0001535467-13-000002.txt : 20130118
0001535467-13-000002.hdr.sgml : 20130118
20130118144706
ACCESSION NUMBER: 0001535467-13-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130118
DATE AS OF CHANGE: 20130118
EFFECTIVENESS DATE: 20130118
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: QFA,LLC
CENTRAL INDEX KEY: 0001535467
IRS NUMBER: 061658451
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14919
FILM NUMBER: 13537314
BUSINESS ADDRESS:
STREET 1: 950 ENCORE WAY
STREET 2: SUITE 102
CITY: NAPLES
STATE: FL
ZIP: 34110
BUSINESS PHONE: 239-513-0777
MAIL ADDRESS:
STREET 1: 950 ENCORE WAY
STREET 2: SUITE 102
CITY: NAPLES
STATE: FL
ZIP: 34110
13F-HR
1
form13fhrQ42012_QFALLCtest1.txt
QFA,LLC 13FHR Q4 2012
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.):[ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: QFA, LLC
Address: 950 Encore Way
Suite 102
Naples, FL 34110
Form 13F File Number: 028-14919
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all information
contained herein is true, correct and complete, and that it is
understood that all required items, statements, schedules, lists,
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jeffery R. Neher
Title: Managing Director
Phone: (239) 513-0777 102
Signature, Place, and Date of Signing:
Jeffery R. Neher Naples, FL 10/29/12
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting
manager(s).)
[]13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-14919
[Repeat as necessary.]
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 87
Form 13F Information Table Value Total: 32,750
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s)
of all institutional investment managers with respect to which this
report is filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
28- NONE
Form 13F INFORMATION TABLE
Name Of Issuer Title Of Class Cusip Market SHRS/ SH/ PUT/ Investment Sole Shared None
Value PRN AMT PRN CALL Discretion
ABERDEEN ASIA PACIFIC INCOM COM 003009107 8 1000 SH SOLE 0 0 1000
ALPS ETF TR ALERIAN MLP 00162Q866 13 800 SH SOLE 0 0 800
AMERICAN INTL GROUP INC COM NEW 026874784 16 500 SH SOLE 0 0 500
ANNALY CAP MGMT INC COM 035710409 37 2200 SH SOLE 0 0 2200
APPLE INC COM 037833100 467 700 SH SOLE 0 0 700
ARCHER DANIELS MIDLAND CO COM 039483102 208 7668 SH SOLE 0 0 7668
ARENA PHARMACEUTICALS INC COM 040047102 83 10000 SH SOLE 0 0 10000
AT&T INC COM 00206R102 21 556 SH SOLE 0 0 556
BANK OF AMERICA CORPORATION COM 060505104 50 5676 SH SOLE 0 0 5676
BB&T CORP COM 054937107 2 55 SH SOLE 0 0 55
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 26 300 SH SOLE 0 0 300
BLACKROCK CORPOR HI YLD FD V COM 09255P107 74 5632 SH SOLE 0 0 5632
BLACKROCK CORPOR HI YLD III COM 09255M104 86 10731 SH SOLE 0 0 10731
BLACKROCK CORPOR HIGH YLD FD COM 09255L106 419 52750 SH SOLE 0 0 52750
BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 34 1730 SH SOLE 0 0 1730
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 72 1500 SH SOLE 0 0 1500
CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 66 6500 SH SOLE 0 0 6500
CAMECO CORP COM 13321L108 39 2000 SH SOLE 0 0 2000
CEMEX SAB DE CV SPON ADR NEW 151290889 115 13852 SH SOLE 0 0 13852
CHINA MOBILE LIMITED SPONSORED ADR 16941M109 6 105 SH SOLE 0 0 105
CLIFFS NATURAL RESOURCES INC COM 18683K101 391 10000 SH SOLE 0 0 10000
COMMONWEALTH REIT COM SH BEN INT 203233101 18 1250 SH SOLE 0 0 1250
CONSOLIDATED EDISON INC COM 209115104 24 400 SH SOLE 0 0 400
CORNING INC COM 219350105 1 40 SH SOLE 0 0 40
CUBIST PHARMACEUTICALS INC COM 229678107 238 5000 SH SOLE 0 0 5000
CVS CAREMARK CORPORATION COM 126650100 1 25 SH SOLE 0 0 25
DENISON MINES CORP COM 248356107 7 5000 SH SOLE 0 0 5000
DEVON ENERGY CORP NEW COM 25179M103 182 3000 SH SOLE 0 0 3000
ENBRIDGE ENERGY PARTNERS L P COM 29250R106 100 3400 SH SOLE 0 0 3400
ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 63 1400 SH SOLE 0 0 1400
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 38 890 SH SOLE 0 0 890
ENTERPRISE PRODS PARTNERS L COM 293792107 361 6731 SH SOLE 0 0 6731
FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 58 3000 SH SOLE 0 0 3000
FIRST TR ENERGY INCOME & GRW COM 33738G104 6 209 SH SOLE 0 0 209
FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 48 2385 SH SOLE 0 0 2385
FLAHERTY & CRUMRINE PFD INC COM 33848E106 10 800 SH SOLE 0 0 800
