0001144204-15-009330.txt : 20150218
0001144204-15-009330.hdr.sgml : 20150216
20150217061942
ACCESSION NUMBER: 0001144204-15-009330
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150217
DATE AS OF CHANGE: 20150217
EFFECTIVENESS DATE: 20150217
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SABBY MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001535610
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15245
FILM NUMBER: 15617678
BUSINESS ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
BUSINESS PHONE: 646-307-4527
MAIL ADDRESS:
STREET 1: 10 MOUNTAINVIEW ROAD
STREET 2: SUITE 205
CITY: UPPER SADDLE RIVER
STATE: NJ
ZIP: 07458
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001535610
XXXXXXXX
12-31-2014
12-31-2014
false
SABBY MANAGEMENT, LLC
10 Mountainview Road
Suite 205
Upper Saddle River
NJ
07458
13F HOLDINGS REPORT
028-15245
N
Robert Grundstein
Chief Operating Officer
646-307-4527
/s/ Robert Grundstein
Upper Saddle River
NJ
02-17-2015
1
234
3165760
01
0001433766
028-13502
Mintz Hal
INFORMATION TABLE
2
infotable.xml
ABBVIE INC
COM
00287Y909
83711
12792
SH
Call
DFND
1
0
12792
0
ABBVIE INC
COM
00287Y959
5052
772
SH
Put
DFND
1
0
772
0
ACADIA PHARMACEUTICALS INC
COM
004225108
27446
864437
SH
DFND
1
0
864437
0
ACADIA PHARMACEUTICALS INC
COM
004225908
90056
28364
SH
Call
DFND
1
0
28364
0
ACADIA PHARMACEUTICALS INC
COM
004225958
3089
973
SH
Put
DFND
1
0
973
0
ACHILLION PHARMACEUTICALS
COM
00448Q201
12301
1004187
SH
DFND
1
0
1004187
0
ACHILLION PHARMACEUTICALS
COM
00448Q901
3331
2719
SH
Call
DFND
1
0
2719
0
ACHILLION PHARMACEUTICALS
COM
00448Q951
363
296
SH
Put
DFND
1
0
296
0
ACTAVIS PLC
SHS
G0083B108
16778
65181
SH
DFND
1
0
65181
0
ACTAVIS PLC
SHS
G0083B108
59668
2318
SH
Call
DFND
1
0
2318
0
ACTAVIS PLC
SHS
G0083B958
25895
1006
SH
Put
DFND
1
0
1006
0
AEGERION PHARMACEUTICALS INC
COM
00767E902
1047
500
SH
Call
DFND
1
0
500
0
AGILENT TECHNOLOGIES INC
COM
00846U101
6755
165008
SH
DFND
1
0
165008
0
AGILENT TECHNOLOGIES INC
COM
00846U901
13662
3337
SH
Call
DFND
1
0
3337
0
AGILENT TECHNOLOGIES INC
COM
00846U951
700
171
SH
Put
DFND
1
0
171
0
AGIOS PHARMACEUTICALS INC
COM
00847X904
359
32
SH
Put
DFND
1
0
32
0
ALEXZA PHARMACEUTICALS INC
COM
015384209
304
2040
SH
Call
DFND
1
0
2040
0
ALKERMES PLC
SHS
G01767105
810
13827
SH
DFND
1
0
13827
0
ALKERMES PLC
SHS
G01767905
316
54
SH
Call
DFND
1
0
54
0
ALKERMES PLC
SHS
G01767955
7355
1256
SH
