0001535293-16-000014.txt : 20161114
0001535293-16-000014.hdr.sgml : 20161111
20161114095642
ACCESSION NUMBER: 0001535293-16-000014
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: J.Safra Asset Management Corp
CENTRAL INDEX KEY: 0001535293
IRS NUMBER: 200904999
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17161
FILM NUMBER: 161991481
BUSINESS ADDRESS:
STREET 1: 546 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-704-5553
MAIL ADDRESS:
STREET 1: 546 FIFTH AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: Safra Asset Management
DATE OF NAME CHANGE: 20111118
13F-HR
1
primary_doc.xml
13F-HR
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false
true
false
0001535293
XXXXXXXX
09-30-2016
09-30-2016
J.Safra Asset Management Corp
546 FIFTH AVENUE
NEW YORK
NY
10036
13F HOLDINGS REPORT
028-17161
N
R. Travis Otten
Chief Compliance Officer
212 704 9283
R. Travis Otten
New York
NY
11-14-2016
0
149
57071
false
INFORMATION TABLE
2
13F092016.xml
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
149
752
SH
SOLE
752
0
0
AT&T INC
COM
00206R102
52
1274
SH
SOLE
1274
0
0
ABBOTT LABS
COM
002824100
23
545
SH
SOLE
545
0
0
ABBVIE INC
COM
00287Y109
32
507
SH
SOLE
507
0
0
ACUITY BRANDS INC
COM
00508Y102
45
169
SH
SOLE
169
0
0
AETNA INC NEW
COM
00817Y108
33
289
SH
SOLE
289
0
0
AKORN INC
COM
009728106
19
692
SH
SOLE
692
0
0
ALASKA AIR GROUP INC
COM
011659109
27
414
SH
SOLE
414
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
28
129
SH
SOLE
129
0
0
ALTRIA GROUP INC
COM
02209S103
30
482
SH
SOLE
482
0
0
AMERIPRISE FINL INC
COM
03076C106
28
279
SH
SOLE
279
0
0
AMGEN INC
COM
031162100
34
202
SH
SOLE
202
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
141
1071
SH
SOLE
1071
0
0
APPLE INC
COM
037833100
63
560
SH
SOLE
560
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
13
383
SH
SOLE
383
0
0
BCE INC
COM NEW
05534B760
28
602
SH
SOLE
602
0
0
BP PLC
SPONSORED ADR
055622104
94
2669
SH
SOLE
2669
0
0
BARD C R INC
COM
067383109
38
171
SH
SOLE
171
0
0
BARCLAYS PLC
ADR
06738E204
29
3377
SH
SOLE
3377
0
0
B/E AEROSPACE INC
COM
073302101
35
681
SH
SOLE
681
0
0
BECTON DICKINSON & CO
COM
075887109
43
240
SH
SOLE
240
0
0
BOEING CO
COM
097023105
44
332
SH
SOLE
332
0
0
BROADRIDGE FINANCIAL SOLUTIONS INC
COM
11133T103
44
644
SH
SOLE
644
0
0
CDW CORPORATION
COM
12514G108
39
854
SH
SOLE
854
0
0
CMS ENERGY CORP
COM
125896100
30
724
SH
SOLE
724
0
0
CNOOC LTD
SPONSORED ADR
126132109
15
120
SH
SOLE
120
0
0
CVS HEALTH CORP
COM
126650100
29
327
SH
SOLE
327
0
0
CAMDEN PPTY TR
SH BEN INT
133131102
39
461
SH
SOLE
461
0
0
CARNIVAL PLC
ADR
14365C103
111
2262
SH
SOLE
2262
0
0
CARTER INC
COM
146229109
29
337
SH
SOLE
337
0
0
CHEVRON CORP
NEW COM
166764100
72
695
SH
SOLE
695
0
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
53
1905
SH
SOLE
1905
0
0
CHURCH & DWIGHT INC
COM
171340102
93
1944
SH
SOLE
1944
0
0
CISCO SYSTEMS INC
COM
17275R102
66
2076
SH
SOLE
2076
0
0
CINTAS CORP
COM
172908105
44
392
SH
SOLE
392
0
0
CITIGROUP INC
COM NEW
172967424
27
570
SH
SOLE
570
0
0
COMCAST CORP
NEW CL A
20030N101
35
524
SH
SOLE
524
0
0
CONOCOPHILLIPS
COM
20825C104
24
557
SH
SOLE
557
0
0
COSTCO WHSL CORP NEW
COM
22160K105
25
162
SH
SOLE
162
0
0
D R HORTON INC
COM
23331A109
30
978
SH
SOLE
978
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
40
433
SH
SOLE
433
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
32
471
SH
SOLE
