0000919574-17-006135.txt : 20170814 0000919574-17-006135.hdr.sgml : 20170814 20170814112856 ACCESSION NUMBER: 0000919574-17-006135 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ELEMENT CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001535630 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15954 FILM NUMBER: 171028295 BUSINESS ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-993-7035 MAIL ADDRESS: STREET 1: 600 LEXINGTON AVENUE STREET 2: 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001535630 XXXXXXXX 06-30-2017 06-30-2017 false ELEMENT CAPITAL MANAGEMENT LLC

600 Lexington Avenue 34th Floor New York NY 10022

13F HOLDINGS REPORT 028-15954 N Richard Walz 212-993-7035 /s/ Richard Walz New York NY 08-14-2017 0 134 493696 INFORMATION TABLE 2 infotable.xml 1ST CONSTITUTION BANCORP COM 31986N102 317 17954 SH SOLE 17954 0 0 ACELRX PHARMACEUTICALS INC COM 00444T100 311 144536 SH SOLE 144536 0 0 ACUITY BRANDS INC COM 00508Y102 2930 14416 SH SOLE 14416 0 0 ADVERUM BIOTECHNOLOGIES INC COM 00773U108 312 124713 SH SOLE 124713 0 0 AEVI GENOMIC MEDICINE INC COM 00835P105 165 124423 SH SOLE 124423 0 0 AGILE THERAPEUTICS INC COM 00847L100 229 61052 SH SOLE 61052 0 0 ALJ REGIONAL HLDGS INC COM 001627108 169 52906 SH SOLE 52906 0 0 ALLIANCE HEALTHCARE SRVCS IN COM PAR 018606301 217 16288 SH SOLE 16288 0 0 ALLIANCE ONE INTL INC COM NEW 018772301 530 36837 SH SOLE 36837 0 0 ALTICE USA INC CL A 02156K103 9893 306280 SH SOLE 306280 0 0 ALTIMMUNE INC COM 02155H101 151 47276 SH SOLE 47276 0 0 AMERICAN SUPERCONDUCTOR CORP SHS NEW 030111207 268 58055 SH SOLE 58055 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 4121 75302 SH SOLE 75302 0 0 AMPIO PHARMACEUTICALS INC COM 03209T109 151 290312 SH SOLE 290312 0 0 ANTHERA PHARMACEUTICALS INC COM 03674U300 70 43107 SH SOLE 43107 0 0 APPLIED GENETIC TECHNOL CORP COM 03820J100 259 50869 SH SOLE 50869 0 0 APTEVO THERAPEUTICS INC COM 03835L108 158 76431 SH SOLE 76431 0 0 ARGOS THERAPEUTICS INC COM 040221103 30 82808 SH SOLE 82808 0 0 ARROWHEAD PHARMACEUTICALS IN COM 04280A100 476 293884 SH SOLE 293884 0 0 ATLANTICA YIELD PLC SHS G0751N103 5631 263609 SH SOLE 263609 0 0 AUTOBYTEL INC COM NEW 05275N205 443 35100 SH SOLE 35100 0 0 AVON PRODS INC COM 054303102 7489 1970833 SH SOLE 1970833 0 0 AXSOME THERAPEUTICS INC COM 05464T104 338 61510 SH SOLE 61510 0 0 BEYONDSPRING INC SHS G10830100 243 5660 SH SOLE 5660 0 0 BIO PATH HOLDINGS INC COM 09057N102 154 395722 SH SOLE 395722 0 0 BLACK BOX CORP DEL COM 091826107 556 65080 SH SOLE 65080 0 0 BLUE APRON HLDGS INC CL A 09523Q101 1308 140000 SH SOLE 140000 0 0 CELADON GROUP INC COM 150838100 389 123495 SH SOLE 123495 0 0 CELLULAR BIOMEDICINE GROUP I COM NEW 15117P102 406 46356 SH SOLE 46356 0 0 CHROMADEX CORP COM NEW 171077407 521 136301 SH SOLE 136301 0 0 CIDARA THERAPEUTICS INC COM 171757107 318 42340 SH SOLE 42340 0 0 CME GROUP INC COM 12572Q105 3757 30000 SH SOLE 30000 0 0 COBALT INTL ENERGY INC COM NEW 19075F304 265 107093 SH SOLE 107093 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 171481 3121248 SH SOLE 3121248 0 0 CRAWFORD & CO CL A 224633206 462 59408 SH SOLE 59408 0 0 CYTRX CORP COM PAR 