The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| REALPHA TECH CORP | COM | 75607T105 | 369,625 | 185,741 | SH | DFND | 1 | 0 | 185,741 | 0 | ||
| AKARI THERAPEUTICS PLC | ADR | 00972G108 | 511,761 | 164,026 | SH | DFND | 1 | 0 | 164,026 | 0 | ||
| AMPLITECH GROUP INC | *W | 03211Q119 | 56,610 | 410,220 | SH | DFND | 1 | 0 | 410,220 | 0 | ||
| SPHERE 3D CORP | COM | 84841L907 | 186,450 | 565 | SH | Call | DFND | 1 | 0 | 565 | 0 | |
| APTEVO THERAPEUTICS INC | COM | 03835L207 | 63,254 | 349,471 | SH | DFND | 1 | 0 | 349,471 | 0 | ||
| ARQIT QUANTUM INC | ORD | G0567U101 | 9,394 | 19,819 | SH | DFND | 1 | 0 | 19,819 | 0 | ||
| ASCENT SOLAR TECHNOLOGIES INC | COM | 043635705 | 312,685 | 359,408 | SH | DFND | 1 | 0 | 359,408 | 0 | ||
| GOLDEN MINERALS CO | COM | 381119403 | 98,792 | 190,022 | SH | DFND | 1 | 0 | 190,022 | 0 | ||
| BYND CANNASOFT ENTERPRISES INC | COM | 05608P109 | 1,049,520 | 3,086,824 | SH | DFND | 1 | 0 | 3,086,824 | 0 | ||
| BRIACELL THERAPEUTICS CORP | COM | 107930959 | 197,145 | 337 | SH | Put | DFND | 1 | 0 | 337 | 0 | |
| BLUEJAY DIAGNOSTICS INC | COM | 095633301 | 182,910 | 149,926 | SH | DFND | 1 | 0 | 149,926 | 0 | ||
| BRUUSH ORAL CARE INC | *W | 11750K120 | 1,207 | 177,542 | SH | DFND | 1 | 0 | 177,542 | 0 | ||
| BIT DIGITAL INC | SHS | G1144A955 | 513,522 | 1,214 | SH | Put | DFND | 1 | 0 | 1,214 | 0 | |
| BTC DIGITAL LTD | SHS | G6055H155 | 140,132 | 29,073 | SH | DFND | 1 | 0 | 29,073 | 0 | ||
| CINGULATE INC | *W | 17248W113 | 16,776 | 559,216 | SH | DFND | 1 | 0 | 559,216 | 0 | ||
| CHECKPOINT THERAPEUTICS INC | COM | 162828956 | 218,008 | 952 | SH | Put | DFND | 1 | 0 | 952 | 0 | |
| CYNGN INC | COM | 23257B107 | 507,138 | 3,504,756 | SH | DFND | 1 | 0 | 3,504,756 | 0 | ||
| FANGDD NETWORK GROUP LTD | ADS | 30712L307 | 391,689 | 582,005 | SH | DFND | 1 | 0 | 582,005 | 0 | ||
| EFFECTOR THERAPEUTICS INC | COM | 28202V958 | 46,740 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | ||
| EOS ENERGY ENTERPRISES INC | CL A | 29415C101 | 10,900 | 100 | SH | Put | DFND | 1 | 0 | 100 | 0 | |
| GLUCO TRACK INC | COM | 45824Q507 | 112,159 | 428,908 | SH | DFND | 1 | 0 | 428,908 | 0 | ||
| GEVO INC | COM | 374396406 | 421,114 | 363,029 | SH | DFND | 1 | 0 | 363,029 | 0 | ||
| GEVO INC | COM | 374396906 | 194,300 | 1,675 | SH | Call | DFND | 1 | 0 | 1,675 | 0 | |
| GREEN GIANT INC | COM | 16948W209 | 170,561 | 3,267,444 | SH | DFND | 1 | 0 | 3,267,444 | 0 | ||
| GLOBUS MARITIME LTD | COM | Y27265956 | 315,880 | 1,192 | SH | Put | DFND | 1 | 0 | 1,192 | 0 | |
| ESPORTS ENTMT GROUP INC | *W | 29667K132 | 22,951 | 4,590,196 | SH | DFND | 1 | 0 | 4,590,196 | 0 | ||
| GREENWAVE TECHNOLOGY SOLUTION | COM | 57630J304 | 39,286 | 69,532 | SH | DFND | 1 | 0 | 69,532 | 0 | ||
| IBIO INC | COM | 451033708 | 242,145 | 176,748 | SH | DFND | 1 | 0 | 176,748 | 0 | ||
