Director, Advisory Compliance

0001085146-15-001308.txt : 20150515 0001085146-15-001308.hdr.sgml : 20150515 20150515160640 ACCESSION NUMBER: 0001085146-15-001308 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 EFFECTIVENESS DATE: 20150515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisor Networks LLC CENTRAL INDEX KEY: 0001534468 IRS NUMBER: 953845382 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14619 FILM NUMBER: 15869281 BUSINESS ADDRESS: STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-326-3100 MAIL ADDRESS: STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 FORMER COMPANY: FORMER CONFORMED NAME: Financial Network DATE OF NAME CHANGE: 20111108 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001534468 XXXXXXXX 03-31-2015 03-31-2015 Cetera Advisor Networks LLC

200 N SEPULVEDA BLVD., SUITE 1300 EL SEGUNDO CA 90245

13F HOLDINGS REPORT 028-14619 Y CETERA ADVISOR NETWORKS LLC FORMERLY FILED UNDER THE NAME OF FINANCIAL NETWORK INVESTMENT CORPORATION. Jose Rodriguez Director, Advisory Compliance (310) 326-3100 /s/ Jose Rodriguez El Segunda CA 05-15-2015 0 843 1558239 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABSCOM002824100165535443SHSOLE 0035443ABBVIE INCCOM00287Y109257443782SHSOLE 0043782ABERDEEN ASIA PACIFIC INCOMCOM00300910726249035SHSOLE 0049035ABERDEEN GLOBAL INCOME FD INCOM00301310912213127SHSOLE 0013127ACCENTURE PLC IRELANDSHS CLASS AG1151C1017237730SHSOLE 007730ACE LTDSHSH0023R1053593240SHSOLE 003240ACNB CORPCOM00086810938419107SHSOLE 0019107ACTAVIS PLCSHSG0083B10826989080SHSOLE 009080ADAM NAT RES FD INCCOM00548F10557124734SHSOLE 0024734ADAMS EXPRESS COCOM00621210444031539SHSOLE 0031539ADOBE SYS INCCOM00724F1012052766SHSOLE 002766ADVANCE AUTO PARTS INCCOM00751Y1067064746SHSOLE 004746ADVISORSHARES TRBNY GRWTH ADR00768Y206284474051SHSOLE 0074051AETNA INC NEWCOM00817Y108155914622SHSOLE 0014622AFLAC INCCOM0010551023795910SHSOLE 005910AGL RES INCCOM0012041064709458SHSOLE 009458AIR 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INCCOM12508E1014339158SHSOLE 009158CELGENE CORPCOM151020104219418926SHSOLE 0018926CEMPRA INCCOM15130J10983424310SHSOLE 0024310CENTENE CORP DELCOM15135B101120417038SHSOLE 0017038CENTRAL FD CDA LTDCL A15350110153044462SHSOLE 0044462CENTRAL GOLDTRUSTTR UNIT153546106214753522SHSOLE 0053522CENTURYLINK INCCOM15670010695127569SHSOLE 0027569CERNER CORPCOM1567821042563497SHSOLE 003497CHAMBERS STR PPTYSCOM157842105889112354SHSOLE 00112354CHESAPEAKE GRANITE WASH TRCOM SH BEN INT1651851097611871SHSOLE 0011871CHEVRON CORP NEWCOM16676410032031305795SHSOLE 00305795CHICAGO BRIDGE & IRON CO N VCOM16725010970014128SHSOLE 0014128CHIMERA INVT CORPCOM16934Q109463147162SHSOLE 00147162CHIPOTLE MEXICAN GRILL INCCOM1696561057361129SHSOLE 001129CHUBB CORPCOM1712321012612569SHSOLE 002569CHURCH & DWIGHT INCCOM1713401024925751SHSOLE 005751CIGNA CORPORATIONCOM1255091093983075SHSOLE 003075CISCO SYS INCCOM17275R1023866139378SHSOLE 00139378CITIGROUP INCCOM NEW1729674244458557SHSOLE 008557CLAYMORE EXCHANGE TRD FD TRGUG BLT2016 HY18383M415100838217SHSOLE 0038217CLAYMORE EXCHANGE TRD FD TRGUG BLT2017 HY18383M39938914756SHSOLE 0014756CLAYMORE EXCHANGE TRD FD TRGUG BLT2018 HY18383M38166125520SHSOLE 0025520CLAYMORE EXCHANGE TRD FD TRGUG MULTI ASSET18383M50635115903SHSOLE 0015903CLAYMORE EXCHANGE TRD FD TRGUGG BULL 201518383M4239182351657SHSOLE 00351657CLAYMORE EXCHANGE TRD FD TRGUGG CRP BD 201518383M5634837223028SHSOLE 00223028CLAYMORE EXCHANGE TRD FD TRGUGG CRP BD 201618383M55550222607SHSOLE 0022607CLAYMORE EXCHANGE TRD FD TRGUGG ENH SHT DUR18383M6544228412SHSOLE 008412CLAYMORE EXCHANGE TRD FD TRGUGG SPINOFF ETF18383M6054208786SHSOLE 008786CLAYMORE EXCHANGE TRD FD TRGUGGEN DEFN EQTY18383M87899825963SHSOLE 0025963CLEAN ENERGY FUELS CORPCOM1844991017213007SHSOLE 0013007CLOROX CO DELCOM18905410910609625SHSOLE 009625COACH INCCOM1897541043638802SHSOLE 008802COCA COLA COCOM1912161005103126321SHSOLE 00126321COGNIZANT TECHNOLOGY SOLUTIOCL A1924461022003258SHSOLE 003258COHEN & STEERS QUALITY RLTYCOM19247L10613711038SHSOLE 0011038COHEN & STEERS REIT & PFD INCOM19247X100130967175SHSOLE 0067175COHEN & STEERS TOTAL RETURNCOM19247R10388564580SHSOLE 0064580COLGATE PALMOLIVE COCOM194162103104215026SHSOLE 0015026COLUMBIA PPTY TR INCCOM NEW19828720355220443SHSOLE 0020443COLUMBIA SELIGM PREM TECH GRCOM19842X10920010180SHSOLE 0010180COMCAST CORP NEWCL A20030N101161528582SHSOLE 0028582CONAGRA FOODS INCCOM20588710255615238SHSOLE 0015238CONOCOPHILLIPSCOM20825C104366559090SHSOLE 0059090CONSOLIDATED COMM HLDGS INCCOM20903410725812708SHSOLE 0012708CONSOLIDATED EDISON INCCOM209115104132821800SHSOLE 0021800CONSTELLATION BRANDS INCCL A21036P1086785827SHSOLE 005827CORE LABORATORIES N VCOMN227171072382294SHSOLE 002294CORNING INCCOM21935010544619760SHSOLE 0019760COSTCO WHSL CORP NEWCOM22160K105281618635SHSOLE 0018635CREDIT SUISSE NASSAU BRHETN LKD 3222542D57111350000SHSOLE 0050000CREDIT SUISSE NASSAU BRHVS 3XLGCRUDE ETN22542D5893416000SHSOLE 0016000CSX CORPCOM126408103206662239SHSOLE 0062239CUMMINS INCCOM2310211067635519SHSOLE 005519CUSHING MLP TOTAL RETURN FDCOM SHS2316311028421098SHSOLE 0021098CUSHING RENAISSANCE FDCOM23164710863229554SHSOLE 0029554CVS HEALTH CORPCOM126650100362635195SHSOLE 0035195CYS INVTS INCCOM12673A10813214765SHSOLE 0014765DANAHER CORP DELCOM2358511026878115SHSOLE 008115DBX ETF TRDB XTR MSCI EUR2330518533658125541SHSOLE 00125541DBX ETF TREX US HDG EQTY23305182029711300SHSOLE 