Director, Advisory Compliance

0001085146-17-002494.txt : 20171116 0001085146-17-002494.hdr.sgml : 20171116 20171115191924 ACCESSION NUMBER: 0001085146-17-002494 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171116 DATE AS OF CHANGE: 20171115 EFFECTIVENESS DATE: 20171116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisor Networks LLC CENTRAL INDEX KEY: 0001534468 IRS NUMBER: 953845382 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14619 FILM NUMBER: 171206384 BUSINESS ADDRESS: STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-326-3100 MAIL ADDRESS: STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 FORMER COMPANY: FORMER CONFORMED NAME: Financial Network DATE OF NAME CHANGE: 20111108 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001534468 XXXXXXXX 09-30-2017 09-30-2017 Cetera Advisor Networks LLC

200 N SEPULVEDA BLVD., SUITE 1300 EL SEGUNDO CA 90245

13F HOLDINGS REPORT 028-14619 Y CETERA ADVISOR NETWORKS LLC FORMERLY FILED UNDER THE NAME OF FINANCIAL NETWORK INVESTMENT CORPORATION. Jose Rodriguez Director, Advisory Compliance 310 326-3100 /s/ Jose Rodriguez El Segunda CA 11-14-2017 0 917 2198500 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1011111252976SHSOLE 0052976ABBOTT LABSCOM002824100173632573SHSOLE 0032573ABBVIE INCCOM00287Y109365341055SHSOLE 0041055ACCENTURE PLC IRELANDSHS CLASS AG1151C1016404757SHSOLE 004757ACNB CORPCOM00086810957220626SHSOLE 0020626ACTIVISION BLIZZARD INCCOM00507V1092343626SHSOLE 003626ADAM NAT RES FD INCCOM00548F10530615636SHSOLE 0015636ADAMS DIVERSIFIED EQUITY FDCOM00621210435323153SHSOLE 0023153ADOBE SYS INCCOM00724F1016654473SHSOLE 004473ADVENT CLAYMORE CV SECS & INCOM00764C10921113030SHSOLE 0013030AETNA INC NEWCOM00817Y10810066312SHSOLE 006312AFLAC INCCOM0010551023804697SHSOLE 004697AGNC INVT CORPCOM00123Q1042169930SHSOLE 009930AIR PRODS & CHEMS INCCOM0091581062381558SHSOLE 001558ALASKA AIR GROUP INCCOM0116591092222908SHSOLE 002908ALEXION PHARMACEUTICALS INCCOM0153511092561825SHSOLE 001825ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102175710144SHSOLE 0010144ALLERGAN PLCSHSG0177J1085122518SHSOLE 002518ALLETE INCCOM NEW0185223005276809SHSOLE 006809ALLIANCEBERNSTEIN GBL HGH INCOM01879R10652740424SHSOLE 0040424ALLIANT ENERGY CORPCOM01880210897823586SHSOLE 0023586ALLIANZGI CONV & INCOME FDCOM01882810332345574SHSOLE 0045574ALLIANZGI CONV & INCOME FD ICOM01882510914222486SHSOLE 0022486ALLIANZGI NFJ DIVID INT & PRCOM01883A107100375002SHSOLE 0075002ALLSTATE CORPCOM0200021016887472SHSOLE 007472ALPHABET INCCAP STK CL A02079K30538773971SHSOLE 003971ALPHABET INCCAP STK CL C02079K10769047173SHSOLE 007173ALPINE TOTAL DYNAMIC DIVID FCOM SH BEN INT N02106020726028687SHSOLE 0028687ALPS ETF TRALERIAN MLP00162Q8661687150145SHSOLE 00150145ALPS ETF TRSECTR DIV DOGS00162Q85849911333SHSOLE 0011333ALPS ETF TRSPROTT GL MINE00162Q64337017923SHSOLE 0017923ALTABA INCCOM0213461012613958SHSOLE 003958ALTRIA GROUP INCCOM02209S103499778710SHSOLE 0078710AMAZON COM INCCOM0231351061043810837SHSOLE 0010837AMEREN CORPCOM0236081023596200SHSOLE 006200AMERICAN AIRLS GROUP INCCOM02376R10248010147SHSOLE 0010147AMERICAN ELEC PWR INCCOM025537101127518094SHSOLE 0018094AMERICAN EXPRESS COCOM02581610995310569SHSOLE 0010569AMERICAN OUTDOOR BRANDS CORPCOM02874P10358838809SHSOLE 0038809AMERICAN STS WTR COCOM0298991012014093SHSOLE 004093AMERICAN TOWER CORP NEWCOM03027X1002982158SHSOLE 002158AMERICAN WTR WKS CO INC NEWCOM0304201035396664SHSOLE 006664AMERIGAS PARTNERS L PUNIT L P INT03097510668015194SHSOLE 0015194AMERISOURCEBERGEN CORPCOM03073E1054795749SHSOLE 005749AMGEN INCCOM031162100399521409SHSOLE 0021409ANADARKO PETE CORPCOM0325111072304740SHSOLE 004740ANHEUSER BUSCH INBEV SA/NVSPONSORED ADR03524A1082832368SHSOLE 002368ANNALY CAP MGMT INCCOM0357104091232101543SHSOLE 00101543ANTHEM INCCOM0367521032871523SHSOLE 001523AON PLCSHS CL AG0408V1026004086SHSOLE 004086APACHE CORPCOM0374111052365208SHSOLE 005208APOLLO GLOBAL MGMT LLCCL A SHS03761230677725971SHSOLE 0025971APOLLO SR FLOATING RATE FD ICOM03763610742525376SHSOLE 0025376APPLE INCCOM03783310045647296187SHSOLE 00296187APPLIED MATLS INCCOM038222105219742191SHSOLE 0042191APPLIED OPTOELECTRONICS INCCOM03823U1022433758SHSOLE 003758AQUA AMERICA INCCOM03836W10349715015SHSOLE 0015015ARES CAP CORPCOM04010L10369743261SHSOLE 0043261ARK ETF TRINNOVATION ETF00214Q10481623900SHSOLE 0023900ARK ETF TRWEB X.O ETF00214Q4012816975SHSOLE 006975ARROW INVTS TRDWA TACTICAL ETF04276579216214029SHSOLE 0014029ASTRAZENECA PLCSPONSORED ADR0463531082246677SHSOLE 006677AT&T INCCOM00206R10223078586952SHSOLE 00586952AUTOMATIC DATA PROCESSING INCOM053015103169515502SHSOLE 0015502AVISTA CORPCOM05379B1072544913SHSOLE 004913AXON ENTERPRISE INCCOM05464C1012199631SHSOLE 009631B & G FOODS INC NEWCOM05508R10632010137SHSOLE 0010137BAIDU INCSPON ADR REP A0567521084631872SHSOLE 001872BANK AMER CORPCOM0605051043477136763SHSOLE 00136763BANK COMM HLDGSCOM06424J10348241892SHSOLE 0041892BANK NEW YORK MELLON CORPCOM064058100287854240SHSOLE 0054240BANK OF THE OZARKSCOM0639041062475172SHSOLE 005172BARCLAYS BK PLCDJUBS CMDT ETN3606738C77897442084SHSOLE 0042084BARCLAYS BK PLCIPSP CROIL ETN06738C78642178375SHSOLE 0078375BARD C R INCCOM0673831094141291SHSOLE 001291BARRICK GOLD CORPCOM06790110818811804SHSOLE 0011804BAXTER INTL INCCOM071813109118418909SHSOLE 0018909BB&T CORPCOM054937107148031494SHSOLE 0031494BECTON DICKINSON & COCOM0758871096843480SHSOLE 003480BERKSHIRE HATHAWAY INC DELCL A084670108329612SHSOLE 0012BERKSHIRE HATHAWAY INC DELCL B NEW08467070222069120548SHSOLE 00120548BIOGEN INCCOM09062X1038262635SHSOLE 002635BLACKROCK CAPITAL INVESTMENTCOM09253310818624509SHSOLE 0024509BLACKROCK CORPOR HI YLD FD ICOM09255P10737933759SHSOLE 0033759BLACKROCK ENERGY & RES TRCOM09250U10122816601SHSOLE 0016601BLACKROCK ENHANCED EQT DIV TCOM09251A10411312411SHSOLE 0012411BLACKROCK HEALTH SCIENCES TRCOM09250W10749113553SHSOLE 0013553BLACKROCK INCCOM09247X101367824SHSOLE 00824BLACKROCK INCOME TR INCCOM09247F10014823643SHSOLE 0023643BLACKROCK MULTI-SECTOR INC TCOM09258A10724012852SHSOLE 0012852BLACKROCK MUNIASSETS FD INCCOM09254J10237224829SHSOLE 0024829BLACKROCK MUNIYIELD QLTY FDCOM09254E10318913045SHSOLE 0013045BLACKSTONE GROUP L PCOM UNIT LTD09253U108118535545SHSOLE 0035545BLDRS INDEX FDS TREMER MK 50 ADR09348R3002696396SHSOLE 006396BLUEROCK RESIDENTIAL GRW REICOM CL A09627J10223220973SHSOLE 0020973BOEING COCOM0970231051047641219SHSOLE 0041219BORGWARNER INCCOM0997241062174236SHSOLE 004236BOULDER GROWTH & INCOME FD ICOM10150710128928745SHSOLE 0028745BP PLCSPONSORED ADR055622104337387794SHSOLE 0087794BRISTOL MYERS SQUIBB COCOM110122108396762365SHSOLE 0062365BRITISH AMERN TOB PLCSPONSORED ADR11044810784413475SHSOLE 0013475BROADCOM LTDSHSY098271093731541SHSOLE 001541BROOKFIELD REAL ASSETS INCOMSHS BEN INT112830104128754153SHSOLE 