Director, Advisory Compliance

0001085146-16-003839.txt : 20160516 0001085146-16-003839.hdr.sgml : 20160516 20160516141357 ACCESSION NUMBER: 0001085146-16-003839 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 EFFECTIVENESS DATE: 20160516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisor Networks LLC CENTRAL INDEX KEY: 0001534468 IRS NUMBER: 953845382 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14619 FILM NUMBER: 161652668 BUSINESS ADDRESS: STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-326-3100 MAIL ADDRESS: STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 FORMER COMPANY: FORMER CONFORMED NAME: Financial Network DATE OF NAME CHANGE: 20111108 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001534468 XXXXXXXX 03-31-2016 03-31-2016 Cetera Advisor Networks LLC

200 N SEPULVEDA BLVD., SUITE 1300 EL SEGUNDO CA 90245

13F HOLDINGS REPORT 028-14619 Y CETERA ADVISOR NETWORKS LLC FORMERLY FILED UNDER THE NAME OF FINANCIAL NETWORK INVESTMENT CORPORATION. Jose Rodriguez Director, Advisory Compliance 310 326-3100 /s/ Jose Rodriguez El Segunda CA 05-16-2016 0 823 1606541 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101954357386SHSOLE 0057386ABBOTT LABSCOM002824100145334838SHSOLE 0034838ABBVIE INCCOM00287Y109285649939SHSOLE 0049939ABERDEEN ASIA PACIFIC INCOMCOM0030091079218162SHSOLE 0018162ACCENTURE PLC IRELANDSHS CLASS AG1151C1016375489SHSOLE 005489ACNB CORPCOM00086810942318979SHSOLE 0018979ADAM NAT RES FD INCCOM00548F10522612674SHSOLE 0012674ADAMS DIVERSIFIED EQUITY FDCOM00621210431224580SHSOLE 0024580ADOBE SYS INCCOM00724F1014434741SHSOLE 004741ADVENT CLAYMORE CV SECS & INCOM00764C10925219132SHSOLE 0019132ADVISORSHARES TRBNY GRWTH ADR00768Y2062686992SHSOLE 006992AETNA INC NEWCOM00817Y108168215013SHSOLE 0015013AFLAC INCCOM0010551023315227SHSOLE 005227AGL RES INCCOM0012041062914489SHSOLE 004489AIR PRODS & CHEMS INCCOM0091581067435155SHSOLE 005155ALCOA INCCOM01381710152053662SHSOLE 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0023638FLAHERTY&CRMN PFD SEC INCOMCOM338478100113955913SHSOLE 0055913FORD MTR CO DELCOM PAR $0.013453708602287169242SHSOLE 00169242FRANKLIN RES INCCOM3546131013158039SHSOLE 008039FRANKLIN UNVL TRSH BEN INT35514510330849386SHSOLE 0049386FREEPORT-MCMORAN INCCL B35671D85727827342SHSOLE 0027342FRONTIER COMMUNICATIONS CORPCOM35906A10823644605SHSOLE 0044605FS INVT CORPCOM302635107112281223348SHSOLE 001223348FULLER H B COCOM359694106101023813SHSOLE 0023813GABELLI EQUITY TR INCCOM3623971017814249SHSOLE 0014249GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A109692123111SHSOLE 00123111GENERAL DYNAMICS CORPCOM3695501085574224SHSOLE 004224GENERAL ELECTRIC COCOM36960410316397514829SHSOLE 00514829GENERAL MLS INCCOM370334104360156853SHSOLE 0056853GENERAL MOLY INCCOM370373102720000SHSOLE 0020000GENERAL MTRS COCOM37045V100103733099SHSOLE 0033099GENUINE PARTS COCOM3724601059309409SHSOLE 009409GILEAD SCIENCES INCCOM375558103658371586SHSOLE 0071586GLAXOSMITHKLINE PLCSPONSORED ADR37733W105102725395SHSOLE 0025395GLOBAL NET LEASE INCCOM37937810218021047SHSOLE 0021047GLOBAL SELF STORAGE INCCOM37955N10615531859SHSOLE 0031859GLOBAL X FDSGLB X MLP ENRG I37950E2265806505895SHSOLE 00505895GLOBAL X FDSGLB X SUPERDIV37950E549103251157SHSOLE 0051157GLOBAL X FDSGLOBAL X SILVER37954Y84831411835SHSOLE 0011835GLOBAL X FDSGLOBL X JR MLP37950E32512918050SHSOLE 0018050GLOBAL X FDSGLOBX SUPDV US37950E291111745026SHSOLE 0045026GLOBAL X FDSSCIEN BETA US37954Y1035179209680SHSOLE 00209680GOLDMAN SACHS ETF TREQUITY ETF3814305038554203909SHSOLE 00203909GOLDMAN SACHS GROUP INCCOM38141G1043772406SHSOLE 002406GOLDMAN SACHS MLP ENERGY RENCOM38148G1079617328SHSOLE 0017328GRAINGER W W INCCOM38480210411554942SHSOLE 004942GRAMERCY PPTY TRCOM38500210035942861SHSOLE 0042861GUGGENHEIM ENHANCED EQUITY SCOM40167K10017411500SHSOLE 0011500HALLIBURTON COCOM40621610144312360SHSOLE 0012360HANCOCK JOHN INV TRUSTTAX ADV GLB SH41013P7492671246022SHSOLE 00246022HANCOCK JOHN PREMUIM DIV FDCOM SH BEN INT41013T10544629386SHSOLE 0029386HATTERAS FINL CORPCOM41902R10341529190SHSOLE 0029190HCP INCCOM40414L10950115339SHSOLE 0015339HEALTHCARE TR AMER INCCL A NEW42225P50132310977SHSOLE 0010977HERSHEY COCOM427866108114912476SHSOLE 0012476HEWLETT PACKARD ENTERPRISE CCOM42824C10938621798SHSOLE 0021798HOME DEPOT INCCOM437076102509238194SHSOLE 