0001085146-16-003374.txt : 20160323
0001085146-16-003374.hdr.sgml : 20160323
20160323143136
ACCESSION NUMBER: 0001085146-16-003374
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160323
DATE AS OF CHANGE: 20160323
EFFECTIVENESS DATE: 20160323
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cetera Advisor Networks LLC
CENTRAL INDEX KEY: 0001534468
IRS NUMBER: 953845382
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14619
FILM NUMBER: 161523644
BUSINESS ADDRESS:
STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 310-326-3100
MAIL ADDRESS:
STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
FORMER COMPANY:
FORMER CONFORMED NAME: Financial Network
DATE OF NAME CHANGE: 20111108
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001534468
XXXXXXXX
12-31-2015
12-31-2015
true
1
RESTATEMENT
false
Cetera Advisor Networks LLC
200 N SEPULVEDA BLVD., SUITE 1300
EL SEGUNDO
CA
90245
13F HOLDINGS REPORT
028-14619
Y
CETERA ADVISOR NETWORKS LLC FORMERLY FILED UNDER THE NAME OF FINANCIAL NETWORK INVESTMENT CORPORATION.
Jose Rodriguez
Director, Advisory Compliance
310 326-3100
/s/ Jose Rodriguez
El Segunda
CA
03-21-2016
0
827
1566486
false
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
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0016084HUANENG PWR INTL INCSPON ADR H SHS443304100135339343SHSOLE
0039343HUMANA INCCOM4448591022051154SHSOLE
001154HUNTINGTON BANCSHARES INCCOM44615010421119239SHSOLE
0019239ICON PLCSHSG4705A100141118117SHSOLE
0018117ILLINOIS TOOL WKS INCCOM4523081094975363SHSOLE
005363INDEXIQ ETF TRHDGD FTSE INTL45409B5609187505156SHSOLE
00505156INDEXIQ ETF TRIQ MRGR ARB ETF45409B800155755537SHSOLE
0055537INDIA FD INCCOM45408910327511973SHSOLE
0011973INGERSOLL-RAND PLCSHSG477911012053710SHSOLE
003710INTEL CORPCOM4581401004604133981SHSOLE
00133981INTERCONTINENTAL EXCHANGE INCOM45866F104245959SHSOLE
00959INTERNATIONAL BUSINESS MACHSCOM459200101422830690SHSOLE
0030690INTUITCOM4612021032052122SHSOLE
002122INVESCO DYNAMIC CR OPP FDCOM46132R10421620487SHSOLE
0020487INVESCO MUN OPPORTUNITY TRCOM46132C10715812039SHSOLE
0012039INVESCO MUNI INCOME OPP TRSTCOM46132X10171898255SHSOLE
0098255INVESCO QUALITY MUNI INC TRSCOM46133G10723618648SHSOLE
0018648INVESCO VALUE MUN INCOME TRCOM46132P10821913500SHSOLE
0013500ISHARESAGGRES ALLOC ETF46428985989519951SHSOLE
0019951ISHARESCNTRY MIN VL ETF464286525585984531SHSOLE
0084531ISHARESEM MK MINVOL ETF4642865335879120755SHSOLE
00120755ISHARESGLB HGH YLD ETF4642861782706069SHSOLE
006069ISHARESGRWT ALLOCAT ETF464289867188348419SHSOLE
0048419ISHARESMODERT ALLOC ETF46428987535310371SHSOLE
0010371ISHARESMSCI PAC JP ETF4642866653819957SHSOLE
009957ISHARES GOLD TRUSTISHARES46428510594492437SHSOLE
0092437ISHARES INCCORE MSCI EMKT46434G10341710558SHSOLE
0010558ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R10721815506SHSOLE
0015506ISHARES SILVER TRUSTISHARES46428Q1091891143583SHSOLE
00143583ISHARES TR1-3 YR CR BD ETF4642886462952834SHSOLE
002834ISHARES TR1-3 YR TR BD ETF464287457225926808SHSOLE
0026808ISHARES TR20+ YR TR BD ETF4642874328006660SHSOLE
006660ISHARES TR7-10 Y TR BD ETF464287440132612573SHSOLE
0012573ISHARES TRCALI AMT-FRE ETF4642883562912463SHSOLE
002463ISHARES TRCOHEN&STEER REIT464287564145414664SHSOLE
0014664ISHARES TRCORE HIGH DV ETF46429B663114915630SHSOLE
0015630ISHARES TRCORE MSCI EAFE46432F842401873884SHSOLE
0073884ISHARES TRCORE S&P MCP ETF4642875071092978405SHSOLE
0078405ISHARES TRCORE S&P SCP ETF464287804478243491SHSOLE
0043491ISHARES TRCORE S&P TTL STK464287150700375366SHSOLE
0075366ISHARES TRCORE S&P500 ETF46428720049729242775SHSOLE
00242775ISHARES TRCORE US AGGBD ET464287226711065718SHSOLE
0065718ISHARES TRCORE US GRW ETF4642876712733353SHSOLE
003353ISHARES TRCORE US VAL ETF4642876634693683SHSOLE
003683ISHARES TREAFE GRWTH ETF4642888854236292SHSOLE
006292ISHARES TREAFE MIN VOL ETF46429B68910144156476SHSOLE
00156476ISHARES TREAFE SML CP ETF4642882735646113317SHSOLE
00113317ISHARES TREAFE VALUE ETF4642888773567681SHSOLE
