0001398344-20-021790.txt : 20201110 0001398344-20-021790.hdr.sgml : 20201110 20201110140252 ACCESSION NUMBER: 0001398344-20-021790 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20201110 DATE AS OF CHANGE: 20201110 EFFECTIVENESS DATE: 20201110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Holloway Wealth Management, LLC CENTRAL INDEX KEY: 0001535164 IRS NUMBER: 203660467 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-20354 FILM NUMBER: 201300599 BUSINESS ADDRESS: STREET 1: 5225 SW 91ST TERRACE CITY: GAINESVILLE STATE: FL ZIP: 32608 BUSINESS PHONE: 3523378177 MAIL ADDRESS: STREET 1: 5225 SW 91ST TERRACE CITY: GAINESVILLE STATE: FL ZIP: 32608 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001535164 XXXXXXXX 12-31-2018 12-31-2018 false Holloway Wealth Management, LLC

5225 SW 91ST TERRACE GAINESVILLE FL 32608

13F HOLDINGS REPORT 028-20354 N Caroline J Holloway 352-337-8177 /s/ Caroline J Holloway Gainesville FL 10-14-2020 0 261 180656 INFORMATION TABLE 2 fp0058047_13fhr-table.xml 13F INFORMATION TABLE ROYAL DUTCH SHELL PLC SPON ADR B 780259107 11391 168070 PRN SOLE 0 0 168070 AT&T INC COM 00206R102 9463 248835 PRN SOLE 0 0 248835 APPLE INC COM 037833100 8335 49476 PRN SOLE 0 0 49476 BANK AMER CORP COM 060505104 7403 252740 PRN SOLE 0 0 252740 CITIGROUP INC COM NEW 172967424 6848 93332 PRN SOLE 0 0 93332 PRINCIPAL GLOBAL DIVERSIFIED INCOME INST'L CLASS M 74254V232 6528 468384 PRN SOLE 0 0 468384 CHIMERA INVT CORP COM NEW 16934Q208 6324 343040 PRN SOLE 0 0 343040 KINDER MORGAN INC DEL COM 49456B101 6255 349659 PRN SOLE 0 0 349659 CISCO SYS INC COM 17275R102 5545 143899 PRN SOLE 0 0 143899 ALTRIA GROUP INC COM 02209S103 5469 78494 PRN SOLE 0 0 78494 OCCIDENTAL PETE CORP DEL COM 674599105 5367 73535 PRN SOLE 0 0 73535 INTEL CORP COM 458140100 5274 114183 PRN SOLE 0 0 114183 GILEAD SCIENCES INC COM 375558103 4924 69404 PRN SOLE 0 0 69404 MACYS INC COM 55616P104 4872 191829 PRN SOLE 0 0 191829 CHEVRON CORP NEW COM 166764100 4742 38141 PRN SOLE 0 0 38141 WALMART INC COM 931142103 4248 43148 PRN SOLE 0 0 43148 GENERAL MTRS CO COM 37045V100 4090 100780 PRN SOLE 0 0 100780 PFIZER INC COM 717081103 3837 104313 PRN SOLE 0 0 104313 BRISTOL MYERS SQUIBB CO COM 110122108 3668 60423 PRN SOLE 0 0 60423 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 3489 29579 PRN SOLE 0 0 29579 VANGUARD SHORT-TERM TAX-EXEMPT FUND INVESTOR CLASS M 922907100 3436 218724 PRN SOLE 0 0 218724 ORINDA INCOME OPPORTUNITIES