0038194HONEYWELL INTL INCCOM438516106349331224SHSOLE 0031224HORMEL FOODS CORPCOM44045210096522344SHSOLE 0022344HOSPITALITY PPTYS TRCOM SH BEN INT44106M1022097955SHSOLE 007955HP INCCOM40434L10521317229SHSOLE 0017229HUANENG PWR INTL INCSPON ADR H SHS443304100131036833SHSOLE 0036833HUMANA INCCOM4448591022081142SHSOLE 001142HUNTINGTON BANCSHARES INCCOM44615010416817568SHSOLE 0017568ICON PLCSHSG4705A100125516663SHSOLE 0016663IDACORP INCCOM4511071063054080SHSOLE 004080ILLINOIS TOOL WKS INCCOM4523081095855707SHSOLE 005707INDEXIQ ETF TRHDGD FTSE INTL45409B5609263532726SHSOLE 00532726INDEXIQ ETF TRIQ MRGR ARB ETF45409B800156354227SHSOLE 0054227INDIA FD INCCOM45408910327011710SHSOLE 0011710INGERSOLL-RAND PLCSHSG477911013245247SHSOLE 005247INTEL CORPCOM4581401004440137929SHSOLE 00137929INTERNATIONAL BUSINESS MACHSCOM459200101446429471SHSOLE 0029471INTL PAPER COCOM4601461032536282SHSOLE 006282INTUITCOM4612021032202122SHSOLE 002122INTUITIVE SURGICAL INCCOM NEW46120E602225375SHSOLE 00375INVESCO DYNAMIC CR OPP FDCOM46132R10421920487SHSOLE 0020487INVESCO MUN OPPORTUNITY TRCOM46132C10714310225SHSOLE 0010225INVESCO MUNI INCOME OPP TRSTCOM46132X101792102889SHSOLE 00102889INVESCO QUALITY MUNI INC TRSCOM46133G10723818135SHSOLE 0018135INVESCO VALUE MUN INCOME TRCOM46132P10832419022SHSOLE 0019022ISHARESAGGRES ALLOC ETF46428985986118997SHSOLE 0018997ISHARESCNTRY MIN VL ETF464286525671091340SHSOLE 0091340ISHARESEM MK MINVOL ETF4642865336528127171SHSOLE 00127171ISHARESGRWT ALLOCAT ETF464289867189247991SHSOLE 0047991ISHARESMODERT ALLOC ETF46428987551014671SHSOLE 0014671ISHARESMSCI PAC JP ETF4642866652797059SHSOLE 007059ISHARES GOLD TRUSTISHARES4642851051653138934SHSOLE 00138934ISHARES INCCORE MSCI EMKT46434G10348711754SHSOLE 0011754ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R10727920294SHSOLE 0020294ISHARES SILVER TRUSTISHARES46428Q1092118144621SHSOLE 00144621ISHARES TR1-3 YR CR BD ETF4642886463833626SHSOLE 003626ISHARES TR1-3 YR TR BD ETF4642874579117107202SHSOLE 00107202ISHARES TR20 YR TR BD ETF464287432140610757SHSOLE 0010757ISHARES TR3-7 YR TR BD ETF4642886612982360SHSOLE 002360ISHARES TR7-10 Y TR BD ETF464287440227820641SHSOLE 0020641ISHARES TRCALIF MUN BD ETF4642883562862393SHSOLE 002393ISHARES TRCOHEN&STEER REIT464287564148914432SHSOLE 0014432ISHARES TRCORE DIV GRWTH46434V6212649945SHSOLE 009945ISHARES TRCORE HIGH DV ETF46429B663146118738SHSOLE 0018738ISHARES TRCORE MSCI EAFE46432F842411077262SHSOLE 0077262ISHARES TRCORE S&P MCP ETF4642875071242786241SHSOLE 0086241ISHARES TRCORE S&P SCP ETF464287804491343649SHSOLE 0043649ISHARES TRCORE S&P TTL STK464287150699874911SHSOLE 0074911ISHARES TRCORE S&P500 ETF4642872001999596779SHSOLE 0096779ISHARES TRCORE US AGGBD ET4642872261051294810SHSOLE 0094810ISHARES TRCORE US GRW ETF4642876714485524SHSOLE 005524ISHARES TRCORE US VAL ETF4642876634643608SHSOLE 003608ISHARES TRDOW JONES US ETF4642878468037823SHSOLE 007823ISHARES TREAFE GRWTH ETF4642888854476818SHSOLE 006818ISHARES TREAFE MIN VOL ETF46429B68915174228190SHSOLE 00228190ISHARES TREAFE SML CP ETF4642882735656113675SHSOLE 00113675ISHARES TREAFE VALUE ETF4642888774379790SHSOLE 009790ISHARES TRGLOBAL 100 ETF464287572262336411SHSOLE 0036411ISHARES TRGLOBAL ENERG ETF46428734138613064SHSOLE 0013064ISHARES TRGLOBAL TECH ETF4642872912983018SHSOLE 003018ISHARES TRIBOXX HI YD ETF464288513343542027SHSOLE 0042027ISHARES TRIBOXX INV CP ETF464287242318726815SHSOLE 0026815ISHARES TRINTERM CR BD ETF4642886384504123SHSOLE 004123ISHARES TRINTL SEL DIV ETF46428844852017985SHSOLE 0017985ISHARES TRINTRM GOV/CR ETF4642886124644136SHSOLE 004136ISHARES TRMBS ETF4642885885845336SHSOLE 005336ISHARES TRMRG RL ES CP ETF46428853923124328SHSOLE 0024328ISHARES TRMRGSTR MD CP ETF4642882082261554SHSOLE 001554ISHARES TRMRNGSTR LG-CP ET4642871274393682SHSOLE 003682ISHARES TRMRNGSTR LG-CP GR464287119389132905SHSOLE 0032905ISHARES TRMRNGSTR LG-CP VL464288109128815359SHSOLE 0015359ISHARES TRMSCI AC ASIA ETF4642881823185876SHSOLE 005876ISHARES TRMSCI ACWI EX US4642882402506328SHSOLE 006328ISHARES TRMSCI EAFE ETF46428746520598360386SHSOLE 00360386ISHARES TRMSCI EAFE SMCP46435G8392747116715SHSOLE 00116715ISHARES TRMSCI EMG MKT ETF4642872345790169095SHSOLE 00169095ISHARES TRMSCI KLD400 SOC4642885704786215SHSOLE 006215ISHARES TRMSCI USAMOMFCT46432F396318543674SHSOLE 0043674ISHARES TRNA NAT RES4642873746939233305SHSOLE 