0054153BROWN FORMAN CORPCL B1156372093907196SHSOLE 007196BUCKEYE PARTNERS L PUNIT LTD PARTN1182301013225630SHSOLE 005630CALAMOS CONV & HIGH INCOME FCOM SHS12811P10822719061SHSOLE 0019061CALAMOS CONV OPP AND INC FDSH BEN INT1281171082330202433SHSOLE 00202433CALAMOS STRATEGIC TOTL RETNCOM SH BEN INT12812510147138808SHSOLE 0038808CALIFORNIA WTR SVC GROUPCOM1307881022396275SHSOLE 006275CAMBRIA ETF TRGLB MOMENT ETF1320615083736141098SHSOLE 00141098CAMPBELL SOUP COCOM1344291093236892SHSOLE 006892CANADIAN NATL RY COCOM1363751023314004SHSOLE 004004CANADIAN SOLAR INCCOM13663510975344850SHSOLE 0044850CAPITAL ONE FINL CORPCOM14040H1053574220SHSOLE 004220CAPITALA FIN CORPCOM14054R10612913498SHSOLE 0013498CAPSTEAD MTG CORPCOM NO PAR14067E50636637793SHSOLE 0037793CARDINAL HEALTH INCCOM14149Y1084416548SHSOLE 006548CARLYLE GROUP L PCOM UTS LTD PTN14309L10258424791SHSOLE 0024791CARNIVAL CORPUNIT 99/99/99991436583002884635SHSOLE 004635CASS INFORMATION SYS INCCOM14808P1093305202SHSOLE 005202CATERPILLAR INC DELCOM149123101289123256SHSOLE 0023256CBL & ASSOC PPTYS INCCOM124830100871104035SHSOLE 00104035CBOE HLDGS INCCOM12503M1088567950SHSOLE 007950CBRE CLARION GLOBAL REAL ESTCOM12504G10026032696SHSOLE 0032696CELGENE CORPCOM151020104201013751SHSOLE 0013751CENTENE CORP DELCOM15135B1014204357SHSOLE 004357CENTERPOINT ENERGY INCCOM15189T1072067056SHSOLE 007056CENTRAL FD CDA LTDCL A1535011013648287372SHSOLE 00287372CENTURYLINK INCCOM15670010662632787SHSOLE 0032787CHARTER COMMUNICATIONS INC NCL A16119P108223614SHSOLE 00614CHESAPEAKE ENERGY CORPCOM16516710713431322SHSOLE 0031322CHESAPEAKE GRANITE WASH TRCOM SH BEN INT1651851093415963SHSOLE 0015963CHEVRON CORP NEWCOM16676410041391351789SHSOLE 00351789CHIMERA INVT CORPCOM NEW16934Q20891448426SHSOLE 0048426CHUBB LIMITEDCOMH1467J1046804737SHSOLE 004737CHURCH & DWIGHT INCCOM17134010258012010SHSOLE 0012010CIGNA CORPORATIONCOM1255091094142221SHSOLE 002221CISCO SYS INCCOM17275R1026633197164SHSOLE 00197164CITIGROUP INCCOM NEW17296742496713216SHSOLE 0013216CLAYMORE EXCHANGE TRD FD TRGUG BLT2017 HY18383M39929311379SHSOLE 0011379CLAYMORE EXCHANGE TRD FD TRGUG BUL 2019 HY18383M37340316347SHSOLE 0016347CLAYMORE EXCHANGE TRD FD TRGUG BUL 2020 HY18383M36535214059SHSOLE 0014059CLAYMORE EXCHANGE TRD FD TRGUG BULL2018 E18383M53037217691SHSOLE 0017691CLAYMORE EXCHANGE TRD FD TRGUG BULL2019 E18383M522176883384SHSOLE 0083384CLAYMORE EXCHANGE TRD FD TRGUG BULL2020 E18383M51443820441SHSOLE 0020441CLAYMORE EXCHANGE TRD FD TRGUG MULTI ASSET18383M50622010105SHSOLE 0010105CLAYMORE EXCHANGE TRD FD TRGUGENHIM 202318383M1832077731SHSOLE 007731CLAYMORE EXCHANGE TRD FD TRGUGG CRP BD 201718383M5482209661SHSOLE 009661CLAYMORE EXCHANGE TRD FD TRGUGG S&P GBL WTR18383Q50777522412SHSOLE 0022412CLAYMORE EXCHANGE TRD FD TRGUGG ULTR SH DUR18383M65489317750SHSOLE 0017750CLOROX CO DELCOM18905410910257765SHSOLE 007765CME GROUP INCCOM CL A12572Q1052181615SHSOLE 001615COCA COLA COCOM1912161007640169562SHSOLE 00169562COGNIZANT TECHNOLOGY SOLUTIOCL A1924461022463419SHSOLE 003419COHEN & STEERS REIT & PFD INCOM19247X100152371974SHSOLE 0071974COHEN & STEERS TOTAL RETURNCOM19247R103121797793SHSOLE 0097793COLGATE PALMOLIVE COCOM194162103153421079SHSOLE 0021079COLONY NORTHSTAR INCCL A COM19625W10427321968SHSOLE 0021968COMCAST CORP NEWCL A20030N101262668205SHSOLE 0068205COMPASS MINERALS INTL INCCOM20451N10169010685SHSOLE 0010685CONAGRA BRANDS INCCOM20588710261018139SHSOLE 0018139CONOCOPHILLIPSCOM20825C104196139064SHSOLE 0039064CONSOL ENERGY INCCOM20854P10941724684SHSOLE 0024684CONSOLIDATED COMM HLDGS INCCOM20903410726914057SHSOLE 0014057CONSOLIDATED EDISON INCCOM209115104157819676SHSOLE 0019676CONSTELLATION BRANDS INCCL A21036P10810245119SHSOLE 005119CORESITE RLTY CORPCOM21870Q1052582319SHSOLE 002319CORNING INCCOM21935010537712547SHSOLE 0012547COSTCO WHSL CORP NEWCOM22160K105334620394SHSOLE 0020394CROWN CASTLE INTL CORP NEWCOM22822V1013593599SHSOLE 003599CSX CORPCOM126408103194736005SHSOLE 0036005CUMMINS INCCOM2310211069095390SHSOLE 005390CVS HEALTH CORPCOM126650100188923304SHSOLE 0023304DANAHER CORP DELCOM2358511026878017SHSOLE 008017DAVIS FUNDAMENTAL ETF TRSELECT FINL23908L10853223492SHSOLE 0023492DBX ETF TREAFE HGH DV YL23305163059924260SHSOLE 0024260DBX ETF TRXTRAK MSCI EAFE2330512009523306955SHSOLE 00306955DEERE & COCOM24419910512469913SHSOLE 009913DELTA AIR LINES INC DELCOM NEW247361702125826082SHSOLE 0026082DIAGEO P L CSPON ADR NEW25243Q2052922224SHSOLE 002224DIEBOLD NXDF INCCOM25365110360726588SHSOLE 0026588DISCOVER FINL SVCSCOM2547091083224932SHSOLE 004932DISH NETWORK CORPCL A25470M10966412271SHSOLE 0012271DISNEY WALT COCOM DISNEY254687106564057053SHSOLE 0057053DNP SELECT INCOME FDCOM23325P10451444780SHSOLE 0044780DOLLAR TREE INCCOM2567461084695402SHSOLE 005402DOMINION ENERGY INCCOM25746U109245731878SHSOLE 0031878DOUBLELINE INCOME SOLUTIONSCOM258622109150870913SHSOLE 0070913DOUBLELINE OPPORTUNISTIC CRCOM258623107178374273SHSOLE 0074273DOWDUPONT INCCOM26078J100308044503SHSOLE 0044503DREYFUS STRATEGIC MUNS INCCOM26193210714516462SHSOLE 0016462DTE ENERGY COCOM2333311076766316SHSOLE 006316DUFF & PHELPS SLCT ENGY MLPCOM26433F10835655500SHSOLE 0055500DUKE ENERGY CORP NEWCOM NEW26441C204512060921SHSOLE 0060921EATON CORP PLCSHSG291831033114050SHSOLE 004050EATON VANCE ENH EQTY INC FDCOM27827710852935507SHSOLE 0035507EATON VANCE FLTG RATE INCOMCOM SHS BEN INT27828410438623234SHSOLE 0023234EATON VANCE LTD DUR INCOME FCOM27828H10516111385SHSOLE 0011385EATON VANCE RISK MNGD DIV EQCOM27829G10668472550SHSOLE 0072550EATON VANCE TAX MNGD GBL DVCOM27829F10880786215SHSOLE 0086215ECOLAB INCCOM2788651006595114SHSOLE 005114EDISON INTLCOM281020107121215688SHSOLE 0015688ELECTRONIC ARTS INCCOM2855121096725686SHSOLE 005686ELLIE MAE INCCOM28849P1002543100SHSOLE 003100EMERSON ELEC COCOM291011104185529509SHSOLE 0029509ENBRIDGE INCCOM29250N105237656714SHSOLE 0056714ENCANA CORPCOM29250510439132957SHSOLE 0032957ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V10024213930SHSOLE 0013930ENERGY TRANSFER PARTNERS LPUNIT LTD PRT INT29278N10343123760SHSOLE 0023760ENSERVCO CORPCOM29358Y102712860SHSOLE 0012860ENTERPRISE PRODS PARTNERS LCOM293792107124547633SHSOLE 0047633EOG RES INCCOM26875P1013423533SHSOLE 003533ETF MANAGERS TRPRIME CYBR SCRTY26924G20142413967SHSOLE 0013967ETF MANAGERS TRPRIME JUNIR SLVR26924G10217714887SHSOLE 0014887ETF SER SOLUTIONSUS GLB JETS26922A84260220342SHSOLE 0020342ETFIS SER TR IINFRAC ACT MLP26923G1031092117034SHSOLE 00117034EVERSOURCE ENERGYCOM30040W1083135190SHSOLE 005190EXACTECH INCCOM30064E10945913916SHSOLE 0013916EXCHANGE LISTED FDS TRKNLDG LD WD ETF30151E60821411670749SHSOLE 00670749EXCHANGE TRADED CONCEPTS TREMQQ EM INTERN3015058892095677SHSOLE 005677EXELON CORPCOM30161N101139637009SHSOLE 0037009EXPRESS SCRIPTS HLDG COCOM30219G1085799162SHSOLE 009162EXXON MOBIL CORPCOM30231G10222081269780SHSOLE 