0001209191-15-068494.txt : 20150828 0001209191-15-068494.hdr.sgml : 20150828 20150828201354 ACCESSION NUMBER: 0001209191-15-068494 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150826 FILED AS OF DATE: 20150828 DATE AS OF CHANGE: 20150828 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Phillips 66 CENTRAL INDEX KEY: 0001534701 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 453779385 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 BUSINESS PHONE: 281-293-6600 MAIL ADDRESS: STREET 1: 3010 BRIARPARK DRIVE CITY: HOUSTON STATE: TX ZIP: 77042 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BUFFETT WARREN E CENTRAL INDEX KEY: 0000315090 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35349 FILM NUMBER: 151083315 BUSINESS ADDRESS: STREET 1: 3555 FARNAM ST STREET 2: STE 1440 CITY: OMAHA STATE: NE ZIP: 68131 BUSINESS PHONE: 402-346-1400 MAIL ADDRESS: STREET 1: 3555 FARNAM ST STREET 2: STE 1440 CITY: OMAHA STATE: NE ZIP: 68131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERKSHIRE HATHAWAY INC CENTRAL INDEX KEY: 0001067983 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35349 FILM NUMBER: 151083316 BUSINESS ADDRESS: STREET 1: 3555 FARNAM STREET CITY: OMAHA STATE: NE ZIP: 68131 BUSINESS PHONE: 4023461400 MAIL ADDRESS: STREET 1: 3555 FARNAM STREET CITY: OMAHA STATE: NE ZIP: 68131 FORMER NAME: FORMER CONFORMED NAME: NBH INC DATE OF NAME CHANGE: 19980810 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-08-26 0 0001534701 Phillips 66 PSX 0001067983 BERKSHIRE HATHAWAY INC 3555 FARNAM STREET OMAHA NE 68131 0 0 1 0 0000315090 BUFFETT WARREN E 3555 FARNAM STREET OMAHA NE 68131 0 0 1 0 Common Stock 2015-08-26 4 P 0 432056 71.1162 A 55232471 I See footnotes Common Stock 2015-08-26 4 P 0 211087 71.9949 A 55443558 I See footnotes Common Stock 2015-08-26 4 P 0 201375 73.0183 A 55644933 I See footnotes Common Stock 2015-08-27 4 P 0 182354 73.7223 A 55827287 I See footnotes Common Stock 2015-08-27 4 P 0 695097 74.8958 A 56522384 I See footnotes Common Stock 2015-08-27 4 P 0 318818 75.5064 A 56841202 I See footnotes Common Stock 2015-08-27 4 P 0 11556 76.3045 A 56852758 I See footnotes Common Stock 2015-08-28 4 P 0 113683 75.8747 A 56966441 I See footnotes Common Stock 2015-08-28 4 P 0 816350 76.6009 A 57782791 I See footnotes Common Stock 2015-08-28 4 P 0 192665 77.2162 A 57975456 I See footnotes The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $70.56 to $71.55. The reporting person undertakes to provide Phillips 66, any security holder of Phillips 66, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 1 and 4 through 12 to this Form 4. 51,873,456 of the total reported securities are owned by National Indemnity Company, a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As Berkshire is in the chain of ownership of this subsidiary, it may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Common Stock presently owned by such subsidiary. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Common Stock presently owned by such subsidiary. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. 6,102,000 of the total reported securities are owned by the following pension plans of Berkshire's subsidiaries: FlightSafety International Inc. Retirement Income Plan (350,000), Fruit of the Loom Pension Trust (921,300), GEICO Corporation Pension Plan Trust (2,499,700), Johns Manville Corporation Master Pension Trust (2,187,000), and General Re Corp. Employee Retirement Trust (144,000). Each of Berkshire, Mr. Buffett and these pension plans disclaim beneficial ownership in such shares. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $71.56 to $72.55. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $72.56 to $73.35. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $73.21 to $74.20. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $74.21 to $75.20. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $75.21 to $76.20. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $76.21 to $76.54. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $75.14 to $76.135. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $76.14 to $77.13. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $77.14 to $77.26. Warren E. Buffett (on behalf of himself and each other reporting person hereunder) 2015-08-28