0001085146-14-001172.txt : 20140515
0001085146-14-001172.hdr.sgml : 20140515
20140515135223
ACCESSION NUMBER: 0001085146-14-001172
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140515
DATE AS OF CHANGE: 20140515
EFFECTIVENESS DATE: 20140515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cetera Advisor Networks LLC
CENTRAL INDEX KEY: 0001534468
IRS NUMBER: 953845382
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14619
FILM NUMBER: 14845781
BUSINESS ADDRESS:
STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 310-326-3100
MAIL ADDRESS:
STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
FORMER COMPANY:
FORMER CONFORMED NAME: Financial Network
DATE OF NAME CHANGE: 20111108
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001534468
XXXXXXXX
03-31-2014
03-31-2014
Cetera Advisor Networks LLC
200 N SEPULVEDA BLVD., SUITE 1300
EL SEGUNDO
CA
90245
13F HOLDINGS REPORT
028-14619
Y
CETERA ADVISOR NETWORKS LLC FORMERLY FILED UNDER THE NAME OF FINANCIAL NETWORK INVESTMENT CORPORATION.
Jose Rodriguez
Director, Advisory Compliance
(310) 326-3100
/s/ Jose Rodriguez
El Segunda
CA
05-14-2014
0
775
1393591
false
INFORMATION TABLE
2
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002011ISHARESDOW JONES US ETF4642878463123294SHSOLE
003294ISHARESEAFE GRWTH ETF4642888856639348SHSOLE
009348ISHARESEAFE SML CP ETF464288273295856725SHSOLE
0056725ISHARESEAFE VALUE ETF4642888774577929SHSOLE
007929ISHARESEM MK MINVOL ETF464286533140024495SHSOLE
0024495ISHARESEUROPE ETF4642878612495140SHSOLE
005140ISHARESGLB CNSM STP ETF4642887373944588SHSOLE
004588ISHARESGLOB HLTHCRE ETF4642873254354768SHSOLE
004768ISHARESGLOBAL 100 ETF464287572378948695SHSOLE
0048695ISHARESGLOBAL ENERG ETF464287341310470979SHSOLE
0070979ISHARESGRWT ALLOCAT ETF464289867205952598SHSOLE
0052598ISHARESIBOXX HI YD ETF464288513145215461SHSOLE
0015461ISHARESIBOXX INV CP ETF464287242153713124SHSOLE
0013124ISHARESINTL SEL DIV ETF4642884486938179391SHSOLE
00179391ISHARESMBS ETF464288588151114237SHSOLE
0014237ISHARESMRG RL ES CP ETF46428853957246878SHSOLE
0046878ISHARESMRGSTR SM CP ETF4642885054003021SHSOLE
003021ISHARESMRNGSTR LG-CP ET4642871276786121SHSOLE
006121ISHARESMRNGSTR LG-CP GR464287119230123106SHSOLE
0023106ISHARESMRNGSTR LG-CP VL464288109138416953SHSOLE
0016953ISHARESMSCI AC ASIA ETF4642881823966688SHSOLE
006688ISHARESMSCI CDA ETF464286509124241747SHSOLE
0041747ISHARESMSCI EAFE ETF46428746513045194175SHSOLE
00194175ISHARESMSCI EMG MKT ETF464287234321078375SHSOLE
0078375ISHARESMSCI KLD400 SOC4642885704185964SHSOLE
005964ISHARESMSCI PAC JP ETF4642866654349043SHSOLE
009043ISHARESNA NAT RES464287374300067549SHSOLE
0067549ISHARESNASDQ BIOTEC ETF464287556309213068SHSOLE
0013068ISHARESNAT AMT FREE BD4642884144714400SHSOLE