0011300DBX ETF TRXTRAK MSCI EAFE233051200264188446SHSOLE 0088446DEAN FOODS CO NEWCOM NEW24237020321112892SHSOLE 0012892DEERE & COCOM2441991058579737SHSOLE 009737DELTA AIR LINES INC DELCOM NEW247361702128228665SHSOLE 0028665DEVON ENERGY CORP NEWCOM25179M1032303818SHSOLE 003818DIAGEO P L CSPON ADR NEW25243Q2053022736SHSOLE 002736DIAMOND HILL INVESTMENT GROUCOM NEW25264R2073202000SHSOLE 002000DIEBOLD INCCOM253651103124735158SHSOLE 0035158DIRECTVCOM25490A3097598900SHSOLE 008900DIREXION SHS ETF TRNAT GS BULL 3X25459W2277424000SHSOLE 0024000DISCOVER FINL SVCSCOM25470910889215797SHSOLE 0015797DISNEY WALT COCOM DISNEY254687106689966029SHSOLE 0066029DNP SELECT INCOME FDCOM23325P10466663726SHSOLE 0063726DOLLAR TREE INCCOM2567461085546847SHSOLE 006847DOMINION RES INC VA NEWCOM25746U109206129156SHSOLE 0029156DOUBLELINE INCOME SOLUTIONSCOM25862210938219200SHSOLE 0019200DOUBLELINE OPPORTUNISTIC CRCOM258623107161264745SHSOLE 0064745DOVER CORPCOM2600031083184593SHSOLE 004593DOW CHEM COCOM260543103443292303SHSOLE 0092303DREW INDS INCCOM NEW26168L2052093400SHSOLE 003400DREYFUS HIGH YIELD STRATEGIESH BEN INT26200S10110328316SHSOLE 0028316DTE ENERGY COCOM2333311074735854SHSOLE 005854DU PONT E I DE NEMOURS & COCOM263534109130518307SHSOLE 0018307DUKE ENERGY CORP NEWCOM NEW26441C204681488630SHSOLE 0088630E M C CORP MASSCOM26864810289334830SHSOLE 0034830EATON CORP PLCSHSG2918310373810849SHSOLE 0010849EATON VANCE ENH EQTY INC FDCOM27827710839928147SHSOLE 0028147EATON VANCE FLTING RATE INCCOM27827910418212430SHSOLE 0012430EATON VANCE LTD DUR INCOME FCOM27828H10515510798SHSOLE 0010798EATON VANCE MICH MUN BD FDCOM27828M10414710833SHSOLE 0010833EATON VANCE RISK MNGD DIV EQCOM27829G10611911050SHSOLE 0011050EATON VANCE TXMGD GL BUYWR OCOM27829C10517514750SHSOLE 0014750EBAY INCCOM2786421033856596SHSOLE 006596ECOLAB INCCOM2788651005344666SHSOLE 004666EDISON INTLCOM2810201076029670SHSOLE 009670EGA EMERGING GLOBAL SHS TREGSHR BYND BRC2684616394797240251SHSOLE 00240251ELLIE MAE INCCOM28849P1003877000SHSOLE 007000EMERSON ELEC COCOM291011104103718355SHSOLE 0018355ENBRIDGE ENERGY PARTNERS L PCOM29250R10647213131SHSOLE 0013131ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V1004396892SHSOLE 006892ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R10978013988SHSOLE 0013988ENSERVCO CORPCOM29358Y1022312860SHSOLE 0012860ENTERPRISE PRODS PARTNERS LCOM293792107169051261SHSOLE 0051261EOG RES INCCOM26875P1013293566SHSOLE 003566EPR PPTYSCOM SH BEN INT26884U1092243722SHSOLE 003722EQUITY RESIDENTIALSH BEN INT29476L1072893715SHSOLE 003715ESSEX PPTY TR INCCOM297178105218953SHSOLE 00953ETFS GOLD TRSHS26922Y1054724040SHSOLE 004040ETFS SILVER TRSILVER SHS26922X10734821250SHSOLE 0021250EVERSOURCE ENERGYCOM30040W1083196287SHSOLE 006287EXACTECH INCCOM30064E10942716666SHSOLE 0016666EXELON CORPCOM30161N10190426868SHSOLE 0026868EXPEDIA INC DELCOM NEW30212P3037147590SHSOLE 007590EXPRESS SCRIPTS HLDG COCOM30219G108214924802SHSOLE 0024802EXXON MOBIL CORPCOM30231G10220374238903SHSOLE 00238903FACEBOOK INCCL A30303M102527264288SHSOLE 0064288FACTORSHARES TRISE CYBER SEC30304R4072348273SHSOLE 008273FASTENAL COCOM3119001044079847SHSOLE 009847FEDERAL REALTY INVT TRSH BEN INT NEW3137472063932680SHSOLE 002680FEDEX CORPCOM31428X1066994203SHSOLE 004203FIAT CHRYSLER AUTOMOBILES NSHSN3173810283851499SHSOLE 0051499FIFTH STREET FINANCE CORPCOM31678A1031779242900SHSOLE 00242900FIRST TR EXCHAN TRADED FD VIFST TR GLB FD33739H10125010325SHSOLE 0010325FIRST TR EXCHANGE TRADED FDCAP STRENGTH ETF33733E104273070739SHSOLE 0070739FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X1193076937SHSOLE 006937FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R6056885286706SHSOLE 00286706FIRST TR EXCHANGE TRADED FDENERGY ALPHADX33734X12722410558SHSOLE 0010558FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X1436049053SHSOLE 009053FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10046321960SHSOLE 0021960FIRST TR EXCHANGE TRADED FDNASD TECH DIV33738R11880930039SHSOLE 0030039FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D10166925067SHSOLE 0025067FIRST TR EXCHANGE TRADED FDNY ARCA BIOTECH33733E203189216015SHSOLE 0016015FIRST TR ISE WATER INDEX FDCOM33733B1002297248SHSOLE 007248FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K1083056285SHSOLE 006285FIRST TR LRG CP VL ALPHADEXCOM SHS33735J101124928574SHSOLE 0028574FIRST TR LRGE CP CORE ALPHACOM SHS33734K109166135708SHSOLE 0035708FIRST TR MORNINGSTAR DIV LEASHS33691710970030011SHSOLE 0030011FIRST TR SML CP CORE ALPHA FCOM SHS33734Y10992018211SHSOLE 0018211FIRST TR VALUE LINE DIVID INSHS33734H10658624390SHSOLE 0024390FIRSTENERGY CORPCOM3379321072958307SHSOLE 008307FISERV INCCOM3377381082833547SHSOLE 003547FLAHERTY & CRUMRINE DYN PFDSHS33848W10640817448SHSOLE 0017448FLAHERTY&CRMN PFD SEC INCOMCOM3384781002065101735SHSOLE 00101735FORD MTR CO DELCOM PAR $0.013453708601922119400SHSOLE 00119400FORTUNE BRANDS HOME & SEC INCOM34964C1062254751SHSOLE 004751FRANKLIN RES INCCOM3546131014649078SHSOLE 009078FRANKLIN UNVL TRSH BEN INT35514510326236125SHSOLE 0036125FREEPORT-MCMORAN INCCL B35671D85756129354SHSOLE 0029354FRONTIER COMMUNICATIONS CORPCOM35906A10824635957SHSOLE 0035957FS INVT CORPCOM302635107114291127497SHSOLE 001127497FULLER H B COCOM35969410661714398SHSOLE 0014398GABELLI EQUITY TR INCCOM3623971018112475SHSOLE 0012475GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A1091093158423SHSOLE 00158423GENERAL