Director, Advisory Compliance

0001085146-16-003374.txt : 20160323 0001085146-16-003374.hdr.sgml : 20160323 20160323143136 ACCESSION NUMBER: 0001085146-16-003374 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160323 DATE AS OF CHANGE: 20160323 EFFECTIVENESS DATE: 20160323 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisor Networks LLC CENTRAL INDEX KEY: 0001534468 IRS NUMBER: 953845382 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-14619 FILM NUMBER: 161523644 BUSINESS ADDRESS: STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-326-3100 MAIL ADDRESS: STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 FORMER COMPANY: FORMER CONFORMED NAME: Financial Network DATE OF NAME CHANGE: 20111108 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001534468 XXXXXXXX 12-31-2015 12-31-2015 true 1 RESTATEMENT false Cetera Advisor Networks LLC

200 N SEPULVEDA BLVD., SUITE 1300 EL SEGUNDO CA 90245

13F HOLDINGS REPORT 028-14619 Y CETERA ADVISOR NETWORKS LLC FORMERLY FILED UNDER THE NAME OF FINANCIAL NETWORK INVESTMENT CORPORATION. Jose Rodriguez Director, Advisory Compliance 310 326-3100 /s/ Jose Rodriguez El Segunda CA 03-21-2016 0 827 1566486 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101785452117SHSOLE 0052117ABBOTT LABSCOM002824100161336141SHSOLE 0036141ABBVIE INCCOM00287Y109284247941SHSOLE 0047941ABERDEEN ASIA PACIFIC INCOMCOM0030091078518702SHSOLE 0018702ACCENTURE PLC IRELANDSHS CLASS AG1151C1015134902SHSOLE 004902ACNB CORPCOM00086810939818719SHSOLE 0018719ACTIVISION BLIZZARD INCCOM00507V1092346003SHSOLE 006003ADAM NAT RES FD INCCOM00548F10525414337SHSOLE 0014337ADAMS DIVERSIFIED EQUITY FDCOM00621210433726309SHSOLE 0026309ADOBE SYS INCCOM00724F1013383623SHSOLE 003623ADVENT CLAYMORE CV SECS & INCOM00764C10925018483SHSOLE 0018483ADVISORSHARES TRBNY GRWTH ADR00768Y206246063988SHSOLE 0063988AETNA INC NEWCOM00817Y108169415637SHSOLE 0015637AFLAC INCCOM0010551022934916SHSOLE 004916AGL RES INCCOM0012041063024713SHSOLE 004713AIR PRODS & CHEMS 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MLP37950E32512816175SHSOLE 0016175GLOBAL X FDSGLOBX SUPDV US37950E291111646804SHSOLE 0046804GOLDMAN SACHS GROUP INCCOM38141G1044212335SHSOLE 002335GOLDMAN SACHS MLP ENERGY RENCOM38148G1079417328SHSOLE 0017328GRAINGER W W INCCOM3848021043321653SHSOLE 001653GRAMERCY PPTY TRCOM38500210057874633SHSOLE 0074633GUGGENHEIM ENHANCED EQUITY SCOM40167K10016810552SHSOLE 0010552HALLIBURTON COCOM40621610143012593SHSOLE 0012593HANCOCK JOHN INV TRUSTTAX ADV GLB SH41013P7492511246346SHSOLE 00246346HANCOCK JOHN PREMUIM DIV FDCOM SH BEN INT41013T10540629376SHSOLE 0029376HATTERAS FINL CORPCOM41902R10341231190SHSOLE 0031190HCP INCCOM40414L10953013837SHSOLE 0013837HEALTHCARE TR AMER INCCL A NEW42225P50130111124SHSOLE 0011124HERSHEY COCOM427866108101111295SHSOLE 0011295HEWLETT PACKARD ENTERPRISE CCOM42824C10930519609SHSOLE 0019609HOME DEPOT INCCOM437076102497637583SHSOLE 0037583HONEYWELL INTL INCCOM438516106346133430SHSOLE 0033430HORMEL FOODS CORPCOM44045210095111996SHSOLE 0011996HOSPITALITY PPTYS TRCOM SH BEN INT44106M1022037830SHSOLE 007830HP INCCOM40434L10519016084SHSOLE 0016084HUANENG PWR INTL INCSPON ADR H SHS443304100135339343SHSOLE 0039343HUMANA INCCOM4448591022051154SHSOLE 001154HUNTINGTON BANCSHARES INCCOM44615010421119239SHSOLE 0019239ICON PLCSHSG4705A100141118117SHSOLE 0018117ILLINOIS TOOL WKS INCCOM4523081094975363SHSOLE 005363INDEXIQ ETF TRHDGD FTSE INTL45409B5609187505156SHSOLE 00505156INDEXIQ ETF TRIQ MRGR ARB ETF45409B800155755537SHSOLE 0055537INDIA FD INCCOM45408910327511973SHSOLE 0011973INGERSOLL-RAND PLCSHSG477911012053710SHSOLE 003710INTEL CORPCOM4581401004604133981SHSOLE 00133981INTERCONTINENTAL EXCHANGE INCOM45866F104245959SHSOLE 00959INTERNATIONAL BUSINESS MACHSCOM459200101422830690SHSOLE 0030690INTUITCOM4612021032052122SHSOLE 002122INVESCO DYNAMIC CR OPP FDCOM46132R10421620487SHSOLE 0020487INVESCO MUN OPPORTUNITY TRCOM46132C10715812039SHSOLE 0012039INVESCO MUNI INCOME OPP TRSTCOM46132X10171898255SHSOLE 0098255INVESCO QUALITY MUNI INC TRSCOM46133G10723618648SHSOLE 0018648INVESCO VALUE MUN INCOME TRCOM46132P10821913500SHSOLE 0013500ISHARESAGGRES ALLOC ETF46428985989519951SHSOLE 0019951ISHARESCNTRY MIN VL ETF464286525585984531SHSOLE 