0001535227-12-000004.txt : 20120216 0001535227-12-000004.hdr.sgml : 20120216 20120216163257 ACCESSION NUMBER: 0001535227-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120216 DATE AS OF CHANGE: 20120216 EFFECTIVENESS DATE: 20120216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Peregrine Asset Advisers, Inc. CENTRAL INDEX KEY: 0001535227 IRS NUMBER: 931047927 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14608 FILM NUMBER: 12619739 BUSINESS ADDRESS: STREET 1: 9755 SW BARNERS RD SUITE 295 CITY: PORTLAND STATE: OR ZIP: 97225 BUSINESS PHONE: 503.459.4651 MAIL ADDRESS: STREET 1: 9755 SW BARNERS RD SUITE 295 CITY: PORTLAND STATE: OR ZIP: 97225 13F-HR 1 peregrine13hfiling_12312012.txt 13F FILING 12-31-11 United States Securities and Exchange Commission Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: 12/31/11 Check here if Amendment []; Amendment Number: 1 This Amendment (Check only one.): [] is a restatement. [X] adds new holdings entries. Peregrine Asset Advisers, Inc. 9755 SW Barnes Rd Suite 295 Portland, OR 97225 Form 13F File Number 28-14608 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Name : Dan Botti Title: Principal Phone: 503.459.4651 Signature, Place, and Date of Signing Dan Botti Portland, Oregon Feb 16, 2012 Signature [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [] 13F NOTICE. (check here if no holdings reported are in this report, and all holdings are reported by other managers(s).) [] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manger are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 123 Form 13F Information Table Value Total: 69,375 (thousands) List of Other Included Managers: Provide a numbered list of the names(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and the list entries.] No. Form 13F File Number Name 02 28-11324 Cobiz Capital Management 03 28-7018 Summit Capital Management Master List of Securities As of 09/30/2011 TITLE CUSIP VALUE SHRs or SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITy NAME OF ISSUER OF CLASS (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE Amer 1st Tax Exempt Invest MLP LP 02364V107 461 93,300 SH SOLE 93,300 American Water Wrks COM 30411102 343 10,771 SH SOLE 10,771 Amerigroup COM 03073T102 418 7,075 SH SOLE 7,075 Antares Pharma COM 36642106 113 51,234 SH SOLE 51,234 Apple COM 37833100 3014 7,444 SH SOLE 7,444 Apple COM 37833100 90 221 SH SH-OTHER 02 221 Arcos Dorados COM 037833100 110 5,350 SH SOLE 5,350 Arcos Dorados COM 037833100 107 5,200 SH SH-OTHER 03 5,200 Ares Capital COM 04010L103 440 28,500 SH SOLE 28,900 Avago Technologies COM Y0486S104 1,085 37,600 SH SOLE 37,600 Avalonbay Communities UT 53484101 3,133 23,990 SH SOLE 23,990 Baidu .Com COM 56752108 483 4,150 SH SOLE 4,150 Bankrate COM 06647F102 845 39,300 SH SOLE 39,300 Barrick Gold COM 67901108 240 5,300 SH SOLE 5,300 Biglari Hldgs COM 08986R101 479 1,300 SH SOLE 1,300 Bio Rad Labs COM 90572207 230 2,400 SH SOLE 2,400 Biogen Idec COM 09062X103 1,021 