471
0
0
ECOLAB INC
COM
278865100
31
253
SH
SOLE
253
0
0
EQUIFAX INC
COM
294429105
46
342
SH
SOLE
342
0
0
EXXON MOBIL CORP
COM
30231G102
35
399
SH
SOLE
399
0
0
GENERAL ELECTRIC CO
COM
369604103
30
1017
SH
SOLE
1017
0
0
GENUINE PARTS CO
COM
372460105
24
241
SH
SOLE
241
0
0
GILEAD SCIENCES INC
COM
375558103
23
285
SH
SOLE
285
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
26
160
SH
SOLE
160
0
0
GRACO INC
COM
384109104
36
491
SH
SOLE
491
0
0
HCP INC
COM
40414L109
24
644
SH
SOLE
644
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
19
515
SH
SOLE
515
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
34
945
SH
SOLE
945
0
0
HANESBRANDS INC
COM
410345102
19
737
SH
SOLE
737
0
0
HEALTHCARE SVCS GRP INC
COM
421906108
30
762
SH
SOLE
762
0
0
HENRY JACK & ASSOC INC
COM
426281101
42
496
SH
SOLE
496
0
0
IMAX CORP
COM
45245E109
91
3136
SH
SOLE
3136
0
0
ING GROEP N V
SPONSORED ADR
456837103
112
9038
SH
SOLE
9038
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
44
306
SH
SOLE
306
0
0
INTL PAPER CO
COM
460146103
26
552
SH
SOLE
552
0
0
ISHARES TR SELECT DIVID
ETF
464287168
330
3852
SH
SOLE
3852
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
75
2016
SH
SOLE
2016
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
109
882
SH
SOLE
882
0
0
ISHARES TR GLOB HLTHCRE
ETF
464287325
780
7746
SH
SOLE
7746
0
0
ISHARES TR 20 YR TR BD
ETF
464287432
6163
44817
SH
SOLE
44817
0
0
ISHARES TR 7-10 Y TR BD
ETF
464287440
11167
99814
SH
SOLE
99814
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
1176
11288
SH
SOLE
11288
0
0
ISHARES TR IBOXX HI YD
ETF
464288513
1650
18905
SH
SOLE
18905
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
149
5073
SH
SOLE
5073
0
0
ISHARES TR
HDG MSCI JAPAN
46434V886
248
10000
SH
SOLE
10000
0
0
JPMORGAN CHASE & CO
COM
46625H100
26
383
SH
SOLE
383
0
0
JOHNSON & JOHNSON
COM
478160104
71
602
SH
SOLE
602
0
0
KIMBERLY CLARK CORP
COM
494368103
81
642
SH
SOLE
642
0
0
LAM RESEARCH CORP
COM
512807108
44
464
SH
SOLE
464
0
0
LENNOX INTL INC
COM
526107107
44
281
SH
SOLE
281
0
0
ELI LILLY & CO
COM
532457108
17
211
SH
SOLE
211
0
0
LINEAR TECHNOLOGY CORP
COM
535678106
50
843
SH
SOLE
843
0
0
LOWES COS INC
COM
548661107
30
422
SH
SOLE
422
0
0
MACYS INC
COM
55616P104
18
482
SH
SOLE
482
0
0
MASTERCARD INCORPORATED
CLA A
57636Q104
33
329
SH
SOLE
329
0
0
MCKESSON CORP
COM
58155Q103
24
143
SH
SOLE
143
0
0
METLIFE INC
COM
59156R108
18
409
SH
SOLE
409
0
0
MICROSOFT CORP
COM
594918104
75
1299
SH
SOLE
1299
0
0
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADR
606822104
85
16897
SH
SOLE
16897
0
0
NEWELL BRANDS INC
COM
651229106
30
564
SH
SOLE
564
0
0
NEXTERA ENERGY INC
COM
65339F101
30
247
SH
SOLE
247
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
94
1189
SH
SOLE
1189
0
0
OCEANEERING INTL INC
COM
675232102
22
810
SH
SOLE
810
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
31
868
SH
SOLE
868
0
0
PNC FINL SVCS GROUP INC
COM
693475105
30
329
SH
SOLE
329
0
0
PACCAR INC
COM
693718108
33
556
SH
SOLE
556
0
0
PEPSICO INC
COM
713448108
34
315
SH
SOLE
315
0
0
PETROLEO BRASILEIRO SA PETROBRAS SPONSORED ADR
SPONSORED ADR
71654V408
251
26850
SH
SOLE
26850
0
0
PFIZER INC
COM
717081103
57
1684
SH
SOLE
1684
0
0
PHILIP MORRIS INTL INC
COM
718172109
29
303
SH
SOLE
303
0
0
PIMCO ETF TR
TTL RTN ACTV ETF
72201R775
183
1695
SH
SOLE
1695
0
0
POLARIS INDS INC
COM
731068102
20
259
SH
SOLE
259
0
0
