0000950103-21-000167.txt : 20210106 0000950103-21-000167.hdr.sgml : 20210106 20210106201903 ACCESSION NUMBER: 0000950103-21-000167 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210104 FILED AS OF DATE: 20210106 DATE AS OF CHANGE: 20210106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Black Colin CENTRAL INDEX KEY: 0001778552 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38933 FILM NUMBER: 21512573 MAIL ADDRESS: STREET 1: CROWDSTRIKE HOLDINGS, INC. STREET 2: 150 MATHILDA PLACE, SUITE 300 CITY: SUNNYVAL STATE: CA ZIP: 94086 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CrowdStrike Holdings, Inc. CENTRAL INDEX KEY: 0001535527 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 453788918 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 150 MATHILDA PLACE STREET 2: SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 888-512-8906 MAIL ADDRESS: STREET 1: 150 MATHILDA PLACE STREET 2: SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 4 1 dp143947_4-black.xml FORM 4 X0306 4 2021-01-04 0 0001535527 CrowdStrike Holdings, Inc. CRWD 0001778552 Black Colin C/O CROWDSTRIKE HOLDINGS, INC. 150 MATHILDA PLACE, SUITE 300 SUNNYVALE CA 94086 0 1 0 0 CHIEF OPERATING OFFICER Class A common stock 2021-01-04 4 C 0 20000 A 141173 D Class A common stock 2021-01-04 4 S 0 2428 201.71 D 138745 D Class A common stock 2021-01-04 4 S 0 4952 202.67 D 133793 D Class A common stock 2021-01-04 4 S 0 2589 203.64 D 131204 D Class A common stock 2021-01-04 4 S 0 1237 204.36 D 129967 D Class A common stock 2021-01-04 4 S 0 1400 205.44 D 128567 D Class A common stock 2021-01-04 4 S 0 600 207.42 D 127967 D Class A common stock 2021-01-04 4 S 0 1900 208.32 D 126067 D Class A common stock 2021-01-04 4 S 0 4394 209.79 D 121673 D Class A common stock 2021-01-04 4 S 0 500 210.99 D 121173 D Stock Options (Right to Buy) 1.76 2021-01-04 4 M 0 20000 0 D 2027-02-04 Class B common stock 20000 68152 D Class B common stock 0 2021-01-04 4 M 0 20000 1.76 A Class A common stock 20000 207890 D Class B common stock 0 2021-01-04 4 C 0 20000 0 D Class A common stock 20000 187890 D The Class B common stock was converted into Class A common stock on a one-for-one basis. Includes shares to be issued in connection with the vesting of one or more restricted stock units ("RSUs"). These transactions were executed in multiple trades at prices ranging from $201.06 to $202.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $202.09 to $203.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $203.12 to $204.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $204.12 to $204.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $207.077 to $207.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $208.152 to $208.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $209.267 to $210.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The stock options are subject to an early exercise provision and are immediately exercisable. They were granted on February 4, 2017 and 25% vested on December 26, 2017, with 1/48 of the remaining stock options vesting monthly thereafter for the following 36 months. Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. All transactions were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person. /s/ Remie Solano, as Attorney-in-Fact for Colin Black 2021-01-06