0001535227-16-000008.txt : 20161114
0001535227-16-000008.hdr.sgml : 20161111
20161114142029
ACCESSION NUMBER: 0001535227-16-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Peregrine Asset Advisers, Inc.
CENTRAL INDEX KEY: 0001535227
IRS NUMBER: 931047927
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14608
FILM NUMBER: 161993641
BUSINESS ADDRESS:
STREET 1: 9755 SW BARNERS RD SUITE 295
CITY: PORTLAND
STATE: OR
ZIP: 97225
BUSINESS PHONE: 503.459.4651
MAIL ADDRESS:
STREET 1: 9755 SW BARNERS RD SUITE 295
CITY: PORTLAND
STATE: OR
ZIP: 97225
13F-HR
1
primary_doc.xml
13F-HR
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0001535227
XXXXXXXX
09-30-2016
09-30-2016
Peregrine Asset Advisers, Inc.
9755 SW BARNERS RD SUITE 295
PORTLAND
OR
97225
13F HOLDINGS REPORT
028-14608
N
Marilyn Scofiled
Admin
5034594651
Marilyn Scofield
Portland
OR
11-14-2016
1
120
158905
false
2
028-11324
Cobiz Capital Management
INFORMATION TABLE
2
13ftable3Q2016.xml
13F HOLDINGS 3Q 2016
Abbot Labs
COM
002824100
237
5600
SH
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0
0
0
5600
Advanced Micro Devices
COM
007903107
139
20150
SH
SOLE
0
0
0
20150
Alibaba
SPONSORED ADS
01609W102
361
3414
SH
SOLE
0
0
0
3414
Alphabet Class A
COM
02079K305
2026
2520
SH
SOLE
0
0
0
2520
Alphabet Class A
COM
02079K305
94
117
SH
OTR
2
0
0
117
Alphabet Class C
COM
02079K107
2745
3532
SH
SOLE
0
0
0
3532
Amazon
COM
023135106
6613
7898
SH
SOLE
0
0
0
7898
Amazon
COM
023135106
162
194
SH
OTR
2
0
0
194
Amgen
COM
031162100
917
5500
SH
SOLE
0
0
0
5500
Anadrako Pete
COM
032511107
3463
7898
SH
SOLE
0
0
0
7898
Anadarko Pete
COM
032511107
29
450
SH
OTR
2
0
0
450
Apple
COM
037833100
1278
11306
SH
SOLE
0
0
0
11306
Apple
COM
037833100
185
1635
SH
OTR
2
0
0
1635
Applied Materials
COM
038222105
302
10000
SH
SOLE
0
0
0
10000
ASML Holding N V
N Y REGISTRY SHS
N07059210
329
3000
SH
SOLE
0
0
0
3000
AT&T
COM
00206R102
529
13027
SH
SOLE
0
0
0
13027
Autodesk
COM
052769106
527
2895
SH
SOLE
0
0
0
2895
Baidu
SPONSORED ADS
056752108
536
3245
SH
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0
0
0
3245
Blackrock Taxable Muni Trst
SHS
09248X100
1054
43958
SH
SOLE
0
0
0
43958
Biomarin Pharaceutical
COM
09061G101
278
3000
SH
SOLE
0
0
0
3000
Boeing
COM
097023105
302
2290
SH
SOLE
0
0
0
2290
Boeing
COM
097023105
77
586
SH
OTR
2
0
0
586
Broadcom Ltd.