00269780FACEBOOK INCCL A30303M1021091763840SHSOLE 0063840FASTENAL COCOM3119001042986555SHSOLE 006555FEDEX CORPCOM31428X10610834777SHSOLE 004777FERRELLGAS PARTNERS L.P.UNIT LTD PART31529310018736704SHSOLE 0036704FIDELITYMSCI FINLS IDX31609250164016840SHSOLE 0016840FIDELITYMSCI INFO TECH I3160928082555516SHSOLE 005516FIFTH STREET FINANCE CORPCOM31678A103670122025SHSOLE 00122025FIREEYE INCCOM31816Q10117910620SHSOLE 0010620FIRST TR EXCH TRADED FD IIILNG/SHT EQUITY33739P1032496699SHSOLE 006699FIRST TR EXCH TRD ALPHA FD IEM SML CP ALPH33737J3072135164SHSOLE 005164FIRST TR EXCH TRD ALPHA FD IEUROPE ALPHADEX33737J117100926649SHSOLE 0026649FIRST TR EXCHAN TRADED FD VIFST TR GLB FD33739H10147323597SHSOLE 0023597FIRST TR EXCHANGE TRADED FDCAP STRENGTH ETF33733E1045366113325SHSOLE 00113325FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E302196719231SHSOLE 0019231FIRST TR EXCHANGE TRADED FDDORSEY WRIGHT33738R88650023415SHSOLE 0023415FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R605509541946989SHSOLE 001946989FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X135140247081SHSOLE 0047081FIRST TR EXCHANGE TRADED FDFIRST TR ENH NEW33739Q408209934982SHSOLE 0034982FIRST TR EXCHANGE TRADED FDFIRST TR TA HIYL33738D4082124276SHSOLE 004276FIRST TR EXCHANGE TRADED FDFST LOW OPPT EFT33739Q2002464711SHSOLE 004711FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X1435528252SHSOLE 008252FIRST TR EXCHANGE TRADED FDINDLS PROD DUR33734X15079221447SHSOLE 0021447FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R1002078108546SHSOLE 00108546FIRST TR EXCHANGE TRADED FDNASD TECH DIV33738R11889527658SHSOLE 0027658FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D10164326258SHSOLE 0026258FIRST TR EXCHANGE TRADED FDNY ARCA BIOTECH33733E203138211189SHSOLE 0011189FIRST TR EXCHANGE TRADED FDRBA INDL ETF33738R70448818767SHSOLE 0018767FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D30984217464SHSOLE 0017464FIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF336920103133120798SHSOLE 0020798FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E1086750336258SHSOLE 00336258FIRST TR HIGH INCOME L/S FDCOM33738E10929117159SHSOLE 0017159FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K10880814066SHSOLE 0014066FIRST TR LRG CP VL ALPHADEXCOM SHS33735J101135526533SHSOLE 0026533FIRST TR LRGE CP CORE ALPHACOM SHS33734K10972513259SHSOLE 0013259FIRST TR MID CAP CORE ALPHADCOM SHS33735B1082093407SHSOLE 003407FIRST TR MORNINGSTAR DIV LEASHS336917109172359285SHSOLE 0059285FIRST TR NASDAQ ABA CMNTY BKUT COM SHS ETF33736Q104134525500SHSOLE 0025500FIRST TR NASDAQ100 TECH INDESHS3373451024676833SHSOLE 006833FIRST TR S&P REIT INDEX FDCOM33734G10838816586SHSOLE 0016586FIRST TR SML CP CORE ALPHA FCOM SHS33734Y109124921187SHSOLE 0021187FIRST TR STOXX EURO DIV FDCOMMON SHS33735T10976055837SHSOLE 0055837FIRST TR VALUE LINE DIVID INSHS33734H10610271345354SHSOLE 00345354FIRST TRUST MORTGAGE INCM FDCOM SHS33734E10327018892SHSOLE 0018892FISERV INCCOM3377381082892240SHSOLE 002240FLAHERTY & CRUMRINE DYN PFDSHS33848W10633212532SHSOLE 0012532FLAHERTY & CRUMRINE PFD INCCOM33848E10627722410SHSOLE 0022410FLAHERTY&CRMN PFD SEC INCOMCOM338478100100947328SHSOLE 0047328FLEXSHARES TRGLB QLT R/E IDX33939L7872253639SHSOLE 003639FLEXSHARES TRQUALT DIVD IDX33939L8602946965SHSOLE 006965FNB CORP PACOM30252010117912788SHSOLE 0012788FORD MTR CO DELCOM PAR $0.013453708601650137868SHSOLE 00137868FORTINET INCCOM34959E10970813355SHSOLE 0013355FRANCESCAS HLDGS CORPCOM35179310412417000SHSOLE 0017000FRANKLIN RES INCCOM3546131013868685SHSOLE 008685FRANKLIN UNVL TRSH BEN INT35514510329740852SHSOLE 0040852FREEPORT-MCMORAN INCCL B35671D85734124175SHSOLE 0024175FS INVT CORPCOM302635107125241482321SHSOLE 001482321FULLER H B COCOM35969410679313683SHSOLE 0013683GABELLI DIVD & INCOME TRCOM36242H1042149511SHSOLE 009511GABELLI EQUITY TR INCCOM36239710119329439SHSOLE 0029439GALECTIN THERAPEUTICS INCCOM NEW3632252023415721SHSOLE 0015721GALLAGHER ARTHUR J & COCOM3635761092233595SHSOLE 003595GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A109886158036SHSOLE 00158036GARTNER INCCOM3666511074063280SHSOLE 003280GENERAL DYNAMICS CORPCOM3695501088634209SHSOLE 004209GENERAL ELECTRIC COCOM36960410310762445572SHSOLE 00445572GENERAL MLS INCCOM370334104259450154SHSOLE 0050154GENERAL MOLY INCCOM370373102820000SHSOLE 0020000GENERAL MTRS COCOM37045V100168942190SHSOLE 0042190GENUINE PARTS COCOM372460105119512553SHSOLE 0012553GILEAD SCIENCES INCCOM375558103289035813SHSOLE 0035813GLAXOSMITHKLINE PLCSPONSORED ADR37733W105109527131SHSOLE 0027131GLOBAL NET LEASE INCCOM NEW37937820147921885SHSOLE 0021885GLOBAL SELF STORAGE INCCOM37955N10610020704SHSOLE 0020704GLOBAL X FDSGLB X MLP ENRG I37950E2262888210094SHSOLE 00210094GLOBAL X FDSGLB X SUPERDIV37950E54971532505SHSOLE 0032505GLOBAL X FDSGLOBAL X SILVER37954Y84843513209SHSOLE 0013209GLOBAL X FDSGLOBAL X URANIUM37954Y871118789178SHSOLE 0089178GLOBAL X FDSGLOBX SUPDV US37950E291148157928SHSOLE 0057928GLOBAL X FDSSCIEN BETA US37954Y1036583222792SHSOLE 00222792GMS INCCOM36251C103179150590SHSOLE 0050590GOLD RESOURCE CORPCOM38068T1055013333SHSOLE 0013333GOLDCORP INC NEWCOM38095640913010124SHSOLE 0010124GOLDFIELD CORPCOM3813701051134180000SHSOLE 00180000GOLDMAN SACHS ETF TRACTIVEBETA EME38143020665219474SHSOLE 0019474GOLDMAN SACHS ETF TREQUITY ETF38143050340744816349SHSOLE 00816349GOLDMAN SACHS ETF TRTREASURYACCESS381430529982398086SHSOLE 0098086GOLDMAN SACHS GROUP INCCOM38141G1047303060SHSOLE 003060GOVERNMENT PPTYS INCOME TRCOM SHS BEN INT38376A103105155714SHSOLE 0055714GRAMERCY PPTY TRCOM NEW38500230854317916SHSOLE 0017916GUGGENHEIM ENHNCD EQTY INCMCOM40167B10045853791SHSOLE 0053791HALLIBURTON COCOM40621610147110226SHSOLE 0010226HANCOCK JOHN INV TRUSTTAX ADV GLB SH41013P7491565169424SHSOLE 00169424HANCOCK JOHN PFD INCOME FD ICOM41021P103111358862SHSOLE 0058862HANCOCK JOHN PREMUIM DIV FDCOM SH BEN INT41013T10540924278SHSOLE 0024278HANCOCK JOHN TAX-ADV DIV INCCOM41013V10064224727SHSOLE 0024727HANESBRANDS INCCOM41034510285935128SHSOLE 0035128HARBORONE BANCORP INCCOM41165F10132917400SHSOLE 0017400HARTFORD FINL SVCS GROUP INCCOM4165151044017213SHSOLE 007213HCP INCCOM40414L10932811743SHSOLE 0011743HEALTHCARE TR AMER INCCL A NEW42225P50138712998SHSOLE 0012998HERSHEY COCOM427866108113210367SHSOLE 0010367HEWLETT PACKARD ENTERPRISE CCOM42824C10918112293SHSOLE 0012293HOME DEPOT INCCOM437076102863052790SHSOLE 0052790HONEYWELL INTL INCCOM438516106407428773SHSOLE 0028773HORMEL FOODS CORPCOM44045210069821726SHSOLE 0021726HOSPITALITY PPTYS TRCOM SH BEN INT44106M1022137465SHSOLE 007465HP INCCOM40434L10523711791SHSOLE 0011791HUBBELL INCCOM4435106074143568SHSOLE 003568HUGOTON RTY TR TEXUNIT BEN INT4447171022111100SHSOLE 0011100HUNTINGTON BANCSHARES INCCOM44615010425918412SHSOLE 0018412ICON