Put
DFND
1
0
1256
0
ALLERGAN INC
COM
018490902
31889
1500
SH
Call
DFND
1
0
1500
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q907
6848
706
SH
Call
DFND
1
0
706
0
AMERICAN TOWER CORP
COM
03027X900
4567
462
SH
Call
DFND
1
0
462
0
AMERICAN TOWER CORP
COM
03027X950
247
25
SH
Put
DFND
1
0
25
0
AMGEN INC
COM
031162900
9239
580
SH
Call
DFND
1
0
580
0
AMICUS THERAPEUTICS INC
COM
03152W109
2053
246697
SH
DFND
1
0
246697
0
AMICUS THERAPEUTICS INC
COM
03152W909
454
546
SH
Call
DFND
1
0
546
0
AMICUS THERAPEUTICS INC
COM
03152W959
1329
1597
SH
Put
DFND
1
0
1597
0
ARENA PHARMACEUTICALS INC
COM
040047902
45
130
SH
Call
DFND
1
0
130
0
ARIAD PHARMACEUTICALS INC
COM
04033A100
439
63888
SH
DFND
1
0
63888
0
ARIAD PHARMACEUTICALS INC
COM
04033A900
178
259
SH
Call
DFND
1
0
259
0
ARIAD PHARMACEUTICALS INC
COM
04033A950
1588
2311
SH
Put
DFND
1
0
2311
0
ARROWHEAD RESEARCH CORP
COM
42797959
537
727
SH
Put
DFND
1
0
727
0
ASTRAZENECA PLC
ADR
046353108
13517
192055
SH
DFND
1
0
192055
0
ASTRAZENECA PLC
ADR
046353908
17616
2503
SH
Call
DFND
1
0
2503
0
ASTRAZENECA PLC
ADR
046353958
30531
4338
SH
Put
DFND
1
0
4338
0
ATHERSYS INC
COM
04744L906
80
508
SH
Call
DFND
1
0
508
0
ATHERSYS INC
COM
04744L956
253
1599
SH
Put
DFND
1
0
1599
0
AUSPEX PHARMACEUTICALS INC
COM
05211J102
2624
50000
SH
DFND
1
0
50000
0
AUXILIUM PHARMACEUTICALS INC
COM
05334D907
13630
3964
SH
Call
DFND
1
0
3964
0
AVALANCHE BIOTECHNOLOGIES IN
COM
05337G107
7711
142803
SH
DFND
1
0
142803
0
BELLICUM PHARMACEUTICALS INC
COM
079481107
7638
331515
SH
DFND
1
0
331515
0
BIODEL INC
COM
09064M204
2148
1615143
SH
DFND
1
0
1615143
0
BIODEL INC
COM
09064M954
24
182
SH
Put
DFND
1
0
182
0
BIOGEN IDEC INC
COM
09062X903
155468
4580
SH
Call
DFND
1
0
4580
0
BIOGEN IDEC INC
COM
09062X953
11100
327
SH
Put
DFND
1
0
327
0
BIOLINERX LTD
ADR
09071M106
1505
928758
SH
DFND
1
0
928758
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
456
5039
SH
DFND
1
0
5039
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G901
8344
923
SH
Call
DFND
1
0
923
0
BLUEBIRD BIO INC
COM
09609G900
12630
1377
SH
Call
DFND
1
0
1377
0
BRISTOL MYERS SQUIBB CO
COM
110122908
146176
24763
SH
Call
DFND
1
0
24763
0
BRISTOL MYERS SQUIBB CO
COM
110122958
13925
2359
SH
Put
DFND
1
0
2359
0
CARDICA INC
COM
14141R101
2203
3146657
SH
DFND
1
0
3146657
0
CASI PHARMACEUTICALS INC
COM
14757U109
1112
836092
SH
DFND
1
0
836092
0
CELATOR PHARMACEUTICALS INC
COM
15089R102
275