004400ISHARESRUS 1000 ETF464287622249823850SHSOLE
0023850ISHARESRUS 1000 GRW ETF4642876149811113265SHSOLE
00113265ISHARESRUS 1000 VAL ETF46428759812028124637SHSOLE
00124637ISHARESRUS 2000 GRW ETF464287648356026228SHSOLE
0026228ISHARESRUS 2000 VAL ETF464287630232123003SHSOLE
0023003ISHARESRUS 3000 GRW ETF4642876712153020SHSOLE
003020ISHARESRUS 3000 VAL ETF4642876634273384SHSOLE
003384ISHARESRUS MD CP GR ETF464287481754287946SHSOLE
0087946ISHARESRUS MDCP VAL ETF46428747311800171619SHSOLE
00171619ISHARESRUS MID-CAP ETF464287499941660895SHSOLE
0060895ISHARESRUSSELL 2000 ETF464287655709661021SHSOLE
0061021ISHARESRUSSELL 3000 ETF464287689716363754SHSOLE
0063754ISHARESS&P 100 ETF4642871012973589SHSOLE
003589ISHARESS&P 500 GRWT ETF464287309832283486SHSOLE
0083486ISHARESS&P 500 VAL ETF464287408106212197SHSOLE
0012197ISHARESS&P MC 400GR ETF46428760614379393SHSOLE
009393ISHARESS&P MC 400VL ETF4642877057165947SHSOLE
005947ISHARESSELECT DIVID ETF464287168571377949SHSOLE
0077949ISHARESSP SMCP600GR ETF464287887172014435SHSOLE
0014435ISHARESSP SMCP600VL ETF464287879196317281SHSOLE
0017281ISHARESTIPS BD ETF464287176345230820SHSOLE
0030820ISHARESU.S. BAS MTL ETF4642878382573097SHSOLE
003097ISHARESU.S. CNSM SV ETF4642875802171819SHSOLE
001819ISHARESU.S. ENERGY ETF46428779663012410SHSOLE
0012410ISHARESU.S. PFD STK ETF464288687239061019SHSOLE
0061019ISHARESU.S. PHARMA ETF4642888368006342SHSOLE
006342ISHARESU.S. REAL ES ETF464287739333749344SHSOLE
0049344ISHARESU.S. TECH ETF464287721175819328SHSOLE
0019328ISHARESUS HLTHCR PR ETF4642888282102108SHSOLE
002108ISHARESUS HOME CONS ETF46428875226911100SHSOLE
0011100ISHARESUS REGNL BKS ETF4642887782477227SHSOLE
007227ISHARESUSA ESG SLCT ETF4642888023033878SHSOLE
003878ISHARES GOLD TRUSTISHARES46428510593274842SHSOLE
0074842ISHARES INCCORE MSCI EMKT46434G1033627368SHSOLE
007368ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R1072768314SHSOLE
008314ISHARES SILVER TRUSTISHARES46428Q1093134164283SHSOLE
00164283ISHARES TRFLTG RATE BD ETF46429B65565312982SHSOLE
0012982ISHARES TRHIGH DIVIDND ETF46429B6635027020SHSOLE
007020ISHARES TRIRELAND CAPD ETF46429B50747811955SHSOLE
0011955ISHARES TRMSCI USAMOMFCT46432F3968142135281SHSOLE
00135281ISHARES TRUSA MIN VOL ETF46429B69728145781271SHSOLE
00781271ITC HLDGS CORPCOM46568510555314765SHSOLE
0014765ITT CORP NEWCOM NEW45091120180719005SHSOLE
0019005JOHNSON & JOHNSONCOM47816010423069234337SHSOLE
00234337JOHNSON CTLS INCCOM478366107116824637SHSOLE
0024637JPMORGAN CHASE & COALERIAN ML ETN46625H36511473246133SHSOLE
00246133JPMORGAN CHASE & COCOM46625h1007842129921SHSOLE
00129921JUST ENERGY GROUP INCCOM48213W10123529000SHSOLE
0029000KELLOGG COCOM4878361085518809SHSOLE