PLCSHSG4705A1008777726SHSOLE 007726IDACORP INCCOM4511071062612972SHSOLE 002972IDEAL PWR INCCOM4516221043714000SHSOLE 0014000ILLINOIS TOOL WKS INCCOM4523081098996076SHSOLE 006076INDEXIQ ETF TRHDGD FTSE INTL45409B56013144632829SHSOLE 00632829INDEXIQ ETF TRHEDGE MLTI ETF45409B10745015085SHSOLE 0015085INDEXIQ ETF TRIQ ENCH COR PL45409B479142270660SHSOLE 0070660INDEXIQ ETF TRIQ MRGR ARB ETF45409B8005344173442SHSOLE 00173442INGERSOLL-RAND PLCSHSG47791101208823396SHSOLE 0023396INTEL CORPCOM4581401004752124560SHSOLE 00124560INTERCONTINENTAL EXCHANGE INCOM45866F1042423517SHSOLE 003517INTERNATIONAL BUSINESS MACHSCOM459200101384826445SHSOLE 0026445INTL PAPER COCOM4601461032484342SHSOLE 004342INTUITCOM4612021034162930SHSOLE 002930INVESCO ADVANTAGE MUNICIPALSH BEN INT46132E10313111400SHSOLE 0011400INVESCO DYNAMIC CR OPP FDCOM46132R10443036047SHSOLE 0036047INVESCO MUN OPPORTUNITY TRCOM46132C10736327753SHSOLE 0027753INVESCO MUN TRCOM46131J10356244017SHSOLE 0044017INVESCO MUNI INCOME OPP TRSTCOM46132X1011146145033SHSOLE 00145033INVESCO QUALITY MUNI INC TRSCOM46133G10763649702SHSOLE 0049702INVESCO VALUE MUN INCOME TRCOM46132P10834222858SHSOLE 0022858ISHARES10+ YR CR BD ETF4642895113725997SHSOLE 005997ISHARESAGGRES ALLOC ETF464289859175632775SHSOLE 0032775ISHARESGRWT ALLOCAT ETF464289867165436886SHSOLE 0036886ISHARESMODERT ALLOC ETF46428987569618297SHSOLE 0018297ISHARESRUS TP200 GR ETF46428943878511514SHSOLE 0011514ISHARES GOLD TRUSTISHARES4642851054904398480SHSOLE 00398480ISHARES INCASIA/PAC DIV ETF4642862932144400SHSOLE 004400ISHARES INCCORE MSCI EMKT46434G103300055438SHSOLE 0055438ISHARES INCMIN VOL EMRG MKT4642865336108104923SHSOLE 00104923ISHARES INCMIN VOL GBL ETF464286525159719661SHSOLE 0019661ISHARES INCMSCI EURZONE ETF4642866082646105SHSOLE 006105ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R10716110881SHSOLE 0010881ISHARES SILVER TRUSTISHARES46428Q1092352150242SHSOLE 00150242ISHARES TR1 3 YR CR BD ETF464288646404938408SHSOLE 0038408ISHARES TR1 3 YR TREAS BD464287457233327662SHSOLE 0027662ISHARES TR20 YR TR BD ETF4642874329667770SHSOLE 007770ISHARES TR3 7 YR TREAS BD4642886615384390SHSOLE 004390ISHARES TRBARCLAYS 7 10 YR464287440152414314SHSOLE 0014314ISHARES TRCALIF MUN BD ETF4642883562392020SHSOLE 002020ISHARES TRCOHEN STEER REIT464287564203720257SHSOLE 0020257ISHARES TRCORE 1 5 YR USD46432F859100019883SHSOLE 0019883ISHARES TRCORE DIV GRWTH46434V621129939966SHSOLE 0039966ISHARES TRCORE HIGH DV ETF46429B663331238543SHSOLE 0038543ISHARES TRCORE MSCI EAFE46432F84226189408313SHSOLE 00408313ISHARES TRCORE MSCI EURO46434V7383346737SHSOLE 006737ISHARES TRCORE MSCI TOTAL46432F83470311554SHSOLE 0011554ISHARES TRCORE S&P MCP ETF46428750727713154865SHSOLE 00154865ISHARES TRCORE S&P SCP ETF46428780419134257800SHSOLE 00257800ISHARES TRCORE S&P TTL STK4642871508574148596SHSOLE 00148596ISHARES TRCORE S&P US GWT464287671164932697SHSOLE 0032697ISHARES TRCORE S&P US VLU464287663175533526SHSOLE 0033526ISHARES TRCORE S&P500 ETF46428720031296123700SHSOLE 00123700ISHARES TRCORE TOTAL USD46434V61369313557SHSOLE 0013557ISHARES TRCORE US AGGBD ET464287226896081742SHSOLE 0081742ISHARES TRCRE U S REIT ETF4642885213607291SHSOLE 007291ISHARES TRDOW JONES US ETF4642878469087207SHSOLE 007207ISHARES TREAFE GRWTH ETF464288885155620091SHSOLE 0020091ISHARES TREAFE SML CP ETF4642882736971112414SHSOLE 00112414ISHARES TREAFE VALUE ETF46428887760311061SHSOLE 0011061ISHARES TRFLTG RATE NT ETF46429B655323363671SHSOLE 0063671ISHARES TRGLOBAL 100 ETF464287572263529851SHSOLE 0029851ISHARES TRGLOBAL ENERG ETF4642873413309737SHSOLE 009737ISHARES TRGLOBAL REIT ETF46434V6472298947SHSOLE 008947ISHARES TRGLOBAL TECH ETF4642872912251563SHSOLE 001563ISHARES TRHDG MSCI EAFE46434V80338813410SHSOLE 0013410ISHARES TRIBNDS MAR20 ETF46432FAK328511572PRNSOLE 0011572ISHARES TRIBNDS MAR23 ETF46432FAN759424194PRNSOLE 0024194ISHARES TRIBOXX HI YD ETF464288513153417285SHSOLE 0017285ISHARES TRIBOXX INV CP ETF464287242262121683SHSOLE 0021683ISHARES TRINTL DEV RE ETF464288489103635221SHSOLE 0035221ISHARES TRINTL DIV GRWTH46435G52458810300SHSOLE 0010300ISHARES TRINTL SEL DIV ETF464288448133439560SHSOLE 0039560ISHARES TRINTL TREA BD ETF4642881173627376SHSOLE 007376ISHARES TRINTRM GOV CR ETF4642886125685105SHSOLE 005105ISHARES TRINTRMD CR BD ETF46428863810129182SHSOLE 009182ISHARES TRJPMORGAN USD EMG4642882814083527SHSOLE 003527ISHARES TRMBS ETF464288588113410640SHSOLE 0010640ISHARES TRMIN VOL EAFE ETF46429B6899156128977SHSOLE 00128977ISHARES TRMIN VOL USA ETF46429B69744334880868SHSOLE 00880868ISHARES TRMRGSTR MD CP ETF4642882083121784SHSOLE 001784ISHARES TRMRGSTR MD CP VAL4642884062161428SHSOLE 001428ISHARES TRMRNGSTR LG-CP ET4642871277414911SHSOLE 004911ISHARES TRMRNGSTR LG-CP GR464287119206014065SHSOLE 0014065ISHARES TRMRNGSTR LG-CP VL464288109153415423SHSOLE 0015423ISHARES TRMSCI EAFE ETF46428746516368239148SHSOLE 00239148ISHARES TRMSCI EMG MKT ETF46428723418950422916SHSOLE 00422916ISHARES TRMSCI KLD400 SOC4642885703844150SHSOLE 004150ISHARES TRMSCI USA ESG SLC4642888027166851SHSOLE 006851ISHARES TRMTG REL ETF NEW46435G342262656079SHSOLE 0056079ISHARES TRNASDAQ BIOTECH464287556604518112SHSOLE 0018112ISHARES TRNATIONAL MUN ETF46428841410769700SHSOLE 009700ISHARES TRNORTH AMERN NAT4642873744839143606SHSOLE 00143606ISHARES TRPHLX SEMICND ETF4642875238665449SHSOLE 005449ISHARES TRRUS 1000 ETF464287622450532190SHSOLE 0032190ISHARES TRRUS 1000 GRW ETF46428761447035375742SHSOLE 00375742ISHARES TRRUS 1000 VAL ETF46428759842343357122SHSOLE 00357122ISHARES TRRUS 2000 GRW ETF464287648245813756SHSOLE 0013756ISHARES TRRUS 2000 VAL ETF4642876307546067SHSOLE 006067ISHARES TRRUS MD CP GR ETF464287481457240374SHSOLE 0040374ISHARES TRRUS MDCP VAL ETF464287473760389426SHSOLE 0089426ISHARES TRRUS MID CAP ETF46428749919784100322SHSOLE 00100322ISHARES TRRUSSELL 2000 ETF4642876551140276909SHSOLE 0076909ISHARES TRRUSSELL 3000 ETF464287689648243427SHSOLE 0043427ISHARES TRS&P 100 ETF4642871014083660SHSOLE 003660ISHARES TRS&P 500 GRWT ETF464287309384626828SHSOLE 0026828ISHARES TRS&P 500 VAL ETF464287408236421959SHSOLE 0021959ISHARES TRS&P MC 400GR ETF4642876061240161325SHSOLE 0061325ISHARES TRS&P MC 400VL ETF464287705376124671SHSOLE 0024671ISHARES TRS&P SML 600 GWT464287887940557169SHSOLE 0057169ISHARES TRS&P US PFD STK4642886877683197364SHSOLE 00197364ISHARES TRSELECT DIVID ETF464287168635167834SHSOLE 0067834ISHARES TRSP SMCP600VL ETF464287879372825119SHSOLE 0025119ISHARES TRTIPS BD ETF464287176391134457SHSOLE 0034457ISHARES TRTRANS AVG ETF4642871928114557SHSOLE 004557ISHARES TRU.S. BAS MTL ETF4642878385305513SHSOLE 005513ISHARES TRU.S. ENERGY ETF4642877962276062SHSOLE 006062ISHARES TRU.S. FIN SVC ETF464287770124610421SHSOLE 0010421ISHARES TRU.S. MED DVC ETF46428881012547468SHSOLE 007468ISHARES TRU.S. PHARMA ETF464288836162810423SHSOLE 0010423ISHARES