0000895345-21-000176.txt : 20210212
0000895345-21-000176.hdr.sgml : 20210212
20210212162733
ACCESSION NUMBER: 0000895345-21-000176
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210211
FILED AS OF DATE: 20210212
DATE AS OF CHANGE: 20210212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEA INVESTORS FUND V LP
CENTRAL INDEX KEY: 0001534662
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 21628030
BUSINESS ADDRESS:
STREET 1: P.O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-644-5900
MAIL ADDRESS:
STREET 1: P.O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEA INVESTORS FUND V-A LP
CENTRAL INDEX KEY: 0001551971
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 21628031
BUSINESS ADDRESS:
STREET 1: P. O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-644-5900
MAIL ADDRESS:
STREET 1: P. O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEA INVESTORS FUND V-B LP
CENTRAL INDEX KEY: 0001554676
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 21628032
BUSINESS ADDRESS:
STREET 1: 666 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
BUSINESS PHONE: 212-664-5900
MAIL ADDRESS:
STREET 1: 666 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEA Investors Partners V LP
CENTRAL INDEX KEY: 0001675447
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 21628033
BUSINESS ADDRESS:
STREET 1: P.O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: (212) 644-5900
MAIL ADDRESS:
STREET 1: P.O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AEA Management (Cayman) Ltd
CENTRAL INDEX KEY: 0001675446
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 21628034
BUSINESS ADDRESS:
STREET 1: P. O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: (212) 644-5900
MAIL ADDRESS:
STREET 1: P. O. BOX 309, UGLAND HOUSE
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Garcia John L
CENTRAL INDEX KEY: 0001675523
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 21628035
MAIL ADDRESS:
STREET 1: C/O AEA INVESTORS LP
STREET 2: 666 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hoesterey Brian R
CENTRAL INDEX KEY: 0001675264
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38272
FILM NUMBER: 21628036
MAIL ADDRESS:
STREET 1: C/O AEA INVESTORS LP
STREET 2: 666 FIFTH AVENUE, 36TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Evoqua Water Technologies Corp.
CENTRAL INDEX KEY: 0001604643
STANDARD INDUSTRIAL CLASSIFICATION: REFRIGERATION & SERVICE INDUSTRY MACHINERY [3580]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
BUSINESS PHONE: 724-772-0044
MAIL ADDRESS:
STREET 1: 210 SIXTH AVENUE
CITY: PITTSBURGH
STATE: PA
ZIP: 15222
FORMER COMPANY:
FORMER CONFORMED NAME: EWT Holdings I Corp.
DATE OF NAME CHANGE: 20140403
4
1
form4.xml
X0306
4
2021-02-11
0001604643
Evoqua Water Technologies Corp.
AQUA
0001534662
AEA INVESTORS FUND V LP
P.O. BOX 309, UGLAND HOUSE
GRAND CAYMAN
E9
KY1-1104
CAYMAN ISLANDS
true
See Remarks
0001551971
AEA INVESTORS FUND V-A LP
C/O AEA INVESTORS LP
666 FIFTH AVENUE, 36TH FLOOR
NEW YORK
NY
10103
true
See Remarks
0001554676
AEA INVESTORS FUND V-B LP
C/O AEA INVESTORS LP
666 FIFTH AVENUE, 36TH FLOOR
NEW YORK
NY
10103
true
See Remarks
0001675447
AEA Investors Partners V LP
P.O. BOX 309, UGLAND HOUSE
GRAND CAYMAN
E9
KY1-1104
CAYMAN ISLANDS
true
See Remarks
0001675446
AEA Management (Cayman) Ltd
P. O. BOX 309, UGLAND HOUSE
GRAND CAYMAN
E9
KY1-1104
CAYMAN ISLANDS
true
See Remarks
0001675523
Garcia John L
C/O AEA INVESTORS LP
666 FIFTH AVENUE, 36TH FLOOR
NEW YORK
NY
10103
true
See Remarks
0001675264
Hoesterey Brian R
C/O AEA INVESTORS LP
666 FIFTH AVENUE, 36TH FLOOR
NEW YORK
NY
10103
true
Common Stock
2021-02-11
4
S
0
11341930
24
D
0
I
See footnotes
These shares of common stock were sold pursuant to an underwriting agreement dated February 8, 2021.
This amount represents the price per share at which the Reporting Person sold the shares of the issuer's common stock in this transaction.
These shares of common stock of the issuer were directly held by AEA EWT Holdings LP ("AEA EWT Holdings"), whose general partner is AEA EWT Holdings GP LLC ("AEA EWT Holdings GP"). The managing member of AEA EWT Holdings GP is AEA Investors Fund V LP and its other members are (i) AEA Investors Participant Fund V LP, (ii) AEA Investors QP Participant Fund V LP, (iii) AEA Investors Fund V-A LP and (iv) AEA Investors Fund V-B LP (AEA Investors Fund V LP and the entities named in clauses (i) through (iv), collectively, the "AEA Funds"). The AEA Funds are also limited partners of AEA EWT Holdings. The general partner of each of AEA Investors Participant Fund V LP and AEA Investors QP Participant Fund V LP is AEA Investors PF V LLC, whose sole member is AEA Investors LP. The general partner of each of AEA Investors Fund V LP, AEA Investors Fund V-A LP and AEA Investors Fund V-B LP is AEA Investors Partners V LP, whose general partner is AEA Management (Cayman) Ltd.
Each of AEA EWT Holdings GP, the AEA Funds, AEA Investors PF V LLC, AEA Investors Partners V LP, AEA Investors LP and AEA Management (Cayman) Ltd. may have been deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each disclaimed beneficial ownership of such shares, except to the extent of its respective pecuniary interest therein. John L. Garcia, the Chairman of AEA Investors LP and the sole stockholder and director of AEA Management (Cayman) Ltd., and Brian R. Hoesterey, the Chief Executive Officer of AEA Investors LP, may also have been deemed to share beneficial ownership of the shares of the issuer's common stock held of record by AEA EWT Holdings, but each of Dr. Garcia and Mr. Hoesterey disclaimed beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Due to the limitations of the Securities and Exchange Commission's EDGAR system, AEA Investors LP, AEA EWT Holdings GP LLC, AEA Investors Participant Fund V LP, AEA Investors QP Participant Fund V LP, AEA Investors PF V LLC and AEA EWT Holdings LP have filed a separate Form 4.
This Form 4 is being filed on behalf of a group of Reporting Persons that is a Former 10% Owner. One member of this group (Brian R. Hoesterey) is currently a Director.
AEA Investors Fund V LP, by AEA Investors Partners V LP, its general partner, by AEA Management (Cayman) Ltd., its general partner, by /s/ Barbara L. Burns, Vice President
2021-02-12
AEA Investors Fund V-A LP, by AEA Investors Partners V LP, its general partner, by AEA Management (Cayman) Ltd., its general partner, by /s/ Barbara L. Burns, Vice President
2021-02-12
AEA Investors Fund V-B LP, by AEA Investors Partners V LP, its general partner, by AEA Management (Cayman) Ltd., its general partner, by /s/ Barbara L. Burns, Vice President
2021-02-12
AEA Investors Partners V LP, by AEA Management (Cayman) Ltd., its general partner, by /s/ Barbara L. Burns, Vice President
2021-02-12
AEA Management (Cayman) Ltd., by /s/ Barbara L. Burns, Vice President
2021-02-12
/s/ Barbara L. Burns, Attorney-in-Fact, for John L. Garcia
2021-02-12
/s/ Barbara L. Burns, Attorney-in-Fact, for Brian R. Hoesterey
2021-02-12