007681ISHARES TRGLOBAL 100 ETF464287572300841321SHSOLE
0041321ISHARES TRGLOBAL ENERG ETF46428734131411238SHSOLE
0011238ISHARES TRGLOBAL TECH ETF4642872913133223SHSOLE
003223ISHARES TRHDG MSCI JAPAN46434V88634912277SHSOLE
0012277ISHARES TRIBOXX HI YD ETF464288513262632675SHSOLE
0032675ISHARES TRIBOXX INV CP ETF464287242216918982SHSOLE
0018982ISHARES TRINTERM CR BD ETF4642886386375949SHSOLE
005949ISHARES TRINTL SEL DIV ETF46428844867523406SHSOLE
0023406ISHARES TRINTRM GOV/CR ETF4642886124043678SHSOLE
003678ISHARES TRJAPAN MIN VOL46434V71273412894SHSOLE
0012894ISHARES TRJP MOR EM MK ETF4642882812192065SHSOLE
002065ISHARES TRMBS ETF4642885885515110SHSOLE
005110ISHARES TRMRG RL ES CP ETF46428853920821955SHSOLE
0021955ISHARES TRMRGSTR MD CP ETF4642882082221554SHSOLE
001554ISHARES TRMRGSTR MD CP GRW4642883074152709SHSOLE
002709ISHARES TRMRNGSTR LG-CP ET4642871274683930SHSOLE
003930ISHARES TRMRNGSTR LG-CP GR464287119313926084SHSOLE
0026084ISHARES TRMRNGSTR LG-CP VL464288109162319786SHSOLE
0019786ISHARES TRMSCI AC ASIA ETF4642881823135876SHSOLE
005876ISHARES TRMSCI ACWI EX US464288240105826762SHSOLE
0026762ISHARES TRMSCI EAFE ETF46428746522186377692SHSOLE
00377692ISHARES TRMSCI EAFE SMCP46435G8393148128275SHSOLE
00128275ISHARES TRMSCI EMG MKT ETF4642872344921153084SHSOLE
00153084ISHARES TRMSCI KLD400 SOC4642885703855091SHSOLE
005091ISHARES TRMSCI USAMOMFCT46432F396364449798SHSOLE
0049798ISHARES TRNA NAT RES4642873746192219240SHSOLE
00219240ISHARES TRNASDQ BIOTEC ETF464287556554716418SHSOLE
0016418ISHARES TRNAT AMT FREE BD4642884148928064SHSOLE
008064ISHARES TRRUS 1000 ETF464287622379033441SHSOLE
0033441ISHARES TRRUS 1000 GRW ETF46428761424677248040SHSOLE
00248040ISHARES TRRUS 1000 VAL ETF46428759829724303643SHSOLE
00303643ISHARES TRRUS 2000 GRW ETF464287648225616152SHSOLE
0016152ISHARES TRRUS 2000 VAL ETF464287630220524087SHSOLE
0024087ISHARES TRRUS MD CP GR ETF46428748111636126550SHSOLE
00126550ISHARES TRRUS MDCP VAL ETF464287473597587079SHSOLE
0087079ISHARES TRRUS MID-CAP ETF46428749916650103951SHSOLE
00103951ISHARES TRRUSSELL 2000 ETF464287655798170811SHSOLE
0070811ISHARES TRRUSSELL 3000 ETF464287689554346083SHSOLE
0046083ISHARES TRS&P 100 ETF4642871015956527SHSOLE
006527ISHARES TRS&P 500 GRWT ETF464287309230619903SHSOLE
0019903ISHARES TRS&P 500 VAL ETF464287408156217636SHSOLE
0017636ISHARES TRS&P MC 400GR ETF46428760615099365SHSOLE
009365ISHARES TRS&P MC 400VL ETF464287705139111862SHSOLE
0011862ISHARES TRSELECT DIVID ETF464287168439958459SHSOLE
0058459ISHARES TRSP SMCP600GR ETF464287887236019036SHSOLE
0019036ISHARES TRSP SMCP600VL ETF464287879162815044SHSOLE
0015044ISHARES TRTIPS BD ETF464287176316728908SHSOLE
0028908ISHARES TRTRANS AVG ETF4642871922241655SHSOLE
001655ISHARES TRU.S. AER&DEF ETF4642887603002517SHSOLE
002517ISHARES TRU.S. BAS MTL ETF4642878384366157SHSOLE
006157ISHARES TRU.S. CNSM SV ETF4642875804913383SHSOLE
003383ISHARES TRU.S. ENERGY ETF46428779692827421SHSOLE
0027421ISHARES TRU.S. FIN SVC ETF4642877708008921SHSOLE
008921ISHARES TRU.S. FINLS ETF4642877884715351SHSOLE
005351ISHARES TRU.S. INDS ETF4642877542932844SHSOLE
002844ISHARES TRU.S. PFD STK ETF4642886876572169049SHSOLE
00169049ISHARES TRU.S. PHARMA ETF464288836239714805SHSOLE
0014805ISHARES TRU.S. REAL ES ETF464287739601080022SHSOLE
0080022ISHARES TRU.S. TECH ETF464287721134312578SHSOLE
0012578ISHARES TRU.S. UTILITS ETF4642876972121959SHSOLE
001959ISHARES TRUS HLTHCARE ETF4642877623792515SHSOLE
002515ISHARES TRUS HLTHCR PR ETF4642888284203414SHSOLE
003414ISHARES TRUSA ESG SLCT ETF4642888028179826SHSOLE
009826ISHARES TRUSA MIN VOL ETF46429B697422521010140SHSOLE
001010140ISHARES U S ETF TRSHT MAT BD ETF46431W5072374740SHSOLE
004740ITC HLDGS CORPCOM46568510559915242SHSOLE
0015242J P MORGAN EXCHANGE TRADED FDIV RTN INT EQ46641Q2093286680SHSOLE
006680JOHNSON & JOHNSONCOM47816010415517150964SHSOLE
00150964JOHNSON CTLS INCCOM478366107115729195SHSOLE
0029195JPMORGAN CHASE & COALERIAN ML ETN46625H365111238318SHSOLE
0038318JPMORGAN CHASE & COCOM46625H1007768117555SHSOLE