FUND CLASS I M 74925K151 3417 153042 PRN SOLE 0 0 153042 QUALCOMM INC COM 747525103 3400 53455 PRN SOLE 0 0 53455 DOWDUPONT INC COM 26078J100 3265 46560 PRN SOLE 0 0 46560 NOVARTIS A G SPONSORED ADR 66987V109 3156 37532 PRN SOLE 0 0 37532 AMGEN INC COM 031162100 3129 17866 PRN SOLE 0 0 17866 WHIRLPOOL CORP COM 963320106 2930 17930 PRN SOLE 0 0 17930 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2918 81655 PRN SOLE 0 0 81655 NORTHROP GRUMMAN CORP COM 666807102 2745 9043 PRN SOLE 0 0 9043 SANOFI SPONSORED ADR 80105N105 2718 63172 PRN SOLE 0 0 63172 CENTURYLINK INC COM 156700106 2664 160662 PRN SOLE 0 0 160662 JOHNSON & JOHNSON COM 478160104 2620 18837 PRN SOLE 0 0 18837 VIACOM INC NEW CL B 92553P201 2310 74983 PRN SOLE 0 0 74983 TUPPERWARE BRANDS CORP COM 899896104 1960 31261 PRN SOLE 0 0 31261 ALLERGAN PLC SHS G0177J108 1954 12146 PRN SOLE 0 0 12146 FPA NEW INCOME FUND CLASS A M 302544101 1596 160451 PRN SOLE 0 0 160451 VANGUARD 500 INDEX FUND INVESTOR CLASS M 922908108 1124 4553 PRN SOLE 0 0 4553 VANGUARD TOTAL STOCK MARKET INDEX FUND ADMIRAL CLASS M 922908728 1112 16661 PRN SOLE 0 0 16661 HOME DEPOT INC COM 437076102 860 4666 PRN SOLE 0 0 4666 WILSHIRE 5000 INDEX FUND INST'L CLASS M 971897863 698 33496 PRN SOLE 0 0 33496 FEDERATED HERMES MAX-CAP INDEX FUND SERVICE SHARES M 31420E403 591 46504 PRN SOLE 0 0 46504 DUKE ENERGY CORP NEW COM NEW 26441C204 555 6548 PRN SOLE 0 0 6548 SOUTHERN CO COM 842587107 489 10277 PRN SOLE 0 0 10277 VANGUARD LONG-TERM TAX EXEMPT FUND ADMIRAL CLASS M 922907860 479 41070 PRN SOLE 0 0 41070 AKRE FOCUS FUND INSTL CLASS M 742935125 446 13512 PRN SOLE 0 0 13512 ENTERPRISE PRODS PARTNERS L COM 293792107 374 14090 PRN SOLE 0 0 14090 VANGUARD DIVIDEND GROWTH FUND INVESTOR CLASS M 921908604 370 13948 PRN SOLE 0 0 13948 EDISON INTL COM 281020107 367 6000 PRN SOLE 0 0 6000 VANGUARD TARGET RETIREMENT FUND INCOME INVESTOR CLASS M 92202E102 346 25565 PRN SOLE 0 0 25565 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 344 2590 PRN SOLE 0 0 2590 VANGUARD TARGET RETIREMENT FUND 2015 INVESTOR CLASS M 92202E300 338 24402 PRN SOLE 0 0 24402 EVERSOURCE ENERGY COM 30040W108 307 4826 PRN SOLE 0 0 4826 ZIMMER BIOMET HLDGS INC COM 98956P102 302 2500 PRN SOLE 0 0 2500 ONEOK INC NEW COM 682680103 247 4629 PRN SOLE 0 0 4629 WESTROCK CO COM 96145D105 247 3900 PRN SOLE 0 0 3900 SUNCOR ENERGY INC NEW COM 867224107 235 6400 PRN SOLE 0 0 6400 BRIGHTWATER MEDICAL, INC SERIES A PREFERRED STOCK PP