00233305ISHARES TRNASDQ BIOTEC ETF464287556461017649SHSOLE 0017649ISHARES TRNATIONAL MUN ETF4642884149988935SHSOLE 008935ISHARES TRRUS 1000 ETF464287622382333565SHSOLE 0033565ISHARES TRRUS 1000 GRW ETF46428761424057241286SHSOLE 00241286ISHARES TRRUS 1000 VAL ETF46428759830033303832SHSOLE 00303832ISHARES TRRUS 2000 GRW ETF464287648203615363SHSOLE 0015363ISHARES TRRUS 2000 VAL ETF464287630213723015SHSOLE 0023015ISHARES TRRUS MD CP GR ETF464287481775784180SHSOLE 0084180ISHARES TRRUS MDCP VAL ETF464287473626188282SHSOLE 0088282ISHARES TRRUS MID-CAP ETF46428749918324112448SHSOLE 00112448ISHARES TRRUSSELL 2000 ETF464287655815873582SHSOLE 0073582ISHARES TRRUSSELL 2000 ETF46428765561000SHCallSOLE 001000ISHARES TRRUSSELL 3000 ETF464287689557546086SHSOLE 0046086ISHARES TRS&P 100 ETF4642871016106687SHSOLE 006687ISHARES TRS&P 500 GRWT ETF464287309250021565SHSOLE 0021565ISHARES TRS&P 500 VAL ETF464287408170218904SHSOLE 0018904ISHARES TRS&P MC 400GR ETF464287606170710515SHSOLE 0010515ISHARES TRS&P MC 400VL ETF464287705143511562SHSOLE 0011562ISHARES TRSELECT DIVID ETF464287168583271450SHSOLE 0071450ISHARES TRSP SMCP600GR ETF464287887196915874SHSOLE 0015874ISHARES TRSP SMCP600VL ETF464287879168614879SHSOLE 0014879ISHARES TRTIPS BD ETF464287176335929353SHSOLE 0029353ISHARES TRTRANS AVG ETF4642871922351655SHSOLE 001655ISHARES TRU.S. AER&DEF ETF4642887603382876SHSOLE 002876ISHARES TRU.S. BAS MTL ETF4642878384506157SHSOLE 006157ISHARES TRU.S. CNSM SV ETF4642875803222204SHSOLE 002204ISHARES TRU.S. ENERGY ETF464287796111432020SHSOLE 0032020ISHARES TRU.S. FIN SVC ETF4642877706798399SHSOLE 008399ISHARES TRU.S. FINLS ETF4642877885226181SHSOLE 006181ISHARES TRU.S. INDS ETF4642877543112901SHSOLE 002901ISHARES TRU.S. PFD STK ETF4642886877022179540SHSOLE 00179540ISHARES TRU.S. PHARMA ETF464288836182913373SHSOLE 0013373ISHARES TRU.S. REAL ES ETF464287739627280516SHSOLE 0080516ISHARES TRU.S. TECH ETF464287721128611833SHSOLE 0011833ISHARES TRU.S. UTILITS ETF4642876973102494SHSOLE 002494ISHARES TRUS HLTHCARE ETF4642877623462471SHSOLE 002471ISHARES TRUS HLTHCR PR ETF4642888283683052SHSOLE 003052ISHARES TRUS HOME CONS ETF46428875238514255SHSOLE 0014255ISHARES TRUSA ESG SLCT ETF46428880286210154SHSOLE 0010154ISHARES TRUSA MIN VOL ETF46429B697457831041584SHSOLE 001041584ISHARES U S ETF TRSHT MAT BD ETF46431W5072374740SHSOLE 004740ITC HLDGS CORPCOM46568510547911045SHSOLE 0011045J P MORGAN EXCHANGE TRADED FDIV RTN INT EQ46641Q20962412620SHSOLE 0012620JOHNSON & JOHNSONCOM47816010417123158283SHSOLE 00158283JOHNSON CTLS INCCOM478366107108727814SHSOLE 0027814JPMORGAN CHASE & COALERIAN ML ETN46625H36573927211SHSOLE 0027211JPMORGAN CHASE & COCOM46625H1006852115330SHSOLE 00115330KELLOGG COCOM4878361085166723SHSOLE 006723KEYCORP NEWCOM49326710854349122SHSOLE 0049122KIMBERLY CLARK CORPCOM494368103469334926SHSOLE 0034926KINDER MORGAN INC DELCOM49456B1013073171367SHSOLE 00171367KKR & CO L P DELCOM UNITS48248M10245531290SHSOLE 0031290KRAFT HEINZ COCOM500754106390649572SHSOLE 0049572KROGER COCOM5010441013358682SHSOLE 008682LAZARD WORLD DIVID & INCOMECOM5210761091406155959SHSOLE 00155959LIBERTY ALL STAR EQUITY FDSH BEN INT5301581041519307827SHSOLE 00307827LILLY ELI & COCOM532457108179825024SHSOLE 0025024LINN ENERGY LLCUNIT LTD LIAB536020100414417SHSOLE 0014417LIVE OAK BANCSHARES INCCOM53803X10574649590SHSOLE 0049590LOCKHEED MARTIN CORPCOM539830109224010121SHSOLE 0010121LOEWS CORPCOM5404241083529334SHSOLE 009334LOWES COS INCCOM548661107315041602SHSOLE 0041602LTC PPTYS INCCOM5021751023798311SHSOLE 008311M & T BK CORPCOM55261F1043172841SHSOLE 002841MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106102114876SHSOLE 0014876MAIN STREET CAPITAL CORPCOM56035L10441513234SHSOLE 0013234MANULIFE FINL CORPCOM56501R10616811928SHSOLE 0011928MARKEL CORPCOM570535104241271SHSOLE 00271MARKET VECTORS ETF TRGOLD MINER ETF57060U10041220507SHSOLE 0020507MARKET VECTORS ETF TRHG YLD MUN ETF57060U878102132563SHSOLE 0032563MARKET VECTORS ETF TRMKT VECTR WIDE57060U13431910299SHSOLE 0010299MASCO CORPCOM5745991062106693SHSOLE 006693MASTERCARD INCCL A57636Q1044604925SHSOLE 004925MCDONALDS CORPCOM580135101429234135SHSOLE 0034135MCKESSON CORPCOM58155Q1035203293SHSOLE 003293MEAD JOHNSON NUTRITION COCOM5828391062983498SHSOLE 003498MEDTRONIC PLCSHSG5960L103151720019SHSOLE 0020019MERCK & CO INC