0001209191-18-054321.txt : 20181004
0001209191-18-054321.hdr.sgml : 20181004
20181004185427
ACCESSION NUMBER: 0001209191-18-054321
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181003
FILED AS OF DATE: 20181004
DATE AS OF CHANGE: 20181004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pichai Sundar
CENTRAL INDEX KEY: 0001534753
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37580
FILM NUMBER: 181108776
MAIL ADDRESS:
STREET 1: GOOGLE INC.
STREET 2: 1600 AMPHITHEATRE PARKWAY
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alphabet Inc.
CENTRAL INDEX KEY: 0001652044
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 611767919
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1600 AMPHITHEATRE PARKWAY
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 650-253-0000
MAIL ADDRESS:
STREET 1: 1600 AMPHITHEATRE PARKWAY
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-10-03
0
0001652044
Alphabet Inc.
GOOG
0001534753
Pichai Sundar
C/O ALPHABET INC.
1600 AMPHITHEATRE PKWY
MOUNTAIN VIEW
CA
94043
1
1
0
0
CEO, Google LLC
Class A Common Stock
2018-10-03
4
S
0
325
1212.00
D
857
D
Class C Capital Stock
2018-10-03
4
S
0
1108
1194.504
D
126046
D
Class C Capital Stock
2018-10-03
4
S
0
3
1195.00
D
126043
D
Class C Capital Stock
2018-10-03
4
S
0
1919
1198.7937
D
124124
D
Class C Capital Stock
2018-10-03
4
S
0
2300
1199.6952
D
121824
D
Class C Capital Stock
2018-10-03
4
S
0
1700
1200.4929
D
120124
D
Class C Capital Stock
2018-10-03
4
S
0
1096
1197.8792
D
119028
D
Class C Capital Stock
2018-10-03
4
S
0
400
1202.045
D
118628
D
Class C Capital Stock
2018-10-03
4
S
0
300
1204.27
D
118328
D
Class C Capital Stock
2018-10-03
4
S
0
849
1205.9393
D
117479
D
Class A Google Stock Units
8844
D
Class C Google Stock Units
8844
D
Class C Google Stock Units
85415
D
Option to Purchase Class A Common Stock
318.2102
2022-04-04
Class A Common Stock
8646
8646
D
Option to Purchase Class A Common Stock
218.5563
2019-07-29
Class A Common Stock
2436
2436
D
Option to Purchase Class A Common Stock
253.6664
2020-08-04
Class A Common Stock
1459
1459
D
Option to Purchase Class C Capital Stock
316.9399
2022-04-04
Class C Capital Stock
8646
8646
D
Option to Purchase Class C Capital Stock
217.6838
2019-07-29
Class C Capital Stock
2436
2436
D
Option to Purchase Class C Capital Stock
252.6537
2020-08-04
Class C Capital Stock
1459
1459
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1,193.80 to $1,194.79, inclusive. The Reporting Person undertakes to provide to any security holder of Alphabet Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) through (7) to this Form 4.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,198.21 to $1,199.20, inclusive.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,199.21 to $1,200.20, inclusive.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,200.28 to $1,201.27, inclusive.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,197.14 to $1,198.13, inclusive.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,201.55 to $1,202.54, inclusive.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $1,205.56 to $1,206.55, inclusive.
The Class A Google Stock Units (GSUs) entitle the Reporting Person to receive one share of Alphabet Inc. Class A Common Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vests monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
The Class C GSUs entitle the Reporting Person to receive one share of Alphabet Inc. Class C Capital Stock for each share underlying the GSU as GSU vests. The GSUs vest as follows: 1/72 of GSUs vested on May 25, 2013 and an additional 1/72 vest monthly thereafter until the GSUs are fully vested, subject to continued employment on such vesting dates.
1/16th of Class C GSUs vested on March 25, 2016, and an additional 1/16th will vest quarterly on the 25th day of the month until the GSUs are fully vested, subject to continued employment on such dates.
Option is fully vested.
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.
/s/ Valentina Margulis, as Attorney-in-Fact for Sundar Pichai
2018-10-04