0084531ISHARESEM MK MINVOL ETF4642865335879120755SHSOLE 00120755ISHARESGLB HGH YLD ETF4642861782706069SHSOLE 006069ISHARESGRWT ALLOCAT ETF464289867188348419SHSOLE 0048419ISHARESMODERT ALLOC ETF46428987535310371SHSOLE 0010371ISHARESMSCI PAC JP ETF4642866653819957SHSOLE 009957ISHARES GOLD TRUSTISHARES46428510594492437SHSOLE 0092437ISHARES INCCORE MSCI EMKT46434G10341710558SHSOLE 0010558ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R10721815506SHSOLE 0015506ISHARES SILVER TRUSTISHARES46428Q1091891143583SHSOLE 00143583ISHARES TR1-3 YR CR BD ETF4642886462952834SHSOLE 002834ISHARES TR1-3 YR TR BD ETF464287457225926808SHSOLE 0026808ISHARES TR20+ YR TR BD ETF4642874328006660SHSOLE 006660ISHARES TR7-10 Y TR BD ETF464287440132612573SHSOLE 0012573ISHARES TRCALI AMT-FRE ETF4642883562912463SHSOLE 002463ISHARES TRCOHEN&STEER REIT464287564145414664SHSOLE 0014664ISHARES TRCORE HIGH DV ETF46429B663114915630SHSOLE 0015630ISHARES TRCORE MSCI EAFE46432F842401873884SHSOLE 0073884ISHARES TRCORE S&P MCP ETF4642875071092978405SHSOLE 0078405ISHARES TRCORE S&P SCP ETF464287804478243491SHSOLE 0043491ISHARES TRCORE S&P TTL STK464287150700375366SHSOLE 0075366ISHARES TRCORE S&P500 ETF46428720049729242775SHSOLE 00242775ISHARES TRCORE US AGGBD ET464287226711065718SHSOLE 0065718ISHARES TRCORE US GRW ETF4642876712733353SHSOLE 003353ISHARES TRCORE US VAL ETF4642876634693683SHSOLE 003683ISHARES TREAFE GRWTH ETF4642888854236292SHSOLE 006292ISHARES TREAFE MIN VOL ETF46429B68910144156476SHSOLE 00156476ISHARES TREAFE SML CP ETF4642882735646113317SHSOLE 00113317ISHARES TREAFE VALUE ETF4642888773567681SHSOLE 007681ISHARES TRGLOBAL 100 ETF464287572300841321SHSOLE 0041321ISHARES TRGLOBAL ENERG ETF46428734131411238SHSOLE 0011238ISHARES TRGLOBAL TECH ETF4642872913133223SHSOLE 003223ISHARES TRHDG MSCI JAPAN46434V88634912277SHSOLE 0012277ISHARES TRIBOXX HI YD ETF464288513262632675SHSOLE 0032675ISHARES TRIBOXX INV CP ETF464287242216918982SHSOLE 0018982ISHARES TRINTERM CR BD ETF4642886386375949SHSOLE 005949ISHARES TRINTL SEL DIV ETF46428844867523406SHSOLE 0023406ISHARES TRINTRM GOV/CR ETF4642886124043678SHSOLE 003678ISHARES TRJAPAN MIN VOL46434V71273412894SHSOLE 0012894ISHARES TRJP MOR EM MK ETF4642882812192065SHSOLE 002065ISHARES TRMBS ETF4642885885515110SHSOLE 005110ISHARES TRMRG RL ES CP ETF46428853920821955SHSOLE 0021955ISHARES TRMRGSTR MD CP ETF4642882082221554SHSOLE 001554ISHARES TRMRGSTR MD CP GRW4642883074152709SHSOLE 002709ISHARES TRMRNGSTR LG-CP ET4642871274683930SHSOLE 003930ISHARES TRMRNGSTR LG-CP GR464287119313926084SHSOLE 0026084ISHARES TRMRNGSTR LG-CP VL464288109162319786SHSOLE 0019786ISHARES TRMSCI AC ASIA ETF4642881823135876SHSOLE 005876ISHARES TRMSCI ACWI EX US464288240105826762SHSOLE 0026762ISHARES TRMSCI EAFE ETF46428746522186377692SHSOLE 00377692ISHARES TRMSCI EAFE SMCP46435G8393148128275SHSOLE 00128275ISHARES TRMSCI EMG MKT ETF4642872344921153084SHSOLE 00153084ISHARES TRMSCI KLD400 SOC4642885703855091SHSOLE 005091ISHARES TRMSCI USAMOMFCT46432F396364449798SHSOLE 0049798ISHARES TRNA NAT RES4642873746192219240SHSOLE 00219240ISHARES TRNASDQ BIOTEC ETF464287556554716418SHSOLE 0016418ISHARES TRNAT AMT FREE BD4642884148928064SHSOLE 008064ISHARES TRRUS 1000 ETF464287622379033441SHSOLE 0033441ISHARES TRRUS 1000 GRW ETF46428761424677248040SHSOLE 00248040ISHARES TRRUS 1000 VAL ETF46428759829724303643SHSOLE 00303643ISHARES TRRUS 2000 GRW ETF464287648225616152SHSOLE 0016152ISHARES TRRUS 2000 VAL ETF464287630220524087SHSOLE 0024087ISHARES TRRUS MD CP GR ETF46428748111636126550SHSOLE 00126550ISHARES TRRUS MDCP VAL ETF464287473597587079SHSOLE 0087079ISHARES TRRUS MID-CAP ETF46428749916650103951SHSOLE 00103951ISHARES TRRUSSELL 2000 ETF464287655798170811SHSOLE 0070811ISHARES TRRUSSELL 3000 ETF464287689554346083SHSOLE 0046083ISHARES TRS&P 100 ETF4642871015956527SHSOLE 006527ISHARES TRS&P 500 GRWT ETF464287309230619903SHSOLE 0019903ISHARES TRS&P 500 VAL ETF464287408156217636SHSOLE 0017636ISHARES TRS&P MC 400GR ETF46428760615099365SHSOLE 009365ISHARES TRS&P MC 400VL ETF464287705139111862SHSOLE 0011862ISHARES TRSELECT DIVID ETF464287168439958459SHSOLE 0058459ISHARES TRSP SMCP600GR ETF464287887236019036SHSOLE 0019036ISHARES TRSP SMCP600VL ETF464287879162815044SHSOLE 0015044ISHARES