NEWCOM58933Y1055653106867SHSOLE 00106867METLIFE INCCOM59156R1082535714SHSOLE 005714MFA FINL INCCOM55272X10211016122SHSOLE 0016122MICROSOFT CORPCOM59491810420211365598SHSOLE 00365598MIDDLEBY CORPCOM5962781014654352SHSOLE 004352MONDELEZ INTL INCCL A609207105294373560SHSOLE 0073560MONSANTO CO NEWCOM61166W1014344923SHSOLE 004923MOODYS CORPCOM6153691052072138SHSOLE 002138MORGAN STANLEYCOM NEW61744644828811352SHSOLE 0011352MYLAN N VSHS EURON594651092034339SHSOLE 004339NATIONAL OILWELL VARCO INCCOM6370711012237181SHSOLE 007181NATIONAL RETAIL PPTYS INCCOM63741710664213930SHSOLE 0013930NETFLIX INCCOM64110L1068147999SHSOLE 007999NEW YORK CMNTY BANCORP INCCOM64944510356035389SHSOLE 0035389NEW YORK MTG TR INCCOM PAR $.0264960450117736803SHSOLE 0036803NEW YORK REIT INCCOM64976L10982581499SHSOLE 0081499NEWELL RUBBERMAID INCCOM6512291062435500SHSOLE 005500NEWMONT MINING CORPCOM65163910627310219SHSOLE 0010219NEXPOINT CR STRATEGIES FDCOM NEW65340G20572740388SHSOLE 0040388NEXTERA ENERGY INCCOM65339F101144812192SHSOLE 0012192NGL ENERGY PARTNERS LPCOM UNIT REPST62913M1078210721SHSOLE 0010721NIKE INCCL B654106103178729140SHSOLE 0029140NORDIC AMERICAN TANKERS LIMICOMG6577310615010700SHSOLE 0010700NORDSTROM INCCOM6556641004527906SHSOLE 007906NORFOLK SOUTHERN CORPCOM6558441087388871SHSOLE 008871NORTHERN TIER ENERGY LPCOM UN REPR PART66582610361025794SHSOLE 0025794NORTHROP GRUMMAN CORPCOM66680710219329745SHSOLE 009745NORTHSTAR RLTY FIN CORPCOM66704R80354441422SHSOLE 0041422NOVARTIS A GSPONSORED ADR66987V10978210802SHSOLE 0010802NOVO-NORDISK A SADR67010020571613214SHSOLE 0013214NUCOR CORPCOM67034610560512865SHSOLE 0012865NUVEEN AMT-FREE MUN INCOME FCOM67065710516912000SHSOLE 0012000NUVEEN CALIF MUN VALUE FDCOM67062C10750546105SHSOLE 0046105NUVEEN CR STRATEGIES INCM FDCOM SHS67073D1029111338SHSOLE 0011338NUVEEN DIVERSIFIED DIV INCMCOM6706EP10528125643SHSOLE 0025643NUVEEN MTG OPPORTUNITY TERMCOM67073510924410753SHSOLE 0010753NUVEEN NY AMT FREE MUN INCOMCOM67065610716512245SHSOLE 0012245NUVEEN NY DIVID ADVNTG MUN FCOM67066X10714910086SHSOLE 0010086NUVEEN PFD INCOME OPPRTNY FDCOM67073B10684590362SHSOLE 0090362NUVEEN QUALITY PFD INCOME FDCOM67071S10114817858SHSOLE 0017858NUVEEN QUALITY PFD INCOME FDCOM67072C10519521778SHSOLE 0021778NUVEEN S&P 500 BUY-WRITE INCCOM6706ER1011323103974SHSOLE 00103974NUVEEN SR INCOME FDCOM67067Y10424641675SHSOLE 0041675O REILLY AUTOMOTIVE INC NEWCOM67103H1079403433SHSOLE 003433OAKTREE CAP GROUP LLCUNIT CL A6740012013376795SHSOLE 006795OCCIDENTAL PETE CORP DELCOM6745991055978748SHSOLE 008748OGE ENERGY CORPCOM67083710331611075SHSOLE 0011075OLD DOMINION FGHT LINES INCCOM67958010083111931SHSOLE 0011931OMEGA HEALTHCARE INVS INCCOM6819361002627447SHSOLE 007447OMNICOM GROUP INCCOM6819191063434145SHSOLE 004145ONEOK INC NEWCOM68268010330810360SHSOLE 0010360ONEOK PARTNERS LPUNIT LTD PARTN68268N1032979376SHSOLE 009376OPHTHOTECH CORPCOM68374510347311186SHSOLE 0011186ORACLE CORPCOM68389X105207550938SHSOLE 0050938ORBITAL ATK INCCOM68557N1033624155SHSOLE 004155OSHKOSH CORPCOM6882392013077525SHSOLE 007525OXFORD LANE CAP CORPCOM69154310245053242SHSOLE 0053242PACCAR INCCOM6937181082103885SHSOLE 003885PACER FDS TRTRENDP 100 ETF69374H3032049250SHSOLE 009250PACWEST BANCORP DELCOM69526310380221595SHSOLE 0021595PALO ALTO NETWORKS INCCOM6974351052561587SHSOLE 001587PARK STERLING CORPCOM70086Y105916137505SHSOLE 00137505PARKER HANNIFIN CORPCOM7010941044063647SHSOLE 003647PAYCHEX INCCOM70432610791716915SHSOLE 0016915PAYPAL HLDGS INCCOM70450Y1032767123SHSOLE 007123PDL BIOPHARMA INCCOM69329Y1049127308SHSOLE 0027308PEMBINA PIPELINE CORPCOM7063271032228267SHSOLE 008267PENGROWTH ENERGY CORPCOM70706P1046044997SHSOLE 0044997PENTAIR PLCSHSG7S00T1044949114SHSOLE 009114PEOPLES UNITED FINANCIAL INCCOM71270410538624270SHSOLE 0024270PEPSICO INCCOM713448108550053846SHSOLE 0053846PFIZER INCCOM7170811038563288918SHSOLE 00288918PG&E CORPCOM69331C10896816206SHSOLE 0016206PHILIP MORRIS INTL INCCOM718172109532754204SHSOLE 0054204PHILLIPS 66COM718546104155017896SHSOLE 0017896PIEDMONT NAT GAS INCCOM72018610580713507SHSOLE 0013507PIEDMONT OFFICE REALTY TR INCOM CL A72019020637018205SHSOLE 0018205PIMCO CORPORATE & INCOME OPPCOM72201B10127420036SHSOLE 0020036PIMCO DYNAMIC CR INCOME FDCOM SHS72202D10663736549SHSOLE 0036549PIMCO DYNAMIC INCOME FDSHS72201Y10133012614SHSOLE 0012614PIMCO ETF TR0-5 HIGH