140234
SH
DFND
1
0
140234
0
CELGENE CORP
COM
151020904
3132
280
SH
Call
DFND
1
0
280
0
CELGENE CORP
COM
151020954
783
70
SH
Put
DFND
1
0
70
0
CELLECTAR BIOSCIENCES INC
COM
15117F203
1915
619632
SH
DFND
1
0
619632
0
CELLECTAR BIOSCIENCES-CW19
*W
15117F112
505
630900
SH
DFND
1
0
630900
0
CEL-SCI CORP
COM
150837508
8
12888
SH
DFND
1
0
12888
0
CEL-SCI CORP-CW18
*W
150837177
438
3064745
SH
DFND
1
0
3064745
0
CELSION CORP
COM
15117N404
1056
453356
SH
DFND
1
0
453356
0
CELSION CORP
COM
15117N954
907
3892
SH
Put
DFND
1
0
3892
0
CELSUS THERAPEUTICS
ADR
15119A202
2586
538703
SH
DFND
1
0
538703
0
CEMPRA INC
COM
15130J909
5962
2536
SH
Call
DFND
1
0
2536
0
CEMPRA INC
COM
15130J959
4895
2082
SH
Put
DFND
1
0
2082
0
CERES INC
COM
156773103
53
222600
SH
DFND
1
0
222600
0
CESCA THERAPEUTICS INC
COM
157131103
3775
3701695
SH
DFND
1
0
3701695
0
CLEVELAND BIOLABS INC
COM
185860103
108
377156
SH
DFND
1
0
377156
0
COMMUNITY HEALTH SYSTEMS INC
COM
203668108
2320
43027
SH
DFND
1
0
43027
0
COMMUNITY HEALTH SYSTEMS INC
COM
203668908
226
42
SH
Call
DFND
1
0
42
0
COMMUNITY HEALTH SYSTEMS INC
COM
203668958
8503
1577
SH
Put
DFND
1
0
1577
0
CONATUS PHARMACEUTICALS INC
COM
20600T908
118
169
SH
Call
DFND
1
0
169
0
COVIDIEN PLC
SHS
G2554F113
6703
65537
SH
DFND
1
0
65537
0
COVIDIEN PLC
SHS
G2554F953
19546
1911
SH
Put
DFND
1
0
1911
0
CTI BIOPHARMA CORP
COM
12648L106
578
245000
SH
DFND
1
0
245000
0
CTI BIOPHARMA CORP
COM
12648L906
1642
6956
SH
Call
DFND
1
0
6956
0
CTI BIOPHARMA CORP
COM
12648L956
60
256
SH
Put
DFND
1
0
256
0
CUBIST PHARMACEUTICALS INC
COM
229678907
8787
873
SH
Call
DFND
1
0
873
0
CYMABAY THERAPEUTICS INC
COM
23257D103
991
100800
SH
DFND
1
0
100800
0
CYTORI THERAPEUTICS INC
COM
23283K105
1025
2096392
SH
DFND
1
0
2096392
0
CYTRX CORP
COM
232828959
27
100
SH
Put
DFND
1
0
100
0
DANAHER CORP
COM
235851102
4719
55053
SH
DFND
1
0
55053
0
DANAHER CORP
COM
235851902
8571
1000
SH
Call
DFND
1
0
1000
0
DANAHER CORP
COM
235851952
8571
1000
SH
Put
DFND
1
0
1000
0
DARA BIOSCIENCES INC
COM
23703P304
110
124890
SH
DFND
1
0
124890
0
DEPOMED INC 2.5%
NOTE
249908AA2
323814
3000000
SH
DFND
1
0
3000000
0
DERMIRA INC
COM
24983L104
6376
352088
SH
DFND
1
0
352088
0
DICERNA PHARMACEUTICALS INC
COM
253031108
2403
145919
SH
DFND
1
0
145919
0
DYAX CORP
COM
26746E903
4772
3394
SH
Call
DFND
1
0
3394
0
EDAP TMS SA
COM
268311957
39
168
SH
Put
DFND
1
0
168
0
ELEVEN BIOTHERAPEUTICS IN
COM
286221106