9,281 SH SOLE 9,281 BJ's Restaurants COM 09180C106 272 6,000 SH SOLE 6,000 Cabot Oil & Gas Cp Com COM 127097103 1,199 15,800 SH SOLE 15,800 Cadence Pharamceuticals COM 12738T100 106 27,232 SH SOLE 27,232 Calypte Biomedical New COM 131722605 0 40,000 SH SOLE 40,000 Caterpillar COM 149123101 490 5,419 SH SOLE 5,419 Caterpillar COM 149123101 82 900 SH SH-OTHER 03 900 Celegene COM 151020104 1,440 21,300 SH SOLE 21,300 Chesapeake Midstream MLP 16524K108 447 15,400 SH SOLE 15,400 Chevron-Texaco COM 166751107 340 3,194 SH SOLE 3,194 Chimera Invst COM 125527101 311 123,830 SH SOLE 123,830 Chimera Invst COM 125527101 113 45,000 SH SH-OTHER 03 45,000 Cigna High Income COM 12551D109 78 36,007 SH SOLE 36,007 Cliffs Natural Resources COM 185896107 733 11,750 SH SOLE 11,750 Clorox COM 189054109 266 4,000 SH SOLE 4,000 Columbia Banking Systems COM 197236102 293 15,217 SH SOLE 15,217 Commercial Net Lease COM 202218103 245 9,300 SH SOLE 9,300 Costco Wholesale COM 22160K105 264 3,165 SH SOLE 3,165 Costco Wholesale COM 22160K105 60 723 SH SOLE 723 Craft Brewers Alliance COM 224122101 78 13,000 SH SOLE 13,000 Cubist Pharmaceuticals COM 229678107 1,272 32,100 SH SOLE 32,100 Danone SPONS AD23636T100 352 27,899 SH SOLE 582 27,899 Deutsche Bank COM D18190898 1,325 34,985 SH SOLE 34,985 Digital Rlty Tr COM 253868103 2,650 39,755 SH SOLE 39,755 Ebay COM 278642103 1,694 55,850 SH SOLE 55,850 Enbridge Energy Partners MLP 511557100 266 8,000 SH SOLE 8,000 Energy Transfer partners MLP 29273R109 550 12,000 SH SOLE 12,000 Enterprise Products Partners MLP 293792107 497 10,706 SH SOLE 10,706 EOG Resources COM 26875P101 296 3,000 SH SOLE 3,000 EV Energy Partners MLP 26926V107 264 4,000 SH SOLE 4,000 Exxon Mobil COM 30231G102 1,144 13,491 SH SOLE 13,491 Exxon Mobil COM 30231G102 144 1,700 SH SH-OTHER 03 1,700 Frontier Communications COM 35906A108 123 23,798 SH SOLE 23,798 General Electric COM 369604103 151 8.387 SH SOLE 8,387 General Electric COM 369604103 10 576 SH SH-OTHER 02 576 General Electric COM 369604103 159 8,900 SH SH-OTHER 03 8,900 General Mills COM 370334104 1,185 29,325 SH SOLE 29,235 Genuine Parts COM 372460105 1,536 25,100 SH SOLE 25,100 Google COM 38259P508 7,671 11,876 SH SOLE 11,876 Google COM 38259P508 59 92 SH SH-OTHER 02 92 Heineken SPONS AD423012202 209 9,000 SH SOLE 9,000 Hersha Hospitality Trust UT 427825104 56 11,400 SH SOLE 11,400 Hertz Global COM 42805T105 328 28,001 SH SOLE 28,001 Holly Frontier COM 436106108 503 21,500 SH SOLE 21,500 Home Depot COM 437076102 205 4,878 SH SOLE 4,878 IBM COM 459200101 276 1,500 SH SOLE 1,500 IBM COM 459200101 74 404 SH SH-OTHER 02 404 IHS COM 451734107 258 3,000 SH SOLE 3,000 Intel Corp COM 458140100 539 22,227 SH SOLE 22,227 Invesco Mortgage Capital COM 46131B100 237 16,885 SH SOLE 16,885 Ishares MSCI Emrg Mkt COM 464287234 300 7,900 SH SOLE 7,900 Ishares Russell 2000 Index COM 464287655 41 556 SH SOLE 556 Ishares Russell 2000 Index COM 464287655 171 2,325 SH SH-OTHER 03 2,325 Ishares Tr 20+ Treas Index