Managing Principal

0001140361-17-041240.txt : 20171107 0001140361-17-041240.hdr.sgml : 20171107 20171107095521 ACCESSION NUMBER: 0001140361-17-041240 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171107 DATE AS OF CHANGE: 20171107 EFFECTIVENESS DATE: 20171107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Management Group, Inc. CENTRAL INDEX KEY: 0001534843 IRS NUMBER: 272092334 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15862 FILM NUMBER: 171182019 BUSINESS ADDRESS: STREET 1: 600 E. 96TH STREET SUITE 130 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 BUSINESS PHONE: 317-663-5600 MAIL ADDRESS: STREET 1: 600 E. 96TH STREET SUITE 130 CITY: INDIANAPOLIS STATE: IN ZIP: 46240 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001534843 XXXXXXXX 09-30-2017 09-30-2017 Spectrum Management Group, Inc.

600 E. 96TH STREET SUITE 130 INDIANAPOLIS IN 46240

13F HOLDINGS REPORT 028-15862 N Leslie D. Thompson Managing Principal 317-663-5600 Leslie D. 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SYS USA INC COM 199908104 0 6 SH SOLE 0 0 6 FIFTH THIRD BANCORP COM 316773100 2 62 SH SOLE 0 0 62 FISERV INC COM 337738108 26 200 SH SOLE 0 0 200 FORUM ENERGY TECHNOLOGIES IN COM 34984V100 0 6 SH SOLE 0 0 6 FIRSTENERGY CORP COM 337932107 302 9800 SH SOLE 0 0 9800 FIRST DEFIANCE FINL CORP COM 32006W106 0 6 SH SOLE 0 0 6 FIRSTCASH INC COM 33767D105 1 8 SH SOLE 0 0 8 FACEBOOK INC CL A 30303M102 1797 10514 SH SOLE 0 9700 814 EXTRA SPACE STORAGE INC COM 30225T102 16 200 SH SOLE 0 0 200 EATON VANCE TXMGD GL BUYWR O COM 27829C105 161 13600 SH SOLE 0 0 13600 EXPRESS SCRIPTS HLDG CO COM 30219G108 7 115 SH SOLE 0 100 15 BOTTOMLINE TECH DEL INC COM 101388106 0 15 SH SOLE 0 0 15 EPAM SYS INC COM 29414B104 1 12 SH SOLE 0 0 12 EOG RES INC COM 26875P101 48 500 SH SOLE 0 0 500 ENBRIDGE INC COM 29250N105 113 2700 SH SOLE 0 0 2700 NIC INC COM 62914B100 0 5 SH SOLE 0 0 5 ENERGEN CORP COM 29265N108 66 1200 SH SOLE 0 0 1200 EAGLE BANCORP INC MD COM 268948106 1 12 SH SOLE 0 0 12 EMERALD EXPOSITIONS EVENTS I COM 29103B100 1 29 SH SOLE 0 0 29 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 6 400 SH SOLE 0 0 400 EURONET WORLDWIDE INC COM 298736109 0 3 SH SOLE 0 0 3 ECOLAB INC COM 278865100 66 511 SH SOLE 0 0 511 EBAY INC COM 278642103 1 26 SH SOLE 0 0 26 ELECTRONIC ARTS INC COM 285512109 25 212 SH SOLE 0 0 212 DYCOM INDS INC COM 267475101 0 4 SH SOLE 0 0 4 DOWDUPONT INC COM 26078J100 9 128 SH SOLE 0 128 0 DELL TECHNOLOGIES INC COM CL V 24703L103 0 5 SH SOLE 0 0 5 DUKE ENERGY CORP NEW COM NEW 26441C204 66 787 SH SOLE 0 0 787 DTE ENERGY CO COM 233331107 111 1030 SH SOLE 0 130 900 DSW INC CL A 23334L102 11 500 SH SOLE 0 0 500 DUKE REALTY CORP COM NEW 264411505 9 300 SH SOLE 0 0 300 DORMAN PRODUCTS INC COM 258278100 0 4 SH SOLE 0 0 4 DISNEY WALT CO COM DISNEY 254687106 300 3047 SH SOLE 0 2660 387 DIODES INC COM 254543101 0 10 SH SOLE 0 0 10 DANAHER CORP DEL COM 235851102 26 299 SH SOLE 0 200 