8286
697470
SH
DFND
1
0
697470
0
ELI LILLY & CO SHS
COM
532457908
44188
6405
SH
Call
DFND
1
0
6405
0
ENDO INTERNATIONAL PLC
SHS
G30401906
1825
253
SH
Call
DFND
1
0
253
0
ESPERION THERAPEUTICS INC
COM
29664W905
833
206
SH
Call
DFND
1
0
206
0
EXACT SCIENCES CORP
COM
30063P955
2942
1072
SH
Put
DFND
1
0
1072
0
EXELIXIS INC
COM
30161Q104
66
45622
SH
DFND
1
0
45622
0
EXELIXIS INC
COM
30161Q904
290
2014
SH
Call
DFND
1
0
2014
0
FOAMIX PHARMACEUTICALS LTD
SHS
M46135105
1145
163300
SH
DFND
1
0
163300
0
GALECTIN THERAPEUTICS INC
COM
363225202
55
15842
SH
DFND
1
0
15842
0
GALENA BIOPHARMA INC
COM
363256108
213
140944
SH
DFND
1
0
140944
0
GALENA BIOPHARMA INC
COM
363256908
21
139
SH
Call
DFND
1
0
139
0
GALENA BIOPHARMA INC
COM
363256958
997
6600
SH
Put
DFND
1
0
6600
0
GEVO INC
COM
374396109
601
1878020
SH
DFND
1
0
1878020
0
GILEAD SCIENCES INC
COM
375558103
10676
113260
SH
DFND
1
0
113260
0
GILEAD SCIENCES INC
COM
375558903
7513
797
SH
Call
DFND
1
0
797
0
GILEAD SCIENCES INC
COM
375558953
114856
12185
SH
Put
DFND
1
0
12185
0
HCA HOLDINGS INC
COM
40412C901
107
192
SH
Call
DFND
1
0
192
0
HEARTWARE INTERNATIONAL INC
COM
422368950
977
133
SH
Put
DFND
1
0
133
0
HERON THERAPEUTICS INC
COM
427746102
1639
162900
SH
DFND
1
0
162900
0
HISTOGENICS CORP
COM
43358V109
554
50367
SH
DFND
1
0
50367
0
HORIZON PHARMA PLC
SHS
G4617B905
755
586
SH
Call
DFND
1
0
586
0
HORIZON PHARMA PLC
SHS
G4617B955
427
331
SH
Put
DFND
1
0
331
0
IDERA PHARMACEUTICALS INC
COM
45168K906
1611
3652
SH
Call
DFND
1
0
3652
0
IGNYTA INC
COM
451731103
2132
311191
SH
DFND
1
0
311191
0
INCYTE CORP
COM
45337C102
772
10564
SH
DFND
1
0
10564
0
INCYTE CORP
COM
45337C952
1996
273
SH
Put
DFND
1
0
273
0
INFINITY PHARMACEUTICALS INC
COM
45665G903
3150
1865
SH
Call
DFND
1
0
1865
0
INFINITY PHARMACEUTICALS INC
COM
45665G953
3052
1807
SH
Put
DFND
1
0
1807
0
INSMED INC
COM
457669907
458
296
SH
Call
DFND
1
0
296
0
INSPIREMD INC
COM
45779A309
1957
2517334
SH
DFND
1
0
2517334
0
INTELLIPHARMACEUTICS INTL INC
COM
458173101
47
20626
SH
DFND
1
0
20626
0
INTELLIPHARMACEUTICS INTL INC
COM
458173951
286
1265
SH
Put
DFND
1
0
1265
0
INTEROIL CORP
COM
460951106
13189
270330
SH
DFND
1
0
270330
0
INTEROIL CORP
COM
460951956
21863
4481
SH
Put
DFND
1
0
4481
0
INTREXON CORP
COM
46122T902
2753
1000
SH
Call
DFND
1
0
1000
0
INTREXON CORP
COM
46122T952
2717
987
SH
Put
DFND
1
0
987
0
ISHARES RUSSELL 2000
ETF
464287955
65747
5494
SH
Put
DFND