00117555KELLOGG COCOM4878361084746568SHSOLE
006568KEYCORP NEWCOM49326710865049122SHSOLE
0049122KIMBERLY CLARK CORPCOM494368103392830856SHSOLE
0030856KINDER MORGAN INC DELCOM49456B1012631177638SHSOLE
00177638KKR & CO L P DELCOM UNITS48248M10253234123SHSOLE
0034123KRAFT HEINZ COCOM500754106359149389SHSOLE
0049389KROGER COCOM5010441013157584SHSOLE
007584LAZARD WORLD DIVID & INCOMECOM5210761091417156240SHSOLE
00156240LIBERTY ALL STAR EQUITY FDSH BEN INT5301581042068385876SHSOLE
00385876LILLY ELI & COCOM532457108214725525SHSOLE
0025525LINKEDIN CORPCOM CL A53578A1083561585SHSOLE
001585LINN ENERGY LLCUNIT LTD LIAB5360201001514017SHSOLE
0014017LIVE OAK BANCSHARES INCCOM53803X10558641400SHSOLE
0041400LOCKHEED MARTIN CORPCOM53983010919719071SHSOLE
009071LOEWS CORPCOM54042410838810134SHSOLE
0010134LOWES COS INCCOM548661107323442535SHSOLE
0042535LTC PPTYS INCCOM50217510245710605SHSOLE
0010605M & T BK CORPCOM55261F1043382794SHSOLE
002794MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106105415510SHSOLE
0015510MAIN STREET CAPITAL CORPCOM56035L10441814317SHSOLE
0014317MANNKIND CORPCOM56400P2011511405SHSOLE
0011405MANULIFE FINL CORPCOM56501R10623515726SHSOLE
0015726MARATHON PETE CORPCOM56585A1022134095SHSOLE
004095MARKEL CORPCOM570535104257291SHSOLE
00291MARKET VECTORS ETF TRGOLD MINER ETF57060U10027219862SHSOLE
0019862MARKET VECTORS ETF TRMKT VECTR WIDE57060U13436712792SHSOLE
0012792MAST THERAPEUTICS INCCOM576314108410000SHSOLE
0010000MASTERCARD INCCL A57636Q1045075163SHSOLE
005163MCDONALDS CORPCOM580135101384632464SHSOLE
0032464MCKESSON CORPCOM58155Q1036453247SHSOLE
003247MEAD JOHNSON NUTRITION COCOM5828391063023798SHSOLE
003798MEDTRONIC PLCSHSG5960L103180923479SHSOLE
0023479MERCK & CO INC NEWCOM58933Y1055473103646SHSOLE
00103646METLIFE INCCOM59156R1082795860SHSOLE
005860MFA FINL INCCOM55272X10214021027SHSOLE
0021027MICROSOFT CORPCOM59491810420569370720SHSOLE
00370720MIDDLEBY CORPCOM5962781014043752SHSOLE
003752MONDELEZ INTL INCCL A609207105338875821SHSOLE
0075821MONSANTO CO NEWCOM61166W1015385474SHSOLE
005474MOODYS CORPCOM6153691052212188SHSOLE
002188MORGAN STANLEYCOM NEW61744644841212931SHSOLE
0012931MPLX LPCOM UNIT REP LTD55336V1002315848SHSOLE
005848MYLAN N VSHS EURON594651092344339SHSOLE
004339NATIONAL GRID PLCSPON ADR NEW6362743002002862SHSOLE
002862NATIONAL OILWELL VARCO INCCOM6370711012517501SHSOLE
007501NATIONAL RETAIL PPTYS INCCOM63741710668217067SHSOLE
0017067NETFLIX INCCOM64110L1067456509SHSOLE
006509NEW RESIDENTIAL INVT CORPCOM NEW64828T20112510216SHSOLE
0010216NEW YORK CMNTY BANCORP INCCOM64944510360036773SHSOLE
0036773NEW YORK MTG TR INCCOM PAR $.0264960450121039196SHSOLE
0039196NEW YORK REIT INCCOM64976L10995182407SHSOLE
0082407NEWELL RUBBERMAID INCCOM6512291062425500SHSOLE
005500NEWMARKET CORPCOM651587107261684SHSOLE
00684NEWMONT MINING CORPCOM65163910622812841SHSOLE
0012841NEXPOINT CR STRATEGIES FDCOM NEW65340G20580639520SHSOLE
0039520NEXTERA ENERGY INCCOM65339F101120011548SHSOLE
0011548NIKE INCCL B654106103153224408SHSOLE
0024408NORDIC AMERICAN TANKERS LIMICOMG6577310616110200SHSOLE
0010200NORDSTROM INCCOM6556641003877836SHSOLE
007836NORFOLK SOUTHERN CORPCOM6558441088379914SHSOLE
009914NORTHERN TIER ENERGY LPCOM UN REPR PART66582610370627426SHSOLE
0027426NORTHROP GRUMMAN CORPCOM6668071028604555SHSOLE
004555NORTHSTAR RLTY FIN CORPCOM66704R80359134242SHSOLE
0034242NOVARTIS A GSPONSORED ADR66987V1098189479SHSOLE
009479NOVO-NORDISK A SADR67010020577113187SHSOLE
0013187NUCOR CORPCOM67034610553513357SHSOLE
0013357NUVEEN CALIF MUN VALUE FDCOM67062C10750246105SHSOLE
0046105NUVEEN CR STRATEGIES INCM FDCOM SHS67073D1029111338SHSOLE
0011338NUVEEN DIVERSIFIED DIV INCMCOM6706EP10525523309SHSOLE
0023309NUVEEN MTG OPPORTUNITY TERMCOM67073510924610711SHSOLE
0010711NUVEEN NY AMT FREE MUN INCOMCOM67065610716112245SHSOLE
0012245NUVEEN NY DIVID ADVNTG MUN FCOM67066X10714410086SHSOLE
0010086NUVEEN PFD INCOME OPPRTNY FDCOM67073B10683491053SHSOLE
0091053NUVEEN QUALITY PFD INCOME FDCOM67071S10115218241SHSOLE