TRTIPS BD ETF464287176316728908SHSOLE 0028908ISHARES TRTRANS AVG ETF4642871922241655SHSOLE 001655ISHARES TRU.S. AER&DEF ETF4642887603002517SHSOLE 002517ISHARES TRU.S. BAS MTL ETF4642878384366157SHSOLE 006157ISHARES TRU.S. CNSM SV ETF4642875804913383SHSOLE 003383ISHARES TRU.S. ENERGY ETF46428779692827421SHSOLE 0027421ISHARES TRU.S. FIN SVC ETF4642877708008921SHSOLE 008921ISHARES TRU.S. FINLS ETF4642877884715351SHSOLE 005351ISHARES TRU.S. INDS ETF4642877542932844SHSOLE 002844ISHARES TRU.S. PFD STK ETF4642886876572169049SHSOLE 00169049ISHARES TRU.S. PHARMA ETF464288836239714805SHSOLE 0014805ISHARES TRU.S. REAL ES ETF464287739601080022SHSOLE 0080022ISHARES TRU.S. TECH ETF464287721134312578SHSOLE 0012578ISHARES TRU.S. UTILITS ETF4642876972121959SHSOLE 001959ISHARES TRUS HLTHCARE ETF4642877623792515SHSOLE 002515ISHARES TRUS HLTHCR PR ETF4642888284203414SHSOLE 003414ISHARES TRUSA ESG SLCT ETF4642888028179826SHSOLE 009826ISHARES TRUSA MIN VOL ETF46429B697422521010140SHSOLE 001010140ISHARES U S ETF TRSHT MAT BD ETF46431W5072374740SHSOLE 004740ITC HLDGS CORPCOM46568510559915242SHSOLE 0015242J P MORGAN EXCHANGE TRADED FDIV RTN INT EQ46641Q2093286680SHSOLE 006680JOHNSON & JOHNSONCOM47816010415517150964SHSOLE 00150964JOHNSON CTLS INCCOM478366107115729195SHSOLE 0029195JPMORGAN CHASE & COALERIAN ML ETN46625H365111238318SHSOLE 0038318JPMORGAN CHASE & COCOM46625H1007768117555SHSOLE 00117555KELLOGG COCOM4878361084746568SHSOLE 006568KEYCORP NEWCOM49326710865049122SHSOLE 0049122KIMBERLY CLARK CORPCOM494368103392830856SHSOLE 0030856KINDER MORGAN INC DELCOM49456B1012631177638SHSOLE 00177638KKR & CO L P DELCOM UNITS48248M10253234123SHSOLE 0034123KRAFT HEINZ COCOM500754106359149389SHSOLE 0049389KROGER COCOM5010441013157584SHSOLE 007584LAZARD WORLD DIVID & INCOMECOM5210761091417156240SHSOLE 00156240LIBERTY ALL STAR EQUITY FDSH BEN INT5301581042068385876SHSOLE 00385876LILLY ELI & COCOM532457108214725525SHSOLE 0025525LINKEDIN CORPCOM CL A53578A1083561585SHSOLE 001585LINN ENERGY LLCUNIT LTD LIAB5360201001514017SHSOLE 0014017LIVE OAK BANCSHARES INCCOM53803X10558641400SHSOLE 0041400LOCKHEED MARTIN CORPCOM53983010919719071SHSOLE 009071LOEWS CORPCOM54042410838810134SHSOLE 0010134LOWES COS INCCOM548661107323442535SHSOLE 0042535LTC PPTYS INCCOM50217510245710605SHSOLE 0010605M & T BK CORPCOM55261F1043382794SHSOLE 002794MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106105415510SHSOLE 0015510MAIN STREET CAPITAL CORPCOM56035L10441814317SHSOLE 0014317MANNKIND CORPCOM56400P2011511405SHSOLE 0011405MANULIFE FINL CORPCOM56501R10623515726SHSOLE 0015726MARATHON PETE CORPCOM56585A1022134095SHSOLE 004095MARKEL CORPCOM570535104257291SHSOLE 00291MARKET VECTORS ETF TRGOLD MINER ETF57060U10027219862SHSOLE 0019862MARKET VECTORS ETF TRMKT VECTR WIDE57060U13436712792SHSOLE 0012792MAST THERAPEUTICS INCCOM576314108410000SHSOLE 0010000MASTERCARD INCCL A57636Q1045075163SHSOLE 005163MCDONALDS CORPCOM580135101384632464SHSOLE 0032464MCKESSON CORPCOM58155Q1036453247SHSOLE 003247MEAD JOHNSON NUTRITION COCOM5828391063023798SHSOLE 003798MEDTRONIC PLCSHSG5960L103180923479SHSOLE 0023479MERCK & CO INC NEWCOM58933Y1055473103646SHSOLE 00103646METLIFE INCCOM59156R1082795860SHSOLE 005860MFA FINL INCCOM55272X10214021027SHSOLE 0021027MICROSOFT CORPCOM59491810420569370720SHSOLE 00370720MIDDLEBY CORPCOM5962781014043752SHSOLE 003752MONDELEZ INTL INCCL A609207105338875821SHSOLE 0075821MONSANTO CO NEWCOM61166W1015385474SHSOLE 005474MOODYS CORPCOM6153691052212188SHSOLE 002188MORGAN STANLEYCOM NEW61744644841212931SHSOLE 0012931MPLX LPCOM UNIT REP LTD55336V1002315848SHSOLE 005848MYLAN N VSHS EURON594651092344339SHSOLE 004339NATIONAL GRID PLCSPON ADR NEW6362743002002862SHSOLE 002862NATIONAL OILWELL VARCO INCCOM6370711012517501SHSOLE 007501NATIONAL RETAIL PPTYS INCCOM63741710668217067SHSOLE 0017067NETFLIX INCCOM64110L1067456509SHSOLE 006509NEW RESIDENTIAL INVT CORPCOM NEW64828T20112510216SHSOLE 0010216NEW YORK CMNTY BANCORP INCCOM64944510360036773SHSOLE 0036773NEW YORK MTG TR INCCOM PAR $.0264960450121039196SHSOLE 0039196NEW YORK REIT INCCOM64976L10995182407SHSOLE 0082407NEWELL RUBBERMAID INCCOM6512291062425500SHSOLE 005500NEWMARKET CORPCOM651587107261684SHSOLE 00684NEWMONT MINING CORPCOM65163910622812841SHSOLE 