0000950103-20-007334.txt : 20200410 0000950103-20-007334.hdr.sgml : 20200410 20200410205735 ACCESSION NUMBER: 0000950103-20-007334 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200408 FILED AS OF DATE: 20200410 DATE AS OF CHANGE: 20200410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kurtz George CENTRAL INDEX KEY: 0001778564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38933 FILM NUMBER: 20787701 MAIL ADDRESS: STREET 1: CROWDSTRIKE HOLDINGS, INC. STREET 2: 150 MATHILDA PLACE, SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CrowdStrike Holdings, Inc. CENTRAL INDEX KEY: 0001535527 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 453788918 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 150 MATHILDA PLACE STREET 2: SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 888-512-8906 MAIL ADDRESS: STREET 1: 150 MATHILDA PLACE STREET 2: SUITE 300 CITY: SUNNYVALE STATE: CA ZIP: 94086 4 1 dp125999_4-kurtz.xml FORM 4 X0306 4 2020-04-08 0 0001535527 CrowdStrike Holdings, Inc. CRWD 0001778564 Kurtz George C/O CROWDSTRIKE HOLDINGS, INC. 150 MATHILDA PLACE, SUITE 300 SUNNYVALE CA 94086 1 1 1 0 PRESIDENT AND CEO Class A common stock 2020-04-08 4 C 0 300000 A 300000 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-04-08 4 S 0 155285 59.86 D 144717 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-04-08 4 S 0 144715 60.41 D 0 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-04-09 4 C 0 216666 A 216666 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-04-09 4 C 0 16416 A 16416 I Allegra Kurtz Irrevocable Gift Trust Class A common stock 2020-04-09 4 C 0 16416 A 16416 I Alexander Kurtz Irrevocable Gift Trust Class A common stock 2020-04-09 4 S 0 36111 57.84 D 180555 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-04-09 4 S 0 36111 58.50 D 144444 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-04-09 4 S 0 36111 59.15 D 108333 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-04-09 4 S 0 36111 59.57 D 72222 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-04-09 4 S 0 36111 59.94 D 36111 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-04-09 4 S 0 36111 60.49 D 0 I Kurtz 2009 Spendthrift Trust Class A common stock 2020-04-09 4 S 0 2736 57.84 D 13680 I Allegra Kurtz Irrevocable Gift Trust Class A common stock 2020-04-09 4 S 0 2736 58.50 D 10944 I Allegra Kurtz Irrevocable Gift Trust Class A common stock 2020-04-09 4 S 0 2736 59.15 D 8208 I Allegra Kurtz Irrevocable Gift Trust Class A common stock 2020-04-09 4 S 0 2736 59.57 D 5472 I Allegra Kurtz Irrevocable Gift Trust Class A common stock 2020-04-09 4 S 0 2736 59.94 D 2736 I Allegra Kurtz Irrevocable Gift Trust Class A common stock 2020-04-09 4 S 0 2736 60.49 D 0 I Allegra Kurtz Irrevocable Gift Trust Class A common stock 2020-04-09 4 S 0 2736 57.84 D 13680 I Alexander Kurtz Irrevocable Gift Trust Class A common stock 2020-04-09 4 S 0 2736 58.50 D 10944 I Alexander Kurtz Irrevocable Gift Trust Class A common stock 2020-04-09 4 S 0 2736 59.15 D 8208 I Alexander Kurtz Irrevocable Gift Trust Class A common stock 2020-04-09 4 S 0 2736 59.57 D 5472 I Alexander Kurtz Irrevocable Gift Trust Class A common stock 2020-04-09 4 S 0 2736 59.94 D 2736 I Alexander Kurtz Irrevocable Gift Trust Class A common stock 2020-04-09 4 S 0 2736 60.49 D 0 I Alexander Kurtz Irrevocable Gift Trust Class B common stock 0 2020-04-08 4 C 0 300000 0 D Class A common stock 300000 12841046 I Kurtz 2009 Spendthrift Trust Class B common stock 0 2020-04-09 4 C 0 216666 0 D Class A common stock 216666 12624380 I Kurtz 2009 Spendthrift Trust Class B common stock 0 2020-04-09 4 C 0 16416 0 D Class A common stock 16416 1891815 I Allegra Kurtz Irrevocable Gift Trust Class B common stock 0 2020-04-09 4 C 0 16416 0 D Class A common stock 16416 1891815 I Alexander Kurtz Irrevocable Gift Trust Class B common stock 0 Class A common stock 100000 100000 I Kurtz Family Dynasty Trust Class B common stock 0 Class A common stock 1281625 1281625 D Restricted Stock Units 0 2020-04-09 4 A 0 201955 0 A Class B common stock 201955 2225892 D Class B common stock convert into Class A common stock on a one-for-one basis. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest in such shares. These transactions were executed in multiple trades at prices ranging from $59.165 to $60.16. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $60.165 to $60.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $57.535 to $58.20. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $58.20 to $58.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $58.71 to $59.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $59.44 to $59.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $59.79 to $60.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These transactions were executed in multiple trades at prices ranging from $60.22 to $60.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Each share of Class B common stock is convertible at any time at the option of the Reporting Person into one share of Class A common stock and has no expiration date. All shares of Class B common stock will automatically convert into shares of Class A common stock upon the occurrence of certain specified events. All or a portion of the Class B common stock was issued in connection with the exercise of an unvested stock option subject to an early exercise provision, and as such, the unvested portion may be repurchased by the Company at the original exercise price paid by the Reporting Person for the shares. The shares represent unvested restricted stock units ("RSUs"), with 25% of the RSUs vesting on March 20, 2021 and the remaining RSUs vesting in equal quarterly installments thereafter. Certain transactions reported here were executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person. /s/ Remie Solano, as Attorney-in-Fact for George Kurtz 2020-04-10