0001104659-20-021740.txt : 20200214 0001104659-20-021740.hdr.sgml : 20200214 20200214161110 ACCESSION NUMBER: 0001104659-20-021740 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SABBY MANAGEMENT, LLC CENTRAL INDEX KEY: 0001535610 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15245 FILM NUMBER: 20619789 BUSINESS ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE 205 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 BUSINESS PHONE: 646-307-4527 MAIL ADDRESS: STREET 1: 10 MOUNTAINVIEW ROAD STREET 2: SUITE 205 CITY: UPPER SADDLE RIVER STATE: NJ ZIP: 07458 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001535610 XXXXXXXX 12-31-2019 12-31-2019 false SABBY MANAGEMENT, LLC

10 Mountainview Road Suite 205 Upper Saddle River NJ 07458

13F HOLDINGS REPORT 028-15245 N Robert Grundstein 646-307-4500 /s/ Robert Grundstein Upper Saddle River NJ 02-14-2020 1 71 360706 01 0001433766 028-13502 Mintz Hal INFORMATION TABLE 2 infotable.xml ABEONA THERAPEUTICS INC COM 00289Y107 197 60361 SH DFND 1 0 60361 0 ACTINIUM PHARMACEUTICALS INC COM 00507W107 713 3275718 SH DFND 1 0 3275718 0 ADAMIS PHARMACEUTICALS CORP COM 00547W958 8 111 SH Put DFND 1 0 111 0 AETERNA ZENTARIS INC COM 007975402 93 101976 SH DFND 1 0 101976 0 AIM IMMUNOTECH INC COM 00901B105 288 528811 SH DFND 1 0 528811 0 AKERS BIOSCIENCES INC COM 00973E409 93 29100 SH DFND 1 0 29100 0 ALTIMMUNE INC COM COM 02155H200 85 44855 SH DFND 1 0 44855 0 AMARIN CORP PLC ADR 023111206 575 26810 SH DFND 1 0 26810 0 AMARIN CORP PLC ADR 023111906 4365 2036 SH Call DFND 1 0 2036 0 AMARIN CORP PLC ADR 023111956 4387 2046 SH Put DFND 1 0 2046 0 ARQULE INC COM COM 04269E907 1541 772 SH Call DFND 1 0 772 0 AURINIA PHARMACEUTICALS COM 05156V902 590 291 SH Call DFND 1 0 291 0 AURIS MED HLDG LTD COM G07025201 278 171883 SH DFND 1 0 171883 0 AVEO PHARMACEUTICALS INC COM 053588909 225 3625 SH Call DFND 1 0 3625 0 AVEO PHARMACEUTICALS INC COM 053588959 673 10851 SH Put DFND 1 0 10851 0 BENITEC BIOPHARMA LTD ADR 082053406 603 118285 SH DFND 1 0 118285 0 BIO PATH HOLDINGS INC COM 09057N300 986 123346 SH DFND 1 0 123346 0 BIOGEN INC COM 09062X903 831 28 SH Call DFND 1 0 28 0 BRAINSTORM CELL COM 10501E951 894 2088 SH Put DFND 1 0 2088 0 BRIDGELINE DIGITAL INC COM COM 10807Q700 169 110000 SH DFND 1 0 110000 0 CELSION CORP COM 15117N953 31 184 SH Put DFND 1 0 184 0 CELSION CORP COM 15117N503 117 68560 SH DFND 1 0 68560 0 DELMAR PHARMACEUTICALS INC COM 247078306 153 1226022 SH DFND 1 0 1226022 0 DIFFUSION PHARMACEUTICALS INC COM 253748305 500 1085446 SH DFND 1 0 1085446 0 GENOCEA BIOSCIENCES INC COM 372427401 1114 538359 SH DFND 1 0 538359 0 GENPREX INC COM 372446104 142 443441 SH DFND 1 0 443441 0 GUARDION HEALTH SCIENCES INC COM 40145Q203 439 1993929 SH DFND 1 0 1993929 0 INNOVATE BIOPHARMACEUTICLS INC COM 45782F105 525 941586 SH DFND 1 0 941586 0 