TRU.S. REAL ES ETF46428773911909149025SHSOLE 00149025ISHARES TRU.S. TECH ETF46428772114739858SHSOLE 009858ISHARES TRU.S. UTILITS ETF4642876973222411SHSOLE 002411ISHARES TRUS AER DEF ETF46428876010916115SHSOLE 006115ISHARES TRUS HLTHCARE ETF4642877623512047SHSOLE 002047ISHARES TRUS HLTHCR PR ETF4642888285563753SHSOLE 003753ISHARES TRUS INDUSTRIALS4642877548946438SHSOLE 006438ISHARES TRUSA MOMENTUM FCT46432F396717874965SHSOLE 0074965ISHARES U S ETF TRFXD INC BAL RISK46431W846118311734SHSOLE 0011734ISHARES U S ETF TRSHT MAT BD ETF46431W507157131245SHSOLE 0031245J P MORGAN EXCHANGE TRADED FDIV RTN INT EQ46641Q209131722770SHSOLE 0022770JA SOLAR HOLDINGS CO LTDSPON ADR REP5ORD4660902069412166SHSOLE 0012166JOHNSON & JOHNSONCOM47816010419480149528SHSOLE 00149528JOHNSON CTLS INTL PLCSHSG5150210570117479SHSOLE 0017479JPMORGAN CHASE & COALERIAN ML ETN46625H36537213207SHSOLE 0013207JPMORGAN CHASE & COCOM46625H100892793402SHSOLE 0093402KELLOGG COCOM4878361083856255SHSOLE 006255KEYCORP NEWCOM49326710823012223SHSOLE 0012223KIMBERLY CLARK CORPCOM494368103518643960SHSOLE 0043960KINDER MORGAN INC DELCOM49456B101148277422SHSOLE 0077422KINDER MORGAN INC DELPFD SER A49456B200157837005SHSOLE 0037005KKR & CO L P DELCOM UNITS48248M10228414062SHSOLE 0014062KLA-TENCOR CORPCOM4824801002232142SHSOLE 002142KRAFT HEINZ COCOM500754106450357913SHSOLE 0057913KRANESHARES TRCSI CHI INTERNET5007673063446136SHSOLE 006136KROGER COCOM50104410140620168SHSOLE 0020168LABORATORY CORP AMER HLDGSCOM NEW50540R4092731811SHSOLE 001811LAMAR ADVERTISING CO NEWCL A5128161095728276SHSOLE 008276LAMB WESTON HLDGS INCCOM5132721042294839SHSOLE 004839LAZARD WORLD DIVID & INCOMECOM52107610986576312SHSOLE 0076312LEGG MASON BW GLB INC OPP FDCOM52469B10021616100SHSOLE 0016100LEGG MASON ETF INVESTMENT TRLOW DIVI ETF52468L4062719000SHSOLE 009000LEIDOS HLDGS INCCOM5253271023856475SHSOLE 006475LIBERTY ALL STAR EQUITY FDSH BEN INT5301581041677278090SHSOLE 00278090LILLY ELI & COCOM532457108206124081SHSOLE 0024081LIMONEIRA COCOM53274610459125525SHSOLE 0025525LIVE OAK BANCSHARES INCCOM53803X10598141825SHSOLE 0041825LOCKHEED MARTIN CORPCOM539830109435114024SHSOLE 0014024LOEWS CORPCOM5404241083316875SHSOLE 006875LOWES COS INCCOM548661107271733990SHSOLE 0033990LTC PPTYS INCCOM50217510252911354SHSOLE 0011354M & T BK CORPCOM55261F1044062517SHSOLE 002517MACYS INCCOM55616P10422410419SHSOLE 0010419MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801066108566SHSOLE 008566MAIN STREET CAPITAL CORPCOM56035L1042967504SHSOLE 007504MANULIFE FINL CORPCOM56501R10626312894SHSOLE 0012894MARATHON OIL CORPCOM56584910619814788SHSOLE 0014788MARATHON PETE CORPCOM56585A1022103774SHSOLE 003774MARKEL CORPCOM570535104275258SHSOLE 00258MARRIOTT INTL INC NEWCL A571903202123111160SHSOLE 0011160MARTIN MARIETTA MATLS INCCOM5732841062141044SHSOLE 001044MASCO CORPCOM5745991062847221SHSOLE 007221MASTERCARD INCORPORATEDCL A57636Q10412909172SHSOLE 009172MB FINANCIAL INC NEWCOM55264U1084329603SHSOLE 009603MCDONALDS CORPCOM580135101576136734SHSOLE 0036734MCKESSON CORPCOM58155Q1032891864SHSOLE 001864MEDTRONIC PLCSHSG5960L103173122171SHSOLE 0022171MERCK & CO INCCOM58933Y1057423116138SHSOLE 00116138METLIFE INCCOM59156R1082825447SHSOLE 005447MFS MULTIMARKET INCOME TRSH BEN INT552737108881141207SHSOLE 00141207MICRON TECHNOLOGY INCCOM5951121032907327SHSOLE 007327MICROSOFT CORPCOM59491810422388300743SHSOLE 00300743MONDELEZ INTL INCCL A609207105368591021SHSOLE 0091021MONSANTO CO NEWCOM61166W1017506268SHSOLE 006268MONSTER BEVERAGE CORP NEWCOM61174X1094528143SHSOLE 008143MOODYS CORPCOM6153691052972123SHSOLE 002123MORGAN STANLEYCOM NEW61744644854611343SHSOLE 0011343MSA SAFETY INCCOM5534981064115166SHSOLE 005166NATIONAL GRID PLCSPONSORED ADR NE6362744092223538SHSOLE 003538NATIONAL RETAIL PPTYS INCCOM63741710660214453SHSOLE 0014453NETEASE INCSPONSORED ADR64110W1024111556SHSOLE 001556NETFLIX INCCOM64110L10610045545SHSOLE 005545NEUBERGER BERMAN MLP INCOMECOM64129H10412012585SHSOLE 0012585NEUBERGER BERMAN NY INT MUNCOM64124K10214111137SHSOLE 0011137NEW RESIDENTIAL INVT CORPCOM NEW64828T20134320375SHSOLE 0020375NEW YORK CMNTY BANCORP INCCOM64944510340131112SHSOLE 0031112NEW YORK MTG TR INCCOM PAR $.0264960450121434757SHSOLE 0034757NEW YORK REIT INCCOM64976L10965883744SHSOLE 0083744NEWELL BRANDS INCCOM6512291062195165SHSOLE 005165NEXPOINT CR STRATEGIES FDCOM NEW65340G205125354534SHSOLE 0054534NEXTERA ENERGY INCCOM65339F101161310997SHSOLE 0010997NGL ENERGY PARTNERS LPCOM UNIT REPST62913M10724220999SHSOLE 0020999NIKE INCCL B654106103208140165SHSOLE 0040165NORFOLK SOUTHERN CORPCOM6558441089947506SHSOLE 007506NORTHROP GRUMMAN CORPCOM66680710228109765SHSOLE 009765NORWOOD FINANCIAL CORPCOM6695491072939613SHSOLE 009613NOVARTIS A GSPONSORED ADR66987V10987210092SHSOLE 0010092NOVO-NORDISK A SADR67010020558312082SHSOLE 0012082NUCOR CORPCOM67034610570312601SHSOLE 0012601NUSTAR ENERGY LPUNIT COM67058H1023167808SHSOLE 007808NUVEEN AMT FREE MUN CR INC FCOM67071L10636323578SHSOLE 0023578NUVEEN AMT FREE QLTY MUN INCCOM67065710520114466SHSOLE 0014466NUVEEN CA QUALTY MUN INCOMECOM67066Y10519212904SHSOLE 0012904NUVEEN CALIF MUN VALUE FDCOM67062C10762058689SHSOLE 0058689NUVEEN CORE EQUITY ALPHA FUNCOM67090X10754635266SHSOLE 0035266NUVEEN DIVERSIFIED DIV INCMCOM6706EP1051289100469SHSOLE 00100469NUVEEN GLOBAL HIGH INCOME FDSHS67075G1032035117111SHSOLE 00117111NUVEEN HGH INC DEC18 TRGT TRCOM67075P10311011025SHSOLE 0011025NUVEEN MTG OPPORTUNITY TERMCOM6707351092289035SHSOLE 009035NUVEEN NEW YORK AMT QLT MUNICOM67065610716212245SHSOLE 0012245NUVEEN NEW YORK QLT MUN INCCOM67066X10714210086SHSOLE 0010086NUVEEN PFD & INCM OPPORTNYSCOM67073B1061717162569SHSOLE 00162569NUVEEN PFD & INCM SECURTIESCOM67072C10569967496SHSOLE 0067496NUVEEN QUALITY MUNCP INCOMECOM67066V10126018237SHSOLE 0018237NUVEEN S&P 500 BUY-WRITE INCCOM6706ER1014007286483SHSOLE 00286483NUVEEN SR INCOME FDCOM67067Y10428442375SHSOLE 0042375NVIDIA CORPCOM67066G10417689864SHSOLE 009864NXP SEMICONDUCTORS N VCOMN6596X1092211953SHSOLE 001953OCCIDENTAL PETE CORP DELCOM6745991055708878SHSOLE 008878OGE ENERGY CORPCOM67083710341511462SHSOLE 0011462OLD DOMINION FGHT LINES INCCOM6795801005064580SHSOLE 004580OMEGA HEALTHCARE INVS INCCOM68193610038411940SHSOLE 0011940OMNICOM GROUP INCCOM6819191063875181SHSOLE 005181ONEOK INC NEWCOM68268010398817793SHSOLE 0017793OPHTHOTECH CORPCOM6837451033211286SHSOLE 0011286OPPENHEIMER REV WEIGHTD ETFLARGE CAP REV ET68386C10476015856SHSOLE 0015856OPPENHEIMER REV WEIGHTD ETFSMALL CAP REV ET68386C302133019441SHSOLE 0019441OPPENHEIMER REV WEIGHTD ETFULTRA DIVID REV68386C4018856254301SHSOLE 00254301ORACLE CORPCOM68389X105254952744SHSOLE 0052744ORBITAL ATK INCCOM68557N1038096076SHSOLE 006076OSHKOSH CORPCOM6882392014815820SHSOLE 005820OXFORD LANE CAP CORPCOM69154310279677597SHSOLE 0077597PACCAR INCCOM6937181083314538SHSOLE 