008809KIMBERLY CLARK CORPCOM494368103329829837SHSOLE
0029837KINDER MORGAN ENERGY PARTNERUT LTD PARTNER494550106317543095SHSOLE
0043095KINDER MORGAN INC DELCOM49456B10146214360SHSOLE
0014360KINROSS GOLD CORPCOM NO PAR4969024044811564SHSOLE
0011564KKR FINL HLDGS LLCCOM48248A30619416675SHSOLE
0016675KRAFT FOODS GROUP INCCOM50076Q106213938116SHSOLE
0038116LAZARD WORLD DIVID & INCOMECOM5210761091587113699SHSOLE
00113699LIBERTY ALL STAR EQUITY FDSH BEN INT5301581041768299131SHSOLE
00299131LILLY ELI & COCOM532457108142724196SHSOLE
0024196LINCOLN NATL CORP INDCOM5341871092314551SHSOLE
004551LINN ENERGY LLCUNIT LTD LIAB5360201002348236SHSOLE
008236LINNCO LLCCOMSHS LTD INT5357821062177995SHSOLE
007995LOCKHEED MARTIN CORPCOM53983010910696558SHSOLE
006558LOEWS CORPCOM54042410844710165SHSOLE
0010165LORILLARD INCCOM5441471012825262SHSOLE
005262LOWES COS INCCOM548661107325566427SHSOLE
0066427MACQUARIE GLBL INFRA TOTL RECOM55608D10161325900SHSOLE
0025900MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106169224230SHSOLE
0024230MAGNA INTL INCCOM5592224012832920SHSOLE
002920MAIN STREET CAPITAL CORPCOM56035L104167650975SHSOLE
0050975MARATHON OIL CORPCOM5658491062326487SHSOLE
006487MARKET VECTORS ETF TRAGRIBUS ETF57060U605276951361SHSOLE
0051361MARKET VECTORS ETF TRGOLD MINER ETF57060U10045119055SHSOLE
0019055MARKET VECTORS ETF TRMKT VECTR WIDE57060U13471524434SHSOLE
0024434MARKET VECTORS ETF TRVIETNAM ETF57060U76136416850SHSOLE
0016850MASIMO CORPCOM57479510076928151SHSOLE
0028151MAST THERAPEUTICS INCCOM576314108710000SHSOLE
0010000MASTERCARD INCCL A57636q104119816215SHSOLE
0016215MCCORMICK & CO INCCOM NON VTG57978020693213030SHSOLE
0013030MCDONALDS CORPCOM580135101767277993SHSOLE
0077993MCKESSON CORPCOM58155q1036073473SHSOLE
003473MDU RES GROUP INCCOM55269010947613854SHSOLE
0013854MEAD JOHNSON NUTRITION COCOM5828391063694484SHSOLE
004484MEDTRONIC INCCOM585055106231037628SHSOLE
0037628MELA SCIENCES INCCOM55277R100914000SHSOLE
0014000MERCK & CO INC NEWCOM58933Y105470282680SHSOLE
0082680METLIFE INCCOM59156r1082254296SHSOLE
004296MEXICO FD INCCOM5928351022268495SHSOLE
008495MFA FINL INCCOM55272x10212816210SHSOLE
0016210MFS CHARTER INCOME TRSH BEN INT55272710926228917SHSOLE
0028917MFS INTER INCOME TRSH BEN INT55273c10710720685SHSOLE
0020685MFS INTERMARKET INCOME TRUSTSH BEN INT59318R10310512652SHSOLE
0012652MICROSOFT CORPCOM59491810418687457433SHSOLE
00457433MID-AMER APT CMNTYS INCCOM59522j103236234661SHSOLE
0034661MOLSON COORS BREWING COCL B60871r2092343976SHSOLE
003976MOLYCORP INC DELNOTE 3.250% 6/1608753aa7810000PRNSOLE
0010000MONDELEZ INTL INCCL A609207105230867225SHSOLE
0067225MONSANTO CO NEWCOM61166w101184116240SHSOLE
0016240MONTGOMERY STR INCOME SECS ICOM6141151031698106050SHSOLE