YIELD72201R7837508093SHSOLE 008093PIMCO ETF TRDIV INC ACT ETF72201R7262194685SHSOLE 004685PIMCO ETF TRENHAN SHRT MA AC72201R8334724678SHSOLE 004678PIMCO ETF TRINV GRD CRP BD72201R8173363260SHSOLE 003260PIMCO ETF TRTTL RTN ACTV ETF72201R7753803581SHSOLE 003581PIMCO HIGH INCOME FDCOM SHS7220141073937442075SHSOLE 00442075PIMCO STRATEGIC INCOME FD INCOM72200X10410311264SHSOLE 0011264PINNACLE WEST CAP CORPCOM7234841012813751SHSOLE 003751PIONEER HIGH INCOME TRCOM72369H10681881363SHSOLE 0081363PIONEER MUN HIGH INCOME TRCOM SHS72376310853338158SHSOLE 0038158PITNEY BOWES INCCOM72447910034316067SHSOLE 0016067PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310524811791SHSOLE 0011791PNC FINL SVCS GROUP INCCOM69347510586110218SHSOLE 0010218POLARIS INDS INCCOM7310681024674747SHSOLE 004747POTASH CORP SASK INCCOM73755L10731918709SHSOLE 0018709POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10563047427SHSOLE 0047427POWERSHARES ETF TR IIBUILD AMER ETF73937B40744914907SHSOLE 0014907POWERSHARES ETF TR IIDEV MKTS EX-US73936T789104829620SHSOLE 0029620POWERSHARES ETF TR IIDWA TCTL SCTR73937B498158567001SHSOLE 0067001POWERSHARES ETF TR IIEX US SML PORT73936T77133912949SHSOLE 0012949POWERSHARES ETF TR IIFDM HG YLD RAFI73936T55718310370SHSOLE 0010370POWERSHARES ETF TR IIKBW BK PORT73937B7462086294SHSOLE 006294POWERSHARES ETF TR IIPFD PORTFOLIO73936T56589760224SHSOLE 0060224POWERSHARES ETF TR IIPWRSHS SP500 LOW73937B654108029153SHSOLE 0029153POWERSHARES ETF TR IIS&P500 LOW VOL73937B7799091225497SHSOLE 00225497POWERSHARES ETF TRUSTAERSPC DEF PTF73935X6902276406SHSOLE 006406POWERSHARES ETF TRUSTCON DISCRE SEC73935X419202646167SHSOLE 0046167POWERSHARES ETF TRUSTCON STAPLE SEC73935X393212037176SHSOLE 0037176POWERSHARES ETF TRUSTDIV ACHV PRTF73935X73243719964SHSOLE 0019964POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X15379619530SHSOLE 0019530POWERSHARES ETF TRUSTDYN BIOT & GEN73935X8562045226SHSOLE 005226POWERSHARES ETF TRUSTDYN FD & BEV73935X8492297034SHSOLE 007034POWERSHARES ETF TRUSTDYN PHRMA PORT73935X79963210492SHSOLE 0010492POWERSHARES ETF TRUSTDYN UTIL PORTF73935X591156861756SHSOLE 0061756POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X286222048924SHSOLE 0048924POWERSHARES ETF TRUSTDYNM LRG CP VL73935X70842314021SHSOLE 0014021POWERSHARES ETF TRUSTFINL PFD PTFL73935X2292909154568SHSOLE 00154568POWERSHARES ETF TRUSTFINL SECT PORT73935X3772157150SHSOLE 007150POWERSHARES ETF TRUSTFTSE RAFI 100073935X58342635483681SHSOLE 00483681POWERSHARES ETF TRUSTFTSE US1500 SM73935X567423544839SHSOLE 0044839POWERSHARES ETF TRUSTHI YLD EQ DVDN73935X30223916782SHSOLE 0016782POWERSHARES ETF TRUSTINTL DIV ACHV73935X71625318164SHSOLE 0018164POWERSHARES ETF TRUSTNASD INTNT ETF73935X1464405833SHSOLE 005833POWERSHARES ETF TRUSTRUSSELL MID WTH73935X4433569440SHSOLE 009440POWERSHARES ETF TRUSTS&P 500 QLTY PRT73935X682169668922SHSOLE 0068922POWERSHARES ETF TRUSTTECH SECT PORT73935X3442346293SHSOLE 006293POWERSHARES ETF TRUSTWATER RESOURCE73935X57527912633SHSOLE 0012633POWERSHARES ETF TRUST IICEF INC COMPST73936Q8433459160361SHSOLE 00160361POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76970230940SHSOLE 0030940POWERSHARES QQQ TRUSTUNIT SER 173935A10428637262268SHSOLE 00262268POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D10730812539SHSOLE 0012539PPG INDS INCCOM6935061078747853SHSOLE 007853PPL CORPCOM69351T10690123666SHSOLE 0023666PRAXAIR INCCOM74005P1042181919SHSOLE 001919PRICELINE GRP INCCOM NEW7415034031212940SHSOLE 00940PROCTER & GAMBLE COCOM74271810910339125939SHSOLE 00125939PROSHARES TRPSHS SH MSCI EMR74347R3962147904SHSOLE 007904PROSHARES TRPSHS SHRT S&P50074347R50379939336SHSOLE 0039336PROSHARES TRS&P 500 DV ARIST74348A467175933810SHSOLE 0033810PROSPECT CAPITAL CORPORATIONCOM74348T10236349835SHSOLE 0049835PROSPERITY BANCSHARES INCCOM7436061052074466SHSOLE 004466PRUDENTIAL FINL INCCOM7443201023695143SHSOLE 005143PUBLIC STORAGECOM74460D10927509962SHSOLE 009962PUBLIC SVC ENTERPRISE GROUPCOM74457310687518469SHSOLE 0018469PUTNAM MANAGED MUN INCOM TRCOM74682310331340973SHSOLE 0040973PUTNAM PREMIER INCOME TRSH BEN INT7468531009119118SHSOLE 0019118QUALCOMM INCCOM747525103343467358SHSOLE 0067358RAMBUS INC DELCOM75091710622016000SHSOLE 0016000RAYTHEON COCOM NEW7551115074173422SHSOLE 003422REALTY INCOME CORPCOM75610910430444486084SHSOLE 00486084REGIONS FINL CORP