1
0
5494
0
ISIS PHARMACEUTICALS INC
COM
464330909
7464
1209
SH
Call
DFND
1
0
1209
0
KERYX BIOPHARMACEUTICALS
COM
492515901
354
250
SH
Call
DFND
1
0
250
0
KERYX BIOPHARMACEUTICALS
COM
492515951
181
128
SH
Put
DFND
1
0
128
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
2836
83978
SH
DFND
1
0
83978
0
LEXICON PHARMACEUTICALS INC
COM
528872104
184
202700
SH
DFND
1
0
202700
0
LPATH INC-CLASS A
COM
548910306
3520
1248097
SH
DFND
1
0
1248097
0
MANNKIND CORP
COM
56400P201
4489
860751
SH
DFND
1
0
860751
0
MANNKIND CORP
COM
56400P901
5981
11468
SH
Call
DFND
1
0
11468
0
MANNKIND CORP
COM
56400P951
9838
18865
SH
Put
DFND
1
0
18865
0
MAST THERAPEUTICS INC
COM
576314108
1982
3539779
SH
DFND
1
0
3539779
0
MEDGENICS INC-CW18
*W
58436Q112
922
1271240
SH
DFND
1
0
1271240
0
MEDICINES COMPANY
COM
584688955
448
162
SH
Put
DFND
1
0
162
0
MEDIVATION INC
COM
58501N901
7023
705
SH
Call
DFND
1
0
705
0
MEI PHARMA INC
COM
55279B202
2562
600000
SH
DFND
1
0
600000
0
MELA SCIENCES INC
COM
55277R308
719
599262
SH
DFND
1
0
599262
0
MERCK & CO. INC.
COM
58933Y105
11990
211130
SH
DFND
1
0
211130
0
MERCK & CO. INC.
COM
58933Y905
8388
1477
SH
Call
DFND
1
0
1477
0
MERCK & CO. INC.
COM
58933Y955
17196
3028
SH
Put
DFND
1
0
3028
0
MOBILEYE N.V.
SHS
N51488907
844
208
SH
Call
DFND
1
0
208
0
MOBILEYE N.V.
SHS
N51488957
8347
2058
SH
Put
DFND
1
0
2058
0
NANOSPHERE INC
COM
63009F105
872
2225081
SH
DFND
1
0
2225081
0
NEKTAR THERAPEUTICS
COM
640268908
3689
2380
SH
Call
DFND
1
0
2380
0
NEUROCRINE BIOSCIENCES INC
COM
64125C909
3559
1593
SH
Call
DFND
1
0
1593
0
NEUROCRINE BIOSCIENCES INC
COM
64125C959
3606
1614
SH
Put
DFND
1
0
1614
0
NEUROMETRIX INC
COM
641255302
708
362874
SH
DFND
1
0
362874
0
NORTHWEST BIOTHERAPEUTICS INC
COM
66737P950
1816
3394
SH
Put
DFND
1
0
3394
0
NOVAVAX INC
COM
670002904
2062
3478
SH
Call
DFND
1
0
3478
0
NPS PHARMACEUTICALS INC
COM
62936P103
1491
41670
SH
DFND
1
0
41670
0
NPS PHARMACEUTICALS INC
COM
62936P903
2125
594
SH
Call
DFND
1
0
594
0
OCERA THERAPEUTICS INC
COM
67552A108
2739
429945
SH
DFND
1
0
429945
0
OCULAR THERAPEUTIX INC
COM
67576A100
2327
98951
SH
DFND
1
0
98951
0
OHR PHARMACEUTICAL INC
COM
67778H200
417
50000
SH
DFND
1
0
50000
0
ONCOGENEX PHARMACEUTICAL INC
COM
68230A106
1058
461957
SH
DFND
1
0
461957
0
ONCOTHYREON INC
COM
682324108
1377
724500
SH
DFND
1
0
724500
0
OPKO HEALTH INC
COM
68375N903
21825
21847
SH
Call
DFND
1
0
21847
0
OPKO HEALTH INC
COM