DYNAMICS CORPCOM3695501085574094SHSOLE 004094GENERAL ELECTRIC COCOM36960410313822558984SHSOLE 00558984GENERAL MLS INCCOM370334104197734973SHSOLE 0034973GENERAL MOLY INCCOM3703731021020000SHSOLE 0020000GENERAL MTRS COCOM37045V10078820919SHSOLE 0020919GENUINE PARTS COCOM3724601054424741SHSOLE 004741GILEAD SCIENCES INCCOM375558103727273928SHSOLE 0073928GLAXOSMITHKLINE PLCSPONSORED ADR37733W105133028599SHSOLE 0028599GLOBAL X FDSGLB X SUPERDIV37950E54971130734SHSOLE 0030734GLOBAL X FDSGLOBX SUPDV US37950E291202071358SHSOLE 0071358GLOBAL X FDSSILVER MNR ETF37950E85319923676SHSOLE 0023676GOLDMAN SACHS GROUP INCCOM38141G1044972655SHSOLE 002655GOOGLE INCCL A38259P50827995019SHSOLE 005019GOOGLE INCCL C38259P70637466853SHSOLE 006853GRAHAM HLDGS COCOM384637104293279SHSOLE 00279HALCON RES CORPCOM NEW40537Q2093220224SHSOLE 0020224HALLIBURTON COCOM40621610163514488SHSOLE 0014488HANCOCK JOHN INV TRUSTTAX ADV GLB SH41013P7492443203936SHSOLE 00203936HANCOCK JOHN PFD INCOME FDSH BEN INT41013W10823911364SHSOLE 0011364HANCOCK JOHN PREMUIM DIV FDCOM SH BEN INT41013T10553638525SHSOLE 0038525HANSEN MEDICAL INCCOM4113071012427000SHSOLE 0027000HARLEY DAVIDSON INCCOM4128221082754562SHSOLE 004562HATTERAS FINL CORPCOM41902R1033633200740SHSOLE 00200740HAWAIIAN ELEC INDUSTRIESCOM41987010042713390SHSOLE 0013390HCP INCCOM40414L1094259865SHSOLE 009865HEALTH CARE REIT INCCOM42217K106125416206SHSOLE 0016206HERCULES TECH GROWTH CAP INCCOM42709650814710918SHSOLE 0010918HERSHEY COCOM4278661089269174SHSOLE 009174HEWLETT PACKARD COCOM42823610352216798SHSOLE 0016798HOME DEPOT INCCOM437076102487843020SHSOLE 0043020HONEYWELL INTL INCCOM438516106309329638SHSOLE 0029638HORMEL FOODS CORPCOM4404521003456056SHSOLE 006056HOSPITALITY PPTYS TRCOM SH BEN INT44106M1022607999SHSOLE 007999HUANENG PWR INTL INCSPON ADR H SHS443304100203642269SHSOLE 0042269HUNTINGTON BANCSHARES INCCOM44615010434731473SHSOLE 0031473ICAHN ENTERPRISES LPDEPOSITARY UNIT4511001012042295SHSOLE 002295ICON PLCSHSG4705A10076110762SHSOLE 0010762ILLINOIS TOOL WKS INCCOM4523081093183253SHSOLE 003253ILLUMINA INCCOM4523271093471857SHSOLE 001857INDIA FD INCCOM4540891032498766SHSOLE 008766INGERSOLL-RAND PLCSHSG477911012073029SHSOLE 003029INTEGRYS ENERGY GROUP INCCOM45822P1055898215SHSOLE 008215INTEL CORPCOM4581401004019128518SHSOLE 00128518INTERNATIONAL BUSINESS MACHSCOM459200101534833328SHSOLE 0033328INTL PAPER COCOM4601461032614753SHSOLE 004753INTUITCOM4612021032082147SHSOLE 002147INVESCO DYNAMIC CR OPP FDCOM46132R10415112684SHSOLE 0012684INVESCO MUNI INCOME OPP TRSTCOM46132X10167094443SHSOLE 0094443INVESCO VALUE MUN INCOME TRCOM46132P10823314500SHSOLE 0014500ISHARES1-3 YR CR BD ETF4642886463953726SHSOLE 003726ISHARES3-7 YR TR BD ETF4642886613582898SHSOLE 002898ISHARESAGGRES ALLOC ETF46428985979816791SHSOLE 0016791ISHARESCALI AMT-FRE ETF4642883563352837SHSOLE 002837ISHARESCNTRY MIN VL ETF464286525443661766SHSOLE 0061766ISHARESCORE US CR BD4642886202392104SHSOLE 002104ISHARESEAFE GRWTH ETF4642888854185977SHSOLE 005977ISHARESEAFE SML CP ETF464288273413983689SHSOLE 0083689ISHARESEAFE VALUE ETF4642888773526575SHSOLE 006575ISHARESEM MK MINVOL ETF464286533181730735SHSOLE 0030735ISHARESGLB CNSM STP ETF4642887372803057SHSOLE 003057ISHARESGLB HGH YLD ETF4642861782164349SHSOLE 004349ISHARESGLOB UTILITS ETF4642887112675733SHSOLE 005733ISHARESGRWT ALLOCAT ETF464289867221154176SHSOLE 0054176ISHARESIBOXX HI YD ETF464288513138015188SHSOLE 0015188ISHARESINTERM CR BD ETF4642886383533200SHSOLE 003200ISHARESINTL SEL DIV ETF4642884489739289548SHSOLE 00289548ISHARESJP MOR EM MK ETF4642882813092739SHSOLE 002739ISHARESMBS ETF4642885884213781SHSOLE 003781ISHARESMODERT ALLOC ETF4642898753098680SHSOLE 008680ISHARESMRG RL ES CP ETF46428853920117368SHSOLE 0017368ISHARESMRGSTR MD CP ETF4642882082051333SHSOLE 001333ISHARESMRNGSTR LG-CP VL464288109234027937SHSOLE 0027937ISHARESMSCI AC ASIA ETF4642881822574027SHSOLE 004027ISHARESMSCI KLD400 SOC4642885702743542SHSOLE 003542ISHARESMSCI PAC JP ETF4642866653788331SHSOLE 008331ISHARESNAT AMT FREE BD4642884147146467SHSOLE 006467ISHARESU.S. PFD STK ETF4642886874562114018SHSOLE 00114018ISHARESU.S. PHARMA ETF464288836203411804SHSOLE 0011804ISHARESUS HLTHCR PR ETF4642888282932208SHSOLE 002208ISHARESUSA ESG SLCT ETF4642888024615342SHSOLE 005342ISHARES GOLD TRUSTISHARES4642851051213106437SHSOLE 00106437ISHARES INCCORE MSCI EMKT46434G10358312085SHSOLE 0012085ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R10733116831SHSOLE 0016831ISHARES SILVER TRUSTISHARES46428Q1092429152613SHSOLE 00152613ISHARES TR1-3 YR TR BD ETF464287457148617590SHSOLE 0017590ISHARES TR20+ YR TR BD ETF4642874322952261SHSOLE 002261ISHARES TR7-10 Y TR BD ETF464287440338331243SHSOLE 0031243ISHARES TRCOHEN&STEER REIT464287564152315048SHSOLE 0015048ISHARES TRCORE HIGH DV ETF46429B6637269676SHSOLE 009676ISHARES TRCORE MSCI EAFE46432F8427045120522SHSOLE 00120522ISHARES TRCORE S&P MCP ETF464287507848255893SHSOLE 0055893ISHARES TRCORE S&P SCP ETF464287804337328563SHSOLE 0028563ISHARES TRCORE S&P TTL STK464287150375739595SHSOLE 0039595ISHARES TRCORE S&P500 ETF46428720053994259719SHSOLE 00259719ISHARES TRCORE US AGGBD ET464287226729365424SHSOLE 0065424ISHARES TRCORE US GRW ETF4642876712623220SHSOLE 003220ISHARES TRCORE US VAL ETF4642876634413273SHSOLE 003273ISHARES TRFLTG RATE BD ETF46429B6552665253SHSOLE 005253ISHARES TRGLOB HLTHCRE ETF4642873253473241SHSOLE 003241ISHARES TRGLOBAL 100 ETF464287572375548786SHSOLE 