NEWCOM7591EP10013717509SHSOLE 0017509REYNOLDS AMERICAN INCCOM761713106114922867SHSOLE 0022867RITE AID CORPCOM76775410414317630SHSOLE 0017630ROCKWELL AUTOMATION INCCOM7739031097016161SHSOLE 006161ROCKWELL COLLINS INCCOM7743411013964309SHSOLE 004309ROLLINS INCCOM7757111042659841SHSOLE 009841ROPER TECHNOLOGIES INCCOM7766961062031109SHSOLE 001109ROYAL BK CDA MONTREAL QUECOM7800871025479487SHSOLE 009487ROYAL DUTCH SHELL PLCSPON ADR B780259107120224278SHSOLE 0024278ROYAL DUTCH SHELL PLCSPONS ADR A78025920695719718SHSOLE 0019718RPM INTL INCCOM7496851033787990SHSOLE 007990RYDEX ETF TRUSTGUG S&P500 EQ WT78355W10616387208476SHSOLE 00208476RYDEX ETF TRUSTGUG S&P500EQWTTE78355W8175435777SHSOLE 005777RYDEX ETF TRUSTGUG S&P500EQWTUT78355W7916567884SHSOLE 007884SALESFORCE COM INCCOM79466L3026628967SHSOLE 008967SANDRIDGE PERMIAN TRCOM UNIT BEN INT80007A1027427589SHSOLE 0027589SANOFISPONSORED ADR80105N1053749334SHSOLE 009334SCANA CORP NEWCOM80589M1023695292SHSOLE 005292SCHEIN HENRY INCCOM8064071029255339SHSOLE 005339SCHLUMBERGER LTDCOM806857108100613624SHSOLE 0013624SCHWAB STRATEGIC TRUS DIVIDEND EQ8085247972195454SHSOLE 005454SCHWAB STRATEGIC TRUS LCAP GR ETF808524300317860618SHSOLE 0060618SCHWAB STRATEGIC TRUS LCAP VA ETF808524409317473426SHSOLE 0073426SCHWAB STRATEGIC TRUS LRG CAP ETF8085242012414918SHSOLE 004918SCHWAB STRATEGIC TRUS SML CAP ETF8085246073576861SHSOLE 006861SELECT INCOME REITCOM SH BEN INT81618T10048721128SHSOLE 0021128SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407163720618SHSOLE 0020618SELECT SECTOR SPDR TRSBI CONS STPLS81369Y308437682503SHSOLE 0082503SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209228233576SHSOLE 0033576SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5069013145761SHSOLE 00145761SELECT SECTOR SPDR TRSBI INT-FINL81369Y6052623115937SHSOLE 00115937SELECT SECTOR SPDR TRSBI INT-INDS81369Y704171030785SHSOLE 0030785SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886223044922SHSOLE 0044922SELECT SECTOR SPDR TRSBI MATERIALS81369Y10056612681SHSOLE 0012681SELECT SECTOR SPDR TRTECHNOLOGY81369Y803269260758SHSOLE 0060758SEMPRA ENERGYCOM816851109308129619SHSOLE 0029619SENIOR HSG PPTYS TRSH BEN INT81721M10927415174SHSOLE 0015174SHERWIN WILLIAMS COCOM8243481067402606SHSOLE 002606SIMON PPTY GROUP INC NEWCOM8288061093881866SHSOLE 001866SIRIUS XM HLDGS INCCOM82968B10311628997SHSOLE 0028997SKYWORKS SOLUTIONS INCCOM83088M102185823864SHSOLE 0023864SMITH A OCOM8318652093404456SHSOLE 004456SMUCKER J M COCOM NEW8326964056304885SHSOLE 004885SOLAZYME INCCOM83415T1012914500SHSOLE 0014500SONOCO PRODS COCOM8354951023296780SHSOLE 006780SOUTHERN COCOM842587107292956601SHSOLE 0056601SOUTHWEST AIRLS COCOM84474110860813683SHSOLE 0013683SOUTHWESTERN ENERGY COCOM84546710912715742SHSOLE 0015742SOVRAN SELF STORAGE INCCOM84610H1083412896SHSOLE 002896SPDR DOW JONES INDL AVRG ETFUT SER 178467X10912126844SHSOLE 006844SPDR GOLD TRUSTGOLD SHS78463V10713268112720SHSOLE 00112720SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7498863180953SHSOLE 00180953SPDR INDEX SHS FDSEURO STOXX 5078463X2022176474SHSOLE 006474SPDR INDEX SHS FDSS&P INTL ETF78463X77270019951SHSOLE 0019951SPDR S&P 500 ETF TRTR UNIT78462F10327270132685SHSOLE 00132685SPDR S&P 500 ETF TRTR UNIT78462F1036500SHCallSOLE 00500SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107409015573SHSOLE 0015573SPDR SER TRNUVN BR SHT MUNI78468R7394579385SHSOLE 009385SPDR SER TRSHT TRM HGH YLD78468R40826710289SHSOLE 0010289SPDR SERIES TRUSTBRC CNV SECS ETF78464A35974317208SHSOLE 0017208SPDR SERIES TRUSTBRC HGH YLD BD78464A41775421935SHSOLE 0021935SPDR SERIES TRUSTBRCLYS 1-3MT ETF78464A68057512572SHSOLE 0012572SPDR SERIES TRUSTDJ REIT ETF78464A607346736407SHSOLE 0036407SPDR SERIES TRUSTS&P 600 SMCP GRW78464A2014122380SHSOLE 002380SPDR SERIES TRUSTS&P BIOTECH78464A8702414700SHSOLE 004700SPDR SERIES TRUSTS&P DIVID ETF78464A763481560283SHSOLE 0060283SPDR SERIES TRUSTS&P HOMEBUILD78464A8882046168SHSOLE 006168SPDR SERIES TRUSTS&P REGL BKG78464A69899826333SHSOLE 0026333SPDR SERIES TRUSTWELLS FG PFD ETF78464A2922996607SHSOLE 006607SPECTRA ENERGY CORPCOM847560109228074727SHSOLE 0074727SPECTRA ENERGY PARTNERS LPCOM84756N1093166569SHSOLE 006569SPROTT PHYSICAL GOLD TRUSTUNIT85207H10493592480SHSOLE 0092480SPROTT PHYSICAL SILVER TRTR UNIT85207K1071315211657SHSOLE 00211657SSGA ACTIVE ETF TRSPDR