3/1 74340XAT8 5472 5200000 PRN DFND Compagnie Lombard, Odier SCA 5200000 0 0 ARES CAP CORP NOTE 5.125% 6/0 04010LAD5 6087 5800000 PRN DFND Compagnie Lombard, Odier SCA 5800000 0 0 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 10799 6550000 PRN DFND Compagnie Lombard, Odier SCA 6550000 0 0 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1 165167CA3 7579 7500000 PRN DFND Compagnie Lombard, Odier SCA 7500000 0 0 TIBCO SOFTWARE INC NOTE 2.250% 5/0 88632QAB9 7765 7725000 PRN DFND Compagnie Lombard, Odier SCA 7725000 0 0 ARES CAP CORP NOTE 5.750% 2/0 04010LAB9 9264 8824000 PRN DFND Compagnie Lombard, Odier SCA 8824000 0 0 NUANCE COMMUNICATIONS INC NOTE 2.750%11/0 67020YAF7 8745 8900000 PRN DFND Compagnie Lombard, Odier SCA 8900000 0 0 JEFFERIES GROUP INC NEW DBCV 3.875%11/0 472319AG7 10373 9800000 PRN DFND Compagnie Lombard, Odier SCA 9800000 0 0 STARWOOD PPTY TR INC NOTE 4.000% 1/1 85571BAB1 10706 9800000 PRN DFND Compagnie Lombard, Odier SCA 9800000 0 0 GILEAD SCIENCES INC NOTE 1.625% 5/0 375558AP8 51364 10955000 PRN DFND Compagnie Lombard, Odier SCA 10955000 0 0 SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 14318 14600000 PRN DFND Compagnie Lombard, Odier SCA 14600000 0 0 LAM RESEARCH CORP NOTE 1.250% 5/1 512807AL2 23029 17050000 PRN DFND Compagnie Lombard, Odier SCA 17050000 0 0 OLD REP INTL CORP NOTE 3.750% 3/1 680223AH7 20851 17725000 PRN DFND Compagnie Lombard, Odier SCA 17725000 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 19057 18500000 PRN DFND Compagnie Lombard, Odier SCA 18500000 0 0 ARES CAP CORP NOTE 4.875% 3/1 04010LAG8 20447 19500000 PRN DFND Compagnie Lombard, Odier SCA 19500000 0 0 CONCUR TECHNOLOGIES INC NOTE 0.500% 6/1 206708AC3 25832 19700000 PRN DFND Compagnie Lombard, Odier SCA 19700000 0 0 CUBIST PHARMACEUTICALS INC NOTE 1.875% 9/0 229678AH0 22565 20250000 PRN DFND Compagnie Lombard, Odier SCA 20250000 0 0 ARES CAP CORP NOTE 4.375% 1/1 04010LAM5 23163 22500000 PRN DFND Compagnie Lombard, Odier SCA 22500000 0 0 SPIRIT RLTY CAP INC NEW NOTE 2.875% 5/1 84860WAA0 22328 22850000 PRN DFND Compagnie Lombard, Odier SCA 22850000 0 0 MACQUARIE INFRASTR CO LLC NOTE 2.875% 7/1 55608BAA3 26596 23880000 PRN DFND Compagnie Lombard, Odier SCA 23880000 0 0 RPM INTL INC NOTE 2.250%12/1 749685AT0 29101 25480000 PRN DFND Compagnie Lombard, Odier SCA 25480000 0 0 ELECTRONIC ARTS INC NOTE 0.750% 7/1 285512AA7 31744 25630000 PRN DFND Compagnie Lombard, Odier SCA 25630000 0 0 HOLOGIC INC FRNT 2.000%12/1 436440AB7 34163 28550000 PRN DFND Compagnie Lombard, Odier SCA 28550000 0 0 ARES CAP CORP NOTE 4.750% 1/1 04010LAJ2 32329 31100000 PRN DFND Compagnie Lombard, Odier SCA 31100000 0 0 STARWOOD PPTY TR INC NOTE 4.550% 3/0 85571BAA3 33928 31500000 PRN DFND Compagnie Lombard, Odier SCA 31500000 0 0 BIOMARIN PHARMACEUTICAL INC NOTE 0.750%10/1 09061GAE1 34087 31900000 PRN DFND Compagnie Lombard, Odier SCA 31900000 0 0 LIBERTY INTERACTIVE LLC DEB 0.750% 3/3 530610AC8 43662 32650000 PRN DFND Compagnie Lombard, Odier SCA 32650000 0 0 HOLOGIC INC FRNT 12/1 436440AG6 37430 34200000 PRN DFND Compagnie Lombard, Odier SCA 34200000 0 0 JDS UNIPHASE CORP DBCV 0.625% 8/1 46612JAF8 42282 41500000 PRN DFND Compagnie Lombard, Odier SCA 41500000 0 0 ANNALY CAP MGMT INC NOTE 5.000% 5/1 035710AB8 47626 46807000 PRN DFND Compagnie Lombard, Odier SCA 46807000 0 0 SALESFORCE COM INC NOTE 0.250% 4/0 79466LAD6 57225 51200000 PRN DFND Compagnie Lombard, Odier SCA 51200000 0 0 OMNICARE INC DBCV 3.250%12/1 681904AL2 53846 51450000 PRN DFND Compagnie Lombard, Odier SCA 51450000 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 69791 54107000 PRN DFND Compagnie Lombard, Odier SCA 54107000 0 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 105162 62500000 PRN DFND Compagnie Lombard, Odier SCA 62500000 0 0 TESLA MTRS INC NOTE 1.250% 3/0 88160RAC5 91715 95450000 PRN DFND Compagnie Lombard, Odier SCA 95450000 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 154837 137750000 PRN DFND Compagnie Lombard, Odier SCA 137750000 0 0