0012841NEXPOINT CR STRATEGIES FDCOM NEW65340G20580639520SHSOLE 0039520NEXTERA ENERGY INCCOM65339F101120011548SHSOLE 0011548NIKE INCCL B654106103153224408SHSOLE 0024408NORDIC AMERICAN TANKERS LIMICOMG6577310616110200SHSOLE 0010200NORDSTROM INCCOM6556641003877836SHSOLE 007836NORFOLK SOUTHERN CORPCOM6558441088379914SHSOLE 009914NORTHERN TIER ENERGY LPCOM UN REPR PART66582610370627426SHSOLE 0027426NORTHROP GRUMMAN CORPCOM6668071028604555SHSOLE 004555NORTHSTAR RLTY FIN CORPCOM66704R80359134242SHSOLE 0034242NOVARTIS A GSPONSORED ADR66987V1098189479SHSOLE 009479NOVO-NORDISK A SADR67010020577113187SHSOLE 0013187NUCOR CORPCOM67034610553513357SHSOLE 0013357NUVEEN CALIF MUN VALUE FDCOM67062C10750246105SHSOLE 0046105NUVEEN CR STRATEGIES INCM FDCOM SHS67073D1029111338SHSOLE 0011338NUVEEN DIVERSIFIED DIV INCMCOM6706EP10525523309SHSOLE 0023309NUVEEN MTG OPPORTUNITY TERMCOM67073510924610711SHSOLE 0010711NUVEEN NY AMT FREE MUN INCOMCOM67065610716112245SHSOLE 0012245NUVEEN NY DIVID ADVNTG MUN FCOM67066X10714410086SHSOLE 0010086NUVEEN PFD INCOME OPPRTNY FDCOM67073B10683491053SHSOLE 0091053NUVEEN QUALITY PFD INCOME FDCOM67071S10115218241SHSOLE 0018241NUVEEN QUALITY PFD INCOME FDCOM67072C10512213410SHSOLE 0013410NUVEEN S&P 500 BUY-WRITE INCCOM6706ER101128795778SHSOLE 0095778NUVEEN SR INCOME FDCOM67067Y10424041675SHSOLE 0041675NXP SEMICONDUCTORS N VCOMN6596X1092042414SHSOLE 002414O REILLY AUTOMOTIVE INC NEWCOM67103H1073321314SHSOLE 001314OAKTREE CAP GROUP LLCUNIT CL A6740012012855845SHSOLE 005845OCCIDENTAL PETE CORP DELCOM67459910572210648SHSOLE 0010648OGE ENERGY CORPCOM6708371032569684SHSOLE 009684OLD DOMINION FGHT LINES INCCOM67958010072012201SHSOLE 0012201OMEGA HEALTHCARE INVS INCCOM6819361002557347SHSOLE 007347OMNICOM GROUP INCCOM6819191062513340SHSOLE 003340ONEOK INC NEWCOM6826801032439860SHSOLE 009860ONEOK PARTNERS LPUNIT LTD PARTN68268N10346215378SHSOLE 0015378OPHTHOTECH CORPCOM68374510389411386SHSOLE 0011386ORACLE CORPCOM68389X105188351687SHSOLE 0051687ORBITAL ATK INCCOM68557N1033714151SHSOLE 004151OSHKOSH CORPCOM6882392012957525SHSOLE 007525OXFORD LANE CAP CORPCOM69154310255355800SHSOLE 0055800PACER FDS TRTRENDP 100 ETF69374H30327811550SHSOLE 0011550PACWEST BANCORP DELCOM69526310393021595SHSOLE 0021595PALO ALTO NETWORKS INCCOM6974351053341886SHSOLE 001886PARK STERLING CORPCOM70086Y1051044143005SHSOLE 00143005PARKER HANNIFIN CORPCOM7010941043383497SHSOLE 003497PAYCHEX INCCOM70432610759511228SHSOLE 0011228PAYPAL HLDGS INCCOM70450Y1032446720SHSOLE 006720PDL BIOPHARMA INCCOM69329Y1047721757SHSOLE 0021757PEMBINA PIPELINE CORPCOM7063271032029137SHSOLE 009137PENGROWTH ENERGY CORPCOM70706P1043044997SHSOLE 0044997PENTAIR PLCSHSG7S00T1044749520SHSOLE 009520PEOPLES UNITED FINANCIAL INCCOM71270410540225131SHSOLE 0025131PEPSICO INCCOM713448108519252078SHSOLE 0052078PFIZER INCCOM7170811039061280850SHSOLE 00280850PG&E CORPCOM69331C10882615583SHSOLE 0015583PHILIP MORRIS INTL INCCOM718172109472053610SHSOLE 0053610PHILLIPS 66COM718546104145117831SHSOLE 0017831PIEDMONT NAT GAS INCCOM72018610591916103SHSOLE 0016103PIEDMONT OFFICE REALTY TR INCOM CL A72019020634518305SHSOLE 0018305PIMCO CORPORATE & INCOME OPPCOM72201B10119314486SHSOLE 0014486PIMCO DYNAMIC CR INCOME FDCOM SHS72202D10660633600SHSOLE 0033600PIMCO DYNAMIC INCOME FDSHS72201Y1012258206SHSOLE 008206PIMCO ETF TR0-5 HIGH YIELD72201R7837338007SHSOLE 008007PIMCO ETF TRDIV INC ACT ETF72201R7262134670SHSOLE 004670PIMCO ETF TRENHAN SHRT MA AC72201R833679967590SHSOLE 0067590PIMCO ETF TRINV GRD CRP BD72201R8173233254SHSOLE 003254PIMCO ETF TRTTL RTN ACTV ETF72201R7753783612SHSOLE 003612PIMCO HIGH INCOME FDCOM SHS7220141073628443240SHSOLE 00443240PIMCO STRATEGIC INCOME FD INCOM72200X10410811964SHSOLE 0011964PINNACLE WEST CAP CORPCOM7234841012413751SHSOLE 003751PIONEER HIGH INCOME TRCOM72369H10679983713SHSOLE 0083713PIONEER MUN HIGH INCOME TRCOM SHS72376310847336220SHSOLE 0036220PIONEER NAT RES COCOM7237871072011603SHSOLE 001603PITNEY BOWES INCCOM72447910033716384SHSOLE 0016384PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310532113855SHSOLE 0013855PLUM CREEK TIMBER CO INCCOM7292511082705664SHSOLE 005664PNC FINL SVCS GROUP INCCOM69347510599610411SHSOLE 0010411POLARIS INDS INCCOM7310681023684322SHSOLE 004322POTASH CORP SASK