| INFOBIRD CO LTD | SHS | G47724128 | 26,200 | 20,000 | SH | DFND | 1 | 0 | 20,000 | 0 | ||
| INMED PHARMACEUTICALS INC | COM | 457637601 | 212,965 | 511,934 | SH | DFND | 1 | 0 | 511,934 | 0 | ||
| INVO BIOSCIENCE INC | COM | 44984F401 | 25,142 | 18,624 | SH | DFND | 1 | 0 | 18,624 | 0 | ||
| ISHARES TR | ETF | 464287955 | 41,687,467 | 2,077 | SH | Put | DFND | 1 | 0 | 2,077 | 0 | |
| JEFFS BRANDS LTD | *W | M61472110 | 1,546 | 77,282 | SH | DFND | 1 | 0 | 77,282 | 0 | ||
| LIPELLA PHARMACEUTICALS INC | COM | 53630L100 | 275,226 | 269,829 | SH | DFND | 1 | 0 | 269,829 | 0 | ||
| MAIA BIOTECHNOLOGY INC | COM | 552641102 | 152,697 | 130,510 | SH | DFND | 1 | 0 | 130,510 | 0 | ||
| META MATERIALS INC | COM | 59134N104 | 904,340 | 13,702,125 | SH | DFND | 1 | 0 | 13,702,125 | 0 | ||
| NOCERA INC | COM | 655186500 | 37,657 | 28,528 | SH | DFND | 1 | 0 | 28,528 | 0 | ||
| NEPTUNE WELLNESS | COM | 64079L303 | 103,569 | 194,606 | SH | DFND | 1 | 0 | 194,606 | 0 | ||
| OCEAN POWER TECHNOLOGIES INC | COM | 674870506 | 8,405 | 26,597 | SH | DFND | 1 | 0 | 26,597 | 0 | ||
| PHIO PHARMACEUTICALS CORP | COM | 71880W402 | 131,247 | 172,693 | SH | DFND | 1 | 0 | 172,693 | 0 | ||
| PHUNWARE INC | COM | 71948P100 | 820,540 | 10,006,584 | SH | DFND | 1 | 0 | 10,006,584 | 0 | ||
| PHARMACYTE BIOTECH INC | COM | 71715X203 | 177,926 | 82,373 | SH | DFND | 1 | 0 | 82,373 | 0 | ||
| PULMATRIX INC | COM | 74584P301 | 100,790 | 54,188 | SH | DFND | 1 | 0 | 54,188 | 0 | ||
| RECON TECHNOLOGY LTD | CL A | G7415M124 | 805,491 | 3,449,642 | SH | DFND | 1 | 0 | 3,449,642 | 0 | ||
| REVELATION BIOSCIENCES INC | COM | 76135L309 | 201,899 | 403,233 | SH | DFND | 1 | 0 | 403,233 | 0 | ||
| RICEBRAN TECHNOLOGIES | COM | 762831303 | 52,510 | 225,850 | SH | DFND | 1 | 0 | 225,850 | 0 | ||
| ARCADIA BIOSCIENCES INC | COM | 039014303 | 304,565 | 97,305 | SH | DFND | 1 | 0 | 97,305 | 0 | ||
| SCINAI IMMUNOTHERAPEUTICS LTD | ADS | 09073Q204 | 131,383 | 220,663 | SH | DFND | 1 | 0 | 220,663 | 0 | ||
| SPDR S&P 500 | ETF | 78462F953 | 45,344,574 | 954 | SH | Put | DFND | 1 | 0 | 954 | 0 | |
| 60 DEGREES PHARMACEUTICALS INC | *W | 83006G112 | 12,269 | 306,717 | SH | DFND | 1 | 0 | 306,717 | 0 | ||
| TOUGHBUILT INDUSTRIES INC | COM | 89157G884 | 16,689 | 105,961 | SH | DFND | 1 | 0 | 105,961 | 0 | ||
| TUANCHE LTD | ADS | 89856T203 | 346,945 | 1,706,568 | SH | DFND | 1 | 0 | 1,706,568 | 0 | ||
| TREASURE GLOBAL INC | COM | 89458T106 | 426,205 | 4,778,087 | SH | DFND | 1 | 0 | 4,778,087 | 0 | ||
| TINGO GROUP INC | COM | 55328R959 | 11,040 | 160 | SH | Put | DFND | 1 | 0 | 160 | 0 | |
| TONIX PHARMACEUTICALS HLDG | COM | 890260854 | 1,247,543 | 3,095,641 | SH | DFND | 1 | 0 | 3,095,641 | 0 | ||
| WEARABLE DEVICES LTD | *W | M97838110 | 47,515 | 678,790 | SH | DFND | 1 | 0 | 678,790 | 0 | ||