0018241NUVEEN QUALITY PFD INCOME FDCOM67072C10512213410SHSOLE
0013410NUVEEN S&P 500 BUY-WRITE INCCOM6706ER101128795778SHSOLE
0095778NUVEEN SR INCOME FDCOM67067Y10424041675SHSOLE
0041675NXP SEMICONDUCTORS N VCOMN6596X1092042414SHSOLE
002414O REILLY AUTOMOTIVE INC NEWCOM67103H1073321314SHSOLE
001314OAKTREE CAP GROUP LLCUNIT CL A6740012012855845SHSOLE
005845OCCIDENTAL PETE CORP DELCOM67459910572210648SHSOLE
0010648OGE ENERGY CORPCOM6708371032569684SHSOLE
009684OLD DOMINION FGHT LINES INCCOM67958010072012201SHSOLE
0012201OMEGA HEALTHCARE INVS INCCOM6819361002557347SHSOLE
007347OMNICOM GROUP INCCOM6819191062513340SHSOLE
003340ONEOK INC NEWCOM6826801032439860SHSOLE
009860ONEOK PARTNERS LPUNIT LTD PARTN68268N10346215378SHSOLE
0015378OPHTHOTECH CORPCOM68374510389411386SHSOLE
0011386ORACLE CORPCOM68389X105188351687SHSOLE
0051687ORBITAL ATK INCCOM68557N1033714151SHSOLE
004151OSHKOSH CORPCOM6882392012957525SHSOLE
007525OXFORD LANE CAP CORPCOM69154310255355800SHSOLE
0055800PACER FDS TRTRENDP 100 ETF69374H30327811550SHSOLE
0011550PACWEST BANCORP DELCOM69526310393021595SHSOLE
0021595PALO ALTO NETWORKS INCCOM6974351053341886SHSOLE
001886PARK STERLING CORPCOM70086Y1051044143005SHSOLE
00143005PARKER HANNIFIN CORPCOM7010941043383497SHSOLE
003497PAYCHEX INCCOM70432610759511228SHSOLE
0011228PAYPAL HLDGS INCCOM70450Y1032446720SHSOLE
006720PDL BIOPHARMA INCCOM69329Y1047721757SHSOLE
0021757PEMBINA PIPELINE CORPCOM7063271032029137SHSOLE
009137PENGROWTH ENERGY CORPCOM70706P1043044997SHSOLE
0044997PENTAIR PLCSHSG7S00T1044749520SHSOLE
009520PEOPLES UNITED FINANCIAL INCCOM71270410540225131SHSOLE
0025131PEPSICO INCCOM713448108519252078SHSOLE
0052078PFIZER INCCOM7170811039061280850SHSOLE
00280850PG&E CORPCOM69331C10882615583SHSOLE
0015583PHILIP MORRIS INTL INCCOM718172109472053610SHSOLE
0053610PHILLIPS 66COM718546104145117831SHSOLE
0017831PIEDMONT NAT GAS INCCOM72018610591916103SHSOLE
0016103PIEDMONT OFFICE REALTY TR INCOM CL A72019020634518305SHSOLE
0018305PIMCO CORPORATE & INCOME OPPCOM72201B10119314486SHSOLE
0014486PIMCO DYNAMIC CR INCOME FDCOM SHS72202D10660633600SHSOLE
0033600PIMCO DYNAMIC INCOME FDSHS72201Y1012258206SHSOLE
008206PIMCO ETF TR0-5 HIGH YIELD72201R7837338007SHSOLE
008007PIMCO ETF TRDIV INC ACT ETF72201R7262134670SHSOLE
004670PIMCO ETF TRENHAN SHRT MA AC72201R833679967590SHSOLE
0067590PIMCO ETF TRINV GRD CRP BD72201R8173233254SHSOLE
003254PIMCO ETF TRTTL RTN ACTV ETF72201R7753783612SHSOLE
003612PIMCO HIGH INCOME FDCOM SHS7220141073628443240SHSOLE
00443240PIMCO STRATEGIC INCOME FD INCOM72200X10410811964SHSOLE
0011964PINNACLE WEST CAP CORPCOM7234841012413751SHSOLE
003751PIONEER HIGH INCOME TRCOM72369H10679983713SHSOLE
0083713PIONEER MUN HIGH INCOME TRCOM SHS72376310847336220SHSOLE
0036220PIONEER NAT RES COCOM7237871072011603SHSOLE
001603PITNEY BOWES INCCOM72447910033716384SHSOLE
0016384PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310532113855SHSOLE
0013855PLUM CREEK TIMBER CO INCCOM7292511082705664SHSOLE
005664PNC FINL SVCS GROUP INCCOM69347510599610411SHSOLE
0010411POLARIS INDS INCCOM7310681023684322SHSOLE
004322POTASH CORP SASK INCCOM73755L10729217165SHSOLE
0017165POWERSHARES ACTIVE MNG ETF TS&P500 DWNHDGE73935B8054332175590SHSOLE
00175590POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10560845553SHSOLE
0045553POWERSHARES ETF TR IIBUILD AMER ETF73937B40740213907SHSOLE
0013907POWERSHARES ETF TR IIDWA TCTL SCTR73937B49856622334SHSOLE
0022334POWERSHARES ETF TR IIKBW BK PORT73937B7462366236SHSOLE
006236POWERSHARES ETF TR IIPWRSHS SP500 LOW73937B6542216635SHSOLE
006635POWERSHARES ETF TR IIS&P500 LOW VOL73937B7797859203603SHSOLE
00203603POWERSHARES ETF TRUSTAERSPC DEF PTF73935X6902176080SHSOLE
006080POWERSHARES ETF TRUSTCON DISCRE SEC73935X419220549973SHSOLE
0049973POWERSHARES ETF TRUSTCON STAPLE SEC73935X393234441332SHSOLE
0041332POWERSHARES ETF TRUSTDIV ACHV PRTF73935X73259829161SHSOLE
0029161POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X153183244316SHSOLE
0044316POWERSHARES ETF TRUSTDYN BIOT & GEN73935X8562835654SHSOLE