INCCOM73755L10729217165SHSOLE 0017165POWERSHARES ACTIVE MNG ETF TS&P500 DWNHDGE73935B8054332175590SHSOLE 00175590POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10560845553SHSOLE 0045553POWERSHARES ETF TR IIBUILD AMER ETF73937B40740213907SHSOLE 0013907POWERSHARES ETF TR IIDWA TCTL SCTR73937B49856622334SHSOLE 0022334POWERSHARES ETF TR IIKBW BK PORT73937B7462366236SHSOLE 006236POWERSHARES ETF TR IIPWRSHS SP500 LOW73937B6542216635SHSOLE 006635POWERSHARES ETF TR IIS&P500 LOW VOL73937B7797859203603SHSOLE 00203603POWERSHARES ETF TRUSTAERSPC DEF PTF73935X6902176080SHSOLE 006080POWERSHARES ETF TRUSTCON DISCRE SEC73935X419220549973SHSOLE 0049973POWERSHARES ETF TRUSTCON STAPLE SEC73935X393234441332SHSOLE 0041332POWERSHARES ETF TRUSTDIV ACHV PRTF73935X73259829161SHSOLE 0029161POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X153183244316SHSOLE 0044316POWERSHARES ETF TRUSTDYN BIOT & GEN73935X8562835654SHSOLE 005654POWERSHARES ETF TRUSTDYN FD & BEV73935X8492517783SHSOLE 007783POWERSHARES ETF TRUSTDYN PHRMA PORT73935X79978811285SHSOLE 0011285POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X286259957141SHSOLE 0057141POWERSHARES ETF TRUSTDYNM LRG CP VL73935X708139547843SHSOLE 0047843POWERSHARES ETF TRUSTFINL PFD PTFL73935X2292486132245SHSOLE 00132245POWERSHARES ETF TRUSTFINL SECT PORT73935X3772207150SHSOLE 007150POWERSHARES ETF TRUSTFTSE RAFI 100073935X58339185451258SHSOLE 00451258POWERSHARES ETF TRUSTFTSE US1500 SM73935X567490452246SHSOLE 0052246POWERSHARES ETF TRUSTHI YLD EQ DVDN73935X30222516782SHSOLE 0016782POWERSHARES ETF TRUSTHLTHCR SEC POR73935X351229441533SHSOLE 0041533POWERSHARES ETF TRUSTINTL DIV ACHV73935X71639729125SHSOLE 0029125POWERSHARES ETF TRUSTNASD INTNT ETF73935X1463404252SHSOLE 004252POWERSHARES ETF TRUSTRUSSELL MID WTH73935X4433459440SHSOLE 009440POWERSHARES ETF TRUSTS&P 500 HGH QLTY73935X68253022869SHSOLE 0022869POWERSHARES ETF TRUSTTECH SECT PORT73935X344225456737SHSOLE 0056737POWERSHARES ETF TRUSTWATER RESOURCE73935X57527612757SHSOLE 0012757POWERSHARES ETF TRUST IICEF INC COMPST73936Q8434939231252SHSOLE 00231252POWERSHARES ETF TRUST IIDWA DEVMKTMOM PT73936Q1082299660SHSOLE 009660POWERSHARES ETF TRUST IISENIOR LN PORT73936Q769163973413SHSOLE 0073413POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T56576751377SHSOLE 0051377POWERSHARES GLOBAL ETF TRUSTDEV MKTS EX-US73936T789119833214SHSOLE 0033214POWERSHARES GLOBAL ETF TRUSTEX US SML PORT73936T77133612949SHSOLE 0012949POWERSHARES GLOBAL ETF TRUSTFDM HG YLD RAFI73936T55719010971SHSOLE 0010971POWERSHARES QQQ TRUSTUNIT SER 173935A10424850222133SHSOLE 00222133POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D10733613062SHSOLE 0013062PPG INDS INCCOM6935061078568653SHSOLE 008653PPL CORPCOM69351T10677722844SHSOLE 0022844PRECISION CASTPARTS CORPCOM7401891056592842SHSOLE 002842PRICELINE GRP INCCOM NEW741503403503395SHSOLE 00395PROCTER & GAMBLE COCOM74271810910105126923SHSOLE 00126923PROSHARES TRPSHS SH MSCI EMR74347R3962337904SHSOLE 007904PROSHARES TRPSHS SHRT S&P50074347R50337818093SHSOLE 0018093PROSHARES TRS&P 500 DV ARIST74348A467217544005SHSOLE 0044005PROSHARES TRULTRA FNCLS NEW74347X6332513528SHSOLE 003528PROSPECT CAPITAL CORPORATIONCOM74348T10237654918SHSOLE 0054918PROSPERITY BANCSHARES INCCOM7436061052144466SHSOLE 004466PRUDENTIAL FINL INCCOM7443201023884781SHSOLE 004781PUBLIC STORAGECOM74460D10916236549SHSOLE 006549PUBLIC SVC ENTERPRISE GROUPCOM74457310657614918SHSOLE 0014918PUTNAM MANAGED MUN INCOM TRCOM74682310330240973SHSOLE 0040973PUTNAM PREMIER INCOME TRSH BEN INT7468531009419118SHSOLE 0019118QORVO INCCOM74736K1012645167SHSOLE 005167QUALCOMM INCCOM747525103347869831SHSOLE 0069831RAMBUS INC DELCOM75091710618516000SHSOLE 0016000RAYTHEON COCOM NEW7551115074253418SHSOLE 003418RCS CAP CORPCOM CL A74937W1021663880SHSOLE 0063880REALTY INCOME CORPCOM75610910424697478234SHSOLE 00478234REGENERON PHARMACEUTICALSCOM75886F107238440SHSOLE 00440REGIONS FINL CORP NEWCOM7591EP10015015597SHSOLE 0015597REYNOLDS AMERICAN INCCOM761713106105722866SHSOLE 0022866RITE AID CORPCOM76775410415219430SHSOLE 0019430ROCKWELL AUTOMATION INCCOM7739031098107881SHSOLE 007881ROCKWELL COLLINS INCCOM7743411016186701SHSOLE 006701ROPER TECHNOLOGIES INCCOM7766961062101109SHSOLE 001109ROYAL