0001535467-13-000002.txt : 20130118 0001535467-13-000002.hdr.sgml : 20130118 20130118144706 ACCESSION NUMBER: 0001535467-13-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130118 DATE AS OF CHANGE: 20130118 EFFECTIVENESS DATE: 20130118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QFA,LLC CENTRAL INDEX KEY: 0001535467 IRS NUMBER: 061658451 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14919 FILM NUMBER: 13537314 BUSINESS ADDRESS: STREET 1: 950 ENCORE WAY STREET 2: SUITE 102 CITY: NAPLES STATE: FL ZIP: 34110 BUSINESS PHONE: 239-513-0777 MAIL ADDRESS: STREET 1: 950 ENCORE WAY STREET 2: SUITE 102 CITY: NAPLES STATE: FL ZIP: 34110 13F-HR 1 form13fhrQ42012_QFALLCtest1.txt QFA,LLC 13FHR Q4 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: QFA, LLC Address: 950 Encore Way Suite 102 Naples, FL 34110 Form 13F File Number: 028-14919 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffery R. Neher Title: Managing Director Phone: (239) 513-0777 102 Signature, Place, and Date of Signing: Jeffery R. Neher Naples, FL 10/29/12 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) []13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28-14919 [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 87 Form 13F Information Table Value Total: 32,750 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- NONE Form 13F INFORMATION TABLE Name Of Issuer Title Of Class Cusip Market SHRS/ SH/ PUT/ Investment Sole Shared None Value PRN AMT PRN CALL Discretion ABERDEEN ASIA PACIFIC INCOM COM 003009107 8 1000 SH SOLE 0 0 1000 ALPS ETF TR ALERIAN MLP 00162Q866 13 800 SH SOLE 0 0 800 AMERICAN INTL GROUP INC COM NEW 026874784 16 500 SH SOLE 0 0 500 ANNALY CAP MGMT INC COM 035710409 37 2200 SH SOLE 0 0 2200 APPLE INC COM 037833100 467 700 SH SOLE 0 0 700 ARCHER DANIELS MIDLAND CO COM 039483102 208 7668 SH SOLE 0 0 7668 ARENA PHARMACEUTICALS INC COM 040047102 83 10000 SH SOLE 0 0 10000 AT&T INC COM 00206R102 21 556 SH SOLE 0 0 556 BANK OF AMERICA CORPORATION COM 060505104 50 5676 SH SOLE 0 0 5676 BB&T CORP COM 054937107 2 55 SH SOLE 0 0 55 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 26 300 SH SOLE 0 0 300 BLACKROCK CORPOR HI YLD FD V COM 09255P107 74 5632 SH SOLE 0 0 5632 BLACKROCK CORPOR HI YLD III COM 09255M104 86 10731 SH SOLE 0 0 10731 BLACKROCK CORPOR HIGH YLD FD COM 09255L106 419 52750 SH SOLE 0 0 52750 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 34 1730 SH SOLE 0 0 1730 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 72 1500 SH SOLE 0 0 1500 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 66 6500 SH SOLE 0 0 6500 CAMECO CORP COM 13321L108 39 2000 SH SOLE 0 0 2000 CEMEX SAB DE CV SPON ADR NEW 151290889 115 13852 SH SOLE 0 0 13852 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 6 105 SH SOLE 0 0 105 CLIFFS NATURAL RESOURCES INC COM 18683K101 391 10000 SH SOLE 0 0 10000 COMMONWEALTH REIT COM SH BEN INT 203233101 18 1250 SH SOLE 0 0 1250 CONSOLIDATED EDISON INC COM 209115104 24 400 SH SOLE 0 0 400 CORNING INC COM 219350105 1 40 SH SOLE 0 0 40 CUBIST PHARMACEUTICALS INC COM 229678107 238 5000 SH SOLE 0 0 5000 CVS CAREMARK CORPORATION COM 126650100 1 25 SH SOLE 0 0 25 DENISON MINES CORP COM 248356107 7 5000 SH SOLE 0 0 5000 DEVON ENERGY CORP NEW COM 25179M103 182 3000 SH SOLE 0 0 3000 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 100 3400 SH SOLE 0 0 3400 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 63 1400 SH SOLE 0 0 1400 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 38 890 SH SOLE 0 0 890 ENTERPRISE PRODS PARTNERS L COM 293792107 361 6731 SH SOLE 0 0 6731 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 58 3000 SH SOLE 0 0 3000 FIRST TR ENERGY INCOME & GRW COM 33738G104 6 209 SH SOLE 0 0 209 FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 48 2385 SH SOLE 0 0 2385 FLAHERTY & CRUMRINE PFD INC COM 33848E106 10 800 SH SOLE 0 0 800 FLAHERTY & CRUMRINE PFD INC COM 338480106 69 4500 SH SOLE 0 0 4500 FRONTIER COMMUNICATIONS CORP COM 35906A108 5 945 SH SOLE 0 0 945 GENESIS ENERGY L P UNIT LTD PARTN 371927104 40 1175 SH SOLE 0 0 1175 GOLDMAN SACHS GROUP INC COM 