0048786ISHARES TRGLOBAL ENERG ETF46428734145712843SHSOLE 0012843ISHARES TRGLOBAL TECH ETF4642872912392480SHSOLE 002480ISHARES TRIBOXX INV CP ETF464287242177114565SHSOLE 0014565ISHARES TRMRNGSTR LG-CP ET4642871276305209SHSOLE 005209ISHARES TRMRNGSTR LG-CP GR464287119313426490SHSOLE 0026490ISHARES TRMSCI EAFE ETF46428746516625259407SHSOLE 00259407ISHARES TRMSCI EMG MKT ETF4642872344084101751SHSOLE 00101751ISHARES TRMSCI USAMOMFCT46432F3968256117500SHSOLE 00117500ISHARES TRNA NAT RES464287374286376130SHSOLE 0076130ISHARES TRNASDQ BIOTEC ETF464287556474313831SHSOLE 0013831ISHARES TRRUS 1000 ETF464287622338629219SHSOLE 0029219ISHARES TRRUS 1000 GRW ETF46428761416953171329SHSOLE 00171329ISHARES TRRUS 1000 VAL ETF46428759825598248366SHSOLE 00248366ISHARES TRRUS 2000 GRW ETF464287648259917119SHSOLE 0017119ISHARES TRRUS 2000 VAL ETF464287630246923896SHSOLE 0023896ISHARES TRRUS MD CP GR ETF464287481917893762SHSOLE 0093762ISHARES TRRUS MDCP VAL ETF46428747313779183134SHSOLE 00183134ISHARES TRRUS MID-CAP ETF4642874991153166649SHSOLE 0066649ISHARES TRRUSSELL 2000 ETF464287655815565623SHSOLE 0065623ISHARES TRRUSSELL 3000 ETF464287689626150550SHSOLE 0050550ISHARES TRS&P 100 ETF4642871014334808SHSOLE 004808ISHARES TRS&P 500 GRWT ETF464287309212718686SHSOLE 0018686ISHARES TRS&P 500 VAL ETF464287408137114837SHSOLE 0014837ISHARES TRS&P MC 400GR ETF46428760613067617SHSOLE 007617ISHARES TRS&P MC 400VL ETF4642877058246291SHSOLE 006291ISHARES TRSELECT DIVID ETF464287168582274806SHSOLE 0074806ISHARES TRSP SMCP600GR ETF464287887211216227SHSOLE 0016227ISHARES TRSP SMCP600VL ETF46428787911972100646SHSOLE 00100646ISHARES TRTIPS BD ETF464287176320928273SHSOLE 0028273ISHARES TRU.S. BAS MTL ETF4642878382262772SHSOLE 002772ISHARES TRU.S. CNSM SV ETF4642875805603874SHSOLE 003874ISHARES TRU.S. ENERGY ETF46428779663214491SHSOLE 0014491ISHARES TRU.S. FINLS ETF4642877883463874SHSOLE 003874ISHARES TRU.S. INDS ETF4642877545204829SHSOLE 004829ISHARES TRU.S. REAL ES ETF464287739519865516SHSOLE 0065516ISHARES TRU.S. TECH ETF464287721148714186SHSOLE 0014186ISHARES TRU.S. UTILITS ETF4642876974884364SHSOLE 004364ISHARES TRUS HLTHCARE ETF4642877626624306SHSOLE 004306ISHARES TRUSA MIN VOL ETF46429B69740525981237SHSOLE 00981237ISHARES U S ETF TRSHT MAT BD ETF46431W5073256495SHSOLE 006495ITC HLDGS CORPCOM46568510548613070SHSOLE 0013070ITT CORP NEWCOM NEW4509112012897210SHSOLE 007210JOHNSON & JOHNSONCOM47816010414872148034SHSOLE 00148034JOHNSON CTLS INCCOM478366107107421343SHSOLE 0021343JPMORGAN CHASE & COALERIAN ML ETN46625H3657718180179SHSOLE 00180179JPMORGAN CHASE & COCOM46625H100578895968SHSOLE 0095968KELLOGG COCOM4878361083264945SHSOLE 004945KEYCORP NEWCOM49326710866346833SHSOLE 0046833KIMBERLY CLARK CORPCOM494368103329330822SHSOLE 0030822KINDER MORGAN INC DELCOM49456B1016598156981SHSOLE 00156981KINROSS GOLD CORPCOM NO PAR4969024042310519SHSOLE 0010519KKR & CO L P DELCOM UNITS48248M10256524894SHSOLE 0024894KRAFT FOODS GROUP INCCOM50076Q106344239594SHSOLE 0039594KROGER COCOM5010441016598617SHSOLE 008617LANNET INCCOM5160121012754060SHSOLE 004060LAZARD WORLD DIVID & INCOMECOM5210761091852146864SHSOLE 00146864LIBERTY ALL STAR EQUITY FDSH BEN INT5301581042165370492SHSOLE 00370492LIFEVANTAGE CORPCOM53222K106810000SHSOLE 0010000LILLY ELI & COCOM532457108160622103SHSOLE 0022103LINCOLN NATL CORP INDCOM5341871092113701SHSOLE 003701LINKEDIN CORPCOM CL A53578A1082751104SHSOLE 001104LINN ENERGY LLCUNIT LTD LIAB53602010018416702SHSOLE 0016702LINNCO LLCCOMSHS LTD INT53578210610410842SHSOLE 0010842LMP REAL ESTATE INCOME FD INCOM50208C10865450021SHSOLE 0050021LOCKHEED MARTIN CORPCOM53983010917538667SHSOLE 008667LOEWS CORPCOM54042410850912590SHSOLE 0012590LORILLARD INCCOM5441471014146330SHSOLE 006330LOWES COS INCCOM548661107336945305SHSOLE 0045305LTC PPTYS INCCOM50217510276616499SHSOLE 0016499M & T BK CORPCOM55261F1043032391SHSOLE 002391MADISON SQUARE GARDEN COCL A55826P1002172555SHSOLE 002555MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106154620180SHSOLE 0020180MAIN STREET CAPITAL CORPCOM56035L104165853614SHSOLE 0053614MALLINCKRODT PUB LTD COSHSG5785G1073312593SHSOLE 002593MANITOWOC INCCOM5635711082019314SHSOLE 009314MANNKIND CORPCOM56400P2018415692SHSOLE 0015692MANULIFE FINL CORPCOM56501R10637922373SHSOLE 0022373MARATHON PETE CORPCOM56585A1022031994SHSOLE 001994MARKET VECTORS ETF TRAGRIBUS ETF57060U6052845298SHSOLE 005298MARKET VECTORS ETF TRGOLD MINER ETF57060U10024613380SHSOLE 0013380MARKET VECTORS ETF TRHG YLD MUN ETF57060U878294393825SHSOLE 0093825MARKET VECTORS ETF TRMKT VECTR WIDE57060U134104234301SHSOLE 0034301MARKET VECTORS ETF TRMTG REIT ETF57060U32462025459SHSOLE 0025459MARKET VECTORS ETF TROIL SVCS ETF57060U1912276749SHSOLE 006749MASIMO CORPCOM57479510034610462SHSOLE 0010462MAST THERAPEUTICS INCCOM576314108510000SHSOLE 0010000MASTERCARD INCCL A57636Q1043413864SHSOLE 003864MCDONALDS CORPCOM580135101361237082SHSOLE 0037082MCKESSON CORPCOM58155Q10313195815SHSOLE 005815MDU RES GROUP INCCOM55269010925812082SHSOLE 0012082MEAD JOHNSON NUTRITION COCOM5828391063313279SHSOLE 003279MEDTRONIC PLCSHSG5960L103257632981SHSOLE 0032981MERCK & CO INC NEWCOM58933Y105527391871SHSOLE 0091871METLIFE INCCOM59156R1082555068SHSOLE 005068MFA FINL INCCOM55272X10213717360SHSOLE 0017360MFS MULTIMARKET INCOME TRSH BEN INT5527371087311462SHSOLE 0011462MICROSOFT CORPCOM59491810416217399750SHSOLE 00399750MOLYCORP INC DELNOTE 3.250% 6/1608753AA7110000PRNSOLE 0010000MONDELEZ INTL