00106050MORGAN STANLEY ASIA PAC FD ICOM61744U10634620549SHSOLE
0020549MORGAN STANLEY EMER MKTS DEBCOM61744h1051421142660SHSOLE
00142660MYLAN INCCOM6285301072034168SHSOLE
004168NATIONAL GRID PLCSPON ADR NEW6362743002403487SHSOLE
003487NATIONAL OILWELL VARCO INCCOM6370711015396870SHSOLE
006870NATIONAL RETAIL PPTYS INCCOM63741710652015169SHSOLE
0015169NEW YORK MTG TR INCCOM PAR $.0264960450115219660SHSOLE
0019660NEWMARKET CORPCOM651587107246634SHSOLE
00634NEWMONT MINING CORPCOM65163910682135096SHSOLE
0035096NEXPOINT CR STRATEGIES FDCOM65340G10681873914SHSOLE
0073914NEXTERA ENERGY INCCOM65339F101111111662SHSOLE
0011662NIKE INCCL B6541061036959422SHSOLE
009422NISOURCE INCCOM65473p1052045758SHSOLE
005758NORDSTROM INCCOM6556641002934701SHSOLE
004701NORFOLK SOUTHERN CORPCOM655844108147815215SHSOLE
0015215NORTHEAST UTILSCOM6643971062725957SHSOLE
005957NORTHROP GRUMMAN CORPCOM6668071029107369SHSOLE
007369NORTHSTAR RLTY FIN CORPCOM66704R10017010442SHSOLE
0010442NORTHWEST NAT GAS COCOM66765510449011100SHSOLE
0011100NOVARTIS A GSPONSORED ADR66987V109135415793SHSOLE
0015793NOVO-NORDISK A SADR670100205145131824SHSOLE
0031824NPS PHARMACEUTICALS INCCOM62936p1032117125SHSOLE
007125NUCOR CORPCOM670346105173434467SHSOLE
0034467NUVEEN CAL AMT-FREE MUN INCCOM67065110815811868SHSOLE
0011868NUVEEN CALIF MUN VALUE FDCOM67062c10720520975SHSOLE
0020975NUVEEN CR STRATEGIES INCM FDCOM SHS67073D10216116728SHSOLE
0016728NUVEEN EQTY PRM OPPORTUNITYFCOM6706EM10273057319SHSOLE
0057319NUVEEN MTG OPPORTUNITY TERMCOM67073510947920596SHSOLE
0020596NUVEEN MUN HIGH INCOME OPP FCOM67068210347337100SHSOLE
0037100NUVEEN MUN OPPORTUNITY FD INCOM67098410339228600SHSOLE
0028600NUVEEN MUN VALUE FD INCCOM67092810049352091SHSOLE
0052091NUVEEN NY AMT-FREE MUN INCOMCOM67065610721416762SHSOLE
0016762NUVEEN PFD INCOME OPPRTNY FDCOM67073b1062188235649SHSOLE
00235649NUVEEN QUALITY PFD INCOME FDCOM67072c10525128700SHSOLE
0028700NUVEEN SR INCOME FDCOM67067y10437953134SHSOLE
0053134NXP SEMICONDUCTORS N VCOMN6596X1092814775SHSOLE
004775OCCIDENTAL PETE CORP DELCOM674599105128113443SHSOLE
0013443OGE ENERGY CORPCOM670837103166045126SHSOLE
0045126OLD DOMINION FGHT LINES INCCOM67958010060510695SHSOLE
0010695ONEOK INC NEWCOM6826801034557621SHSOLE
007621ONEOK PARTNERS LPUNIT LTD PARTN68268N1035049451SHSOLE
009451ORACLE CORPCOM68389x105267265491SHSOLE
0065491OSHKOSH CORPCOM6882392014738050SHSOLE
008050OXFORD LANE CAP CORPCOM69154310248228825SHSOLE
0028825PACCAR INCCOM69371810884812568SHSOLE
0012568PARKER HANNIFIN CORPCOM7010941044904092SHSOLE
004092PAYCHEX INCCOM70432610791521374SHSOLE
0021374PDL BIOPHARMA INCCOM69329y10412915500SHSOLE
0015500PEMBINA PIPELINE CORPCOM70632710388623318SHSOLE
0023318PENGROWTH ENERGY CORPCOM70706P1048113741SHSOLE