BK CDA MONTREAL QUECOM7800871025079487SHSOLE 009487ROYAL DUTCH SHELL PLCSPON ADR B78025910785318446SHSOLE 0018446ROYAL DUTCH SHELL PLCSPONS ADR A78025920680517535SHSOLE 0017535RPM INTL INCCOM7496851034059195SHSOLE 009195RYDEX ETF TRUSTGUG S&P500 EQ WT78355W10616567215883SHSOLE 00215883RYDEX ETF TRUSTGUG S&P500EQWTTE78355W8175616063SHSOLE 006063SALESFORCE COM INCCOM79466L3023083931SHSOLE 003931SANDRIDGE ENERGY INCCOM80007P307522900SHSOLE 0022900SANDRIDGE PERMIAN TRCOM UNIT BEN INT80007A1028328083SHSOLE 0028083SANOFISPONSORED ADR80105N1054039449SHSOLE 009449SCANA CORP NEWCOM80589M1023315497SHSOLE 005497SCHLUMBERGER LTDCOM80685710893513408SHSOLE 0013408SCHWAB STRATEGIC TRSCHWAB FDT US LG80852477171224850SHSOLE 0024850SCHWAB STRATEGIC TRUS LCAP GR ETF808524300305557832SHSOLE 0057832SCHWAB STRATEGIC TRUS LCAP VA ETF808524409407095913SHSOLE 0095913SCHWAB STRATEGIC TRUS SML CAP ETF8085246072765301SHSOLE 005301SELECT INCOME REITCOM SH BEN INT81618T10048324325SHSOLE 0024325SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407184623487SHSOLE 0023487SELECT SECTOR SPDR TRSBI CONS STPLS81369Y308284856485SHSOLE 0056485SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209253135223SHSOLE 0035223SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y5067758128577SHSOLE 00128577SELECT SECTOR SPDR TRSBI INT-FINL81369Y6053270136824SHSOLE 00136824SELECT SECTOR SPDR TRSBI INT-INDS81369Y704164230901SHSOLE 0030901SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88684419477SHSOLE 0019477SELECT SECTOR SPDR TRSBI MATERIALS81369Y10056613090SHSOLE 0013090SELECT SECTOR SPDR TRTECHNOLOGY81369Y803268762900SHSOLE 0062900SEMPRA ENERGYCOM816851109275029229SHSOLE 0029229SENIOR HSG PPTYS TRSH BEN INT81721M10923115766SHSOLE 0015766SHERWIN WILLIAMS COCOM8243481069123509SHSOLE 003509SIMON PPTY GROUP INC NEWCOM8288061093481805SHSOLE 001805SIRIUS XM HLDGS INCCOM82968B10311027142SHSOLE 0027142SKYWORKS SOLUTIONS INCCOM83088M102195325339SHSOLE 0025339SMITH A OCOM8318652093324340SHSOLE 004340SMUCKER J M COCOM NEW8326964054513652SHSOLE 003652SOLAZYME INCCOM83415T1013614500SHSOLE 0014500SONOCO PRODS COCOM8354951023488509SHSOLE 008509SOUTHERN COCOM842587107267057193SHSOLE 0057193SOUTHWEST AIRLS COCOM8447411084269978SHSOLE 009978SOUTHWESTERN ENERGY COCOM84546710911916442SHSOLE 0016442SOVRAN SELF STORAGE INCCOM84610H1083072846SHSOLE 002846SPDR DOW JONES INDL AVRG ETFUT SER 178467X10913067530SHSOLE 007530SPDR GOLD TRUSTGOLD SHS78463V107906789405SHSOLE 0089405SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X749312366681SHSOLE 0066681SPDR INDEX SHS FDSEURO STOXX 5078463X2023439984SHSOLE 009984SPDR INDEX SHS FDSS&P INTL ETF78463X77272221549SHSOLE 0021549SPDR S&P 500 ETF TRTR UNIT78462F10326186128498SHSOLE 00128498SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107423616674SHSOLE 0016674SPDR SER TRSHT TRM HGH YLD78468R40831412153SHSOLE 0012153SPDR SERIES TRUSTBRC CNV SECS ETF78464A35954712587SHSOLE 0012587SPDR SERIES TRUSTBRC HGH YLD BD78464A4173727109812SHSOLE 00109812SPDR SERIES TRUSTBRCLYS 1-3MT ETF78464A6804469759SHSOLE 009759SPDR SERIES TRUSTDJ REIT ETF78464A607339237051SHSOLE 0037051SPDR SERIES TRUSTNUVN BR SHT MUNI78464A42545718732SHSOLE 0018732SPDR SERIES TRUSTS&P 600 SMCP GRW78464A2016033512SHSOLE 003512SPDR SERIES TRUSTS&P BIOTECH78464A8704105834SHSOLE 005834SPDR SERIES TRUSTS&P BK ETF78464A7972667870SHSOLE 007870SPDR SERIES TRUSTS&P DIVID ETF78464A763470663977SHSOLE 0063977SPDR SERIES TRUSTS&P HOMEBUILD78464A8882136373SHSOLE 006373SPDR SERIES TRUSTS&P REGL BKG78464A698114727440SHSOLE 0027440SPDR SERIES TRUSTS&P TRANSN ETF78464A5324079495SHSOLE 009495SPECTRA ENERGY CORPCOM8475601092821117462SHSOLE 00117462SPECTRA ENERGY PARTNERS LPCOM84756N1092415057SHSOLE 005057SPROTT PHYSICAL GOLD TRUSTUNIT85207H10482594368SHSOLE 0094368SPROTT PHYSICAL SILVER TRTR UNIT85207K1071055199976SHSOLE 00199976SSGA ACTIVE ETF TRSPDR TR TACTIC78467V848111222850SHSOLE 0022850STAR GAS PARTNERS L PUNIT LTD PARTNR85512C10510614349SHSOLE 0014349STARBUCKS CORPCOM855244109424670741SHSOLE 0070741STATOIL ASASPONSORED ADR85771P10249935922SHSOLE 0035922STONEMOR PARTNERS L PCOM UNITS86183Q10054520417SHSOLE 0020417STRYKER CORPCOM8636671014765118SHSOLE 005118SUBURBAN PROPANE PARTNERS LUNIT LTD