INCCL A609207105219760865SHSOLE 0060865MONOGRAM RESIDENTIAL TR INCCOM60979P10535337895SHSOLE 0037895MONSANTO CO NEWCOM61166W1015925246SHSOLE 005246MOODYS CORPCOM6153691053012911SHSOLE 002911MORGAN STANLEYCOM NEW6174464483459641SHSOLE 009641MORGAN STANLEY EMER MKTS DEBCOM61744H10513114100SHSOLE 0014100MPLX LPCOM UNIT REP LTD55336V1003004085SHSOLE 004085MYLAN N VSHS EURON594651092854762SHSOLE 004762NATIONAL OILWELL VARCO INCCOM6370711013757560SHSOLE 007560NATIONAL RETAIL PPTYS INCCOM63741710666716326SHSOLE 0016326NEW YORK CMNTY BANCORP INCCOM64944510366739793SHSOLE 0039793NEW YORK MTG TR INCCOM PAR $.0264960450123930905SHSOLE 0030905NEW YORK REIT INCCOM64976L10981978195SHSOLE 0078195NEWMARKET CORPCOM651587107382797SHSOLE 00797NEWMONT MINING CORPCOM65163910629213250SHSOLE 0013250NEXPOINT CR STRATEGIES FDCOM65340G1061408115866SHSOLE 00115866NEXTERA ENERGY INCCOM65339F101125312074SHSOLE 0012074NIKE INCCL B6541061038548494SHSOLE 008494NISOURCE INCCOM65473P1052615957SHSOLE 005957NORDSTROM INCCOM6556641004395475SHSOLE 005475NORFOLK SOUTHERN CORPCOM655844108104410150SHSOLE 0010150NORTHROP GRUMMAN CORPCOM66680710210406458SHSOLE 006458NORTHSTAR RLTY FIN CORPCOM NEW66704R70477642899SHSOLE 0042899NORTHWEST NAT GAS COCOM6676551042525157SHSOLE 005157NOVARTIS A GSPONSORED ADR66987V109108510930SHSOLE 0010930NOVO-NORDISK A SADR670100205132324881SHSOLE 0024881NUCOR CORPCOM67034610569614416SHSOLE 0014416NUVEEN CAL AMT-FREE MUN INCCOM67065110818512294SHSOLE 0012294NUVEEN CALIF MUN VALUE FDCOM67062C10743841105SHSOLE 0041105NUVEEN CR STRATEGIES INCM FDCOM SHS67073D10213615068SHSOLE 0015068NUVEEN MTG OPPORTUNITY TERMCOM67073510928412308SHSOLE 0012308NUVEEN MUN HIGH INCOME OPP FCOM67068210317712800SHSOLE 0012800NUVEEN MUN OPPORTUNITY FD INCOM67098410318512600SHSOLE 0012600NUVEEN MUN VALUE FD INCCOM67092810016116147SHSOLE 0016147NUVEEN NY AMT FREE MUN INCOMCOM67065610716012245SHSOLE 0012245NUVEEN PFD INCOME OPPRTNY FDCOM67073B10685088958SHSOLE 0088958NUVEEN QUALITY PFD INCOME FDCOM67071S10118321465SHSOLE 0021465NUVEEN QUALITY PFD INCOME FDCOM67072C10514015219SHSOLE 0015219NUVEEN S&P 500 BUY-WRITE INCCOM6706ER10191371455SHSOLE 0071455NUVEEN SR INCOME FDCOM67067Y10427841675SHSOLE 0041675NXP SEMICONDUCTORS N VCOMN6596X1095885838SHSOLE 005838O REILLY AUTOMOTIVE INC NEWCOM67103H107214985SHSOLE 00985OAKTREE CAP GROUP LLCUNIT CL A6740012012945781SHSOLE 005781OCCIDENTAL PETE CORP DELCOM67459910586011763SHSOLE 0011763OGE ENERGY CORPCOM67083710351516263SHSOLE 0016263OLD DOMINION FGHT LINES INCCOM679580100104413519SHSOLE 0013519OMEGA HEALTHCARE INVS INCCOM6819361003067546SHSOLE 007546ONEOK INC NEWCOM68268010383317260SHSOLE 0017260ONEOK PARTNERS LPUNIT LTD PARTN68268N10354713390SHSOLE 0013390OPEN TEXT CORPCOM6837151063606787SHSOLE 006787ORACLE CORPCOM68389X105344879864SHSOLE 0079864ORBITAL ATK INCCOM68557N1033334348SHSOLE 004348OSHKOSH CORPCOM6882392013637450SHSOLE 007450OXFORD LANE CAP CORPCOM69154310275250881SHSOLE 0050881PACCAR INCCOM6937181085428553SHSOLE 008553PALO ALTO NETWORKS INCCOM6974351053062115SHSOLE 002115PARKER HANNIFIN CORPCOM7010941044703950SHSOLE 003950PAYCHEX INCCOM7043261074519121SHSOLE 009121PEMBINA PIPELINE CORPCOM70632710339712486SHSOLE 0012486PENGROWTH ENERGY CORPCOM70706P1047827322SHSOLE 0027322PENSKE AUTOMOTIVE GRP INCCOM70959W1032785427SHSOLE 005427PENTAIR PLCSHSG7S00T1046029588SHSOLE 009588PEOPLES UNITED FINANCIAL INCCOM71270410532320884SHSOLE 0020884PEPSICO INCCOM713448108463248380SHSOLE 0048380PFIZER INCCOM71708110310190293093SHSOLE 00293093PG&E CORPCOM69331C10879815061SHSOLE 0015061PHILIP MORRIS INTL INCCOM718172109386951203SHSOLE 0051203PHILLIPS 66COM718546104148718873SHSOLE 0018873PIEDMONT NAT GAS INCCOM72018610589224167SHSOLE 0024167PIEDMONT OFFICE REALTY TR INCOM CL A72019020634218353SHSOLE 0018353PIMCO CORPORATE & INCOME OPPCOM72201B10154934867SHSOLE 0034867PIMCO DYNAMIC CR INCOME FDCOM SHS72202D10665131700SHSOLE 0031700PIMCO DYNAMIC INCOME FDSHS72201Y10130710608SHSOLE 0010608PIMCO ETF TR0-5 HIGH YIELD72201R783109410770SHSOLE 0010770PIMCO ETF TRENHAN SHRT MA AC72201R8334254204SHSOLE 004204PIMCO ETF TRTTL RTN ACTV ETF72201R7753182867SHSOLE 002867PIMCO HIGH INCOME FDCOM SHS7220141074960397642SHSOLE 00397642PIMCO STRATEGIC INCOME FD INCOM72200X10415015841SHSOLE 0015841PINNACLE WEST CAP CORPCOM7234841012223501SHSOLE 003501PIONEER HIGH INCOME TRCOM72369H1061560121547SHSOLE 00121547PIONEER MUN HIGH INCOME TRCOM SHS72376310847132449SHSOLE 0032449PITNEY BOWES INCCOM72447910043118546SHSOLE 0018546PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310568514056SHSOLE 0014056PNC FINL SVCS GROUP INCCOM6934751057648187SHSOLE 008187POLARIS INDS INCCOM7310681027645430SHSOLE 005430POLYMET MINING CORPCOM7319161022822000SHSOLE 0022000PORTLAND GEN ELEC COCOM NEW7365088472847650SHSOLE 007650POTASH CORP SASK INCCOM73755L10759218363SHSOLE 0018363POWERSHARES ACTIVE MNG ETF TS&P500 DWNHDGE73935B80511393423357SHSOLE 00423357POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10591553965SHSOLE 0053965POWERSHARES ETF TR IIBUILD AMER ETF73937B40745014907SHSOLE 0014907POWERSHARES ETF TR IIS&P500 LOW VOL73937B7799072238994SHSOLE 00238994POWERSHARES ETF TRUSTCON DISCRE SEC73935X419125126377SHSOLE 0026377POWERSHARES ETF TRUSTCON STAPLE SEC73935X393121022435SHSOLE 0022435POWERSHARES ETF TRUSTDIV ACHV PRTF73935X732100147114SHSOLE 0047114POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X1533267516SHSOLE 007516POWERSHARES ETF