005654POWERSHARES ETF TRUSTDYN FD & BEV73935X8492517783SHSOLE
007783POWERSHARES ETF TRUSTDYN PHRMA PORT73935X79978811285SHSOLE
0011285POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X286259957141SHSOLE
0057141POWERSHARES ETF TRUSTDYNM LRG CP VL73935X708139547843SHSOLE
0047843POWERSHARES ETF TRUSTFINL PFD PTFL73935X2292486132245SHSOLE
00132245POWERSHARES ETF TRUSTFINL SECT PORT73935X3772207150SHSOLE
007150POWERSHARES ETF TRUSTFTSE RAFI 100073935X58339185451258SHSOLE
00451258POWERSHARES ETF TRUSTFTSE US1500 SM73935X567490452246SHSOLE
0052246POWERSHARES ETF TRUSTHI YLD EQ DVDN73935X30222516782SHSOLE
0016782POWERSHARES ETF TRUSTHLTHCR SEC POR73935X351229441533SHSOLE
0041533POWERSHARES ETF TRUSTINTL DIV ACHV73935X71639729125SHSOLE
0029125POWERSHARES ETF TRUSTNASD INTNT ETF73935X1463404252SHSOLE
004252POWERSHARES ETF TRUSTRUSSELL MID WTH73935X4433459440SHSOLE
009440POWERSHARES ETF TRUSTS&P 500 HGH QLTY73935X68253022869SHSOLE
0022869POWERSHARES ETF TRUSTTECH SECT PORT73935X344225456737SHSOLE
0056737POWERSHARES ETF TRUSTWATER RESOURCE73935X57527612757SHSOLE
0012757POWERSHARES ETF TRUST IICEF INC COMPST73936Q8434939231252SHSOLE
00231252POWERSHARES ETF TRUST IIDWA DEVMKTMOM PT73936Q1082299660SHSOLE
009660POWERSHARES ETF TRUST IISENIOR LN PORT73936Q769163973413SHSOLE
0073413POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T56576751377SHSOLE
0051377POWERSHARES GLOBAL ETF TRUSTDEV MKTS EX-US73936T789119833214SHSOLE
0033214POWERSHARES GLOBAL ETF TRUSTEX US SML PORT73936T77133612949SHSOLE
0012949POWERSHARES GLOBAL ETF TRUSTFDM HG YLD RAFI73936T55719010971SHSOLE
0010971POWERSHARES QQQ TRUSTUNIT SER 173935A10424850222133SHSOLE
00222133POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D10733613062SHSOLE
0013062PPG INDS INCCOM6935061078568653SHSOLE
008653PPL CORPCOM69351T10677722844SHSOLE
0022844PRECISION CASTPARTS CORPCOM7401891056592842SHSOLE
002842PRICELINE GRP INCCOM NEW741503403503395SHSOLE
00395PROCTER & GAMBLE COCOM74271810910105126923SHSOLE
00126923PROSHARES TRPSHS SH MSCI EMR74347R3962337904SHSOLE
007904PROSHARES TRPSHS SHRT S&P50074347R50337818093SHSOLE
0018093PROSHARES TRS&P 500 DV ARIST74348A467217544005SHSOLE
0044005PROSHARES TRULTRA FNCLS NEW74347X6332513528SHSOLE
003528PROSPECT CAPITAL CORPORATIONCOM74348T10237654918SHSOLE
0054918PROSPERITY BANCSHARES INCCOM7436061052144466SHSOLE
004466PRUDENTIAL FINL INCCOM7443201023884781SHSOLE
004781PUBLIC STORAGECOM74460D10916236549SHSOLE
006549PUBLIC SVC ENTERPRISE GROUPCOM74457310657614918SHSOLE
0014918PUTNAM MANAGED MUN INCOM TRCOM74682310330240973SHSOLE
0040973PUTNAM PREMIER INCOME TRSH BEN INT7468531009419118SHSOLE
0019118QORVO INCCOM74736K1012645167SHSOLE
005167QUALCOMM INCCOM747525103347869831SHSOLE
0069831RAMBUS INC DELCOM75091710618516000SHSOLE
0016000RAYTHEON COCOM NEW7551115074253418SHSOLE
003418RCS CAP CORPCOM CL A74937W1021663880SHSOLE
0063880REALTY INCOME CORPCOM75610910424697478234SHSOLE
00478234REGENERON PHARMACEUTICALSCOM75886F107238440SHSOLE
00440REGIONS FINL CORP NEWCOM7591EP10015015597SHSOLE
0015597REYNOLDS AMERICAN INCCOM761713106105722866SHSOLE
0022866RITE AID CORPCOM76775410415219430SHSOLE
0019430ROCKWELL AUTOMATION INCCOM7739031098107881SHSOLE
007881ROCKWELL COLLINS INCCOM7743411016186701SHSOLE
006701ROPER TECHNOLOGIES INCCOM7766961062101109SHSOLE
001109ROYAL BK CDA MONTREAL QUECOM7800871025079487SHSOLE
009487ROYAL DUTCH SHELL PLCSPON ADR B78025910785318446SHSOLE
0018446ROYAL DUTCH SHELL PLCSPONS ADR A78025920680517535SHSOLE
0017535RPM INTL INCCOM7496851034059195SHSOLE
009195RYDEX ETF TRUSTGUG S&P500 EQ WT78355W10616567215883SHSOLE
00215883RYDEX ETF TRUSTGUG S&P500EQWTTE78355W8175616063SHSOLE
006063SALESFORCE COM INCCOM79466L3023083931SHSOLE
003931SANDRIDGE ENERGY INCCOM80007P307522900SHSOLE
0022900SANDRIDGE PERMIAN TRCOM UNIT BEN INT80007A1028328083SHSOLE
0028083SANOFISPONSORED ADR80105N1054039449SHSOLE
009449SCANA CORP NEWCOM80589M1023315497SHSOLE
005497SCHLUMBERGER LTDCOM80685710893513408SHSOLE
0013408SCHWAB STRATEGIC TRSCHWAB FDT US LG80852477171224850SHSOLE