PARTN8644821042199060SHSOLE 009060SUNEDISON INCCOM86732Y10910921300SHSOLE 0021300SUNTRUST BKS INCCOM8679141033387928SHSOLE 007928SUPERVALU INCCOM86853610312919289SHSOLE 0019289SYNAPTICS INCCOM87157D109133116580SHSOLE 0016580SYNNEX CORPCOM87162W1002272547SHSOLE 002547SYSCO CORPCOM871829107141234454SHSOLE 0034454TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR874039100113649853SHSOLE 0049853TARGET CORPCOM87612E106117616175SHSOLE 0016175TASER INTL INCCOM87651B10419711449SHSOLE 0011449TEKLA HEALTHCARE INVSSH BEN INT87911J10384828565SHSOLE 0028565TEMPLETON EMERG MKTS INCOMECOM88019210922922892SHSOLE 0022892TEMPLETON GLOBAL INCOME FDCOM88019810622034942SHSOLE 0034942TESLA MTRS INCCOM88160R1017853262SHSOLE 003262TEVA PHARMACEUTICAL INDS LTDADR8816242095358109SHSOLE 008109TEXAS INSTRS INCCOM8825081044628505SHSOLE 008505THERMO FISHER SCIENTIFIC INCCOM8835561024633258SHSOLE 003258TIME WARNER CABLE INCCOM88732J2073011631SHSOLE 001631TIME WARNER INCCOM NEW8873173034376808SHSOLE 006808TJX COS INC NEWCOM87254010975510642SHSOLE 0010642TORONTO DOMINION BK ONTCOM NEW8911605092125445SHSOLE 005445TORTOISE ENERGY INFRSTRCTR CCOM89147L10095734440SHSOLE 0034440TOTAL S ASPONSORED ADR89151E10998922193SHSOLE 0022193TOYOTA MOTOR CORPSP ADR REP2COM8923313074263485SHSOLE 003485TRAVELERS COMPANIES INCCOM89417E109190216880SHSOLE 0016880TRICO BANCSHARESCOM8960951062749971SHSOLE 009971TWENTY FIRST CENTY FOX INCCL A90130A10154420227SHSOLE 0020227TWITTER INCCOM90184L10231513840SHSOLE 0013840TWO HBRS INVT CORPCOM90187B10128635522SHSOLE 0035522UBS AG JERSEY BRHALERIAN INFRST9026416462519628SHSOLE 009628UBS AG JERSEY BRHEXCH SEC LKD4190264158820710205SHSOLE 0010205UBS AG LONDON BRHWLS FRG MLP EX90273A10858832000SHSOLE 0032000UMPQUA HLDGS CORPCOM90421410324915708SHSOLE 0015708UNDER ARMOUR INCCL A904311107125415620SHSOLE 0015620UNILEVER N VN Y SHS NEW90478470954112485SHSOLE 0012485UNILEVER PLCSPON ADR NEW90476770466615433SHSOLE 0015433UNION BANKSHARES CORP NEWCOM90539J10985834011SHSOLE 0034011UNION PAC CORPCOM907818108319440822SHSOLE 0040822UNITED PARCEL SERVICE INCCL B911312106168117432SHSOLE 0017432UNITED RENTALS INCCOM9113631092553506SHSOLE 003506UNITED TECHNOLOGIES CORPCOM913017109319233227SHSOLE 0033227UNITEDHEALTH GROUP INCCOM91324P102129010917SHSOLE 0010917US BANCORP DELCOM NEW902973304125129420SHSOLE 0029420V F CORPCOM9182041084777699SHSOLE 007699VALERO ENERGY CORP NEWCOM91913Y10087912437SHSOLE 0012437VALLEY NATL BANCORPCOM91979410736036485SHSOLE 0036485VALMONT INDS INCCOM9202531013783569SHSOLE 003569VANGUARD ADMIRAL FDS INCMIDCP 400 GRTH921932869287728961SHSOLE 0028961VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328855075393SHSOLE 005393VANGUARD ADMIRAL FDS INCMIDCP 400 VAL921932844266930238SHSOLE 0030238VANGUARD ADMIRAL FDS INCSMLLCP 600 IDX9219328283323350SHSOLE 003350VANGUARD BD INDEX FD INCINTERMED TERM9219378198169818SHSOLE 009818VANGUARD BD INDEX FD INCLONG TERM BOND9219377932452837SHSOLE 002837VANGUARD BD INDEX FD INCSHORT TRM BOND921937827216427167SHSOLE 0027167VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835268433256SHSOLE 0033256VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J40791117157SHSOLE 0017157VANGUARD INDEX FDSEXTEND MKT ETF922908652149917853SHSOLE 0017853VANGUARD INDEX FDSGROWTH ETF922908736384436142SHSOLE 0036142VANGUARD INDEX FDSLARGE CAP ETF922908637301332225SHSOLE 0032225VANGUARD INDEX FDSMCAP GR IDXVIP9229085384934960SHSOLE 004960VANGUARD INDEX FDSMCAP VL IDXVIP9229085125816794SHSOLE 006794VANGUARD INDEX FDSMID CAP ETF922908629653154378SHSOLE 0054378VANGUARD INDEX FDSREIT ETF922908553435354495SHSOLE 0054495VANGUARD INDEX FDSS&P 500 ETF SHS922908363259213861SHSOLE 0013861VANGUARD INDEX FDSSM CP VAL ETF9229086113753792SHSOLE 003792VANGUARD INDEX FDSSMALL CP ETF922908751414637504SHSOLE 0037504VANGUARD INDEX FDSSML CP GRW ETF922908595655553910SHSOLE 0053910VANGUARD INDEX FDSTOTAL STK MKT922908769524750316SHSOLE 0050316VANGUARD INDEX FDSVALUE ETF922908744459156357SHSOLE 0056357VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775160937110SHSOLE 0037110VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858231470586SHSOLE 0070586VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF92204287498119685SHSOLE 0019685VANGUARD