004538PACER FDS TRTRENDP 100 ETF69374H3032649368SHSOLE 009368PALO ALTO NETWORKS INCCOM6974351052301596SHSOLE 001596PARK STERLING CORPCOM70086Y10529223600SHSOLE 0023600PAYCHEX INCCOM7043261073966565SHSOLE 006565PAYPAL HLDGS INCCOM70450Y1035258235SHSOLE 008235PDL BIOPHARMA INCCOM69329Y1046218260SHSOLE 0018260PEMBINA PIPELINE CORPCOM7063271032226285SHSOLE 006285PEOPLES UNITED FINANCIAL INCCOM71270410535319563SHSOLE 0019563PEPSICO INCCOM713448108557750035SHSOLE 0050035PFIZER INCCOM71708110311972335297SHSOLE 00335297PG&E CORPCOM69331C10888312954SHSOLE 0012954PHILIP MORRIS INTL INCCOM718172109469542295SHSOLE 0042295PHILLIPS 66COM718546104150516395SHSOLE 0016395PIMCO CORPORATE & INCOME OPPCOM72201B101145386635SHSOLE 0086635PIMCO DYNAMIC INCOME FDSHS72201Y101117938181SHSOLE 0038181PIMCO DYNMIC CREDIT AND MRTCOM SHS72202D10623010002SHSOLE 0010002PIMCO ETF TR0-5 HIGH YIELD72201R783115711394SHSOLE 0011394PIMCO ETF TRACTIVE BD ETF72201R7758527978SHSOLE 007978PIMCO ETF TRINV GRD CRP BD72201R8173022870SHSOLE 002870PIMCO HIGH INCOME FDCOM SHS7220141074120495853SHSOLE 00495853PIMCO MUN INCOME FD IIICOM72201A10316814102SHSOLE 0014102PIONEER HIGH INCOME TRCOM72369H10626226390SHSOLE 0026390PIONEER MUN HIGH INCOME TRCOM SHS72376310894178147SHSOLE 0078147PITNEY BOWES INCCOM72447910017612459SHSOLE 0012459PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310531514864SHSOLE 0014864PLUMAS BANCORPCOM72927310226312592SHSOLE 0012592PNC FINL SVCS GROUP INCCOM69347510513239833SHSOLE 009833POLARIS INDS INCCOM7310681023363218SHSOLE 003218POTASH CORP SASK INCCOM73755L10723712402SHSOLE 0012402POWERSHARES ACT MANG COMM FDOPT YLD DIV73937V106102460765SHSOLE 0060765POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10567643821SHSOLE 0043821POWERSHARES ETF TR IICALI MUNI ETF73936T4412007665SHSOLE 007665POWERSHARES ETF TR IIDEV MKTS EX-US73936T7894526102441SHSOLE 00102441POWERSHARES ETF TR IIDWA TACT MLT73937B39943515809SHSOLE 0015809POWERSHARES ETF TR IIDWA TCTL SCTR73937B49862123070SHSOLE 0023070POWERSHARES ETF TR IIEX US SML PORT73936T771247375195SHSOLE 0075195POWERSHARES ETF TR IIFDM HG YLD RAFI73936T55748325291SHSOLE 0025291POWERSHARES ETF TR IIINSUR NATL MUN73936T47449819496SHSOLE 0019496POWERSHARES ETF TR IIINTL DEV LOWVL73937B6882066214SHSOLE 006214POWERSHARES ETF TR IIKBW BK PORT73937B74661912101SHSOLE 0012101POWERSHARES ETF TR IIPFD PORTFOLIO73936T5656676444269SHSOLE 00444269POWERSHARES ETF TR IIPWRSHS SP500 LOW73937B654293471532SHSOLE 0071532POWERSHARES ETF TR IIS&P400 LOVL PT73937B647100622926SHSOLE 0022926POWERSHARES ETF TR IIS&P500 LOW VOL73937B779412790274SHSOLE 0090274POWERSHARES ETF TR IIS&P600 LOVL PT73937B639115825222SHSOLE 0025222POWERSHARES ETF TR IISOVEREIGN DEBT73936T573142747967SHSOLE 0047967POWERSHARES ETF TR IITXBLE MUN PRTFLO73937B407136944889SHSOLE 0044889POWERSHARES ETF TRUSTAERSPC DEF PTF73935X69063712443SHSOLE 0012443POWERSHARES ETF TRUSTCLEANTECH PORT73935X27862115069SHSOLE 0015069POWERSHARES ETF TRUSTDIV ACHV PRTF73935X7322138700SHSOLE 008700POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X15386217680SHSOLE 0017680POWERSHARES ETF TRUSTDYN SEMCT PORT73935X7814348830SHSOLE 008830POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X286188533924SHSOLE 0033924POWERSHARES ETF TRUSTDYNM LRG CP GR73935X60984521645SHSOLE 0021645POWERSHARES ETF TRUSTDYNM LRG CP VL73935X70846412446SHSOLE 0012446POWERSHARES ETF TRUSTFINL PFD PTFL73935X2291985104774SHSOLE 00104774POWERSHARES ETF TRUSTFINL SECT PORT73935X3773209700SHSOLE 009700POWERSHARES ETF TRUSTFTSE RAFI 100073935X58356684528767SHSOLE 00528767POWERSHARES ETF TRUSTFTSE US1500 SM73935X567770561435SHSOLE 0061435POWERSHARES ETF TRUSTHI YLD EQ DVDN73935X30290552721SHSOLE 0052721POWERSHARES ETF TRUSTINTL DIV ACHV73935X71626116155SHSOLE 0016155POWERSHARES ETF TRUSTNASD INTNT ETF73935X1467686956SHSOLE 006956POWERSHARES ETF TRUSTRUSSELL MID WTH73935X44348510700SHSOLE 0010700POWERSHARES ETF TRUSTS&P 500 QLTY PRT73935X6823977138116SHSOLE 00138116POWERSHARES ETF TRUST IICEF INC COMPST73936Q8435068211148SHSOLE 00211148POWERSHARES ETF TRUST IIDWA SC MOMNT PTF73936Q7443557492SHSOLE 007492POWERSHARES ETF TRUST IIGLBL ST HI YLD73936Q7102219047SHSOLE 009047POWERSHARES ETF TRUST IIKBW HG YLD FIN73936Q7932219170SHSOLE 009170POWERSHARES ETF TRUST IIPRP CAS INS PT73936Q7772844892SHSOLE 004892POWERSHARES ETF TRUST IISENIOR LN PORT73936Q769144562252SHSOLE 0062252POWERSHARES QQQ TRUSTUNIT SER 173935A10450643347859SHSOLE 00347859POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D107189078106SHSOLE 0078106PPG INDS INCCOM6935061078748051SHSOLE 008051PPL CORPCOM69351T106122232196SHSOLE 0032196PRAXAIR INCCOM74005P1042011438SHSOLE 001438PRICE T ROWE GROUP INCCOM74144T1084024434SHSOLE 004434PRICELINE GRP INCCOM NEW741503403421231SHSOLE 00231PROCTER AND GAMBLE COCOM74271810912338135771SHSOLE 00135771PROSHARES TRS&P 500 DV ARIST74348A467436273314SHSOLE 0073314PROSHARES TRS&P MDCP 400 DIV74347B68061411895SHSOLE 0011895PROSPECT CAPITAL CORPORATIONCOM74348T10238357408SHSOLE 0057408PROSPERITY BANCSHARES INCCOM7436061052283466SHSOLE 003466PROVIDENT BANCORP INCCOM74383X1092078950SHSOLE 008950PRUDENTIAL FINL INCCOM7443201024964667SHSOLE 004667PUBLIC STORAGECOM74460D10912055595SHSOLE 005595PUBLIC SVC ENTERPRISE GROUPCOM74457310690819583SHSOLE 0019583PUTNAM MANAGED MUN INCOM TRCOM74682310331641723SHSOLE 0041723PUTNAM PREMIER INCOME TRSH BEN INT74685310014126113SHSOLE 0026113QORVO INCCOM74736K1012193062SHSOLE 003062QUALCOMM INCCOM747525103158030628SHSOLE 0030628QUORUM HEALTH CORPCOM74909E106103717568SHSOLE 0017568RAMBUS INC DELCOM75091710622316600SHSOLE 0016600RAYTHEON COCOM NEW7551115078894748SHSOLE 004748REALTY INCOME CORPCOM75610910418551324466SHSOLE 00324466REGIONS FINL CORP NEWCOM7591EP10023615465SHSOLE 0015465RITE AID CORPCOM7677541043015350SHSOLE 0015350ROCKWELL AUTOMATION INCCOM7739031097724330SHSOLE 004330ROCKWELL COLLINS INCCOM7743411014143164SHSOLE 003164ROLLINS INCCOM77571110446410067SHSOLE 0010067ROYAL BK CDA MONTREAL QUECOM7800871026918922SHSOLE 008922ROYAL DUTCH SHELL PLCSPON ADR B780259107239438093SHSOLE 0038093ROYAL DUTCH SHELL PLCSPONS ADR A780259206237239175SHSOLE 0039175RPM INTL INCCOM7496851032124170SHSOLE 004170RYDEX ETF TRUSTGUG S&P500 EQ WT78355W10619832207514SHSOLE 00207514RYDEX ETF TRUSTGUG S&P500 EQ WT78355W8334604081SHSOLE 004081RYDEX ETF TRUSTGUG S&P500 EWCON78355W8744043288SHSOLE 003288RYDEX ETF TRUSTGUG S&P500 PU GR78355W4032001999SHSOLE 001999RYDEX ETF TRUSTGUG S&P500EQWTFI78355W85882219894SHSOLE 0019894RYDEX ETF TRUSTGUG S&P500EQWTTE78355W81710587816SHSOLE 007816RYDEX ETF TRUSTGUG S&P500EQWTUT78355W7912823283SHSOLE 003283SALESFORCE COM INCCOM79466L3028899489SHSOLE 009489SANDRIDGE MISSISSIPPIAN TR IUNIT BEN INT80007T1011410090SHSOLE 0010090SANDRIDGE PERMIAN TRCOM UNIT BEN INT80007A1025117077SHSOLE 