IR1112772 235 549722 PRN SOLE 0 0 549722 EXELON CORP COM 30161N101 228 5512 PRN SOLE 0 0 5512 ALPHABET INC CAP STK CL A 02079K305 221 210 PRN SOLE 0 0 210 MEDTRONIC PLC SHS G5960L103 215 2366 PRN SOLE 0 0 2366 UNITED PARCEL SERVICE INC CL B 911312106 200 1978 PRN SOLE 0 0 1978 INTERNATIONAL BUSINESS MACHS COM 459200101 181 1592 PRN SOLE 0 0 1592 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 178 13306 PRN SOLE 0 0 13306 ALPHABET INC CAP STK CL C 02079K107 177 169 PRN SOLE 0 0 169 MICROSOFT CORP COM 594918104 173 2022 PRN SOLE 0 0 2022 MAGNA INTL INC COM 559222401 170 3000 PRN SOLE 0 0 3000 APACHE CORP COM 037411105 169 4000 PRN SOLE 0 0 4000 NEXTERA ENERGY INC COM 65339F101 165 1059 PRN SOLE 0 0 1059 GENERAL DYNAMICS CORP COM 369550108 162 1032 PRN SOLE 0 0 1032 VERIZON COMMUNICATIONS INC COM 92343V104 145 2742 PRN SOLE 0 0 2742 FIRST EAGLE GLOBAL FUND CLASS I M 32008F606 142 2396 PRN SOLE 0 0 2396 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 135 6859 PRN SOLE 0 0 6859 WELLS FARGO CO NEW PERP PFD CNV A 949746804 131 100 PRN SOLE 0 0 100 TELEFLEX INC COM 879369106 127 504 PRN SOLE 0 0 504 MCDONALDS CORP COM 580135101 116 670 PRN SOLE 0 0 670 LAMAR TEX CONS INDPT SCH DIST ULTD TAX REF BDS 2016 A 4.000 percentage 02/15/31 DTD 02/15/16 MB 513174VT6 115 105000 PRN SOLE 0 0 105000 PIMCO STRATEGIC INCOME FD IN COM 72200X104 114 12384 PRN SOLE 0 0 12384 AMERICAN ELEC PWR INC COM 025537101 111 1500 PRN SOLE 0 0 1500 ISHARES TR CORE MSCI EAFE 46432F842 109 1976 PRN SOLE 0 0 1976 EXXON MOBIL CORP COM 30231G102 108 1288 PRN SOLE 0 0 1288 LOUISIANA PUB FACS AUTH LEASE REV BDS 2016 A CALLABLE BOOK ENTRY ONLY MB 54639TCA8 104 100000 PRN SOLE 0 0 100000 METROPOLITAN PIER EXPOSITION PROJ BDS 2012B MB 592250BB9 102 100000 PRN SOLE 0 0 100000 CHICAGO ILL GO BDS 2007C CALLABLE BOOK ENTRY ONLY MBIA INSURED MB 167485R94 100 100000 PRN SOLE 0 0 100000 T ROWE PRICE TAX FREE SHORT INTERMED FUND INVESTOR CLASS M 779902105 100 18003 PRN SOLE 0 0 18003 SHADOW HEALTH, INC PP IRA977117 100 20000 PRN SOLE 0 0 20000 PEPSICO INC COM 713448108 100 864 PRN SOLE 0 0 864 COLLEGE STATION TEX INDPT SCH ULTD TAX SCH BLDG BDS 2016 4.000 percentage 08/15/26 DTD 02/15/16 MB 194475SW0 97 85000 PRN SOLE 0 0 85000 VANGUARD HEALTH CARE FUND INVESTOR CLASS M 921908307 97 470 PRN SOLE 0 0 470 WALGREENS BOOTS ALLIANCE INC COM 931427108 96 1326 PRN SOLE 0 0 1326 BARRICK GOLD CORP COM 067901108 94 6500 PRN SOLE 0 0 6500 ISHARES TR MIN VOL USA ETF 