38141G104 57 500 SH SOLE 0 0 500 HEMISPHERX BIOPHARMA INC COM 42366C103 8 10000 SH SOLE 0 0 10000 HSBC HLDGS PLC ADR A 1/40PF A 404280604 505 20000 SH SOLE 0 0 20000 HUNTINGTON BANCSHARES INC COM 446150104 18 2585 SH SOLE 0 0 2585 INVESCO MORTGAGE CAPITAL INC COM 46131B100 40 2000 SH SOLE 0 0 2000 ISHARES TR RUSSELL 2000 464287655 19091 228800 SH SOLE 0 0 228800 ISHARES TR DJ SEL DIV INX 464287168 29 500 SH SOLE 0 0 500 ISHARES TR BARCLYS TIPS BD 464287176 2 19 SH SOLE 0 0 19 ISHARES TR HIGH YLD CORP 464288513 238 2580 SH SOLE 0 0 2580 ISHARES TR US PFD STK IDX 464288687 732 18371 SH SOLE 0 0 18371 JOHNSON & JOHNSON COM 478160104 10 140 SH SOLE 0 0 140 JOY GLOBAL INC COM 481165108 112 2000 SH SOLE 0 0 2000 KINDER MORGAN ENERGY PTNR UT LTD 494550106 255 3085 SH SOLE 0 0 3085 LINN ENERGY LLC UNIT LTD LIAB 536020100 36 870 SH SOLE 0 0 870 LSB INDS INC COM 502160104 132 3000 SH SOLE 0 0 3000 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 245 2800 SH SOLE 0 0 2800 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 247 4600 SH SOLE 0 0 4600 MICROSOFT CORP COM 594918104 3 100 SH SOLE 0 0 100 NASDAQ PREM INCM & GRW FD IN COM 63110R105 5 286 SH SOLE 0 0 286 NUSTAR ENERGY LP UNIT COM 67058H102 112 2200 SH SOLE 0 0 2200 NUVEEN MUN VALUE FD INC COM 670928100 10 1000 SH SOLE 0 0 1000 OWENS CORNING NEW *W EXP 10/31/201 690742127 0 283 SH SOLE 0 0 283 PARKER DRILLING CO COM 701081101 8 2000 SH SOLE 0 0 2000 PEMBINA PIPELINE CORP COM 706327103 7 232 SH SOLE 0 0 232 PENN WEST PETE LTD NEW COM 707887105 71 5000 SH SOLE 0 0 5000 PEPSICO INC COM 713448108 142 2000 SH SOLE 0 0 2000 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 46 2000 SH SOLE 0 0 2000 PIMCO CORPORATE & INCOME OPP COM 72201B101 101 5035 SH SOLE 0 0 5035 PIMCO HIGH INCOME FD COM SHS 7 22014107 21 1500 SH SOLE 0 0 1500 PIMCO INCOME OPPORTUNITY FD COM 72202B100 80 2630 SH SOLE 0 0 2630 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 88 1000 SH SOLE 0 0 1000 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 250 13550 SH SOLE 0 0 13550 POWERSHARES GLOBAL ETF TRUST SOVEREIGN DEBT 73936T573 2 78 SH SOLE 0 0 78 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 753 50915 SH SOLE 0 0 50915 PROCTER & GAMBLE CO COM 742718109 669 9647 SH SOLE 0 0 9647 PROGRESSIVE CORP OHIO COM 743315103 22 1072 SH SOLE 0 0 1072 PROSHARES TR ULTSHT OIL NEW 74347X591 2 100 SH SOLE 0 0 100 PROSHARES TR II ULTRASHRT EURO 74347W882 4 200 SH SOLE 0 0 200 RADIOSHACK CORP COM 750438103 24 10000 SH SOLE 0 0 10000 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 15 200 SH SOLE 0 0 200 SK TELECOM LTD SPONSORED ADR 78440P108 29 2000 SH SOLE 0 0 2000 SPDR GOLD TRUST GOLD SHS 78463V107 11982 69710 SH SOLE 0 0 69710 SPDR S&P 500 ETF TR TR UNIT 78462F103 23654 164300 SH SOLE 0 0 164300 SPDR SERIES TRUST S&P METALS MNG 78464A755 357 8200 SH SOLE 0 0 8200 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 11 200 SH SOLE 0 0 200 SPDR SERIES TRUST DB INT GVT ETF 78464A490 1 18 SH SOLE 0 0 18 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 285 6250 SH SOLE 0 0 6250 TC PIPELINES LP UT COM LTD PRT 87233Q108 104 2300 SH SOLE 0 0 2300 TELEFONICA S A SPONSORED ADR 879382208 66 5000 SH SOLE 0 0 5000 TEMPLETON EMERG MKTS INCOME COM 880192109 25 1485 SH SOLE 0 0 1485 TRANSOCEAN LTD REG SHS H H8817H100 112 2500 SH SOLE 0 0 2500 UNITED TECHNOLOGIES CORP COM 913017109 8 100 SH SOLE 0 0 100 URANIUM ENERGY CORP COM 916896103 37 14100 SH SOLE 0 0 14100 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1 14 SH SOLE 0 0 14 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2 26 SH SOLE 0 0 26 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2 31 SH SOLE 0 0 31 VERIZON COMMUNICATIONS INC COM 92343V104 180 3941 SH SOLE 0 0 3941 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 143 5000 SH SOLE 0 0 5000 WESTERN ASSET EMRG MKT INCM COM 95766E103 10 597 SH SOLE 0 0 597 WESTERN ASSET HIGH INCM FD I COM 95766H106 39 4100 SH SOLE 0 0 4100 WINDSTREAM CORP COM 97381W104 54 5362 SH SOLE 0 0 5362 YAMANA GOLD INC COM 98462Y100 104 5430 SH SOLE 0 0 5430 ZIMMER HLDGS INC COM 98956P102 7 100 SH SOLE 0 0 100