TRUSTDYN BIOT & GEN73935X8562975330SHSOLE 005330POWERSHARES ETF TRUSTDYN PHRMA PORT73935X79979210408SHSOLE 0010408POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X286167733947SHSOLE 0033947POWERSHARES ETF TRUSTDYNM LRG CP VL73935X708145147046SHSOLE 0047046POWERSHARES ETF TRUSTFINL PFD PTFL73935X22971738596SHSOLE 0038596POWERSHARES ETF TRUSTFND PUR MIDCR PT73935X4433508650SHSOLE 008650POWERSHARES ETF TRUSTFTSE RAFI 100073935X58333018361476SHSOLE 00361476POWERSHARES ETF TRUSTFTSE US1500 SM73935X567474645695SHSOLE 0045695POWERSHARES ETF TRUSTGBL LSTD PVT EQT73935X19511510180SHSOLE 0010180POWERSHARES ETF TRUSTHI YLD EQ DVDN73935X30298673471SHSOLE 0073471POWERSHARES ETF TRUSTHLTHCR SEC POR73935X351148124456SHSOLE 0024456POWERSHARES ETF TRUSTINDL SECT PORT73935X369117824379SHSOLE 0024379POWERSHARES ETF TRUSTINTL DIV ACHV73935X71674742885SHSOLE 0042885POWERSHARES ETF TRUSTWATER RESOURCE73935X57530712365SHSOLE 0012365POWERSHARES ETF TRUST IICEF INC COMPST73936Q8435220218868SHSOLE 00218868POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76935414786SHSOLE 0014786POWERSHARES GLOBAL ETF FDS&P 500 BUYWRT73936G30831414899SHSOLE 0014899POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T5655896395624SHSOLE 00395624POWERSHARES GLOBAL ETF TRUSTDEV MKTS EX-US73936T789171641921SHSOLE 0041921POWERSHARES GLOBAL ETF TRUSTEX US SML PORT73936T77135112949SHSOLE 0012949POWERSHARES GLOBAL ETF TRUSTFDM HG YLD RAFI73936T55719210031SHSOLE 0010031POWERSHARES GLOBAL ETF TRUSTI-30 LAD TREAS73936T5245195154906SHSOLE 00154906POWERSHARES GLOBAL ETF TRUSTSOVEREIGN DEBT73936T5732257883SHSOLE 007883POWERSHARES QQQ TRUSTUNIT SER 173935A10413464127372SHSOLE 00127372POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D107189373123SHSOLE 0073123PPG INDS INCCOM69350610717257631SHSOLE 007631PPL CORPCOM69351T10638311348SHSOLE 0011348PRAXAIR INCCOM74005P1042371995SHSOLE 001995PRECISION CASTPARTS CORPCOM7401891056202954SHSOLE 002954PRICE T ROWE GROUP INCCOM74144T1082232773SHSOLE 002773PRICELINE GRP INCCOM NEW741503403390336SHSOLE 00336PROCTER & GAMBLE COCOM74271810920458250131SHSOLE 00250131PROSHARES TRINVT INT RT HG74347B6073614655SHSOLE 004655PROSHARES TRPSHS SHRT S&P50074347R50326312237SHSOLE 0012237PROSHARES TRS&P 500 DV ARIST74348A467160031900SHSOLE 0031900PROSHARES TR IIVIX STRMFUT ETF74347W36141424556SHSOLE 0024556PROSPECT CAPITAL CORPORATIONCOM74348T10242852304SHSOLE 0052304PRUDENTIAL FINL INCCOM7443201023434283SHSOLE 004283PUBLIC STORAGECOM74460D10914327267SHSOLE 007267PUBLIC SVC ENTERPRISE GROUPCOM74457310657113613SHSOLE 0013613PUTNAM PREMIER INCOME TRSH BEN INT74685310012423593SHSOLE 0023593QORVO INCCOM74736K1014405513SHSOLE 005513QUALCOMM INCCOM747525103568282053SHSOLE 0082053RAMBUS INC DELCOM75091710625220000SHSOLE 0020000RANGE RES CORPCOM75281A10964612507SHSOLE 0012507RAYTHEON COCOM NEW7551115074173821SHSOLE 003821RCS CAP CORPCOM CL A74937W1021222114891SHSOLE 00114891REALTY INCOME CORPCOM75610910423921463443SHSOLE 00463443RECEPTOS INCCOM7562071064122539SHSOLE 002539REGENERON PHARMACEUTICALSCOM75886F107225492SHSOLE 00492REGIONS FINL CORP NEWCOM7591EP10011412098SHSOLE 0012098RESOURCE CAP CORPCOM76120W3029520200SHSOLE 0020200RETAIL OPPORTUNITY INVTS CORCOM76131N10124713653SHSOLE 0013653REVENUESHARES ETF TRLARGECAP FD7613961002516052SHSOLE 006052REYNOLDS AMERICAN INCCOM76171310674910872SHSOLE 0010872RITE AID CORPCOM76775410420323300SHSOLE 0023300ROCKWELL AUTOMATION INCCOM7739031098096983SHSOLE 006983ROCKWELL COLLINS INCCOM7743411016056270SHSOLE 006270ROPER INDS INC NEWCOM7766961062071205SHSOLE 001205ROYAL BK CDA MONTREAL QUECOM7800871025489110SHSOLE 009110ROYAL DUTCH SHELL PLCSPON ADR B7802591074397015SHSOLE 007015ROYAL DUTCH SHELL PLCSPONS ADR A780259206115019257SHSOLE 0019257RPM INTL INCCOM7496851034359079SHSOLE 009079RYDEX ETF TRUSTGUG S&P500 EQ WT78355W10622331275629SHSOLE 00275629RYDEX ETF TRUSTGUG S&P500 PU GR78355W4033684469SHSOLE 004469SALESFORCE COM INCCOM79466L3022113142SHSOLE 003142SANDISK CORPCOM80004C10187713833SHSOLE 0013833SANDRIDGE PERMIAN TRCOM UNIT BEN INT80007A10217625013SHSOLE 0025013SANOFISPONSORED ADR80105N1054919909SHSOLE 009909SCANA CORP NEWCOM80589M1023205860SHSOLE 005860SCHLUMBERGER LTDCOM806857108110313200SHSOLE 0013200SCHWAB CHARLES CORP NEWCOM80851310579826267SHSOLE 0026267SCHWAB STRATEGIC TRUS LCAP GR ETF80852430072313420SHSOLE 0013420SCHWAB STRATEGIC TRUS LCAP VA ETF80852440965815190SHSOLE 0015190SEAGATE TECHNOLOGY PLCSHSG7945M1072073987SHSOLE 003987SELECT INCOME REITCOM SH BEN INT81618T1003006120360SHSOLE 00120360SELECT SECTOR SPDR TRSBI CONS DISCR81369Y40797712937SHSOLE 0012937SELECT SECTOR SPDR TRSBI CONS STPLS81369Y308300361444SHSOLE 0061444SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209254635114SHSOLE 0035114SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506280436034SHSOLE 0036034SELECT SECTOR SPDR TRSBI INT-FINL81369Y605205285331SHSOLE 0085331SELECT SECTOR SPDR TRSBI INT-INDS81369Y704174531229SHSOLE 0031229SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886109024551SHSOLE 0024551SELECT SECTOR SPDR TRSBI MATERIALS81369Y10075615470SHSOLE 0015470SELECT SECTOR SPDR TRTECHNOLOGY81369Y803309474721SHSOLE 0074721SEMPRA ENERGYCOM816851109255023362SHSOLE 0023362SENIOR HSG PPTYS TRSH BEN INT81721M10967430535SHSOLE 0030535SHERWIN WILLIAMS COCOM82434810610473682SHSOLE 003682SIMON PPTY GROUP INC NEWCOM8288061093021533SHSOLE 001533SIRIUS XM HLDGS INCCOM82968B10310426995SHSOLE 