COM 464287432 307 2,530 SH SOLE 2,530 Ishares Tr Barclays Tips COM 464287176 222 1,900 SH SOLE 1,900 Johnson&Johnson COM 478160104 167 2,548 SH SOLE 2,548 Johnson&Johnson COM 478160104 48 729 SH SH-OTHER 02 729 LKQ Corp COM 501889208 283 9,400 SH SOLE 9,400 Managed High Yield Plus Fd In MF 561911108 256 119,962 SH SOLE 119,962 MarkWest Energy MLP 570759100 897 16,300 SH SOLE 16,300 Medco Health COM 58405U102 239 4,268 SH SOLE 4,268 Mellanox Technologies COM M51363113 216 6,650 SH SOLE 6,650 MFA Mtg Invts COM 55272X102 280 41,715 SH SOLE 41,715 Microsoft COM 594918104 590 22,746 SH SOLE 22,746 Momenta Pharmaceuticals COM 60877T100 436 25,100 SH SOLE 25,100 Monster Beverage COM 611740101 553 6,000 SH SOLE 6,000 MSGI Security Solutions COM 553570102 0 50,000 SH SOLE 50,000 NeoPhotonics COM 64051T100 79 17,200 SH SOLE 17,200 Nextera Energy COM 65339F101 1,663 27,322 SH SOLE 27,322 Nike COM 654106103 936 9,709 SH SOLE 9,709 Onyx Pharmaceuticals COM 683399109 1,151 26,200 SH SOLE 26,200 Pengrowth Energy COM 70706P104 178 16,900 SH SOLE 16,900 Penske Automotive COM 70959W103 1,127 58,551 SH SOLE 58,551 Plum Creek Timber COM 729251108 163 4,450 SH SOLE 4,450 Plum Creek Timber COM 729251108 124 3,400 SH SH-OTHER 03 3,400 Polaris Inds COM 731068102 313 5,600 SH SOLE 5,600 Powerlock Intl COM 73933J107 0 1,193,857 SH SOLE 1,193,857 Procter & Gamble COM 742718109 263 3,946 SH SOLE 3,946 Public Storage COM 74460D109 340 2,527 SH SOLE 2,527 Qsgi Inc COM 74729D106 1 22,900 SH SOLE 22,900 Qualcomm Inc COM 747525103 328 5,990 SH SOLE 5,990 Qualcomm Inc COM 747525103 50 916 SH SH-OTHER 02 916 Questor Pharmaceuticals COM 74835Y101 1,108 26,650 SH SOLE 26,650 Rockwood Hldgs COM 774415103 695 17,650 SH SOLE 17,650 Rollins COM 775711104 782 35,207 SH SOLE 35,207 S&P 500 Depository Receipt COM 78462F103 274 2,180 SH SOLE 2,180 Sara Lee COM 803111103 458 24,200 SH SOLE 24,200 Siemens A G COM 826197501 2,405 25,155 SH SOLE 25,155 Standard Motor Prods COM 853666105 1,181 90,553 SH SOLE 90,553 Starbucks COM 855244109 300 6,525 SH SOLE 6,525 Stepan Chemical COM 858586100 409 5,100 SH SOLE 5,100 Swift Transportation Co COM 87074U101 427 51,800 SH SOLE 51,800 Syngenta COM 87160A100 413 7,000 SH SOLE 7,000 Templeton Emerging Markets COM 880192109 171 10,975 SH SOLE 10,975 Thomas & Betts COM 884315102 770 14,100 SH SOLE 14,100 Towers Watson COM 891894107 1,272 21,225 SH SOLE 21,225 UIL Hldgs COM 902748102 932 26,350 SH SOLE 26,350 Union Pacific COM 907818108 316 2,986 SH SOLE 2,986 US Bancorp COM 902973304 582 21,497 SH SOLE 21,497 US Bancorp COM 902973304 100 3,700 SH SH-OTHER 03 3,700 Verizon Comm COM 92343V104 461 11,480 SH SOLE 11,480 Vital Imaging Inc COM 92847B109 0 30,000 SH SOLE 30,000 Walter Industries COM 93317Q105 840 14,000 SH SOLE 14,000 Yahoo COM 984332106 103 6,390 SH SOLE 6,390 Yahoo COM 984332106 192 11,900 SH SH-OTHER 03 11,900 Znomics Inc COM 98977H105 0 16,667 SH SOLE 16,667 ------------------------------ --------------------------------