0024850SCHWAB STRATEGIC TRUS LCAP GR ETF808524300305557832SHSOLE
0057832SCHWAB STRATEGIC TRUS LCAP VA ETF808524409407095913SHSOLE
0095913SCHWAB STRATEGIC TRUS SML CAP ETF8085246072765301SHSOLE
005301SELECT INCOME REITCOM SH BEN INT81618T10048324325SHSOLE
0024325SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407184623487SHSOLE
0023487SELECT SECTOR SPDR TRSBI CONS STPLS81369Y308284856485SHSOLE
0056485SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209253135223SHSOLE
0035223SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5067758128577SHSOLE
00128577SELECT SECTOR SPDR TRSBI INT-FINL81369Y6053270136824SHSOLE
00136824SELECT SECTOR SPDR TRSBI INT-INDS81369Y704164230901SHSOLE
0030901SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88684419477SHSOLE
0019477SELECT SECTOR SPDR TRSBI MATERIALS81369Y10056613090SHSOLE
0013090SELECT SECTOR SPDR TRTECHNOLOGY81369Y803268762900SHSOLE
0062900SEMPRA ENERGYCOM816851109275029229SHSOLE
0029229SENIOR HSG PPTYS TRSH BEN INT81721M10923115766SHSOLE
0015766SHERWIN WILLIAMS COCOM8243481069123509SHSOLE
003509SIMON PPTY GROUP INC NEWCOM8288061093481805SHSOLE
001805SIRIUS XM HLDGS INCCOM82968B10311027142SHSOLE
0027142SKYWORKS SOLUTIONS INCCOM83088M102195325339SHSOLE
0025339SMITH A OCOM8318652093324340SHSOLE
004340SMUCKER J M COCOM NEW8326964054513652SHSOLE
003652SOLAZYME INCCOM83415T1013614500SHSOLE
0014500SONOCO PRODS COCOM8354951023488509SHSOLE
008509SOUTHERN COCOM842587107267057193SHSOLE
0057193SOUTHWEST AIRLS COCOM8447411084269978SHSOLE
009978SOUTHWESTERN ENERGY COCOM84546710911916442SHSOLE
0016442SOVRAN SELF STORAGE INCCOM84610H1083072846SHSOLE
002846SPDR DOW JONES INDL AVRG ETFUT SER 178467X10913067530SHSOLE
007530SPDR GOLD TRUSTGOLD SHS78463V107906789405SHSOLE
0089405SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X749312366681SHSOLE
0066681SPDR INDEX SHS FDSEURO STOXX 5078463X2023439984SHSOLE
009984SPDR INDEX SHS FDSS&P INTL ETF78463X77272221549SHSOLE
0021549SPDR S&P 500 ETF TRTR UNIT78462F10326186128498SHSOLE
00128498SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107423616674SHSOLE
0016674SPDR SER TRSHT TRM HGH YLD78468R40831412153SHSOLE
0012153SPDR SERIES TRUSTBRC CNV SECS ETF78464A35954712587SHSOLE
0012587SPDR SERIES TRUSTBRC HGH YLD BD78464A4173727109812SHSOLE
00109812SPDR SERIES TRUSTBRCLYS 1-3MT ETF78464A6804469759SHSOLE
009759SPDR SERIES TRUSTDJ REIT ETF78464A607339237051SHSOLE
0037051SPDR SERIES TRUSTNUVN BR SHT MUNI78464A42545718732SHSOLE
0018732SPDR SERIES TRUSTS&P 600 SMCP GRW78464A2016033512SHSOLE
003512SPDR SERIES TRUSTS&P BIOTECH78464A8704105834SHSOLE
005834SPDR SERIES TRUSTS&P BK ETF78464A7972667870SHSOLE
007870SPDR SERIES TRUSTS&P DIVID ETF78464A763470663977SHSOLE
0063977SPDR SERIES TRUSTS&P HOMEBUILD78464A8882136373SHSOLE
006373SPDR SERIES TRUSTS&P REGL BKG78464A698114727440SHSOLE
0027440SPDR SERIES TRUSTS&P TRANSN ETF78464A5324079495SHSOLE
009495SPECTRA ENERGY CORPCOM8475601092821117462SHSOLE
00117462SPECTRA ENERGY PARTNERS LPCOM84756N1092415057SHSOLE
005057SPROTT PHYSICAL GOLD TRUSTUNIT85207H10482594368SHSOLE
0094368SPROTT PHYSICAL SILVER TRTR UNIT85207K1071055199976SHSOLE
00199976SSGA ACTIVE ETF TRSPDR TR TACTIC78467V848111222850SHSOLE
0022850STAR GAS PARTNERS L PUNIT LTD PARTNR85512C10510614349SHSOLE
0014349STARBUCKS CORPCOM855244109424670741SHSOLE
0070741STATOIL ASASPONSORED ADR85771P10249935922SHSOLE
0035922STONEMOR PARTNERS L PCOM UNITS86183Q10054520417SHSOLE
0020417STRYKER CORPCOM8636671014765118SHSOLE
005118SUBURBAN PROPANE PARTNERS LUNIT LTD PARTN8644821042199060SHSOLE
009060SUNEDISON INCCOM86732Y10910921300SHSOLE
0021300SUNTRUST BKS INCCOM8679141033387928SHSOLE
007928SUPERVALU INCCOM86853610312919289SHSOLE
0019289SYNAPTICS INCCOM87157D109133116580SHSOLE
0016580SYNNEX CORPCOM87162W1002272547SHSOLE
002547SYSCO CORPCOM871829107141234454SHSOLE
0034454TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR874039100113649853SHSOLE
0049853TARGET CORPCOM87612E106117616175SHSOLE
0016175TASER INTL INCCOM87651B10419711449SHSOLE