COM
Y09827109
345
2000
SH
SOLE
0
0
0
2000
Caesarstone
COM
M20598104
283
7500
SH
SOLE
0
0
0
7500
Calavo Growers
COM
128246105
294
4500
SH
SOLE
0
0
0
4500
Caterpillar
COM
149123101
721
8121
SH
SOLE
0
0
0
8121
Chevron
COM
166764100
294
2852
SH
SOLE
0
0
0
2852
Chevron
COM
166764100
72
695
SH
OTR
2
0
0
695
Cintas
COM
172908105
2576
22881
SH
SOLE
0
0
0
22881
Cisco Sys
COM
17275R102
330
10410
SH
SOLE
0
0
0
10410
Clorox
COM
189054109
647
5167
SH
SOLE
0
0
0
5167
Columbia Banking Systems
COM
197236102
498
15217
SH
SOLE
0
0
0
15217
Conagra Foods
COM
205887102
257
5458
SH
SOLE
0
0
0
5458
Costco Wholesale
COM
22160K105
417
2731
SH
SOLE
0
0
0
2731
Costco Wholesale
COM
22160K105
102
666
SH
OTR
2
0
0
666
Diamondback Energy
COM
25278X109
4048
41929
SH
SOLE
0
0
0
41929
Disney Walt Co
COM
254687106
226
2436
SH
SOLE
0
0
0
2436
Disney Walt Co
COM
254687106
80
863
SH
OTR
2
0
0
863
Doubleline Opportunistic Fd
COM
258523107
1289
50198
SH
SOLE
0
0
0
50198
Dover Corp
COM
260003108
7471
101451
SH
SOLE
0
0
0
101451
Enterprise Prods Partners
COM
293792107
340
12293
SH
SOLE
0
0
0
12293
Essex Ppty Tr
COM
297178105
314
1409
SH
SOLE
0
0
0
1409
Exact Sciences
COM
30063P105
873
47000
SH
SOLE
0
0
0
47000
Exxon Mobil
COM
30231G102
934
10698
SH
SOLE
0
0
0
10698
Facebook
COM
30303M102
5040
39290
SH
SOLE
0
0
0
39290
Facebook
COM
30303M102
120
936
SH
OTR
2
0
0
936
Fedex Corp
COM
31428X106
140
800
SH
SOLE
0
0
0
800
Fedex Corp
COM
31428X106
88
503
SH
OTR
2
0
0
503
Frontier Communications
COM
35906A108
94
22643
SH
SOLE
0
0
0
22643
General Electric
COM
369604103
359
12129
SH
SOLE
0
0
0
12129
General ELectric
COM
369604103
77
2600
SH
OTR
2
0
0
2600
Government PPTYS Income Tr
COM SHS BEN INT
38376A103
4636
204956
SH
SOLE
0
0
0
204956
Holly Energy Partners
COM UT LTD PTN
435763107
3513
103540
SH
SOLE
0
0
0
103540
Home Depot
COM
437076102
217
1687
SH
SOLE
0
0
0
1687
Horizon Pharma
COM
G4617B105
2805
154704
SH
SOLE
0
0
0
154704
IBM
COM
459200101
240
1510
SH
SOLE
0
0
0
1510
India Fund
COM
454089103
382
15375
SH
SOLE
0
0
0
15375
Intel Corp
COM
458140100
3797
100586
SH
SOLE
0
0
0
100586
Ishares IBOXX INV CP
ETF
464287242
776
6300
SH
SOLE
0
0
0
6300
Ishares Mtg Real Estate
ETF
464288539
3591
341642
SH
SOLE
0
0
0
341642
Ishares JP Mor Em Mkt
ETF
464288281
805
6869
SH
SOLE
0
0
0
6869
Ishares MSCI Mex Cap
ETF
464286822
251
5168
SH
SOLE
0
0
0
5168
Ishares Select Divid
ETF
464287168
1233
14389
SH
SOLE
0
0
0
14389
Johnson&Johnson
COM
478160104
324
2746
SH
SOLE
0
0
0
2746
Johnson&Johnson
COM
478160104
126
1066
SH
OTR
2
0
0
1066
JPMorgan Chase & Co
COM
46625H100
219
3295
SH
SOLE
0
0
0
3295
JPMorgan Chase & Co
COM
46625H100
128
1917
SH
OTR
2
0
0
1917
L-3 communications
COM
502424104
452
3000
SH
SOLE
0
0
0
3000
Lam Research
COM
512807108
284
3000
SH
SOLE
0
0
0
3000
LED Medical Diagnostics
COM
50184T109
6144
85000
SH
SOLE
0
0
0
85000
Micron Technology
COM
595112103
147
10650
SH
SOLE
0
0
0
10650
Microsoft
COM
594918104
1169
20292
SH
SOLE
0
0
0
20292
Nasdaq Inc.