0017077SANDSTORM GOLD LTDCOM NEW80013R2064610250SHSOLE 0010250SANOFISPONSORED ADR80105N1053146357SHSOLE 006357SCHLUMBERGER LTDCOM80685710881611672SHSOLE 0011672SCHWAB CHARLES CORP NEWCOM8085131052595927SHSOLE 005927SCHWAB STRATEGIC TRINTL EQTY ETF80852480540011939SHSOLE 0011939SCHWAB STRATEGIC TRUS BRD MKT ETF8085241022333868SHSOLE 003868SCHWAB STRATEGIC TRUS DIVIDEND EQ8085247973537531SHSOLE 007531SCHWAB STRATEGIC TRUS LCAP GR ETF8085243007972120506SHSOLE 00120506SCHWAB STRATEGIC TRUS LCAP VA ETF8085244098149157181SHSOLE 00157181SCHWAB STRATEGIC TRUS LRG CAP ETF808524201130921805SHSOLE 0021805SCHWAB STRATEGIC TRUS SML CAP ETF8085246074406540SHSOLE 006540SCHWAB STRATEGIC TRUS TIPS ETF8085248702304186SHSOLE 004186SCIENCE APPLICATNS INTL CP NCOM8086251072233333SHSOLE 003333SEAGATE TECHNOLOGY PLCSHSG7945M1072046089SHSOLE 006089SELECT INCOME REITCOM SH BEN INT81618T10055323681SHSOLE 0023681SELECT SECTOR SPDR TRENERGY81369Y5068354122155SHSOLE 00122155SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407244526996SHSOLE 0026996SELECT SECTOR SPDR TRSBI CONS STPLS81369Y308479988976SHSOLE 0088976SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y20912116148485SHSOLE 00148485SELECT SECTOR SPDR TRSBI INT-FINL81369Y6056057233733SHSOLE 00233733SELECT SECTOR SPDR TRSBI INT-INDS81369Y704262236931SHSOLE 0036931SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886190735986SHSOLE 0035986SELECT SECTOR SPDR TRSBI MATERIALS81369Y10086515249SHSOLE 0015249SELECT SECTOR SPDR TRTECHNOLOGY81369Y803481481409SHSOLE 0081409SEMPRA ENERGYCOM816851109259722734SHSOLE 0022734SENIOR HSG PPTYS TRSH BEN INT81721M10972836552SHSOLE 0036552SERES THERAPEUTICS INCCOM81750R10217611000SHSOLE 0011000SHERWIN WILLIAMS COCOM8243481066361771SHSOLE 001771SHIP FINANCE INTERNATIONAL LSHSG8107510617111501SHSOLE 0011501SHIRE PLCSPONSORED ADR82481R1062751790SHSOLE 001790SILVERCORP METALS INCCOM82835P1035520000SHSOLE 0020000SIRIUS XM HLDGS INCCOM82968B10310519124SHSOLE 0019124SKYWORKS SOLUTIONS INCCOM83088M1029409267SHSOLE 009267SMUCKER J M COCOM NEW8326964053953797SHSOLE 003797SONOCO PRODS COCOM8354951022224372SHSOLE 004372SOPHIRIS BIO INCCOM NEW83578Q2093215000SHSOLE 0015000SOUTHERN COCOM842587107289759052SHSOLE 0059052SOUTHWEST AIRLS COCOM84474110872212897SHSOLE 0012897SPDR DOW JONES INDL AVRG ETFUT SER 178467X1091020745669SHSOLE 0045669SPDR GOLD TRUSTGOLD SHS78463V10714736121352SHSOLE 00121352SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7498909186566SHSOLE 00186566SPDR INDEX SHS FDSS&P EM MKT DIV78463X5332287573SHSOLE 007573SPDR INDEX SHS FDSS&P INTL ETF78463X7722205449SHSOLE 005449SPDR S&P 500 ETF TRTR UNIT78462F10341850166485SHSOLE 00166485SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107456013982SHSOLE 0013982SPDR SER TRBLOOMBERG SRT TR78468R40844916079SHSOLE 0016079SPDR SER TRNUVEEN BLMBRG SR78468R7394148505SHSOLE 008505SPDR SER TRNUVEEN BRC MUNIC78468R7212745584SHSOLE 005584SPDR SERIES TRUSTAEROSPACE DEF78464A6312903617SHSOLE 003617SPDR SERIES TRUSTBLMBRG BR 1 3 MT78464A6803738152SHSOLE 008152SPDR SERIES TRUSTBLMBRG BRC CNVRT78464A35976414938SHSOLE 0014938SPDR SERIES TRUSTBLOMBERG BRC SRT78464A474105834445SHSOLE 0034445SPDR SERIES TRUSTBLOMBERG INTL TR78464A5167311260277SHSOLE 00260277SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A417193951981SHSOLE 0051981SPDR SERIES TRUSTDJ REIT ETF78464A6075716161SHSOLE 006161SPDR SERIES TRUSTS&P 400 MDCP GRW78464A8212571737SHSOLE 001737SPDR SERIES TRUSTS&P 500 GROWTH78464A4092321868SHSOLE 001868SPDR SERIES TRUSTS&P 600 SMCP GRW78464A2015772522SHSOLE 002522SPDR SERIES TRUSTS&P 600 SML CAP78464A8132411858SHSOLE 001858SPDR SERIES TRUSTS&P BIOTECH78464A870114713282SHSOLE 0013282SPDR SERIES TRUSTS&P DIVID ETF78464A763544559716SHSOLE 0059716SPDR SERIES TRUSTS&P INS ETF78464A7897958832SHSOLE 008832SPDR SERIES TRUSTS&P REGL BKG78464A69899717479SHSOLE 0017479SPDR SERIES TRUSTS&P TRANSN ETF78464A532116719418SHSOLE 0019418SPDR SERIES TRUSTWELLS FG PFD ETF78464A29245110120SHSOLE 0010120SPECTRA ENERGY PARTNERS LPCOM84756N1094009089SHSOLE 009089SPROTT PHYSICAL GOLD TRUSTUNIT85207H10497493321SHSOLE 0093321SPROTT PHYSICAL PLAT PALLADUNIT85207Q1049811655SHSOLE 0011655SPROTT PHYSICAL SILVER TRTR UNIT85207K1071510240318SHSOLE 00240318SSGA ACTIVE ETF TRSPDR TR TACTIC78467V848115423406SHSOLE 0023406STANLEY BLACK & DECKER INCCOM8545021012351568SHSOLE 001568STAR GAS PARTNERS L PUNIT LTD PARTNR85512C10515213352SHSOLE 0013352STARBUCKS CORPCOM855244109341563696SHSOLE 0063696STARWOOD PPTY TR INCCOM85571B10529813596SHSOLE 0013596STATOIL ASASPONSORED ADR85771P102114256998SHSOLE 0056998STEEL DYNAMICS INCCOM8581191002487195SHSOLE 007195STONE HBR EMERG MRKTS INC FDCOM86164T10724414450SHSOLE 0014450STONEMOR PARTNERS L PCOM UNITS INT86183Q10022032956SHSOLE 0032956STRYKER CORPCOM8636671014703329SHSOLE 003329SUNCOKE ENERGY PARTNERS L PCOMUNIT REP LT86722Y10144925987SHSOLE 0025987SUNTRUST BKS INCCOM8679141034417378SHSOLE 007378SYNTHETIC BIOLOGICS INCCOM87164U1021011000SHSOLE 0011000SYSCO CORPCOM87182910792717121SHSOLE 0017121TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR874039100119431671SHSOLE 0031671TEKLA HEALTHCARE INVSSH BEN INT87911J10368026994SHSOLE 0026994TEMPLETON EMERG MKTS INCOMECOM88019210921118356SHSOLE 0018356TEMPLETON GLOBAL INCOME FDCOM88019810611917653SHSOLE 0017653TESLA INCCOM88160R10110333027SHSOLE 003027TEVA PHARMACEUTICAL INDS LTDSPONSORED ADR88162420919510887SHSOLE 0010887TEXAS INSTRS INCCOM8825081047017802SHSOLE 007802THERMO FISHER SCIENTIFIC INCCOM8835561028484476SHSOLE 004476TIME WARNER INCCOM NEW8873173037156958SHSOLE 006958TJX COS INC NEWCOM8725401096929392SHSOLE 009392TORCHMARK CORPCOM8910271043834781SHSOLE 004781TORO COCOM8910921082273669SHSOLE 003669TORONTO DOMINION BK ONTCOM NEW8911605092704835SHSOLE 004835TORTOISE ENERGY INFRA CORPCOM89147L100100534733SHSOLE 0034733TOYOTA MOTOR CORPSP ADR REP2COM8923313072702258SHSOLE 002258TRAVELERS COMPANIES INCCOM89417E109125710320SHSOLE 0010320TRI CONTL CORPCOM89543610348518944SHSOLE 0018944TRICO BANCSHARESCOM89609510674818347SHSOLE 0018347TUPPERWARE BRANDS CORPCOM8998961042013262SHSOLE 003262TWITTER INCCOM90184L10217910292SHSOLE 0010292TWO HBRS INVT CORPCOM90187B10141040633SHSOLE 0040633ULTA BEAUTY INCCOM90384S3032711193SHSOLE 001193UMPQUA HLDGS CORPCOM90421410353227267SHSOLE 0027267UNDER ARMOUR INCCL A90431110720712617SHSOLE 0012617UNILEVER N VN Y SHS NEW9047847095539320SHSOLE 009320UNILEVER PLCSPON ADR NEW90476770478813571SHSOLE 0013571UNION PAC CORPCOM907818108352630431SHSOLE 0030431UNITED PARCEL SERVICE INCCL B911312106263921943SHSOLE 0021943UNITED RENTALS INCCOM9113631093882794SHSOLE 002794UNITED STATES OIL FUND LPUNITS91232N10820219333SHSOLE 0019333UNITED TECHNOLOGIES CORPCOM913017109496142719SHSOLE 0042719UNITEDHEALTH GROUP INCCOM91324P102318716262SHSOLE 0016262US BANCORP DELCOM