0013741PENN WEST PETE LTD NEWCOM70788710525730577SHSOLE
0030577PENTAIR LTDSHSH6169Q1087809837SHSOLE
009837PEPSICO INCCOM713448108828399056SHSOLE
0099056PETROLEUM & RES CORPCOM716549100244787538SHSOLE
0087538PFIZER INCCOM71708110311432356610SHSOLE
00356610PG&E CORPCOM69331c10882419072SHSOLE
0019072PHARMACYCLICS INCCOM7169331064214200SHSOLE
004200PHILIP MORRIS INTL INCCOM718172109664481474SHSOLE
0081474PHILLIPS 66COM718546104149519309SHSOLE
0019309PIEDMONT NAT GAS INCCOM720186105113332111SHSOLE
0032111PIEDMONT OFFICE REALTY TR INCOM CL A72019020642724975SHSOLE
0024975PIMCO CORPORATE & INCOME OPPCOM72201b10180844922SHSOLE
0044922PIMCO DYNAMIC CR INCOME FDCOM SHS72202D10665128800SHSOLE
0028800PIMCO DYNAMIC INCOME FDSHS72201Y1012046734SHSOLE
006734PIMCO ETF TR0-5 HIGH YIELD72201R783120111236SHSOLE
0011236PIMCO ETF TRENHAN SHRT MAT72201R8334694636SHSOLE
004636PIMCO ETF TRINTER MUN BD ST72201R86686416400SHSOLE
0016400PIMCO ETF TRTOTL RETN ETF72201R775323430342SHSOLE
0030342PIMCO HIGH INCOME FDCOM SHS7220141073529281039SHSOLE
00281039PIMCO INCOME STRATEGY FUND ICOM72201J10413212643SHSOLE
0012643PIONEER HIGH INCOME TRCOM72369h10664536160SHSOLE
0036160PIONEER MUN HIGH INCOME TRCOM SHS72376310835624065SHSOLE
0024065PIONEER NAT RES COCOM7237871072001074SHSOLE
001074PITNEY BOWES INCCOM72447910063524424SHSOLE
0024424PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310575113633SHSOLE
0013633PLUM CREEK TIMBER CO INCCOM72925110857113654SHSOLE
0013654PNC FINL SVCS GROUP INCCOM6934751058169418SHSOLE
009418POLARIS INDS INCCOM7310681027685495SHSOLE
005495POLYMET MINING CORPCOM7319161025238010SHSOLE
0038010PORTLAND GEN ELEC COCOM NEW73650884756917600SHSOLE
0017600POTASH CORP SASK INCCOM73755L10767318734SHSOLE
0018734POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S105225386388SHSOLE
0086388POWERSHARES ETF TR IIBUILD AMER ETF73937B40737313007SHSOLE
0013007POWERSHARES ETF TR IIS&P500 LOW VOL73937B779271279761SHSOLE
0079761POWERSHARES ETF TRUSTDIV ACHV PRTF73935x732101350579SHSOLE
0050579POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X1533088239SHSOLE
008239POWERSHARES ETF TRUSTDYN BIOT & GEN73935X8563167717SHSOLE
007717POWERSHARES ETF TRUSTDYN BLDG CNSTR73935X66626311445SHSOLE
0011445POWERSHARES ETF TRUSTDYN MEDIA PORT73935X8232158615SHSOLE
008615POWERSHARES ETF TRUSTDYN PHRMA PORT73935X79973913016SHSOLE
0013016POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X286167938547SHSOLE
0038547POWERSHARES ETF TRUSTDYNM LRG CP GR73935X60927910749SHSOLE
0010749POWERSHARES ETF TRUSTDYNM LRG CP VL73935x70880927823SHSOLE
0027823POWERSHARES ETF TRUSTFINL PFD PTFL73935X22972640775SHSOLE
0040775POWERSHARES ETF TRUSTFND PUR MIDCR PT73935X44347713118SHSOLE