COM
631103108
371
5500
SH
SOLE
0
0
0
5500
Netflix
COM
64110L106
3861
39180
SH
SOLE
0
0
0
39180
Nike
COM
654106103
1721
32688
SH
SOLE
0
0
0
32688
Nike
COM
654106103
69
1318
SH
OTR
2
0
0
1318
Northrop Grumman
COM
666807102
475
2220
SH
SOLE
0
0
0
2220
Northwest Nat Gas Co
COM
667655104
209
3480
SH
SOLE
0
0
0
3480
Nvidia
COM
67066G104
3788
55276
SH
SOLE
0
0
0
55276
Oneok
COM
682680103
257
5000
SH
SOLE
0
0
0
5000
Oracle
COM
68389X105
187
4750
SH
SOLE
0
0
0
4750
Oracle
COM
68389X105
73
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SH
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2
0
0
1861
Pfizer
COM
717081103
246
7254
SH
SOLE
0
0
0
7254
Pimco ETF Tr 0-5 Yr High Yield
0-5 High Yield
72201R783
2198
22086
SH
SOLE
0
0
0
22086
Procter & Gamble
COM
742718109
287
3202
SH
SOLE
0
0
0
3202
ProShares Ultra S&P 500
PSHS ULSHT SP500
74347R107
284
4000
SH
SOLE
0
0
0
4000
ProShares Ultra Pro Shrt QQQ
ULTRAPRO SH NW14
74348A418
2946
220353
SH
SOLE
0
0
0
220353
ProShares Ultrashort Dow 30
PSHS ULDOW30 NEW
74348A590
3325
197322
SH
SOLE
0
0
0
197322
Public Storage Inc
COM
74460D109
263
1177
SH
SOLE
0
0
0
1177
Qualcomm Inc
COM
747525103
431
6290
SH
SOLE
0
0
0
6290
Randgold Res Ltd
ADR
752344309
2635
26333
SH
SOLE
0
0
0
26333
SBA Communications
COM
78388J106
336
3000
SH
SOLE
0
0
0
3000
Scotts Miracle Gro
COM
810186106
3786
45469
SH
SOLE
0
0
0
45469
Sherwin Williams
COM
824348106
636
2300
SH
SOLE
0
0
0
2300
S&P 500 Depository Receipt
TR UNIT
78462F103
458
2117
SH
SOLE
0
0
0
2117
Spdr Emrg Middle East
Mideast Africa
78463X806
747
12454
SH
SOLE
0
0
0
12454
Starbucks
COM
855244109
324
5992
SH
SOLE
0
0
0
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Sysco
COM
871829107
294
5992
SH
SOLE
0
0
0
5992
Tallgrass Energy Ptnrs LP
SHS CL A
871829107
2750
57046
SH
SOLE
0
0
0
57046
Tesla Motors
COM
88160R101
393
1927
SH
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0
0
0
1927
3M
COM
88579Y101
293
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SH
SOLE
0
0
0
1665
3M
COM
88579Y101
53
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SH
OTR
2
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0
300
Tesoro
COM
881609101
4090
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SH
SOLE
0
0
0
40804
Texas Capital Bancshares
COM
88224Q107
3813
69434
SH
SOLE
0
0
0
69434
Tyson Foods CL A
COM
902494103
3183
42632
SH
SOLE
0
0
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42632
Union Pacific
COM
907818108
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SH
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Unitedhealth Group
COM
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200
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SH
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0
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0
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Unitedhealth Group
COM
91324P102
100
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SH
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2
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0
712
US Bancorp
COM
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1156
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SH
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0
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0
26956
VanEck Vectors Agribusiness
ETF
92189F700
396
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SH
SOLE
0
0
0
7925
VanEck Vectors Russia
ETF
92189F403
3294
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SH
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0
0
0
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Vanguard Reit
ETF
922908553
3975
45821
SH
SOLE
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0
45821
Vanguard Star Fd
ETF
921909768
235
4971
SH
SOLE
0
0
0
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Ventas
COM
983134107
4186
57489
SH
SOLE
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Verizon Comm
COM
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632
12157
SH
SOLE
0
0
0
12157
Wabco Hldgs
COM
92927K102
416
3667
SH
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0
0
0
3667
Wells Fargo & Co
COM
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129
2897
SH
SOLE
0
0
0
2897
Wells Fargo & Co
COM
949746101
78
1749
SH
OTR
2
0
0
1749
Western Refining
COM
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5950
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SH
SOLE
0
0
0
224868
Weyerhaeuser Co
COM
962166104
217
6800
SH
SOLE
0
0
0
6800