0001104659-13-064965.txt : 20130819 0001104659-13-064965.hdr.sgml : 20130819 20130819214158 ACCESSION NUMBER: 0001104659-13-064965 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130819 FILED AS OF DATE: 20130819 DATE AS OF CHANGE: 20130819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Laredo Petroleum Holdings, Inc. CENTRAL INDEX KEY: 0001528129 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 453007926 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15 W. SIXTH STREET STREET 2: SUITE 1800 CITY: TULSA STATE: OK ZIP: 74119 BUSINESS PHONE: 918-513-4570 MAIL ADDRESS: STREET 1: 15 W. SIXTH STREET STREET 2: SUITE 1800 CITY: TULSA STATE: OK ZIP: 74119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levy James R. CENTRAL INDEX KEY: 0001535563 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35380 FILM NUMBER: 131049582 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 a4.xml 4 X0306 4 2013-08-19 0 0001528129 Laredo Petroleum Holdings, Inc. LPI 0001535563 Levy James R. C/O WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 0 0 Common Stock, par value $0.01 per share (''Common Stock'') 2013-08-19 4 S 0 2890000 22.9781 D 81103854 I See Footnote Common Stock 24780 D See Exhibit 99.1; Note 1. Exhibit List: Exhibit 99.1 - Explanation of Responses /s/ James R. Levy, Director 2013-08-19 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

Designated Filer:

James R. Levy

Issuer & Ticker Symbol:

Laredo Petroleum Holdings, Inc. [LPI]

Date of Event Requiring Statement:

August 19, 2013

 

Explanation of Responses:

 

(1) James R. Levy (the “Reporting Person”) is a director of Laredo Petroleum Holdings, Inc., a Delaware corporation (the “Issuer”), a Partner of Warburg Pincus & Co., a New York general partnership (“WP”), and a Member and Managing Director of Warburg Pincus LLC, a New York limited liability company (“WP LLC” and together with “WP”, the “Warburg Pincus Entities”).

 

The total number of shares of common stock, par value $0.01 per share (“Common Stock”) of the Issuer owned by Warburg Pincus Private Equity IX, L.P., a Delaware limited partnership (“WP IX”, and together with an affiliated partnership, the “WP IX Funds”) following the reported transaction is 64,672,966 shares of Common Stock and the total number of shares of Common Stock of the Issuer owned by Warburg Pincus Private Equity X O&G, L.P., a Delaware limited partnership (“WP X”, and together with an affiliated partnership, the “WP X Funds”) following the transaction is 16,430,888 shares of Common Stock. Together, the WP IX Funds and the WP X Funds own 81,103,854 shares of Common Stock of the Issuer.

 

Due to his relationships with the Warburg Pincus Entities, the Reporting Person may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities and Exchange Act of 1934, as amended (the “Exchange Act”)) in an indeterminate portion of the shares of the Issuer held by the WP IX Funds and the WP X Funds.  The Reporting Person disclaims beneficial ownership of the shares of the Issuer held by the WP IX Funds and the WP X Funds, except to the extent of any direct pecuniary interest therein.

 

This Form 4 shall not be deemed an admission that the Reporting Person or any other person referred to herein is a beneficial owner of the shares of Common Stock held by the WP IX Funds and the WP X Funds for purposes of Section 16 of the Exchange Act or for any other purpose or that the Reporting Person or other person has an obligation to file this Form 4 except, in each case, to the extent it or he has a pecuniary interest in such shares of Common Stock for purposes of Section 16 of the Exchange Act.