46429B697 93 1776 PRN SOLE 0 0 1776 NUVEEN PFD & INCM SECURTIES COM 67072C105 92 9000 PRN SOLE 0 0 9000 ABBVIE INC COM 00287Y109 92 956 PRN SOLE 0 0 956 PPL CORP COM 69351T106 90 3000 PRN SOLE 0 0 3000 SPDR S&P 500 ETF TR TR UNIT 78462F103 85 342 PRN SOLE 0 0 342 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 84 917 PRN SOLE 0 0 917 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 80 1443 PRN SOLE 0 0 1443 CLEARBRIDGE MLP AND MIDSTRM COM 184692101 79 5170 PRN SOLE 0 0 5170 CORE LABORATORIES N V COM N22717107 77 700 PRN SOLE 0 0 700 ISHARES TR SELECT DIVID ETF 464287168 69 771 PRN SOLE 0 0 771 CENTERPOINT ENERGY INC COM 15189T107 68 2400 PRN SOLE 0 0 2400 HONEYWELL INTL INC COM 438516106 65 427 PRN SOLE 0 0 427 ISHARES TR CORE S&P MCP ETF 464287507 65 390 PRN SOLE 0 0 390 ISHARES INC MIN VOL GBL ETF 464286525 64 783 PRN SOLE 0 0 783 VANGUARD PRIMECAP FUND INVESTOR CLASS M 921936100 63 490 PRN SOLE 0 0 490 PROCTER AND GAMBLE CO COM 742718109 62 678 PRN SOLE 0 0 678 YUM BRANDS INC COM 988498101 57 700 PRN SOLE 0 0 700 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 55 4000 PRN SOLE 0 0 4000 LOWES COS INC COM 548661107 54 580 PRN SOLE 0 0 580 COLUMBIA PPTY TR INC COM NEW 198287203 52 2368 PRN SOLE 0 0 2368 BERNALILLO CNTY NEW MEX GO BDS 2016 3.000 percentage 08/15/29 DTD 03/22/16 MB 085275Q57 52 50000 PRN SOLE 0 0 50000 MIAMI DADE CNTY FLA AVIATION REV MIAMI INTL ARPT SER A 5.000 percentage 10/01/28 B/E DTD 05/07/09 MB 59333PVW5 42 40000 PRN SOLE 0 0 40000 STATE PUB SCH BLDG AUTH PA SCH REV HARRISBURG SCH DIST PROJ SER A 4.750 percentage 11/15/29 B/E DTD 05/01/09 MB 8573225Z0 42 40000 PRN SOLE 0 0 40000 DODGE CITY KANS SALES TAX REV 4.500 percentage 06/01/28 B/E DTD 05/06/09 MB 256359BX7 42 40000 PRN SOLE 0 0 40000 ARIZONA ST UNIV NANOTECHNOLOGY LLC LEASE ARIZ ST UNIV PROJ SER A 4.500 percentage 03/01/26 B/E DTD 04/29/09 MB 040665AE1 41 40000 PRN SOLE 0 0 40000 OAK ISLAND NC ENERPRISE SYS REV RFDG SER A 4.375 percentage 06/01/35 B/E DTD 01/30/08 MB 67140PAT1 40 40000 PRN SOLE 0 0 40000 WISCONSIN ST HEALTH & EDL FACS AUTH REV MINISTRY HEALTH CARE IN 4/24/08 5.000 percentage 08/01/34 DTD 08/05/04 MB 97710BBA9 40 40000 PRN SOLE 0 0 40000 CENTRAL TEX INDPT SCH DIST SCH BLDG 4.125 percentage 02/15/25 B/E DTD 01/15/08 MB 155492FE6 40 40000 PRN SOLE 0 0 40000 BANK N S HALIFAX COM 064149107 40 616 PRN SOLE 0 0 616 UNITEDHEALTH GROUP INC COM 91324P102 39 178 PRN SOLE 0 0 178 UNION PAC CORP COM 907818108 39 290 