68375N953
1276
1277
SH
Put
DFND
1
0
1277
0
ORIENT PAPER INC
COM
68619F205
265
238800
SH
DFND
1
0
238800
0
OXIGENE INC
COM
691828404
1260
782674
SH
DFND
1
0
782674
0
PEREGRINE PHARMACEUTICAL INC
COM
713661304
5196
237797
SH
DFND
1
0
237797
0
PERRIGO CO
COM
G97822903
4797
287
SH
Call
DFND
1
0
287
0
PFIZER INC
COM
717081103
39090
1254894
SH
DFND
1
0
1254894
0
PFIZER INC
COM
717081903
24319
7807
SH
Call
DFND
1
0
7807
0
PFIZER INC
COM
717081953
64829
20812
SH
Put
DFND
1
0
20812
0
PHARMACYCLICS INC
COM
716933956
355
29
SH
Put
DFND
1
0
29
0
PHARMATHENE INC
COM
71714G902
221
1220
SH
Call
DFND
1
0
1220
0
PLASMATECH BIOPHARMACEU-CW19
*W
72754H117
834
1016725
SH
DFND
1
0
1016725
0
PLASMATECH BIOPHARMACEUTICAL
COM
72754H109
3467
990595
SH
DFND
1
0
990595
0
PLURISTEM THERAPEUTICS INC
COM
72940R952
193
771
SH
Put
DFND
1
0
771
0
PROGENICS PHARMACEUTICALS INC
COM
743187106
484
63999
SH
DFND
1
0
63999
0
PROQR THRAPEUTICS NV
SHS
N71542109
5484
253083
SH
DFND
1
0
253083
0
PUMA BIOTECHNOLOGY INC
COM
74587V107
3570
18860
SH
DFND
1
0
18860
0
PUMA BIOTECHNOLOGY INC
COM
74587V957
7874
416
SH
Put
DFND
1
0
416
0
QUEST RESOURCE HOLDING CORP
COM
74836W104
4346
3017925
SH
DFND
1
0
3017925
0
RECEPTOS INC
COM
756207906
1593
130
SH
Call
DFND
1
0
130
0
RECRO PHARMA INC
COM
75629F109
2196
767836
SH
DFND
1
0
767836
0
REGADO BIOSCIENCE INC
COM
75874Q107
788
862549
SH
DFND
1
0
862549
0
REGENERON PHARMACEUTICALS INC
COM
75886F907
1764
43
SH
Call
DFND
1
0
43
0
REGULUS THERAPEUTICS INC
COM
75915K101
5651
352278
SH
DFND
1
0
352278
0
REGULUS THERAPEUTIC INC
COM
75915K901
2500
11000
SH
Call
DFND
1
0
11000
0
REPROS THERAPEUTICS INC
COM
76028H209
2790
279879
SH
DFND
1
0
279879
0
REPROS THERAPEUTICS INC
COM
76028H909
1743
1748
SH
Call
DFND
1
0
1748
0
REPROS THERAPEUTICS INC
COM
76028H959
3152
3161
SH
Put
DFND
1
0
3161
0
REVANCE THERAPEUTICS INC
COM
761330109
1294
76400
SH
DFND
1
0
76400
0
RICEBRAN TECHNOLOGIES
COM
762831204
3325
799200
SH
DFND
1
0
799200
0
ROCKWELL MEDICAL INC
COM
774374102
2827
275000
SH
DFND
1
0
275000
0
ROCKWELL MEDICAL INC
COM
774374902
4159
4046
SH
Call
DFND
1
0
4046
0
ROCKWELL MEDICAL INC
COM
774374952
5362
5216
SH
Put
DFND
1
0
5216
0
SALIX PHARMACEUTICALS INC
COM
795435906
1816
158
SH
Call
DFND
1
0
158
0
SANGAMO BIOSCIENCES INC
COM
800677106
4464
293500
SH
DFND
1
0
293500
0
SANGAMO BIOSCIENCES INC
COM
800677906
15466
10168
SH
Call
DFND
1
0
10168
0
SAREPTA THERAPEUTICS INC
