0001209191-15-068494.txt : 20150828
0001209191-15-068494.hdr.sgml : 20150828
20150828201354
ACCESSION NUMBER: 0001209191-15-068494
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150826
FILED AS OF DATE: 20150828
DATE AS OF CHANGE: 20150828
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Phillips 66
CENTRAL INDEX KEY: 0001534701
STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911]
IRS NUMBER: 453779385
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3010 BRIARPARK DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77042
BUSINESS PHONE: 281-293-6600
MAIL ADDRESS:
STREET 1: 3010 BRIARPARK DRIVE
CITY: HOUSTON
STATE: TX
ZIP: 77042
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUFFETT WARREN E
CENTRAL INDEX KEY: 0000315090
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35349
FILM NUMBER: 151083315
BUSINESS ADDRESS:
STREET 1: 3555 FARNAM ST
STREET 2: STE 1440
CITY: OMAHA
STATE: NE
ZIP: 68131
BUSINESS PHONE: 402-346-1400
MAIL ADDRESS:
STREET 1: 3555 FARNAM ST
STREET 2: STE 1440
CITY: OMAHA
STATE: NE
ZIP: 68131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BERKSHIRE HATHAWAY INC
CENTRAL INDEX KEY: 0001067983
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35349
FILM NUMBER: 151083316
BUSINESS ADDRESS:
STREET 1: 3555 FARNAM STREET
CITY: OMAHA
STATE: NE
ZIP: 68131
BUSINESS PHONE: 4023461400
MAIL ADDRESS:
STREET 1: 3555 FARNAM STREET
CITY: OMAHA
STATE: NE
ZIP: 68131
FORMER NAME:
FORMER CONFORMED NAME: NBH INC
DATE OF NAME CHANGE: 19980810
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-08-26
0
0001534701
Phillips 66
PSX
0001067983
BERKSHIRE HATHAWAY INC
3555 FARNAM STREET
OMAHA
NE
68131
0
0
1
0
0000315090
BUFFETT WARREN E
3555 FARNAM STREET
OMAHA
NE
68131
0
0
1
0
Common Stock
2015-08-26
4
P
0
432056
71.1162
A
55232471
I
See footnotes
Common Stock
2015-08-26
4
P
0
211087
71.9949
A
55443558
I
See footnotes
Common Stock
2015-08-26
4
P
0
201375
73.0183
A
55644933
I
See footnotes
Common Stock
2015-08-27
4
P
0
182354
73.7223
A
55827287
I
See footnotes
Common Stock
2015-08-27
4
P
0
695097
74.8958
A
56522384
I
See footnotes
Common Stock
2015-08-27
4
P
0
318818
75.5064
A
56841202
I
See footnotes
Common Stock
2015-08-27
4
P
0
11556
76.3045
A
56852758
I
See footnotes
Common Stock
2015-08-28
4
P
0
113683
75.8747
A
56966441
I
See footnotes
Common Stock
2015-08-28
4
P
0
816350
76.6009
A
57782791
I
See footnotes
Common Stock
2015-08-28
4
P
0
192665
77.2162
A
57975456
I
See footnotes
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $70.56 to $71.55. The
reporting person undertakes to provide Phillips 66, any security holder of Phillips 66, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes 1 and 4 through 12 to this Form 4.
51,873,456 of the total reported securities are owned by National Indemnity Company, a subsidiary of Berkshire Hathaway Inc. ("Berkshire"). As Berkshire is in the chain of ownership of this subsidiary, it may be deemed presently to both beneficially own and have a pecuniary interest in all shares of Common Stock presently owned by such subsidiary. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares of Common Stock presently owned by such subsidiary. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
6,102,000 of the total reported securities are owned by the following pension plans of Berkshire's subsidiaries: FlightSafety International Inc. Retirement Income Plan (350,000), Fruit of the Loom Pension Trust (921,300), GEICO Corporation Pension Plan Trust (2,499,700), Johns Manville Corporation Master Pension Trust (2,187,000), and General Re Corp. Employee Retirement Trust (144,000). Each of Berkshire, Mr. Buffett and these pension plans disclaim beneficial ownership in such shares.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $71.56 to $72.55.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $72.56 to $73.35.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $73.21 to $74.20.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $74.21 to $75.20.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $75.21 to $76.20.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $76.21 to $76.54.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $75.14 to $76.135.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $76.14 to $77.13.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $77.14 to $77.26.
Warren E. Buffett (on behalf of himself and each other reporting person hereunder)
2015-08-28