INTL EQUITY INDEX FGLB EX US ETF92204267660111728SHSOLE 0011728VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF92204274298617107SHSOLE 0017107VANGUARD MALVERN FDSSTRM INFPROIDX9220208054268792SHSOLE 008792VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8704475297SHSOLE 005297VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409562671184SHSOLE 0071184VANGUARD SCOTTSDALE FDSVNG RUS1000GRW92206C680303329738SHSOLE 0029738VANGUARD SCOTTSDALE FDSVNG RUS1000VAL92206C7145816784SHSOLE 006784VANGUARD SCOTTSDALE FDSVNG RUS2000GRW92206C623287228120SHSOLE 0028120VANGUARD SCOTTSDALE FDSVNG RUS2000IDX92206C6645436040SHSOLE 006040VANGUARD SCOTTSDALE FDSVNG RUS2000VAL92206C649188723613SHSOLE 0023613VANGUARD SPECIALIZED PORTFOLDIV APP ETF92190884414907191545SHSOLE 00191545VANGUARD STAR FDVG TL INTL STK F9219097684219284SHSOLE 009284VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438586092165945SHSOLE 00165945VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464067946119068SHSOLE 00119068VANGUARD WORLD FDSCONSUM STP ETF92204A207204415849SHSOLE 0015849VANGUARD WORLD FDSENERGY ETF92204A306178921500SHSOLE 0021500VANGUARD WORLD FDSHEALTH CAR ETF92204A504146411014SHSOLE 0011014VANGUARD WORLD FDSINF TECH ETF92204A702471043492SHSOLE 0043492VANGUARD WORLD FDSTELCOMM ETF92204A8842713237SHSOLE 003237VANGUARD WORLD FDSUTILITIES ETF92204A8764544860SHSOLE 004860VENTAS INCCOM92276F10085715194SHSOLE 0015194VEREIT INCCOM92339V1001208152840SHSOLE 00152840VERISIGN INCCOM92343E1022562945SHSOLE 002945VERIZON COMMUNICATIONS INCCOM92343V10413263287118SHSOLE 00287118VISA INCCOM CL A92826C839467360150SHSOLE 0060150VISTA OUTDOOR INCCOM9283771003768445SHSOLE 008445VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W308101331471SHSOLE 0031471VOYA GLBL EQTY DIV & PREM OPCOM92912T10063089740SHSOLE 0089740VOYA PRIME RATE TRSH BEN INT92913A1009518762SHSOLE 0018762W & T OFFSHORE INCCOM92922P1062812263SHSOLE 0012263WABTEC CORPCOM9297401084426193SHSOLE 006193WALGREENS BOOTS ALLIANCE INCCOM931427108119013982SHSOLE 0013982WAL-MART STORES INCCOM931142103318552064SHSOLE 0052064WASTE MGMT INC DELCOM94106L10958911061SHSOLE 0011061WATERS CORPCOM9418481033402529SHSOLE 002529WEBSTER FINL CORP CONNCOM9478901092476626SHSOLE 006626WEC ENERGY GROUP INCCOM92939U106142927842SHSOLE 0027842WELLS FARGO & CO NEWCOM9497461018566157759SHSOLE 00157759WELLS FARGO GLOBAL DIVIDENDCOM94987C1031253211318SHSOLE 00211318WELLTOWER INCCOM95040Q104137220133SHSOLE 0020133WESTAR ENERGY INCCOM95709T1002906830SHSOLE 006830WESTERN ASSET HGH YLD DFNDFDCOM95768B10734324263SHSOLE 0024263WESTERN ASSET HIGH INCM FD ICOM95766J10234555102SHSOLE 0055102WESTERN ASSET INVT GRADE DEFCOM95790A10197148114SHSOLE 0048114WESTERN ASSET MUN DEF OPP TRCOM95768A10951321188SHSOLE 0021188WESTMORELAND COAL COCOM9608781067913508SHSOLE 0013508WESTROCK COCOM96145D1053517684SHSOLE 007684WEYERHAEUSER COCOM9621661042197352SHSOLE 007352WGL HLDGS INCCOM92924F1062353764SHSOLE 003764WHOLE FOODS MKT INCCOM9668371062557715SHSOLE 007715WINTRUST FINL CORPCOM97650W1082054215SHSOLE 004215WISDOMTREE INVTS INCCOM97717P10421113401SHSOLE 0013401WISDOMTREE TRDIV EX-FINL FD97717W4065227440SHSOLE 007440WISDOMTREE TREMER MKT HIGH FD97717W31583526260SHSOLE 0026260WISDOMTREE TREMG MKTS SMCAP97717W281241068743SHSOLE 0068743WISDOMTREE TREUROPE HEDGED EQ97717X70185915981SHSOLE 0015981WISDOMTREE TREUROPE SMCP DV97717W86962811195SHSOLE 0011195WISDOMTREE TRHIGH DIV FD97717W20812920218522SHSOLE 00218522WISDOMTREE TRINTL LRGCAP DV97717W7942094865SHSOLE 004865WISDOMTREE TRINTL SMCAP DIV97717W7604627942SHSOLE 007942WISDOMTREE TRITL HIGH DIV FD97717W802180047596SHSOLE 0047596WISDOMTREE TRJAPN HEDGE EQT97717W8514408772SHSOLE 008772WISDOMTREE TRLARGECAP DIVID97717W307271038222SHSOLE 0038222WISDOMTREE TRMIDCAP DIVI FD97717W5054956185SHSOLE 006185WISDOMTREE TRSMALLCAP DIVID97717W6042573957SHSOLE 003957WISDOMTREE TRTOTAL DIVID FD97717W1093174419SHSOLE 004419WISDOMTREE TRUS QTLY DIV GRT97717X66966521935SHSOLE 0021935XCEL ENERGY INCCOM98389B100127635480SHSOLE 0035480YAMANA GOLD INCCOM98462Y1003115804SHSOLE 0015804YUM BRANDS INCCOM9884981014766496SHSOLE 006496ZIMMER BIOMET HLDGS INCCOM98956P1023052975SHSOLE 002975ZIONS BANCORPORATIONCOM98970110735713074SHSOLE 0013074