COM
803607100
1519
105000
SH
DFND
1
0
105000
0
SAREPTA THERAPEUTICS INC
COM
803607900
9510
6572
SH
Call
DFND
1
0
6572
0
SEATTLE GENETICS INC
COM
812578102
558
17378
SH
DFND
1
0
17378
0
SEATTLE GENETICS INC
COM
812578902
678
211
SH
Call
DFND
1
0
211
0
SEATTLE GENETICS INC
COM
812578952
565
176
SH
Put
DFND
1
0
176
0
SEMLER SCIENTIFIC INC
COM
81684M104
226
115423
SH
DFND
1
0
115423
0
SHIRE PLC
ADR
82481R106
2051
9652
SH
DFND
1
0
9652
0
SHIRE PLC
ADR
82481R956
3889
183
SH
Put
DFND
1
0
183
0
SKYSTAR BIO-PHARMACEUTICAL
COM
830884300
1333
314367
SH
DFND
1
0
314367
0
SPDR S&P 500 ETF TRUST UNIT
UNIT
78462F953
155933
7588
SH
Put
DFND
1
0
7588
0
SPDR S&P BIOTECH ETF SHS
S&P BIOTECH
78464A950
1661
89
SH
Put
DFND
1
0
89
0
STEMCELLS INC
COM
85857R204
5441
5793994
SH
DFND
1
0
5793994
0
SYNERGY PHARMACEUTICALS-CW16
*W
871639118
336
460745
SH
DFND
1
0
460745
0
T2 BIOSYSTEMS INC
COM
89853L104
2574
133809
SH
DFND
1
0
133809
0
TENAX THERAPEUTICS INC
COM
88032L100
9026
2350567
SH
DFND
1
0
2350567
0
TENET HEALTHCARE CORP
COM
88033G907
760
150
SH
Call
DFND
1
0
150
0
TENET HEALTHCARE CORP
COM
88033G957
4479
884
SH
Put
DFND
1
0
884
0
TESARO INC
COM
881569907
1986
534
SH
Call
DFND
1
0
534
0
TESARO INC NOTE 3.00%
NOTE
881569AA5
747750
6000000
SH
DFND
1
0
6000000
0
TEVA PHARMACEUTICAL INDUSTRIES LTD
ADR
881624909
2392
416
SH
Call
DFND
1
0
416
0
TEVA PHARMACEUTICAL INDUSTRIES LTD
ADR
881624959
8517
1481
SH
Put
DFND
1
0
1481
0
THERAPEUTICSMD INC
COM
88338N107
2447
549864
SH
DFND
1
0
549864
0
THERAPEUTICSMD INC
COM
88338N907
95
214
SH
Call
DFND
1
0
214
0
THORATEC CORP
COM
885175907
4918
1515
SH
Call
DFND
1
0
1515
0
TROVAGENE INC
COM
897238309
86
20000
SH
DFND
1
0
20000
0
TRUPANION INC
COM
898202106
2392
345205
SH
DFND
1
0
345205
0
UNITED THERAPEUTICS CORP
COM
91307C902
25652
1981
SH
Call
DFND
1
0
1981
0
VANDA PHARMACEUTICALS INC
COM
921659908
716
500
SH
Call
DFND
1
0
500
0
VERICEL CORP
COM
82346J108
948
311800
SH
DFND
1
0
311800
0
VERTEX PHARMACEUTICALS INC
COM
92532F900
46106
3881
SH
Call
DFND
1
0
3881
0
VERTEX PHARMACEUTICALS INC
COM
92532F950
113953
9592
SH
Put
DFND
1
0
9592
0
WAFERGEN BIO-SYSTEMS INC
COM
93041P308
1756
585255
SH
DFND
1
0
585255
0
XOMA CORP
COM
98419J107
1801
501745
SH
DFND
1
0
501745
0
XOMA CORP
COM
98419J907
1977
5507
SH
Call
DFND
1
0
5507
0
XOMA CORP
COM
98419J957
512
1425
SH
Put
DFND
1
0
1425
0
ZAFGEN INC
COM
98885E103
3431
111259
SH
DFND
1
0
111259
0