TR TACTIC78467V848115023251SHSOLE 0023251STAR GAS PARTNERS L PUNIT LTD PARTNR85512C10513015734SHSOLE 0015734STARBUCKS CORPCOM855244109444274371SHSOLE 0074371STATOIL ASASPONSORED ADR85771P10264141333SHSOLE 0041333STONEMOR PARTNERS L PCOM UNITS86183Q10045518799SHSOLE 0018799STRYKER CORPCOM8636671015595210SHSOLE 005210SUBURBAN PROPANE PARTNERS LUNIT LTD PARTN86448210431910661SHSOLE 0010661SUNTRUST BKS INCCOM8679141032526959SHSOLE 006959SUPERVALU INCCOM86853610312721725SHSOLE 0021725SYNAPTICS INCCOM87157D109128316021SHSOLE 0016021SYSCO CORPCOM871829107150432164SHSOLE 0032164TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR874039100138452863SHSOLE 0052863TARGET CORPCOM87612E106144517664SHSOLE 0017664TASER INTL INCCOM87651B10424212214SHSOLE 0012214TEKLA HEALTHCARE INVSSH BEN INT87911J10365327178SHSOLE 0027178TEMPLETON EMERG MKTS INCOMECOM88019210922621879SHSOLE 0021879TEMPLETON GLOBAL INCOME FDCOM88019810622434179SHSOLE 0034179TESARO INCCOM8815691072044632SHSOLE 004632TESLA MTRS INCCOM88160R1018403666SHSOLE 003666TESLA MTRS INCNOTE 1.250% 3/088160RAC5256290000PRNSOLE 00290000TEVA PHARMACEUTICAL INDS LTDADR8816242094458276SHSOLE 008276TEXAS INSTRS INCCOM8825081045058820SHSOLE 008820THERMO FISHER SCIENTIFIC INCCOM8835561024753360SHSOLE 003360TIME WARNER CABLE INCCOM88732J2073371647SHSOLE 001647TIME WARNER INCCOM NEW8873173034506272SHSOLE 006272TJX COS INC NEWCOM87254010994712053SHSOLE 0012053TORONTO DOMINION BK ONTCOM NEW8911605093237495SHSOLE 007495TORTOISE ENERGY INFRA CORPCOM89147L10092637591SHSOLE 0037591TOTAL S ASPONSORED ADR89151E109100021918SHSOLE 0021918TOYOTA MOTOR CORPSP ADR REP2COM8923313073593385SHSOLE 003385TRAVELERS COMPANIES INCCOM89417E109190916327SHSOLE 0016327TWITTER INCCOM90184L10224914778SHSOLE 0014778TWO HBRS INVT CORPCOM90187B1012225279763SHSOLE 00279763UBS AG JERSEY BRHETRAC WELLS BDCI90264158836117725SHSOLE 0017725UBS AG LONDON BRHWLS FRG MLP EX90273A10856231000SHSOLE 0031000UMPQUA HLDGS CORPCOM90421410341426101SHSOLE 0026101UNDER ARMOUR INCCL A904311107155418419SHSOLE 0018419UNILEVER N VN Y SHS NEW90478470955112341SHSOLE 0012341UNILEVER PLCSPON ADR NEW90476770469315329SHSOLE 0015329UNION BANKSHARES CORP NEWCOM90539J10983734011SHSOLE 0034011UNION PAC CORPCOM907818108284135658SHSOLE 0035658UNITED PARCEL SERVICE INCCL B911312106208419805SHSOLE 0019805UNITED STATES OIL FUND LPUNITS91232N10836137079SHSOLE 0037079UNITED TECHNOLOGIES CORPCOM913017109274827335SHSOLE 0027335UNITEDHEALTH GROUP INCCOM91324P102153311916SHSOLE 0011916US BANCORP DELCOM NEW902973304118029074SHSOLE 0029074V F CORPCOM9182041083885984SHSOLE 005984VALERO ENERGY CORP NEWCOM91913Y10076311959SHSOLE 0011959VALLEY NATL BANCORPCOM91979410735036485SHSOLE 0036485VALMONT INDS INCCOM9202531014423569SHSOLE 003569VANGUARD ADMIRAL FDS INCMIDCP 400 GRTH921932869291828985SHSOLE 0028985VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328855475637SHSOLE 005637VANGUARD ADMIRAL FDS INCMIDCP 400 VAL921932844287530575SHSOLE 0030575VANGUARD ADMIRAL FDS INCSMLLCP 600 IDX9219328283213150SHSOLE 003150VANGUARD BD INDEX FD INCINTERMED TERM92193781988010192SHSOLE 0010192VANGUARD BD INDEX FD INCLONG TERM BOND9219377932612802SHSOLE 002802VANGUARD BD INDEX FD INCSHORT TRM BOND921937827171121267SHSOLE 0021267VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835315338093SHSOLE 0038093VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J4074618466SHSOLE 008466VANGUARD INDEX FDSEXTEND MKT ETF922908652155218755SHSOLE 0018755VANGUARD INDEX FDSGROWTH ETF922908736392836960SHSOLE 0036960VANGUARD INDEX FDSLARGE CAP ETF922908637298531724SHSOLE 0031724VANGUARD INDEX FDSMCAP GR IDXVIP9229085384074014SHSOLE 004014VANGUARD INDEX FDSMCAP VL IDXVIP9229085126907933SHSOLE 007933VANGUARD INDEX FDSMID CAP ETF922908629263421713SHSOLE 0021713VANGUARD INDEX FDSREIT ETF922908553493458753SHSOLE 0058753VANGUARD INDEX FDSS&P 500 ETF SHS922908363283415020SHSOLE 0015020VANGUARD INDEX FDSSM CP VAL ETF9229086112782713SHSOLE 002713VANGUARD INDEX FDSSMALL CP ETF922908751284625622SHSOLE 0025622VANGUARD INDEX FDSSML CP GRW ETF922908595684257472SHSOLE 0057472VANGUARD INDEX FDSTOTAL STK MKT922908769533950990SHSOLE 0050990VANGUARD INDEX FDSVALUE ETF922908744472857475SHSOLE 0057475VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775158036665SHSOLE 0036665VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858220163757SHSOLE 