PRN SOLE 0 0 290 OAKMARK GLOBAL FUND INVESTOR CLASS M 413838830 39 1173 PRN SOLE 0 0 1173 GENERAL ELECTRIC CO COM 369604103 39 2225 PRN SOLE 0 0 2225 OAKMARK EQUITY & INCOME FUND INVESTOR CLASS M 413838400 37 1146 PRN SOLE 0 0 1146 KRAFT HEINZ CO COM 500754106 35 452 PRN SOLE 0 0 452 LILLY ELI & CO COM 532457108 34 400 PRN SOLE 0 0 400 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 33 169 PRN SOLE 0 0 169 VANGUARD SHORT TERM INV GRADE FUND INVESTOR CLASS M 922031406 33 3143 PRN SOLE 0 0 3143 MFS INTER INCOME TR SH BEN INT 55273C107 33 8000 PRN SOLE 0 0 8000 HEARTLAND VALUE FUND INV CLASS M 422359109 32 769 PRN SOLE 0 0 769 ARLINGTON ASSET INVT CORP CL A NEW 041356205 31 2639 PRN SOLE 0 0 2639 DISNEY WALT CO COM DISNEY 254687106 30 272 PRN SOLE 0 0 272 JPMORGAN CHASE & CO COM 46625H100 29 282 PRN SOLE 0 0 282 FIDELITY BALANCED FUND RETAIL CLASS M 316345206 27 1148 PRN SOLE 0 0 1148 BELLAIRE TEX GO BDS 2014 3.000 percentage 02/15/27 DTD 09/01/14 MB 078275R48 26 25000 PRN SOLE 0 0 25000 BLACK HILLS CORP COM 092113109 26 435 PRN SOLE 0 0 435 WELLS FARGO CO NEW COM 949746101 25 419 PRN SOLE 0 0 419 SABRA HEALTH CARE REIT INC COM 78573L106 25 1346 PRN SOLE 0 0 1346 OPPENHEIMER DEVELOPING MARKETS FUND CLASS C M 683974307 25 616 PRN SOLE 0 0 616 MERCK & CO INC COM 58933Y105 25 440 PRN SOLE 0 0 440 WILLIAMS COS INC DEL COM 969457100 24 800 PRN SOLE 0 0 800 UNILEVER PLC SPON ADR NEW 904767704 24 425 PRN SOLE 0 0 425 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 23 136 PRN SOLE 0 0 136 HARLEY DAVIDSON INC COM 412822108 23 460 PRN SOLE 0 0 460 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 23 525 PRN SOLE 0 0 525 COCA COLA CO COM 191216100 23 493 PRN SOLE 0 0 493 SYNOVUS FINL CORP COM NEW 87161C501 23 473 PRN SOLE 0 0 473 PRIMECAP ODYSSEY GROWTH FUND M 74160Q103 22 603 PRN SOLE 0 0 603 OAKMARK OAKMARK FUND INVESTOR CLASS M 413838103 22 266 PRN SOLE 0 0 266 CHUBB LIMITED COM H1467J104 22 150 PRN SOLE 0 0 150 EXACTECH, INC. C 30064E109 21 429 PRN SOLE 0 0 429 BARNSTABLE MASS GO MUN PURP LN BDS 2016 3.000 percentage 02/15/31 DTD 02/25/16 MB 068167A62 21 20000 PRN SOLE 0 0 20000 BEST BUY INC COM 086516101 21 300 PRN SOLE 0 0 300 COMCAST CORP NEW CL A 20030N101 20 510 PRN SOLE 0 0 510 TARGET CORP COM 87612E106 20 301 PRN SOLE 0 0 301 BEST INC SPONSORED ADS 08653C106 19 2136 PRN SOLE 0 0 2136 FIRST EAGLE GLOBAL FUND CLASS A M 32008F507 18 305 PRN SOLE 0 0 305 EXPRESS SCRIPTS HLDG CO COM 30219G108 18 235 