INSPIREMD INC COM 45779A853 270 250000 SH DFND 1 0 250000 0 IONIS PHARMACEUTICALS INC COM 462222900 17887 2961 SH Call DFND 1 0 2961 0 ISHARES TR ETF 464287905 21504 1298 SH Call DFND 1 0 1298 0 LIPOCINE INC COM 53630X104 142 367693 SH DFND 1 0 367693 0 MEDIGUS LTD *W 58471G128 93 1008444 SH DFND 1 0 1008444 0 MICROBOT MED INC COM 59503A204 773 76000 SH DFND 1 0 76000 0 NABRIVA THERAPEUTICS PLC SHS G63637105 1367 1035667 SH DFND 1 0 1035667 0 NEUROMETRIX INC COM 641255807 275 63880 SH DFND 1 0 63880 0 OBALON THERAPEUTICS INC COM 67424L209 1084 570418 SH DFND 1 0 570418 0 ODONATE THERAPEUTICS INC COM 676079106 1747 53839 SH DFND 1 0 53839 0 ONCONOVA THERAPEUTICS INC COM 68232V405 3348 8741243 SH DFND 1 0 8741243 0 ORAGENICS INC COM 684023302 184 351045 SH DFND 1 0 351045 0 ORAMED PHARMACEUTICALS INC COM 68403P953 804 1562 SH Put DFND 1 0 1562 0 OUTLOOK THERAPEUTICS INC COM 69012T206 229 388936 SH DFND 1 0 388936 0 PAVMED INC *W 70387R122 836 2152719 SH DFND 1 0 2152719 0 PHASEBIO PHARMACEUTICALS INC COM 717224109 576 94351 SH DFND 1 0 94351 0 PLURISTEM THERAPEUTICS INC COM 72940R300 222 56442 SH DFND 1 0 56442 0 PLURISTEM THERAPEUTICS INC COM 72940R950 708 1796 SH Put DFND 1 0 1796 0 PLUS THERAPEUTICS INC COM 72941H400 562 234124 SH DFND 1 0 234124 0 PULMATRIX INC COM 74584P202 384 446749 SH DFND 1 0 446749 0 REEBONZ HLDG LTD SHS G7457R122 29 25000 SH DFND 1 0 25000 0 REWALK ROBOTICS LTD SHS M8216Q200 273 126280 SH DFND 1 0 126280 0 SEANERGY MARITIME HOLDINGS CORP SHS Y73760301 27 49999 SH DFND 1 0 49999 0 SEANERGY MARITIME HOLDINGS CORP *W Y73760152 100 907999 SH DFND 1 0 907999 0 SENECA BIOPHARMA INC COM 81689B103 378 381487 SH DFND 1 0 381487 0 SENESTECH INC COM 81720R109 27 48294 SH DFND 1 0 48294 0 SOPHIRIS BIO INC COM 83578Q209 68 42378 SH DFND 1 0 42378 0 SORRENTO THERAPEUTICS INC COM 83587F202 92 27178 SH DFND 1 0 27178 0 SORRENTO THERAPEUTICS INC COM 83587F952 1173 3471 SH Put DFND 1 0 3471 0 SPDR GOLD TR SHS 78463V107 5366 37550 SH DFND 1 0 37550 0 SPDR GOLD TR SHS 78463V907 15290 1070 SH Call DFND 1 0 1070 0 SPDR GOLD TR SHS 78463V957 24836 1738 SH Put DFND 1 0 1738 0 SPDR S&P 500 ETF ETF 78462F903 52013 1616 SH Call DFND 1 0 1616 0 SPDR S&P 500 ETF ETF 78462F953 177023 5500 SH Put DFND 1 0 5500 0 SPDR S&P BIOTECH ETF 78464A900 3662 385 SH Call DFND 1 0 385 0 SPDR S&P BIOTECH ETF 78464A950 4756 500 SH Put DFND 1 0 500 0 SYNTHETIC BIOLOGICS INC COM 87164U201 348 687304 SH DFND 1 0 687304 0 TENAX THERAPEUTICS INC COM 88032L209 61 43164 SH DFND 1 0 43164 0 TOP SHIPS INC COM Y8897Y164 639 799212 SH DFND 1 0 799212 0 VASCULAR BIOGENICS LTD COM M96883109 96 80295 SH DFND 1 0 80295 0 VIKING THERAPEUTICS INC COM 92686J906 160 200 SH Call DFND 1 0 200 0 XENETIC BIOSCIENCES INC *W 984015131 297 216789 SH DFND 1 0 216789 0 XENETIC BIOSCIENCES INC COM 984015503 382 265498 SH DFND 1 0 265498 0