0063757VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF92204287499920526SHSOLE 0020526VANGUARD INTL EQUITY INDEX FGLB EX US ETF92204267662011617SHSOLE 0011617VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF92204274296516674SHSOLE 0016674VANGUARD MALVERN FDSSTRM INFPROIDX9220208053827775SHSOLE 007775VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8704615279SHSOLE 005279VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409397449799SHSOLE 0049799VANGUARD SCOTTSDALE FDSVNG RUS1000GRW92206C680301629485SHSOLE 0029485VANGUARD SCOTTSDALE FDSVNG RUS1000VAL92206C7144815567SHSOLE 005567VANGUARD SCOTTSDALE FDSVNG RUS2000GRW92206C623272828339SHSOLE 0028339VANGUARD SCOTTSDALE FDSVNG RUS2000IDX92206C6646327158SHSOLE 007158VANGUARD SCOTTSDALE FDSVNG RUS2000VAL92206C649192823687SHSOLE 0023687VANGUARD SCOTTSDALE FDSVNG RUS3000IDX92206C5993033183SHSOLE 003183VANGUARD SPECIALIZED PORTFOLDIV APP ETF92190884415419189788SHSOLE 00189788VANGUARD STAR FDVG TL INTL STK F9219097682455420SHSOLE 005420VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438585903164513SHSOLE 00164513VANGUARD WHITEHALL FDS INCHIGH DIV YLD92194640611497166742SHSOLE 00166742VANGUARD WORLD FDSCONSUM STP ETF92204A207215515929SHSOLE 0015929VANGUARD WORLD FDSENERGY ETF92204A3067708955SHSOLE 008955VANGUARD WORLD FDSHEALTH CAR ETF92204A5049837980SHSOLE 007980VANGUARD WORLD FDSINF TECH ETF92204A702478643606SHSOLE 0043606VANGUARD WORLD FDSTELCOMM ETF92204A8844184504SHSOLE 004504VANGUARD WORLD FDSUTILITIES ETF92204A8765064676SHSOLE 004676VENTAS INCCOM92276F10088114085SHSOLE 0014085VEREIT INCCOM92339V1001203135462SHSOLE 00135462VERIZON COMMUNICATIONS INCCOM92343V10415570288383SHSOLE 00288383VISA INCCOM CL A92826C839536170082SHSOLE 0070082VISTA OUTDOOR INCCOM9283771004378445SHSOLE 008445VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W30897830667SHSOLE 0030667VOYA GLBL EQTY DIV & PREM OPCOM92912T10056980436SHSOLE 0080436VOYA PRIME RATE TRSH BEN INT92913A1009518762SHSOLE 0018762W & T OFFSHORE INCCOM92922P1062611647SHSOLE 0011647WABTEC CORPCOM9297401084715938SHSOLE 005938WALGREENS BOOTS ALLIANCE INCCOM93142710899811875SHSOLE 0011875WAL-MART STORES INCCOM931142103341549890SHSOLE 0049890WASTE MGMT INC DELCOM94106L10962810557SHSOLE 0010557WATERS CORPCOM9418481033342529SHSOLE 002529WEBSTER FINL CORP CONNCOM9478901092386632SHSOLE 006632WEC ENERGY GROUP INCCOM92939U106192632044SHSOLE 0032044WELLS FARGO & CO NEWCOM9497461017520155560SHSOLE 00155560WELLS FARGO GLOBAL DIVIDENDWF GLOBAL OPPTY94987C1031238207547SHSOLE 00207547WELLTOWER INCCOM95040Q104129018617SHSOLE 0018617WESTERN ASSET GLB PTNRS INCOCOM95766G1088110134SHSOLE 0010134WESTERN ASSET HGH YLD DFNDFDCOM95768B10735325330SHSOLE 0025330WESTERN ASSET HIGH INCM FD ICOM95766J10228642720SHSOLE 0042720WESTERN ASSET INVT GRADE DEFCOM95790A101102248693SHSOLE 0048693WESTERN ASSET MUN DEF OPP TRCOM95768A10957022969SHSOLE 0022969WESTMORELAND COAL COCOM9608781069713508SHSOLE 0013508WESTROCK COCOM96145D1053007684SHSOLE 007684WEYERHAEUSER COCOM96216610470122673SHSOLE 0022673WGL HLDGS INCCOM92924F1062703769SHSOLE 003769WHOLE FOODS MKT INCCOM9668371062648536SHSOLE 008536WISDOMTREE INVTS INCCOM97717P10412210729SHSOLE 0010729WISDOMTREE TRDIV EX-FINL FD97717W4065307014SHSOLE 007014WISDOMTREE TREMER MKT HIGH FD97717W31581623613SHSOLE 0023613WISDOMTREE TREUROPE HEDGED EQ97717X70157111001SHSOLE 0011001WISDOMTREE TREUROPE SMCP DV97717W86958910291SHSOLE 0010291WISDOMTREE TRHIGH DIV FD97717W20814013221431SHSOLE 00221431WISDOMTREE TRINTL LRGCAP DV97717W7942044865SHSOLE 004865WISDOMTREE TRINTL SMCAP DIV97717W7604036850SHSOLE 006850WISDOMTREE TRITL HDG QTLY DIV97717X59458022660SHSOLE 0022660WISDOMTREE TRITL HIGH DIV FD97717W802181548590SHSOLE 0048590WISDOMTREE TRJAPN HEDGE EQT97717W8512535766SHSOLE 005766WISDOMTREE TRLARGECAP DIVID97717W307110615089SHSOLE 0015089WISDOMTREE TRMIDCAP DIVI FD97717W5055286153SHSOLE 006153WISDOMTREE TRSMALLCAP DIVID97717W6042393459SHSOLE 003459WISDOMTREE TRUS QTLY DIV GRT97717X669127240660SHSOLE 0040660XCEL ENERGY INCCOM98389B100175041921SHSOLE 0041921YAMANA GOLD INCCOM98462Y1004815727SHSOLE 0015727YUM BRANDS INCCOM9884981014996105SHSOLE 006105ZIMMER BIOMET HLDGS INCCOM98956P1023273059SHSOLE 003059ZION OIL & GAS INCCOM9896961091810078SHSOLE 0010078ZIONS BANCORPORATIONCOM98970110731613074SHSOLE 0013074