0026995SKYWORKS SOLUTIONS INCCOM83088M102236123967SHSOLE 0023967SMITH A OCOM8318652092724130SHSOLE 004130SMUCKER J M COCOM NEW8326964053793268SHSOLE 003268SOLAZYME INCCOM83415T1013512000SHSOLE 0012000SONOCO PRODS COCOM8354951024219276SHSOLE 009276SOUTHERN COCOM842587107272761602SHSOLE 0061602SOUTHWEST AIRLS COCOM84474110871216293SHSOLE 0016293SOUTHWESTERN ENERGY COCOM84546710941317814SHSOLE 0017814SOVRAN SELF STORAGE INCCOM84610H1083353566SHSOLE 003566SPDR DOW JONES INDL AVRG ETFUT SER 178467X1091237169664SHSOLE 0069664SPDR GOLD TRUSTGOLD SHS78463V1071069293994SHSOLE 0093994SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X749287157744SHSOLE 0057744SPDR INDEX SHS FDSEURO STOXX 5078463X20243411180SHSOLE 0011180SPDR INDEX SHS FDSS&P INTL ETF78463X77299123554SHSOLE 0023554SPDR S&P 500 ETF TRTR UNIT78462F10333888164079SHSOLE 00164079SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107321511601SHSOLE 0011601SPDR SER TRSHT TRM HGH YLD78468R40829910143SHSOLE 0010143SPDR SERIES TRUSTBRC CNV SECS ETF78464A3592896033SHSOLE 006033SPDR SERIES TRUSTBRC HGH YLD BD78464A417139635360SHSOLE 0035360SPDR SERIES TRUSTDJ REIT ETF78464A607374039501SHSOLE 0039501SPDR SERIES TRUSTNUVN BR SHT MUNI78464A42548720047SHSOLE 0020047SPDR SERIES TRUSTS&P BIOTECH78464A8703241431SHSOLE 001431SPDR SERIES TRUSTS&P DIVID ETF78464A763661384425SHSOLE 0084425SPDR SERIES TRUSTS&P HOMEBUILD78464A8883078278SHSOLE 008278SPDR SERIES TRUSTS&P REGL BKG78464A69875118632SHSOLE 0018632SPDR SERIES TRUSTS&P TRANSN ETF78464A5322161997SHSOLE 001997SPDR SERIES TRUSTWELLS FG PFD ETF78464A2922184905SHSOLE 004905SPECTRA ENERGY CORPCOM8475601096554181650SHSOLE 00181650SPROTT PHYSICAL GOLD TRUSTUNIT85207H1042976304263SHSOLE 00304263SPROTT PHYSICAL SILVER TRTR UNIT85207K107744115450SHSOLE 00115450STAR GAS PARTNERS L PUNIT LTD PARTNR85512C1059713182SHSOLE 0013182STARBUCKS CORPCOM855244109320133868SHSOLE 0033868STATOIL ASASPONSORED ADR85771P10245625739SHSOLE 0025739STONEMOR PARTNERS L PCOM UNITS86183Q10050217373SHSOLE 0017373STRYKER CORPCOM8636671014795206SHSOLE 005206STURM RUGER & CO INCCOM8641591082755537SHSOLE 005537SUBURBAN PROPANE PARTNERS LUNIT LTD PARTN8644821042345459SHSOLE 005459SUNEDISON INCCOM86732Y10924910363SHSOLE 0010363SUNTRUST BKS INCCOM8679141032776745SHSOLE 006745SUPERVALU INCCOM86853610331126524SHSOLE 0026524SWIFT ENERGY COCOM8707381014320000SHSOLE 0020000SYNAPTICS INCCOM87157D109134516585SHSOLE 0016585SYSCO CORPCOM871829107139736746SHSOLE 0036746TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR87403910093639812SHSOLE 0039812TARGA RESOURCES PARTNERS LPCOM UNIT87611X1052897174SHSOLE 007174TARGET CORPCOM87612E106125615387SHSOLE 0015387TEEKAY LNG PARTNERS L PPRTNRSP UNITSY8564M1052175800SHSOLE 005800TEKLA HEALTHCARE INVSSH BEN INT87911J10387224980SHSOLE 0024980TEMPLETON EMERG MKTS INCOMECOM88019210933130881SHSOLE 0030881TEMPLETON GLOBAL INCOME FDCOM88019810622330740SHSOLE 0030740TESLA MTRS INCCOM88160R1015332808SHSOLE 002808TETRAPHASE PHARMACEUTICALS ICOM88165N1053038315SHSOLE 008315TEVA PHARMACEUTICAL INDS LTDADR8816242095188355SHSOLE 008355TEXAS INSTRS INCCOM8825081044097133SHSOLE 007133THERMO FISHER SCIENTIFIC INCCOM8835561023742794SHSOLE 002794TIME WARNER CABLE INCCOM88732J2072601732SHSOLE 001732TIME WARNER INCCOM NEW8873173037168466SHSOLE 008466TJX COS INC NEWCOM87254010971810154SHSOLE 0010154TORTOISE ENERGY INFRSTRCTR CCOM89147L100142934084SHSOLE 0034084TOTAL S ASPONSORED ADR89151E10992618625SHSOLE 0018625TOYOTA MOTOR CORPSP ADR REP2COM8923313074843465SHSOLE 003465TRAVELERS COMPANIES INCCOM89417E109181016783SHSOLE 0016783TRI CONTL CORPCOM89543610323910990SHSOLE 0010990TWENTY FIRST CENTY FOX INCCL A90130A10171521116SHSOLE 0021116TWITTER INCCOM90184L1024328605SHSOLE 008605TWO HBRS INVT CORPCOM90187B10144441778SHSOLE 0041778UBS AG JERSEY BRHALERIAN INFRST902641646357193932SHSOLE 0093932UBS AG LONDON BRHWLS FRG MLP EX90273A108121649300SHSOLE 0049300UMPQUA HLDGS CORPCOM90421410334420008SHSOLE 0020008UNDER ARMOUR INCCL A9043111077148911SHSOLE 008911UNILEVER N VN Y SHS NEW90478470963415125SHSOLE 0015125UNILEVER PLCSPON ADR NEW90476770464915484SHSOLE 0015484UNION BANKSHARES CORP NEWCOM90539J10975634011SHSOLE 0034011UNION PAC CORPCOM907818108370334330SHSOLE 0034330UNITED PARCEL SERVICE INCCL B911312106146215062SHSOLE 0015062UNITED RENTALS INCCOM9113631092903190SHSOLE 003190UNITED STATES OIL FUND LPUNITS91232N10818510966SHSOLE 0010966UNITED TECHNOLOGIES CORPCOM913017109338828887SHSOLE 0028887UNITEDHEALTH GROUP INCCOM91324P10211109384SHSOLE 009384US BANCORP DELCOM NEW902973304132430386SHSOLE 0030386V F CORPCOM9182041085627470SHSOLE 007470VALEANT PHARMACEUTICALS INTLCOM91911K1022851425SHSOLE 001425VALERO ENERGY CORP NEWCOM91913Y10083413161SHSOLE 0013161VALLEY NATL BANCORPCOM91979410735637485SHSOLE 0037485VALMONT INDS INCCOM9202531014383569SHSOLE 003569VANGUARD ADMIRAL FDS INCMIDCP 400 GRTH921932869266325305SHSOLE 0025305VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328855305136SHSOLE 005136VANGUARD ADMIRAL FDS INCMIDCP 400 VAL921932844256925893SHSOLE 0025893VANGUARD BD INDEX FD INCINTERMED TERM9219378196727809SHSOLE 007809VANGUARD BD INDEX FD INCLONG TERM BOND9219377932642757SHSOLE 002757VANGUARD BD INDEX FD INCSHORT TRM BOND921937827166320695SHSOLE 0020695VANGUARD BD INDEX FD INCTOTAL BND MRKT921937835200524001SHSOLE 0024001VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J40760911269SHSOLE 0011269VANGUARD INDEX FDSEXTEND