0013118POWERSHARES ETF TRUSTFTSE RAFI 100073935X58319759233536SHSOLE
00233536POWERSHARES ETF TRUSTFTSE US1500 SM73935X567568657234SHSOLE
0057234POWERSHARES ETF TRUSTHI YLD EQ DVDN73935X30298780895SHSOLE
0080895POWERSHARES ETF TRUSTINTL DIV ACHV73935X716139476605SHSOLE
0076605POWERSHARES ETF TRUSTWATER RESOURCE73935X57542315737SHSOLE
0015737POWERSHARES ETF TRUST IICEF INC COMPST73936Q8434143167447SHSOLE
00167447POWERSHARES ETF TRUST IIDWA DEVMKTMOM PT73936Q10868125306SHSOLE
0025306POWERSHARES ETF TRUST IIGLBL ST HI YLD73936Q7102128500SHSOLE
008500POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76936514721SHSOLE
0014721POWERSHARES GLOBAL ETF FDS&P 500 BUYWRT73936G30837717835SHSOLE
0017835POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T56527119016SHSOLE
0019016POWERSHARES GLOBAL ETF TRUSTDEV MKTS EX-US73936T7895521125614SHSOLE
00125614POWERSHARES GLOBAL ETF TRUSTFDM HG YLD RAFI73936T55723412077SHSOLE
0012077POWERSHARES GLOBAL ETF TRUSTSOVEREIGN DEBT73936T5732448722SHSOLE
008722POWERSHARES QQQ TRUSTUNIT SER 173935A10412663144078SHSOLE
00144078PPG INDS INCCOM69350610712286351SHSOLE
006351PRAXAIR INCCOM74005p1043122373SHSOLE
002373PRICE T ROWE GROUP INCCOM74144T108139817057SHSOLE
0017057PROCTER & GAMBLE COCOM74271810925461316432SHSOLE
00316432PROGRESSIVE CORP OHIOCOM7433151032279400SHSOLE
009400PROSHARES TRPSHS ULT MCAP40074347R4042353535SHSOLE
003535PROSHARES TRPSHS ULTSH 20YRS74347B2013495118SHSOLE
005118PROSHARES TRS&P 500 ARISTO74348A467103823420SHSOLE
0023420PROSHARES TRSHRT 20+YR TRE74347X8492407875SHSOLE
007875PROSPECT CAPITAL CORPORATIONCOM74348T102104396954SHSOLE
0096954PRUDENTIAL FINL INCCOM7443201023053634SHSOLE
003634PRUDENTIAL GLB SHT DUR HG YLCOM74433A10938521550SHSOLE
0021550PUBLIC STORAGECOM74460d1099925888SHSOLE
005888PUBLIC SVC ENTERPRISE GROUPCOM74457310658515312SHSOLE
0015312PUTNAM MASTER INTER INCOME TSH BEN INT7469091005711005SHSOLE
0011005PUTNAM PREMIER INCOME TRSH BEN INT7468531007814026SHSOLE
0014026QUALCOMM INCCOM747525103736893217SHSOLE
0093217QUESTCOR PHARMACEUTICALS INCCOM74835y10180012204SHSOLE
0012204RANGE RES CORPCOM75281A109172420760SHSOLE
0020760RAYMOND JAMES FINANCIAL INCCOM7547301092524500SHSOLE
004500RAYTHEON COCOM NEW7551115072752787SHSOLE
002787RCS CAP CORPCOM CL A74937W1022065300SHSOLE
005300REALTY INCOME CORPCOM75610910416768410982SHSOLE
00410982REGIONS FINL CORP NEWCOM7591ep10018216485SHSOLE
0016485RETAIL OPPORTUNITY INVTS CORCOM76131N10118612500SHSOLE
0012500REVENUESHARES ETF TRLARGECAP FD7613961004188113025SHSOLE
00113025REYNOLDS AMERICAN INCCOM7617131064418249SHSOLE
008249RIO TINTO PLCSPONSORED ADR767204100129023094SHSOLE
0023094RITE AID CORPCOM7677541049715364SHSOLE
0015364ROCKWELL AUTOMATION INCCOM7739031099027238SHSOLE