0011449TEKLA HEALTHCARE INVSSH BEN INT87911J10384828565SHSOLE
0028565TEMPLETON EMERG MKTS INCOMECOM88019210922922892SHSOLE
0022892TEMPLETON GLOBAL INCOME FDCOM88019810622034942SHSOLE
0034942TESLA MTRS INCCOM88160R1017853262SHSOLE
003262TEVA PHARMACEUTICAL INDS LTDADR8816242095358109SHSOLE
008109TEXAS INSTRS INCCOM8825081044628505SHSOLE
008505THERMO FISHER SCIENTIFIC INCCOM8835561024633258SHSOLE
003258TIME WARNER CABLE INCCOM88732J2073011631SHSOLE
001631TIME WARNER INCCOM NEW8873173034376808SHSOLE
006808TJX COS INC NEWCOM87254010975510642SHSOLE
0010642TORONTO DOMINION BK ONTCOM NEW8911605092125445SHSOLE
005445TORTOISE ENERGY INFRSTRCTR CCOM89147L10095734440SHSOLE
0034440TOTAL S ASPONSORED ADR89151E10998922193SHSOLE
0022193TOYOTA MOTOR CORPSP ADR REP2COM8923313074263485SHSOLE
003485TRAVELERS COMPANIES INCCOM89417E109190216880SHSOLE
0016880TRICO BANCSHARESCOM8960951062749971SHSOLE
009971TWENTY FIRST CENTY FOX INCCL A90130A10154420227SHSOLE
0020227TWITTER INCCOM90184L10231513840SHSOLE
0013840TWO HBRS INVT CORPCOM90187B10128635522SHSOLE
0035522UBS AG JERSEY BRHALERIAN INFRST9026416462519628SHSOLE
009628UBS AG JERSEY BRHEXCH SEC LKD4190264158820710205SHSOLE
0010205UBS AG LONDON BRHWLS FRG MLP EX90273A10858832000SHSOLE
0032000UMPQUA HLDGS CORPCOM90421410324915708SHSOLE
0015708UNDER ARMOUR INCCL A904311107125415620SHSOLE
0015620UNILEVER N VN Y SHS NEW90478470954112485SHSOLE
0012485UNILEVER PLCSPON ADR NEW90476770466615433SHSOLE
0015433UNION BANKSHARES CORP NEWCOM90539J10985834011SHSOLE
0034011UNION PAC CORPCOM907818108319440822SHSOLE
0040822UNITED PARCEL SERVICE INCCL B911312106168117432SHSOLE
0017432UNITED RENTALS INCCOM9113631092553506SHSOLE
003506UNITED TECHNOLOGIES CORPCOM913017109319233227SHSOLE
0033227UNITEDHEALTH GROUP INCCOM91324P102129010917SHSOLE
0010917US BANCORP DELCOM NEW902973304125129420SHSOLE
0029420V F CORPCOM9182041084777699SHSOLE
007699VALERO ENERGY CORP NEWCOM91913Y10087912437SHSOLE
0012437VALLEY NATL BANCORPCOM91979410736036485SHSOLE
0036485VALMONT INDS INCCOM9202531013783569SHSOLE
003569VANGUARD ADMIRAL FDS INCMIDCP 400 GRTH921932869287728961SHSOLE
0028961VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328855075393SHSOLE
005393VANGUARD ADMIRAL FDS INCMIDCP 400 VAL921932844266930238SHSOLE
0030238VANGUARD ADMIRAL FDS INCSMLLCP 600 IDX9219328283323350SHSOLE
003350VANGUARD BD INDEX FD INCINTERMED TERM9219378198169818SHSOLE
009818VANGUARD BD INDEX FD INCLONG TERM BOND9219377932452837SHSOLE
002837VANGUARD BD INDEX FD INCSHORT TRM BOND921937827216427167SHSOLE
0027167VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835268433256SHSOLE
0033256VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J40791117157SHSOLE
0017157VANGUARD INDEX FDSEXTEND MKT ETF922908652149917853SHSOLE
0017853VANGUARD INDEX FDSGROWTH ETF922908736384436142SHSOLE
0036142VANGUARD INDEX FDSLARGE CAP ETF922908637301332225SHSOLE
0032225VANGUARD INDEX FDSMCAP GR IDXVIP9229085384934960SHSOLE
004960VANGUARD INDEX FDSMCAP VL IDXVIP9229085125816794SHSOLE
006794VANGUARD INDEX FDSMID CAP ETF922908629653154378SHSOLE
0054378VANGUARD INDEX FDSREIT ETF922908553435354495SHSOLE
0054495VANGUARD INDEX FDSS&P 500 ETF SHS922908363259213861SHSOLE
0013861VANGUARD INDEX FDSSM CP VAL ETF9229086113753792SHSOLE
003792VANGUARD INDEX FDSSMALL CP ETF922908751414637504SHSOLE
0037504VANGUARD INDEX FDSSML CP GRW ETF922908595655553910SHSOLE
0053910VANGUARD INDEX FDSTOTAL STK MKT922908769524750316SHSOLE
0050316VANGUARD INDEX FDSVALUE ETF922908744459156357SHSOLE
0056357VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775160937110SHSOLE
0037110VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858231470586SHSOLE
0070586VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF92204287498119685SHSOLE
0019685VANGUARD INTL EQUITY INDEX FGLB EX US ETF92204267660111728SHSOLE
0011728VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF92204274298617107SHSOLE
0017107VANGUARD MALVERN FDSSTRM INFPROIDX9220208054268792SHSOLE