99 DIAGEO P L C SPON ADR NEW 25243Q205 2 12 SH SOLE 0 0 12 DEERE & CO COM 244199105 203 1616 SH SOLE 0 0 1616 DOMINION ENERGY INC COM 25746U109 675 8780 SH SOLE 0 0 8780 CHEVRON CORP NEW COM 166764100 3291 28006 SH SOLE 0 18005 10001 CVS HEALTH CORP COM 126650100 41 500 SH SOLE 0 0 500 COMMVAULT SYSTEMS INC COM 204166102 1 11 SH SOLE 0 0 11 COVANTA HLDG CORP COM 22282E102 588 39600 SH SOLE 0 0 39600 CITRIX SYS INC COM 177376100 0 3 SH SOLE 0 0 3 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1 11 SH SOLE 0 0 11 ISHARES TR 1 3 YR CR BD ETF 464288646 111 1050 SH SOLE 0 0 1050 CISCO SYS INC COM 17275R102 2557 76045 SH SOLE 0 69472 6573 CRANE CO COM 224399105 0 5 SH SOLE 0 0 5 CHESAPEAKE UTILS CORP COM 165303108 0 4 SH SOLE 0 0 4 COSTCO WHSL CORP NEW COM 22160K105 33 200 SH SOLE 0 200 0 CORESITE RLTY CORP COM 21870Q105 1 7 SH SOLE 0 0 7 CONOCOPHILLIPS COM 20825C104 11 215 SH SOLE 0 0 215 COOPER COS INC COM NEW 216648402 0 2 SH SOLE 0 0 2 COLUMBIA SPORTSWEAR CO COM 198516106 0 5 SH SOLE 0 0 5 COCA COLA BOTTLING CO CONS COM 191098102 43 200 SH SOLE 0 200 0 COHERENT INC COM 192479103 0 2 SH SOLE 0 0 2 CANADIAN NATL RY CO COM 136375102 0 3 SH SOLE 0 0 3 CUMMINS INC COM 231021106 1670 9937 SH SOLE 0 9437 500 CANTEL MEDICAL CORP COM 138098108 1 15 SH SOLE 0 0 15 COMCAST CORP NEW CL A 20030N101 22 566 SH SOLE 0 0 566 COLONY NORTHSTAR INC CL A COM 19625W104 0 10 SH SOLE 0 0 10 COLGATE PALMOLIVE CO COM 194162103 33 450 SH SOLE 0 0 450 CIT GROUP INC COM NEW 125581801 1 18 SH SOLE 0 0 18 CIENA CORP COM NEW 171779309 0 19 SH SOLE 0 0 19 CIGNA CORPORATION COM 125509109 4 20 SH SOLE 0 0 20 CHECK POINT SOFTWARE TECH LT ORD M22465104 1 13 SH SOLE 0 0 13 CHURCH & DWIGHT INC COM 171340102 0 7 SH SOLE 0 0 7 CERNER CORP COM 156782104 1 9 SH SOLE 0 0 9 CENTRAL GARDEN & PET CO COM 153527106 1 15 SH SOLE 0 0 15 CELGENE CORP COM 151020104 547 3750 SH SOLE 0 3560 190 CADENCE DESIGN SYSTEM INC COM 127387108 1126 28522 SH SOLE 0 28522 0 CROWN CASTLE INTL CORP NEW COM 22822V101 124 1241 SH SOLE 0 0 1241 CAVIUM INC COM 14964U108 1 8 SH SOLE 0 0 8 CATERPILLAR INC DEL COM 149123101 431 3460 SH SOLE 0 0 3460 CHEESECAKE FACTORY INC COM 163072101 8 200 SH SOLE 0 0 200 CARDINAL HEALTH INC COM 14149Y108 0 2 SH SOLE 0 0 2 CONAGRA BRANDS INC COM 205887102 2 48 SH SOLE 0 0 48 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 264 7900 SH SOLE 0 0 7900 BUFFALO WILD WINGS INC COM 119848109 0 3 SH SOLE 0 0 3 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 2 26 SH SOLE 0 0 26 BROADSOFT INC COM 11133B409 1 11 SH SOLE 0 0 11 BROWN & BROWN INC COM 115236101 19 400 SH SOLE 0 400 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1239 6761 SH SOLE 0 5443 1318 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 332 5828 SH SOLE 0 0 5828 BP PLC SPONSORED ADR 055622104 269 6997 SH SOLE 0 1000 5997 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1159 14143 SH SOLE 0 0 14143 BRISTOL MYERS SQUIBB CO COM 110122108 11 