PRN SOLE 0 0 235 STERIS PLC SHS USD G84720104 17 200 PRN SOLE 0 0 200 YUM CHINA HLDGS INC COM 98850P109 17 431 PRN SOLE 0 0 431 BP PLC SPONSORED ADR 055622104 17 439 PRN SOLE 0 0 439 COLGATE PALMOLIVE CO COM 194162103 17 285 PRN SOLE 0 0 285 OMNICOM GROUP INC COM 681919106 17 231 PRN SOLE 0 0 231 PRICE T ROWE GROUP INC COM 74144T108 17 183 PRN SOLE 0 0 183 TEXAS INSTRS INC COM 882508104 17 177 PRN SOLE 0 0 177 FRANKLIN RES INC COM 354613101 17 560 PRN SOLE 0 0 560 EATON CORP PLC SHS G29183103 16 238 PRN SOLE 0 0 238 FPA CRESCENT FUND M 30254T759 16 462 PRN SOLE 0 0 462 ISHARES TR MSCI EMG MKT ETF 464287234 16 340 PRN SOLE 0 0 340 CRACKER BARREL OLD CTRY STOR COM 22410J106 16 100 PRN SOLE 0 0 100 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 15 100 PRN SOLE 0 0 100 WORKDAY INC CL A 98138H101 15 147 PRN SOLE 0 0 147 UNUM GROUP COM 91529Y106 15 500 PRN SOLE 0 0 500 CUMMINS INC COM 231021106 14 99 PRN SOLE 0 0 99 PHILIP MORRIS INTL INC COM 718172109 13 201 PRN SOLE 0 0 201 CISCO SYS INC FXD RT SR NT 3.625 percentage 03/04/24 B/E DTD 03/03/14 B 17275RAN2 13 12000 PRN SOLE 0 0 12000 POWERSHARES ACTIVELY MANAGED ETF TR S&P 500 DOWSIDE HEDGED PORT NYSE ARCA INC ETF 73935B805 13 459 PRN SOLE 0 0 459 NIKE INC CL B 654106103 13 200 PRN SOLE 0 0 200 DODGE & COX STOCK FUND M 256219106 12 61 PRN SOLE 0 0 61 MEDICAL PPTYS TRUST INC COM 58463J304 12 900 PRN SOLE 0 0 900 COLUMBIA DIVERSIFIED EQUITY INCOME FUND CLASS A M 19763P390 12 825 PRN SOLE 0 0 825 ISHARES TR S&P US PFD STOCK INDEX FUND S&P US PFD STK 464288687 12 311 PRN SOLE 0 0 311 ISHARES INC MSCI EMERGING MKTS ASIA INDEX FD MSCI EM ASIA ETF 464286426 11 151 PRN SOLE 0 0 151 LONGLEAF PARTNERS PARTNERS FUND NO-LOAD M 543069108 11 397 PRN SOLE 0 0 397 TESLA INC COM 88160R101 10 33 PRN SOLE 0 0 33 BANK AMER CORP SR NT SER L 3.300 percentage 01/11/23 B/E DTD 01/11/13 B 06051GEU9 10 10000 PRN SOLE 0 0 10000 BERKSHIRE HATHAWAY FIN CORP SR NT 5.4 percentage 05/15/18 B 084664BE0 10 10000 PRN SOLE 0 0 10000 PUBLIC STORAGE COM 74460D109 10 50 PRN SOLE 0 0 50 CELEBRATION CMNTY DEV DIST FLA SPL ASSMT SER A 5.000 percentage 05/01/2022 B/E DTD 04/01/2002 CLB MB 151001CP7 10 10000 PRN SOLE 0 0 10000 PUTNAM SUSTAINABLE LEADERS FUND CLASS A M 746916105 10 112 PRN SOLE 0 0 112 SKYWORKS SOLUTIONS INC COM 83088M102 10 105 PRN SOLE 0 0 105 WEINGARTEN RLTY INVS SH BEN INT 948741103 10 300 PRN SOLE 0 0 300 ORACLE CORP COM 68389X105 9 200 PRN SOLE 0 0 200 COMCAST CORP GTD FXD RT 3.600 