232828509 380 605405 SH SOLE 605405 0 0 DAWSON GEOPHYSICAL CO NEW COM 239360100 253 64448 SH SOLE 64448 0 0 DESTINATION XL GROUP INC COM 25065K104 496 210988 SH SOLE 210988 0 0 DIMENSION THERAPEUTICS INC COM 25433V105 90 62246 SH SOLE 62246 0 0 EGALET CORP COM 28226B104 145 61190 SH SOLE 61190 0 0 EIGER BIOPHARMACEUTICALS INC COM 28249U105 141 17900 SH SOLE 17900 0 0 ENDOCYTE INC COM 29269A102 230 153003 SH SOLE 153003 0 0 ERIN ENERGY CORP COM 295625107 363 250243 SH SOLE 250243 0 0 EXCO RESOURCES INC COM NEW 269279501 166 62603 SH SOLE 62603 0 0 FERROGLOBE PLC SHS G33856108 3806 318453 SH SOLE 318453 0 0 FLEX PHARMA INC COM 33938A105 118 30685 SH SOLE 30685 0 0 FUELCELL ENERGY INC COM NEW 35952H502 295 238196 SH SOLE 238196 0 0 FULGENT GENETICS INC COM 359664109 135 21103 SH SOLE 21103 0 0 GALENA BIOPHARMA INC COM NEW 363256504 93 160238 SH SOLE 160238 0 0 GARDNER DENVER HLDGS INC COM 36555P107 2694 124679 SH SOLE 124679 0 0 GLOBANT S A COM L44385109 5246 120767 SH SOLE 120767 0 0 GLYCOMIMETICS INC COM 38000Q102 931 83459 SH SOLE 83459 0 0 GOLDEN OCEAN GROUP LTD SHS NEW G39637205 1304 193981 SH SOLE 193981 0 0 BLOCK H & R INC COM 093671105 4586 148373 SH SOLE 148373 0 0 HENNESSY ADVISORS INC COM 425885100 297 19551 SH SOLE 19551 0 0 HORNBECK OFFSHORE SVCS INC N COM 440543106 401 141836 SH SOLE 141836 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 60441 887408 SH SOLE 887408 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 348 221738 SH SOLE 221738 0 0 INOTEK PHARMACEUTICALS CORP COM 45780V102 175 91975 SH SOLE 91975 0 0 INVACARE CORP COM 461203101 1461 110665 SH SOLE 110665 0 0 INVENTURE FOODS INC COM 461212102 366 84843 SH SOLE 84843 0 0 INVIVO THERAPEUTICS HLDGS CO COM NEW 46186M209 368 136192 SH SOLE 136192 0 0 INVUITY INC COM NEW 46187J205 226 31159 SH SOLE 31159 0 0 IRADIMED CORP COM 46266A109 171 19884 SH SOLE 19884 0 0 IRIDEX CORP COM 462684101 311 31398 SH SOLE 31398 0 0 JAKKS PAC INC COM 47012E106 378 94469 SH SOLE 94469 0 0 JAMBA INC COM NEW 47023A309 526 67575 SH SOLE 67575 0 0 KADMON HLDGS INC COM 48283N106 543 139678 SH SOLE 139678 0 0 KONA GRILL INC COM 50047H201 144 38924 SH SOLE 38924 0 0 LIFEVANTAGE CORP COM NEW 53222K205 183 42330 SH SOLE 42330 0 0 LIPOCINE INC NEW COM 53630X104 325 80745 SH SOLE 80745 0 0 LUBYS INC COM 549282101 192 68377 SH SOLE 68377 0 0 MANNING & NAPIER INC CL A 56382Q102 287 65905 SH SOLE 65905 0 0 MANNKIND CORP COM NEW 56400P706 369 261940 SH SOLE 261940 0 0 MARCHEX INC CL B 56624R108 374 125623 SH SOLE 125623 0 0 MIDLAND STS BANCORP INC ILL COM 597742105 306 9124 SH SOLE 9124 0 0 MIRATI THERAPEUTICS INC COM 60468T105 391 107222 SH SOLE 107222 0 0 MYOVANT SCIENCES LTD COM G637AM102 265 22620 SH SOLE 22620 0 0 NII HLDGS INC COM PAR 62913F508 358 444873 SH SOLE 444873 0 0 NOBILIS HEALTH CORP COM 65500B103 452 237632 SH SOLE 237632 0 0 NORTHERN OIL & GAS INC NEV COM 665531109 261 186198 SH SOLE 186198 0 0 NOVAN INC COM 66988N106 163 40546 SH SOLE 40546 0 0 NOVUS THERAPEUTICS INC COM 67011N105 145 24764 SH SOLE 24764 0 0 NUMEREX CORP PA CL A 67053A102 180 36512 SH SOLE 36512 0 0 ONCOMED PHARMACEUTICALS INC COM 68234X102 303 91059 SH SOLE 91059 0 0 