170 SH SOLE 0 170 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 803 18625 SH SOLE 0 0 18625 BIOGEN INC COM 09062X103 33 106 SH SOLE 0 0 106 BHP BILLITON LTD SPONSORED ADR 088606108 1 28 SH SOLE 0 0 28 BGC PARTNERS INC CL A 05541T101 1606 110978 SH SOLE 0 0 110978 BERRY GLOBAL GROUP INC COM 08579W103 390 6880 SH SOLE 0 6880 0 BEACON ROOFING SUPPLY INC COM 073685109 0 4 SH SOLE 0 0 4 BIOTELEMETRY INC COM 090672106 0 15 SH SOLE 0 0 15 BECTON DICKINSON & CO COM 075887109 436 2225 SH SOLE 0 2225 0 BALCHEM CORP COM 057665200 1 11 SH SOLE 0 0 11 BEST BUY INC COM 086516101 1302 22855 SH SOLE 0 21955 900 BB&T CORP COM 054937107 24 513 SH SOLE 0 300 213 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 64 371 SH SOLE 0 50 321 BOEING CO COM 097023105 3982 15664 SH SOLE 0 10251 5413 AVERY DENNISON CORP COM 053611109 406 4130 SH SOLE 0 4130 0 AVNET INC COM 053807103 9 225 SH SOLE 0 225 0 ACTUANT CORP CL A NEW 00508X203 0 10 SH SOLE 0 0 10 AIR TRANSPORT SERVICES GRP I COM 00922R105 1 21 SH SOLE 0 0 21 APTARGROUP INC COM 038336103 1 12 SH SOLE 0 0 12 ADVANSIX INC COM 00773T101 0 11 SH SOLE 0 0 11 ON ASSIGNMENT INC COM 682159108 0 6 SH SOLE 0 0 6 ARRIS INTL INC SHS G0551A103 0 9 SH SOLE 0 0 9 ARES CAP CORP COM 04010L103 15 912 SH SOLE 0 0 912 APOGEE ENTERPRISES INC COM 037598109 0 8 SH SOLE 0 0 8 AMPHENOL CORP NEW CL A 032095101 38 450 SH SOLE 0 150 300 SMITH A O COM 831865209 1 14 SH SOLE 0 0 14 AON PLC SHS CL A G0408V102 1 10 SH SOLE 0 0 10 ANTHEM INC COM 036752103 9 50 SH SOLE 0 0 50 AMAZON COM INC COM 023135106 1918 1995 SH SOLE 0 1523 472 AMERIPRISE FINL INC COM 03076C106 15 100 SH SOLE 0 100 0 AFFILIATED MANAGERS GROUP COM 008252108 1 4 SH SOLE 0 0 4 AMETEK INC NEW COM 031100100 2 26 SH SOLE 0 0 26 APPLIED MATLS INC COM 038222105 347 6665 SH SOLE 0 6665 0 ALLEGION PUB LTD CO ORD SHS G0176J109 22 250 SH SOLE 0 0 250 AKORN INC COM 009728106 1 28 SH SOLE 0 0 28 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 0 6 SH SOLE 0 0 6 AERCAP HOLDINGS NV SHS N00985106 2 36 SH SOLE 0 0 36 AMERICAN ELEC PWR INC COM 025537101 20 290 SH SOLE 0 290 0 ADVANCED ENERGY INDS COM 007973100 0 6 SH SOLE 0 0 6 AUTOMATIC DATA PROCESSING IN COM 053015103 1539 14074 SH SOLE 0 12785 1289 AGREE REALTY CORP COM 008492100 98 2000 SH SOLE 0 0 2000 ADOBE SYS INC COM 00724F101 1305 8748 SH SOLE 0 7750 998 ACXIOM CORP COM 005125109 0 5 SH SOLE 0 0 5 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2368 17535 SH SOLE 0 15955 1580 ABBOTT LABS COM 002824100 2 32 SH SOLE 0 0 32 ABIOMED INC COM 003654100 1 8 SH SOLE 0 0 8 ALCENTRA CAP CORP COM 01374T102 107 10000 SH SOLE 0 0 10000 ADVISORY BRD CO COM 00762W107 1 11 SH SOLE 0 0 11 AMERISOURCEBERGEN CORP COM 03073E105 6 75 SH SOLE 0 75 0 ABBVIE INC COM 00287Y109 2901 32642 SH SOLE 0 24788 7854 ABAXIS INC COM 002567105 0 3 SH SOLE 0 0 3 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 24 1000 SH SOLE 0 0 1000 APPLE INC COM 037833100 2900 18814 SH SOLE 0 13705 5109