percentage 03/01/2024 B/E DTD 02/26/2014 B 20030NBJ9 9 9000 PRN SOLE 0 0 9000 POWERSHARES DYNAMIC BIOTECHNOLOGY & GENOME PORTFOLIO ETF 73935X856 9 196 PRN SOLE 0 0 196 STARBUCKS CORP COM 855244109 9 152 PRN SOLE 0 0 152 POWERSHARES QQQ TR UNIT SER 1 ETF 73935A104 9 55 PRN SOLE 0 0 55 BLACKROCK INC FIXED RT NT 4.250 percentage 05/24/21 B/E DTD 05/24/11 B 09247XAH4 8 8000 PRN SOLE 0 0 8000 RIO TINTO FIN USA LTD ISIN#US767201AN61 4.125 percentage 05/20/21 B/E DTD 05/20/11 CLB BCM 767201AN6 8 8000 PRN SOLE 0 0 8000 PNC FDG CORP GTD FIXED RT NT 4.375 percentage 08/11/20 B 693476BL6 8 8000 PRN SOLE 0 0 8000 PEPSICO INC FIXED RT SR NT 4.500 percentage 01/15/20 B/E DTD 01/14/10 B 713448BN7 8 8000 PRN SOLE 0 0 8000 BOEING CAP CORP SR NT FIXED RT 4.700 percentage 10/27/19 B/E DTD 10/27/09 B 097014AL8 8 8000 PRN SOLE 0 0 8000 BOSTON SCIENTIFIC CORP COM 101137107 8 337 PRN SOLE 0 0 337 ABBOTT LABS SR NTS 5.125 percentage 04/01/19 B/E DTD 03/03/09 B 002824AU4 8 8000 PRN SOLE 0 0 8000 NOVARTIS SECS INVEST LTD SERIES ISIN#US66989GAA85 5.125 percentage 02/10/19 B/E DTD 02/10/09 CLB BCM 66989GAA8 8 8000 PRN SOLE 0 0 8000 FISERV INC COM 337738108 8 62 PRN SOLE 0 0 62 GLAXOSMITHKLINE CAP INC NOTES 5.650 percentage 05/15/18 B/E DTD 05/13/08 B 377372AD9 8 8000 PRN SOLE 0 0 8000 PRAXAIR INC FIXED RT NT 2.450 percentage 02/15/22 B/E DTD 02/06/12 CLB B 74005PBA1 8 8000 PRN SOLE 0 0 8000 GENERAL ELEC CO NT 2.700 percentage 10/09/22 B/E DTD 10/09/12 B 369604BD4 8 8000 PRN SOLE 0 0 8000 NIKE INC FXD RT 2.250 percentage 05/01/23 B/E DTD 04/26/13 CLB B 654106AC7 8 8000 PRN SOLE 0 0 8000 ESTEE LAUDER COS INC FIXED RT NT 2.350 percentage 08/15/22 B/E DTD 08/02/12 B 29736RAE0 8 8000 PRN SOLE 0 0 8000 BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257P105 8 350 PRN SOLE 0 0 350 SELECT SECTOR SPDR TR ENERGY 81369Y506 8 108 PRN SOLE 0 0 108 APPLIED MATLS INC COM 038222105 8 150 PRN SOLE 0 0 150 TELUS CORP COM 87971M103 8 200 PRN SOLE 0 0 200 ENBRIDGE INC COM 29250N105 8 192 PRN SOLE 0 0 192 NRG ENERGY INC COM NEW 629377508 7 229 PRN SOLE 0 0 229 AMGEN INC FIXED RT SR NT 4.500 percentage 03/15/20 B/E DTD 03/12/10 B 031162BB5 7 7000 PRN SOLE 0 0 7000 GOLDMAN SACHS GROUP INC SR NT 3.625 percentage 01/22/23 B 38141GRD8 7 7000 PRN SOLE 0 0 7000 VANGUARD GROUP DIV APP ETF 921908844 7 69 PRN SOLE 0 0 69 PRUDENTIAL FINL INC COM 744320102 7 60 PRN SOLE 0 0 60 KELLOGG CO COM 487836108 7 100 PRN SOLE 0 0 100 FORD MTR CO DEL COM PAR $0.01 345370860 7 