OPHTHOTECH CORP COM 683745103 410 160334 SH SOLE 160334 0 0 OVASCIENCE INC COM 69014Q101 225 144259 SH SOLE 144259 0 0 PATRIOT NATL INC COM 70338T102 71 33597 SH SOLE 33597 0 0 PFENEX INC COM 717071104 368 91861 SH SOLE 91861 0 0 PFSWEB INC COM NEW 717098206 481 58228 SH SOLE 58228 0 0 PRGX GLOBAL INC COM NEW 69357C503 88 13513 SH SOLE 13513 0 0 PROTEOSTASIS THERAPEUTICS IN COM 74373B109 309 65973 SH SOLE 65973 0 0 QUORUM HEALTH CORP COM 74909E106 537 129367 SH SOLE 129367 0 0 REAL IND INC COM 75601W104 358 123595 SH SOLE 123595 0 0 RED HAT INC COM 756577102 8445 88199 SH SOLE 88199 0 0 REGULUS THERAPEUTICS INC COM 75915K101 161 163607 SH SOLE 163607 0 0 SAPIENS INTL CORP N V SHS NEW N7716A151 1029 91982 SH SOLE 91982 0 0 SEADRILL LIMITED SHS G7945E105 562 1558079 SH SOLE 1558079 0 0 SEARS HOMETOWN & OUTLET STOR COM 812362101 142 52519 SH SOLE 52519 0 0 SECOND SIGHT MED PRODS INC COM 81362J100 142 112735 SH SOLE 112735 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 32071 1300000 SH Call SOLE 1300000 0 0 SENSEONICS HLDGS INC COM 81727U105 344 191243 SH SOLE 191243 0 0 SILICOM LTD ORD M84116108 1074 24222 SH SOLE 24222 0 0 SNAP INC CL A 83304A106 2739 154125 SH SOLE 154125 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 439 219631 SH SOLE 219631 0 0 SOUTHERN NATL BANCORP OF VA COM 843395104 238 13512 SH SOLE 13512 0 0 STAGE STORES INC COM NEW 85254C305 223 107177 SH SOLE 107177 0 0 STEIN MART INC COM 858375108 238 140987 SH SOLE 140987 0 0 STRATTEC SEC CORP COM 863111100 429 12110 SH SOLE 12110 0 0 SYNAPTICS INC COM 87157D109 5339 103245 SH SOLE 103245 0 0 SYNTHETIC BIOLOGICS INC COM 87164U102 273 483575 SH SOLE 483575 0 0 T2 BIOSYSTEMS INC COM 89853L104 230 71616 SH SOLE 71616 0 0 TANDEM DIABETES CARE INC COM 875372104 130 162456 SH SOLE 162456 0 0 TELADOC INC COM 87918A105 7981 230000 SH SOLE 230000 0 0 TERRAVIA HLDGS INC COM 88105A106 104 443914 SH SOLE 443914 0 0 THOMSON REUTERS CORP COM 884903105 20367 439982 SH SOLE 439982 0 0 TIDEWATER INC COM 886423102 145 201619 SH SOLE 201619 0 0 TITAN PHARMACEUTICALS INC DE COM NEW 888314309 156 82348 SH SOLE 82348 0 0 TRANSENTERIX INC COM NEW 89366M201 269 378408 SH SOLE 378408 0 0 TROVAGENE INC COM NEW 897238309 166 131637 SH SOLE 131637 0 0 TUESDAY MORNING CORP COM NEW 899035505 366 192384 SH SOLE 192384 0 0 UNIQUE FABRICATING INC COM 90915J103 288 30218 SH SOLE 30218 0 0 URBAN ONE INC CL D NON VTG 91705J204 162 72123 SH SOLE 72123 0 0 USA TRUCK INC COM 902925106 222 25584 SH SOLE 25584 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 62893 1210408 SH SOLE 1210408 0 0 VINCE HLDG CORP COM 92719W108 44 93484 SH SOLE 93484 0 0 VITAL THERAPIES INC COM 92847R104 356 122912 SH SOLE 122912 0 0 WALTER INVT MGMT CORP COM 93317W102 144 152551 SH SOLE 152551 0 0 WECAST NETWORK INC COM 94850Q106 142 79951 SH SOLE 79951 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 15520 249000 SH Call SOLE 249000 0 0 WISDOMTREE TR INDIA ERNGS FD 97717W422 19608 800000 SH Put SOLE 800000 0 0 WORKHORSE GROUP INC COM NEW 98138J206 375 101598 SH SOLE 101598 0 0 YUME INC COM 98872B104 278 59060 SH SOLE 59060 0 0 ZAFGEN INC COM 98885E103 316 90115 SH SOLE 90115 0 0