NEW902973304139926137SHSOLE 0026137V F CORPCOM9182041083926163SHSOLE 006163VALERO ENERGY CORP NEWCOM91913Y1006398346SHSOLE 008346VALLEY NATL BANCORPCOM91979410739732885SHSOLE 0032885VALMONT INDS INCCOM9202531014382774SHSOLE 002774VANECK VECTORS ETF TRBDC INCOME ETF92189F41129316299SHSOLE 0016299VANECK VECTORS ETF TRBIOTECH ETF92189F7265794317SHSOLE 004317VANECK VECTORS ETF TRGOLD MINERS ETF92189F106103345023SHSOLE 0045023VANECK VECTORS ETF TRHIGH YLD MUN ETF92189F3612387574SHSOLE 007574VANECK VECTORS ETF TRMORNINGSTAR WIDE92189F6433278175SHSOLE 008175VANECK VECTORS ETF TRPFD SECS EX FINL92189F42929414757SHSOLE 0014757VANGUARD ADMIRAL FDS INC500 GRTH IDX F9219325053142434SHSOLE 002434VANGUARD ADMIRAL FDS INC500 VAL IDX FD9219327032071993SHSOLE 001993VANGUARD ADMIRAL FDS INCSMLCP 600 GRTH9219327942681894SHSOLE 001894VANGUARD ADMIRAL FDS INCSMLLCP 600 IDX9219328285544086SHSOLE 004086VANGUARD BD INDEX FD INCINTERMED TERM92193781989710597SHSOLE 0010597VANGUARD BD INDEX FD INCLONG TERM BOND9219377933393611SHSOLE 003611VANGUARD BD INDEX FD INCSHORT TRM BOND921937827340742700SHSOLE 0042700VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835474958023SHSOLE 0058023VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J407210938666SHSOLE 0038666VANGUARD INDEX FDSEXTEND MKT ETF922908652177616592SHSOLE 0016592VANGUARD INDEX FDSGROWTH ETF922908736949371484SHSOLE 0071484VANGUARD INDEX FDSLARGE CAP ETF922908637331928731SHSOLE 0028731VANGUARD INDEX FDSMCAP GR IDXVIP92290853810969002SHSOLE 009002VANGUARD INDEX FDSMCAP VL IDXVIP9229085126946548SHSOLE 006548VANGUARD INDEX FDSMID CAP ETF922908629431629359SHSOLE 0029359VANGUARD INDEX FDSREIT ETF92290855310198122986SHSOLE 00122986VANGUARD INDEX FDSS&P 500 ETF SHS922908363398617267SHSOLE 0017267VANGUARD INDEX FDSSM CP VAL ETF92290861111909288SHSOLE 009288VANGUARD INDEX FDSSMALL CP ETF922908751510736015SHSOLE 0036015VANGUARD INDEX FDSSML CP GRW ETF9229085958815749SHSOLE 005749VANGUARD INDEX FDSTOTAL STK MKT92290876924593189872SHSOLE 00189872VANGUARD INDEX FDSVALUE ETF92290874413547135851SHSOLE 00135851VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775210539914SHSOLE 0039914VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428584493103225SHSOLE 00103225VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874132222664SHSOLE 0022664VANGUARD INTL EQUITY INDEX FGLB EX US ETF92204267687714742SHSOLE 0014742VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742116016396SHSOLE 0016396VANGUARD MUN BD FD INCTAX EXEMPT BD9229077462294433SHSOLE 004433VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8704765418SHSOLE 005418VANGUARD SCOTTSDALE FDSINT-TERM GOV92206C7063865996SHSOLE 005996VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409432253891SHSOLE 0053891VANGUARD SCOTTSDALE FDSVNG RUS1000GRW92206C680586245684SHSOLE 0045684VANGUARD SCOTTSDALE FDSVNG RUS1000IDX92206C7303993450SHSOLE 003450VANGUARD SCOTTSDALE FDSVNG RUS1000VAL92206C7147267000SHSOLE 007000VANGUARD SCOTTSDALE FDSVNG RUS2000GRW92206C6233822955SHSOLE 002955VANGUARD SCOTTSDALE FDSVNG RUS2000IDX92206C6642742298SHSOLE 002298VANGUARD SPECIALIZED PORTFOLDIV APP ETF92190884415577164391SHSOLE 00164391VANGUARD STAR FDVG TL INTL STK F921909768443780952SHSOLE 0080952VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438585137118415SHSOLE 00118415VANGUARD WHITEHALL FDS INCHIGH DIV YLD92194640613379165194SHSOLE 00165194VANGUARD WHITEHALL FDS INCINTL DVD ETF9219468106029416SHSOLE 009416VANGUARD WORLD FDSCONSUM STP ETF92204A207237717129SHSOLE 0017129VANGUARD WORLD FDSENERGY ETF92204A3065115465SHSOLE 005465VANGUARD WORLD FDSFINANCIALS ETF92204A4056259563SHSOLE 009563VANGUARD WORLD FDSHEALTH CAR ETF92204A5049376146SHSOLE 006146VANGUARD WORLD FDSINF TECH ETF92204A702619840775SHSOLE 0040775VANGUARD WORLD FDSTELCOMM ETF92204A8843603894SHSOLE 003894VANGUARD WORLD FDSUTILITIES ETF92204A8767986810SHSOLE 006810VARIAN MED SYS INCCOM92220P1052312322SHSOLE 002322VECTREN CORPCOM92240G1012123215SHSOLE 003215VENTAS INCCOM92276F100206731638SHSOLE 0031638VEREIT INCCOM92339V10039347614SHSOLE 0047614VERIZON COMMUNICATIONS INCCOM92343V10415782319141SHSOLE 00319141VERTEX PHARMACEUTICALS INCCOM92532F1002221466SHSOLE 001466VISA INCCOM CL A92826C839629559771SHSOLE 0059771VIVUS INCCOM9285511001010000SHSOLE 0010000VODAFONE GROUP PLC NEWSPONSORED ADR92857W308110338653SHSOLE 0038653VOYA GLBL EQTY DIV & PREM OPCOM92912T10067182857SHSOLE 0082857VOYA PRIME RATE TRSH BEN INT92913A10020038203SHSOLE 0038203W & T OFFSHORE INCCOM92922P1063611647SHSOLE 0011647W P CAREY INCCOM92936U1092393562SHSOLE 003562WALGREENS BOOTS ALLIANCE INCCOM93142710878810170SHSOLE 0010170WAL-MART STORES INCCOM931142103251632128SHSOLE 0032128WASTE MGMT INC DELCOM94106L10982010436SHSOLE 0010436WATERS CORPCOM9418481033612010SHSOLE 002010WEC ENERGY GROUP INCCOM92939U106132621096SHSOLE 0021096WELLS FARGO CO NEWCOM9497461017417134317SHSOLE 00134317WELLS FARGO GLOBAL DIVIDENDCOM94987C1031255200414SHSOLE 00200414WELLTOWER INCCOM95040Q104197328006SHSOLE 0028006WESTERN ASSET GLOBAL CP DEFICOM95790C10719710809SHSOLE 0010809WESTERN ASSET HGH YLD DFNDFDCOM95768B10734622219SHSOLE 0022219WESTERN ASSET HIGH INCM FD ICOM95766J10210214168SHSOLE 0014168WESTERN ASSET INVT GRADE DEFCOM95790A101118955700SHSOLE 0055700WESTERN ASSET MUN DEF OPP TRCOM95768A10993941220SHSOLE 0041220WESTERN DIGITAL CORPCOM9581021052112477SHSOLE 002477WEYERHAEUSER COCOM96216610462218247SHSOLE 0018247WGL HLDGS INCCOM92924F1062282698SHSOLE 002698WILLIAMS COS INC DELCOM9694571002036761SHSOLE 006761WINTRUST FINL CORPCOM97650W1083364293SHSOLE 004293WISDOMTREE INVTS INCCOM97717P10410210176SHSOLE 0010176WISDOMTREE TREMER MKT HIGH FD97717W315120527963SHSOLE 0027963WISDOMTREE TREMG MKTS SMCAP97717W2817447152142SHSOLE 00152142WISDOMTREE TREUROPE HEDGED EQ97717X7015167987SHSOLE 007987WISDOMTREE TREUROPE SMCP DV97717W86987712703SHSOLE 0012703WISDOMTREE TRINTL SMCAP DIV97717W7606408664SHSOLE 008664WISDOMTREE TRITL HDG QTLY DIV97717X59471023161SHSOLE 0023161WISDOMTREE TRITL HIGH DIV FD97717W802196344837SHSOLE 0044837WISDOMTREE TRUS DIVID EX FNCL97717W406185021949SHSOLE 0021949WISDOMTREE TRUS HIGH DIVIDEND97717W20815308218982SHSOLE 00218982WISDOMTREE TRUS LARGECAP DIVD97717W3077608764SHSOLE 008764WISDOMTREE TRUS MIDCAP DIVID97717W505144214423SHSOLE 0014423WISDOMTREE TRUS QTLY DIV GRT97717X66913067342300SHSOLE 00342300WISDOMTREE TRUS SMALLCAP DIVD97717W604114213580SHSOLE 0013580WISDOMTREE TRUS TOTAL DIVIDND97717W1092222526SHSOLE 002526WYNN RESORTS LTDCOM9831341072041373SHSOLE 001373XCEL ENERGY INCCOM98389B100166935310SHSOLE 0035310YUM BRANDS INCCOM9884981015247101SHSOLE 007101YUM CHINA HLDGS INCCOM98850P1092756858SHSOLE 006858YY INCADS REPCOM CLA98426T1062032340SHSOLE 002340ZIMMER BIOMET HLDGS INCCOM98956P1023232739SHSOLE 002739ZIONS BANCORPORATIONCOM98970110778416597SHSOLE 0016597