532 PRN SOLE 0 0 532 CANADIAN NATL RY CO COM 136375102 7 80 PRN SOLE 0 0 80 DENTSPLY SIRONA INC COM 24906P109 7 100 PRN SOLE 0 0 100 KL ALLOCATION FUND INST'L CLASS M 461418659 6 426 PRN SOLE 0 0 426 ISHARES INC MSCI PAC JP ETF 464286665 6 132 PRN SOLE 0 0 132 CSX CORP COM 126408103 6 112 PRN SOLE 0 0 112 AMEREN CORP COM 023608102 6 103 PRN SOLE 0 0 103 ABBOTT LABS COM 002824100 6 100 PRN SOLE 0 0 100 NORDSTROM INC COM 655664100 6 120 PRN SOLE 0 0 120 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 6 400 PRN SOLE 0 0 400 COLUMBIA TAX-EXEMPT FUND CLASS A M 19765L850 5 413 PRN SOLE 0 0 413 POWERSHARES ETF FD TR II DWA DEVELOPED MKTS MOMENTUM PORT ETF 73936Q108 5 195 PRN SOLE 0 0 195 LOWES COS INC NT 3.800 percentage 11/15/21 B/E DTD 11/23/11 CLB B 548661CV7 5 5000 PRN SOLE 0 0 5000 DUKE REALTY CORP COM NEW 264411505 5 180 PRN SOLE 0 0 180 CATERPILLAR INC DEL COM 149123101 5 31 PRN SOLE 0 0 31 SYSCO CORP COM 871829107 5 80 PRN SOLE 0 0 80 AMAZON COM INC COM 023135106 5 3 PRN SOLE 0 0 3 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 4 80 PRN SOLE 0 0 80 CHEMOURS CO COM 163851108 4 82 PRN SOLE 0 0 82 CVS HEALTH CORP COM 126650100 4 50 PRN SOLE 0 0 50 PNC FINL SVCS GROUP INC COM 693475105 4 31 PRN SOLE 0 0 31 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 3 103 PRN SOLE 0 0 103 COLUMBIA MULTI-ADVISOR INTL EQUITY FUND CLASS A M 19765H719 3 212 PRN SOLE 0 0 212 ORAGENICS INC COM NEW C 684023203 3 13300 PRN SOLE 0 0 13300 GARMIN LTD SHS H2906T109 3 50 PRN SOLE 0 0 50 FREEPORT-MCMORAN INC CL B 35671D857 3 137 PRN SOLE 0 0 137 ING GROEP N.V. 6.375 percentage ING PERPETUAL HYBRID CAPITAL SECURITIES P 456837608 3 100 PRN SOLE 0 0 100 SPDR SERIES TRUST OILGAS EQUIP 78464A748 2 140 PRN SOLE 0 0 140 AKAMAI TECHNOLOGIES INC COM 00971T101 2 26 PRN SOLE 0 0 26 VANGUARD WINDSOR FUND INVESTOR CLASS M 922018106 2 67 PRN SOLE 0 0 67 RESTAURANT BRANDS INTL INC COM 76131D103 1 16 PRN SOLE 0 0 16 BROOKFIELD BUSINESS PARTNERS UNIT LTD LP G16234109 0 10 PRN SOLE 0 0 10 JACOBS ENGR GROUP INC DEL COM 469814107 0 5 PRN SOLE 0 0 5 AQUA AMERICA INC COM 03836W103 0 5 PRN SOLE 0 0 5 TRISURA GROUP LTD COM NEW ISIN#CA89679A2092 C 89679A209 0 3 PRN SOLE 0 0 3 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 0 7 PRN SOLE 0 0 7 RAINBOW INTL CORP NEV COM C 75081R104 0 6060 PRN SOLE 0 0 6060 SEI TAX-EXEMPT INTERMEDIATE MUNI FUND CLASS F M 784118408 0 0 PRN SOLE 0 0 0 ESCROW MIRANT CORP COM NEW C 604675991 0 211 PRN SOLE 0 0 211