MKT ETF922908652154516722SHSOLE 0016722VANGUARD INDEX FDSGROWTH ETF922908736248423749SHSOLE 0023749VANGUARD INDEX FDSLARGE CAP ETF922908637280129406SHSOLE 0029406VANGUARD INDEX FDSMCAP GR IDXVIP9229085382262094SHSOLE 002094VANGUARD INDEX FDSMCAP VL IDXVIP9229085125706203SHSOLE 006203VANGUARD INDEX FDSMID CAP ETF922908629169712820SHSOLE 0012820VANGUARD INDEX FDSREIT ETF922908553346241128SHSOLE 0041128VANGUARD INDEX FDSS&P 500 ETF SHS922908363201910670SHSOLE 0010670VANGUARD INDEX FDSSM CP VAL ETF922908611429439303SHSOLE 0039303VANGUARD INDEX FDSSMALL CP ETF922908751185915146SHSOLE 0015146VANGUARD INDEX FDSSML CP GRW ETF922908595551741848SHSOLE 0041848VANGUARD INDEX FDSTOTAL STK MKT922908769464743324SHSOLE 0043324VANGUARD INDEX FDSVALUE ETF922908744323238629SHSOLE 0038629VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775184937906SHSOLE 0037906VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858211551790SHSOLE 0051790VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF9220428743165866SHSOLE 005866VANGUARD INTL EQUITY INDEX FGLB EX US ETF9220426762604623SHSOLE 004623VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742110517973SHSOLE 0017973VANGUARD MALVERN FDSSTRM INFPROIDX92202080586417844SHSOLE 0017844VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8706807772SHSOLE 007772VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409235829417SHSOLE 0029417VANGUARD SCOTTSDALE FDSVNG RUS1000GRW92206C680209520652SHSOLE 0020652VANGUARD SCOTTSDALE FDSVNG RUS1000VAL92206C7144074489SHSOLE 004489VANGUARD SCOTTSDALE FDSVNG RUS2000GRW92206C623255323106SHSOLE 0023106VANGUARD SCOTTSDALE FDSVNG RUS2000IDX92206C6645525588SHSOLE 005588VANGUARD SCOTTSDALE FDSVNG RUS2000VAL92206C649176419674SHSOLE 0019674VANGUARD SCOTTSDALE FDSVNG RUS3000IDX92206C5992052148SHSOLE 002148VANGUARD SPECIALIZED PORTFOLDIV APP ETF92190884414399179159SHSOLE 00179159VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF9219438584675117042SHSOLE 00117042VANGUARD WHITEHALL FDS INCHIGH DIV YLD92194640610567154822SHSOLE 00154822VANGUARD WORLD FDMEGA CAP INDEX9219108732773945SHSOLE 003945VANGUARD WORLD FDSCONSUM STP ETF92204A20711288899SHSOLE 008899VANGUARD WORLD FDSENERGY ETF92204A3066005490SHSOLE 005490VANGUARD WORLD FDSHEALTH CAR ETF92204A504138510208SHSOLE 0010208VANGUARD WORLD FDSINF TECH ETF92204A702383435974SHSOLE 0035974VANGUARD WORLD FDSTELCOMM ETF92204A8842462830SHSOLE 002830VANGUARD WORLD FDSUTILITIES ETF92204A8762352420SHSOLE 002420VENTAS INCCOM92276F100129617780SHSOLE 0017780VERISIGN INCCOM92343E1022063102SHSOLE 003102VERIZON COMMUNICATIONS INCCOM92343V10412548257687SHSOLE 00257687VISA INCCOM CL A92826C839376257561SHSOLE 0057561VISTA OUTDOOR INCCOM9283771003748777SHSOLE 008777VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W308108933182SHSOLE 0033182VOYA EMERGING MKTS HIGH DIVICOM92912P10827127068SHSOLE 0027068VOYA GLBL EQTY DIV & PREM OPCOM92912T10080196605SHSOLE 0096605VOYA PRIME RATE TRSH BEN INT92913A10010017744SHSOLE 0017744W P CAREY INCCOM92936U1095387878SHSOLE 007878WABTEC CORPCOM9297401086616937SHSOLE 006937WALGREENS BOOTS ALLIANCE INCCOM931427108128915270SHSOLE 0015270WAL-MART STORES INCCOM931142103183922471SHSOLE 0022471WALTER INVT MGMT CORPNOTE 4.500%11/093317WAA0810000PRNSOLE 0010000WASHINGTON REAL ESTATE INVTSH BEN INT93965310146616672SHSOLE 0016672WASTE MGMT INC DELCOM94106L1095229662SHSOLE 009662WATERS CORPCOM9418481033142529SHSOLE 002529WEBSTER FINL CORP CONNCOM9478901092516748SHSOLE 006748WELLS FARGO & CO NEWCOM9497461016179113795SHSOLE 00113795WELLS FARGO ADV GLB DIV OPPCOM94987C1031573208948SHSOLE 00208948WESTAR ENERGY INCCOM95709T1003629345SHSOLE 009345WESTERN ASSET EMRG MKT INCMCOM95766E10319017200SHSOLE 0017200WESTERN ASSET HGH YLD DFNDFDCOM95768B10744227064SHSOLE 0027064WESTERN ASSET HIGH INCM FD ICOM95766J10241651750SHSOLE 0051750WESTERN ASSET INVT GRADE DEFCOM95790A10199047142SHSOLE 0047142WESTERN ASSET MUN DEF OPP TRCOM95768A10948419999SHSOLE 0019999WESTMORELAND COAL COCOM9608781062649859SHSOLE 009859WEYERHAEUSER COCOM9621661042507594SHSOLE 007594WGL HLDGS INCCOM92924F1065219230SHSOLE 009230WHOLE FOODS MKT INCCOM9668371063907470SHSOLE 007470WILLIAMS COS INC DELCOM9694571005029943SHSOLE 009943WINDSTREAM HLDGS INCCOM97382A10145261550SHSOLE 0061550WISCONSIN ENERGY CORPCOM976657106125725352SHSOLE 0025352WISDOMTREE INVTS INCCOM97717P10440919125SHSOLE 0019125WISDOMTREE TRDEFA EQT INC ETF97717W802178241242SHSOLE 0041242WISDOMTREE TRDIV EX-FINL FD97717W40678810371SHSOLE 0010371WISDOMTREE TREM MKTS DVD GROW97717W32394739470SHSOLE 0039470WISDOMTREE TREMERG MKTS ETF97717W315123428951SHSOLE 0028951WISDOMTREE TREMG MKTS SMCAP97717W281309970046SHSOLE 0070046WISDOMTREE TREQTY INC FD97717W20811892196002SHSOLE 00196002WISDOMTREE TREUROPE HEDGED EQ97717X70192113907SHSOLE 0013907WISDOMTREE TREUROPE SMCP DV97717W86956510119SHSOLE 0010119WISDOMTREE TRINTL SMCAP DIV97717W7604086850SHSOLE 006850WISDOMTREE TRJAPN HEDGE EQT97717W85155610026SHSOLE 0010026WISDOMTREE TRLARGECAP DIVID97717W307295640295SHSOLE 0040295WISDOMTREE TRMDCP EARN FUND97717W5702082169SHSOLE 002169WISDOMTREE TRMIDCAP DIVI FD97717W50589610403SHSOLE 0010403WISDOMTREE TRTOTAL DIVID FD97717W1093945331SHSOLE 005331XCEL ENERGY INCCOM98389B100139840188SHSOLE 0040188YAHOO INCCOM9843321063517879SHSOLE 007879YAMANA GOLD INCCOM98462Y1004111283SHSOLE 0011283YUM BRANDS INCCOM9884981014605814SHSOLE 005814ZIMMER HLDGS INCCOM98956P1023362837SHSOLE 002837