POWERSHARES QQQ TRUST SERIES 1
UNIT SER 1
73935A104
8495
71558
SH
SOLE
71558
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
29
567
SH
SOLE
567
0
0
QUALCOMM INC
COM
747525103
21
309
SH
SOLE
309
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
37
637
SH
SOLE
637
0
0
RAYTHEON CO
COM NEW
755111507
32
235
SH
SOLE
235
0
0
REYNOLDS AMERICAN INC
COM
761713106
57
1208
SH
SOLE
1208
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
54
1612
SH
SOLE
1612
0
0
ROBERT HALF INTL INC
COM
770323103
25
650
SH
SOLE
650
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
25
469
SH
SOLE
469
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2994
13841
SH
SOLE
13841
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
198
1578
SH
SOLE
1578
0
0
SPDR SERIES TRUST S&P DIVID
ETF
78464A763
5684
67383
SH
SOLE
67383
0
0
SCHLUMBERGER LTD
COM
806857108
113
1438
SH
SOLE
1438
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
21
662
SH
SOLE
662
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
74
1028
SH
SOLE
1028
0
0
SELECT SECTOR SPDR TRUST THE FINANCIAL SELECT SECTOR SPDR FUND
SBI INT-FINL
81369Y605
6297
326262
SH
SOLE
326262
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369Y860
38
1164
SH
SOLE
1164
0
0
SKYWORKS SOLUTIONS INC
COM
83088M102
30
391
SH
SOLE
391
0
0
SNAP ON INC
COM
833034101
32
211
SH
SOLE
211
0
0
STANLEY BLACK & DECKER INC
COM
854502101
40
327
SH
SOLE
327
0
0
STARBUCKS CORP
COM
855244109
31
580
SH
SOLE
580
0
0
STERICYCLE INC
COM
858912108
17
216
SH
SOLE
216
0
0
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
102
15042
SH
SOLE
15042
0
0
SUNTRUST BKS INC
COM
867914103
32
738
SH
SOLE
738
0
0
SYMANTEC CORP
COM
871503108
20
785
SH
SOLE
785
0
0
TARGET CORP
COM
87612E106
28
402
SH
SOLE
402
0
0
TESORO CORP
COM
881609101
23
292
SH
SOLE
292
0
0
TESLA MOTORS INC
COM
88160R101
1020
5000
SH
SOLE
5000
0
0
TEXAS ROADHOUSE INC
COM
882681109
35
909
SH
SOLE
909
0
0
3M CO
COM
88579Y101
49
280
SH
SOLE
280
0
0
THE TRAVELERS COMPANIES INC
COM
89417E109
25
221
SH
SOLE
221
0
0
VERIZON COMMUNICATIONS
COM
92343V104
32
620
SH
SOLE
620
0
0
VODAFONE GROUP PLC NEW
SPNSR ADR
92857W308
14
466
SH
SOLE
466
0
0
WELLS FARGO & CO NEW
COM
949746101
67
1519
SH
SOLE
1519
0
0
WELLTOWER INC
COM
95040Q104
28
379
SH
SOLE
379
0
0
WHOLE FOODS MKT INC
COM
966837106
10
354
SH
SOLE
354
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
2903
67652
SH
SOLE
67652
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
1269
23608
SH
SOLE
23608
0
0
WOLVERINE WORLD WIDE INC
COM
978097103
28
1222
SH
SOLE
1222
0
0
XCEL ENERGY INC
COM
98389B100
32
769
SH
SOLE
769
0
0
ALLERGAN PLC
SHS
G0177J108
129
560
SH
SOLE
560
0
0
AMDOCS LTD
SHS
G02602103
32
556
SH
SOLE
556
0
0
ACCENTURE PLC IRELAND SHS CL A
SHS CLA A
G1151C101
144
1181
SH
SOLE
1181
0
0
DELPHI AUTOMOTIVE PLC SHS US LISTED
SHS
G27823106
130
1817
SH
SOLE
1817
0
0
JAZZ PHARMACEUTICALS PLC
SHS
G50871105
87
715
SH
SOLE
715
0
0
ALLIED WRLD ASSUR COM HLDG A
SHS
H01531104
115
2845
SH
SOLE
2845
0
0
UBS GROUP AG
SHS
H42097107
35
2605
SH
SOLE
2605
0
0
CORE LABORATORIES NV
COM
N22717107
35
309
SH
SOLE
309
0
0
LYONDELLBASELL INDUSTRIES N V
SHS - A -
N53745100
140
1737
SH
SOLE
1737
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
148
1455
SH
SOLE
1455
0
0
SENSATA TECHNOLOGIES HLDG NV
SHS
N7902X106
84
2167
SH
SOLE
2167
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
27
359
SH
SOLE
359
0
0