0001209191-18-054321.txt : 20181004 0001209191-18-054321.hdr.sgml : 20181004 20181004185427 ACCESSION NUMBER: 0001209191-18-054321 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181003 FILED AS OF DATE: 20181004 DATE AS OF CHANGE: 20181004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pichai Sundar CENTRAL INDEX KEY: 0001534753 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37580 FILM NUMBER: 181108776 MAIL ADDRESS: STREET 1: GOOGLE INC. STREET 2: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alphabet Inc. CENTRAL INDEX KEY: 0001652044 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 611767919 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-253-0000 MAIL ADDRESS: STREET 1: 1600 AMPHITHEATRE PARKWAY CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-10-03 0 0001652044 Alphabet Inc. GOOG 0001534753 Pichai Sundar C/O ALPHABET INC. 1600 AMPHITHEATRE PKWY MOUNTAIN VIEW CA 94043 1 1 0 0 CEO, Google LLC Class A Common Stock 2018-10-03 4 S 0 325 1212.00 D 857 D Class C Capital Stock 2018-10-03 4 S 0 1108 1194.504 D 126046 D Class C Capital Stock 2018-10-03 4 S 0 3 1195.00 D 126043 D Class C Capital Stock 2018-10-03 4 S 0 1919 1198.7937 D 124124 D Class C Capital Stock 2018-10-03 4 S 0 2300 1199.6952 D 121824 D Class C Capital Stock 2018-10-03 4 S 0 1700 1200.4929 D 120124 D Class C Capital Stock 2018-10-03 4 S 0 1096 1197.8792 D 119028 D Class C Capital Stock 2018-10-03 4 S 0 400 1202.045 D 118628 D Class C Capital Stock 2018-10-03 4 S 0 300 1204.27 D 118328 D Class C Capital Stock 2018-10-03 4 S 0 849 1205.9393 D 117479 D Class A Google Stock Units 8844 D Class C Google Stock Units 8844 D Class C Google Stock Units 85415 D Option to Purchase Class A Common Stock 318.2102 2022-04-04 Class A Common Stock 8646 8646 D Option to Purchase Class A Common Stock 218.5563 2019-07-29 Class A Common Stock 2436 2436 D Option to Purchase Class A Common Stock 253.6664 2020-08-04 Class A Common Stock 1459 1459 D Option to Purchase Class C Capital Stock 316.9399 2022-04-04 Class C Capital Stock 8646 8646 D Option to Purchase Class C Capital Stock 217.6838 2019-07-29 Class C Capital Stock 2436 2436 D Option to Purchase Class C Capital Stock 252.6537 2020-08-04 Class C Capital Stock 1459 1459 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,193.80 to $1,194.79, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (7) to this Form 4. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,198.21 to $1,199.20, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,199.21 to $1,200.20, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,200.28 to $1,201.27, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,197.14 to $1,198.13, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,201.55 to $1,202.54, inclusive. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,205.56 to $1,206.55, inclusive. The Class A Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class A Common Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vests monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates. The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vest monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates. 1/16th of Class C GSUs vested on March 25, 2016, and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such dates. Option is fully vested. All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person. /s/ Valentina Margulis, as Attorney-in-Fact for Sundar Pichai 2018-10-04