FLAHERTY & CRUMRINE PFD INC COM 338480106 69 4500 SH SOLE 0 0 4500
FRONTIER COMMUNICATIONS CORP COM 35906A108 5 945 SH SOLE 0 0 945
GENESIS ENERGY L P UNIT LTD PARTN 371927104 40 1175 SH SOLE 0 0 1175
GOLDMAN SACHS GROUP INC COM 38141G104 57 500 SH SOLE 0 0 500
HEMISPHERX BIOPHARMA INC COM 42366C103 8 10000 SH SOLE 0 0 10000
HSBC HLDGS PLC ADR A 1/40PF A 404280604 505 20000 SH SOLE 0 0 20000
HUNTINGTON BANCSHARES INC COM 446150104 18 2585 SH SOLE 0 0 2585
INVESCO MORTGAGE CAPITAL INC COM 46131B100 40 2000 SH SOLE 0 0 2000
ISHARES TR RUSSELL 2000 464287655 19091 228800 SH SOLE 0 0 228800
ISHARES TR DJ SEL DIV INX 464287168 29 500 SH SOLE 0 0 500
ISHARES TR BARCLYS TIPS BD 464287176 2 19 SH SOLE 0 0 19
ISHARES TR HIGH YLD CORP 464288513 238 2580 SH SOLE 0 0 2580
ISHARES TR US PFD STK IDX 464288687 732 18371 SH SOLE 0 0 18371
JOHNSON & JOHNSON COM 478160104 10 140 SH SOLE 0 0 140
JOY GLOBAL INC COM 481165108 112 2000 SH SOLE 0 0 2000
KINDER MORGAN ENERGY PTNR UT LTD 494550106 255 3085 SH SOLE 0 0 3085
LINN ENERGY LLC UNIT LTD LIAB 536020100 36 870 SH SOLE 0 0 870
LSB INDS INC COM 502160104 132 3000 SH SOLE 0 0 3000
MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 245 2800 SH SOLE 0 0 2800
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 247 4600 SH SOLE 0 0 4600
MICROSOFT CORP COM 594918104 3 100 SH SOLE 0 0 100
NASDAQ PREM INCM & GRW FD IN COM 63110R105 5 286 SH SOLE 0 0 286
NUSTAR ENERGY LP UNIT COM 67058H102 112 2200 SH SOLE 0 0 2200
NUVEEN MUN VALUE FD INC COM 670928100 10 1000 SH SOLE 0 0 1000
OWENS CORNING NEW *W EXP 10/31/201 690742127 0 283 SH SOLE 0 0 283
PARKER DRILLING CO COM 701081101 8 2000 SH SOLE 0 0 2000
PEMBINA PIPELINE CORP COM 706327103 7 232 SH SOLE 0 0 232
PENN WEST PETE LTD NEW COM 707887105 71 5000 SH SOLE 0 0 5000
PEPSICO INC COM 713448108 142 2000 SH SOLE 0 0 2000
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 46 2000 SH SOLE 0 0 2000
PIMCO CORPORATE & INCOME OPP COM 72201B101 101 5035 SH SOLE 0 0 5035
PIMCO HIGH INCOME FD COM SHS 7 22014107 21 1500 SH SOLE 0 0 1500
PIMCO INCOME OPPORTUNITY FD COM 72202B100 80 2630 SH SOLE 0 0 2630
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 88 1000 SH SOLE 0 0 1000
POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 250 13550 SH SOLE 0 0 13550
POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 2 78 SH SOLE 0 0 78
POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 753 50915 SH SOLE 0 0 50915
PROCTER & GAMBLE CO COM 742718109 669 9647 SH SOLE 0 0 9647
PROGRESSIVE CORP OHIO COM 743315103 22 1072 SH SOLE 0 0 1072
PROSHARES TR ULTSHT OIL NEW 74347X591 2 100 SH SOLE 0 0 100
PROSHARES TR II ULTRASHRT EURO 74347W882 4 200 SH SOLE 0 0 200
RADIOSHACK CORP COM 750438103 24 10000 SH SOLE 0 0 10000
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 15 200 SH SOLE 0 0 200
SK TELECOM LTD SPONSORED ADR 78440P108 29 2000 SH SOLE 0 0 2000
SPDR GOLD TRUST GOLD SHS 78463V107 11982 69710 SH SOLE 0 0 69710
SPDR S&P 500 ETF TR TR UNIT 78462F103 23654 164300 SH SOLE 0 0 164300
SPDR SERIES TRUST S&P METALS MNG 78464A755 357 8200 SH SOLE 0 0 8200
SPDR SERIES TRUST S&P OILGAS EXP 78464A730 11 200 SH SOLE 0 0 200
SPDR SERIES TRUST DB INT GVT ETF 78464A490 1 18 SH SOLE 0 0 18
SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 285 6250 SH SOLE 0 0 6250
TC PIPELINES LP UT COM LTD PRT 87233Q108 104 2300 SH SOLE 0 0 2300
TELEFONICA S A SPONSORED ADR 879382208 66 5000 SH SOLE 0 0 5000
TEMPLETON EMERG MKTS INCOME COM 880192109 25 1485 SH SOLE 0 0 1485
TRANSOCEAN LTD REG SHS H H8817H100 112 2500 SH SOLE 0 0 2500
UNITED TECHNOLOGIES CORP COM 913017109 8 100 SH SOLE 0 0 100
URANIUM ENERGY CORP COM 916896103 37 14100 SH SOLE 0 0 14100
VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1 14 SH SOLE 0 0 14
VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2 26 SH SOLE 0 0 26
VANGUARD INDEX FDS TOTAL STK MKT 922908769 2 31 SH SOLE 0 0 31
VERIZON COMMUNICATIONS INC COM 92343V104 180 3941 SH SOLE 0 0 3941
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 143 5000 SH SOLE 0 0 5000
WESTERN ASSET EMRG MKT INCM COM 95766E103 10 597 SH SOLE 0 0 597
WESTERN ASSET HIGH INCM FD I COM 95766H106 39 4100 SH SOLE 0 0 4100
WINDSTREAM CORP COM 97381W104 54 5362 SH SOLE 0 0 5362
YAMANA GOLD INC COM 98462Y100 104 5430 SH SOLE 0 0 5430
ZIMMER HLDGS INC COM 98956P102 7 100 SH SOLE 0 0 100