008792VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8704475297SHSOLE
005297VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409562671184SHSOLE
0071184VANGUARD SCOTTSDALE FDSVNG RUS1000GRW92206C680303329738SHSOLE
0029738VANGUARD SCOTTSDALE FDSVNG RUS1000VAL92206C7145816784SHSOLE
006784VANGUARD SCOTTSDALE FDSVNG RUS2000GRW92206C623287228120SHSOLE
0028120VANGUARD SCOTTSDALE FDSVNG RUS2000IDX92206C6645436040SHSOLE
006040VANGUARD SCOTTSDALE FDSVNG RUS2000VAL92206C649188723613SHSOLE
0023613VANGUARD SPECIALIZED PORTFOLDIV APP ETF92190884414907191545SHSOLE
00191545VANGUARD STAR FDVG TL INTL STK F9219097684219284SHSOLE
009284VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438586092165945SHSOLE
00165945VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464067946119068SHSOLE
00119068VANGUARD WORLD FDSCONSUM STP ETF92204A207204415849SHSOLE
0015849VANGUARD WORLD FDSENERGY ETF92204A306178921500SHSOLE
0021500VANGUARD WORLD FDSHEALTH CAR ETF92204A504146411014SHSOLE
0011014VANGUARD WORLD FDSINF TECH ETF92204A702471043492SHSOLE
0043492VANGUARD WORLD FDSTELCOMM ETF92204A8842713237SHSOLE
003237VANGUARD WORLD FDSUTILITIES ETF92204A8764544860SHSOLE
004860VENTAS INCCOM92276F10085715194SHSOLE
0015194VEREIT INCCOM92339V1001208152840SHSOLE
00152840VERISIGN INCCOM92343E1022562945SHSOLE
002945VERIZON COMMUNICATIONS INCCOM92343V10413263287118SHSOLE
00287118VISA INCCOM CL A92826C839467360150SHSOLE
0060150VISTA OUTDOOR INCCOM9283771003768445SHSOLE
008445VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W308101331471SHSOLE
0031471VOYA GLBL EQTY DIV & PREM OPCOM92912T10063089740SHSOLE
0089740VOYA PRIME RATE TRSH BEN INT92913A1009518762SHSOLE
0018762W & T OFFSHORE INCCOM92922P1062812263SHSOLE
0012263WABTEC CORPCOM9297401084426193SHSOLE
006193WALGREENS BOOTS ALLIANCE INCCOM931427108119013982SHSOLE
0013982WAL-MART STORES INCCOM931142103318552064SHSOLE
0052064WASTE MGMT INC DELCOM94106L10958911061SHSOLE
0011061WATERS CORPCOM9418481033402529SHSOLE
002529WEBSTER FINL CORP CONNCOM9478901092476626SHSOLE
006626WEC ENERGY GROUP INCCOM92939U106142927842SHSOLE
0027842WELLS FARGO & CO NEWCOM9497461018566157759SHSOLE
00157759WELLS FARGO GLOBAL DIVIDENDCOM94987C1031253211318SHSOLE
00211318WELLTOWER INCCOM95040Q104137220133SHSOLE
0020133WESTAR ENERGY INCCOM95709T1002906830SHSOLE
006830WESTERN ASSET HGH YLD DFNDFDCOM95768B10734324263SHSOLE
0024263WESTERN ASSET HIGH INCM FD ICOM95766J10234555102SHSOLE
0055102WESTERN ASSET INVT GRADE DEFCOM95790A10197148114SHSOLE
0048114WESTERN ASSET MUN DEF OPP TRCOM95768A10951321188SHSOLE
0021188WESTMORELAND COAL COCOM9608781067913508SHSOLE
0013508WESTROCK COCOM96145D1053517684SHSOLE
007684WEYERHAEUSER COCOM9621661042197352SHSOLE
007352WGL HLDGS INCCOM92924F1062353764SHSOLE
003764WHOLE FOODS MKT INCCOM9668371062557715SHSOLE
007715WINTRUST FINL CORPCOM97650W1082054215SHSOLE
004215WISDOMTREE INVTS INCCOM97717P10421113401SHSOLE
0013401WISDOMTREE TRDIV EX-FINL FD97717W4065227440SHSOLE
007440WISDOMTREE TREMER MKT HIGH FD97717W31583526260SHSOLE
0026260WISDOMTREE TREMG MKTS SMCAP97717W281241068743SHSOLE
0068743WISDOMTREE TREUROPE HEDGED EQ97717X70185915981SHSOLE
0015981WISDOMTREE TREUROPE SMCP DV97717W86962811195SHSOLE
0011195WISDOMTREE TRHIGH DIV FD97717W20812920218522SHSOLE
00218522WISDOMTREE TRINTL LRGCAP DV97717W7942094865SHSOLE
004865WISDOMTREE TRINTL SMCAP DIV97717W7604627942SHSOLE
007942WISDOMTREE TRITL HIGH DIV FD97717W802180047596SHSOLE
0047596WISDOMTREE TRJAPN HEDGE EQT97717W8514408772SHSOLE
008772WISDOMTREE TRLARGECAP DIVID97717W307271038222SHSOLE
0038222WISDOMTREE TRMIDCAP DIVI FD97717W5054956185SHSOLE
006185WISDOMTREE TRSMALLCAP DIVID97717W6042573957SHSOLE
003957WISDOMTREE TRTOTAL DIVID FD97717W1093174419SHSOLE
004419WISDOMTREE TRUS QTLY DIV GRT97717X66966521935SHSOLE
0021935XCEL ENERGY INCCOM98389B100127635480SHSOLE
0035480YAMANA GOLD INCCOM98462Y1003115804SHSOLE
0015804YUM BRANDS INCCOM9884981014766496SHSOLE
006496ZIMMER BIOMET HLDGS INCCOM98956P1023052975SHSOLE
002975ZIONS BANCORPORATIONCOM98970110735713074SHSOLE
0013074