007238ROCKWELL COLLINS INCCOM7743411015176497SHSOLE
006497ROCKWELL MED INCCOM77437410254943025SHSOLE
0043025ROPER INDS INC NEWCOM7766961062141604SHSOLE
001604ROYAL BK CDA MONTREAL QUECOM780087102101415361SHSOLE
0015361ROYAL DUTCH SHELL PLCSPON ADR B7802591072172746SHSOLE
002746ROYAL DUTCH SHELL PLCSPONS ADR A780259206127317423SHSOLE
0017423ROYCE GLOBAL VALUE TR INCCOM78081T10418621059SHSOLE
0021059ROYCE VALUE TR INCCOM7809101052442155368SHSOLE
00155368RPM INTL INCCOM74968510343010267SHSOLE
0010267RYDEX ETF TRUSTGUG RUSS TOP 5078355w2054353351SHSOLE
003351RYDEX ETF TRUSTGUG S&P500 EQ WT78355w106518271018SHSOLE
0071018RYDEX ETF TRUSTGUG S&P500 PU GR78355W4033214414SHSOLE
004414RYDEX ETF TRUSTGUG S&P500EQWTTE78355W8173974956SHSOLE
004956SANDISK CORPCOM80004c1017939852SHSOLE
009852SANDRIDGE PERMIAN TRCOM UNIT BEN INT80007A10230024880SHSOLE
0024880SANOFISPONSORED ADR80105n1053426505SHSOLE
006505SAREPTA THERAPEUTICS INCCOM80360710025910975SHSOLE
0010975SCANA CORP NEWCOM80589m10254710646SHSOLE
0010646SCHLUMBERGER LTDCOM806857108181318605SHSOLE
0018605SCHWAB CHARLES CORP NEWCOM80851310583130368SHSOLE
0030368SCHWAB STRATEGIC TRUS LCAP VA ETF80852440945210946SHSOLE
0010946SEADRILL LIMITEDSHSG7945E10540011343SHSOLE
0011343SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4073345221SHSOLE
005221SELECT SECTOR SPDR TRSBI CONS STPLS81369y308329976556SHSOLE
0076556SELECT SECTOR SPDR TRSBI HEALTHCARE81369y209135323080SHSOLE
0023080SELECT SECTOR SPDR TRSBI INT-ENERGY81369y506190821444SHSOLE
0021444SELECT SECTOR SPDR TRSBI INT-FINL81369y605108348513SHSOLE
0048513SELECT SECTOR SPDR TRSBI INT-INDS81369y704154629550SHSOLE
0029550SELECT SECTOR SPDR TRSBI INT-UTILS81369y88668916593SHSOLE
0016593SELECT SECTOR SPDR TRSBI MATERIALS81369y1007379156185SHSOLE
00156185SELECT SECTOR SPDR TRTECHNOLOGY81369y803235064608SHSOLE
0064608SEMPRA ENERGYCOM816851109177118286SHSOLE
0018286SHERWIN WILLIAMS COCOM8243481064012024SHSOLE
002024SIRIUS XM HLDGS INCCOM82968B10311034037SHSOLE
0034037SKYWORKS SOLUTIONS INCCOM83088m1023769969SHSOLE
009969SMUCKER J M COCOM NEW8326964052012062SHSOLE
002062SONOCO PRODS COCOM835495102108026297SHSOLE
0026297SOURCE CAP INCCOM836144105138520138SHSOLE
0020138SOUTHERN COCOM842587107378486010SHSOLE
0086010SOUTHWEST AIRLS COCOM84474110832813769SHSOLE
0013769SOUTHWESTERN ENERGY COCOM84546710981417663SHSOLE
0017663SOVRAN SELF STORAGE INCCOM84610h1082233046SHSOLE
003046SPDR DOW JONES INDL AVRG ETFUT SER 178467x109487029669SHSOLE
0029669SPDR GOLD TRUSTGOLD SHS78463V1071084487695SHSOLE
0087695SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7493738504SHSOLE
008504SPDR INDEX SHS FDSEURO STOXX 5078463X202385490257SHSOLE
0090257SPDR INDEX SHS FDSINTL FINL ETF78463X69949222326SHSOLE
0022326SPDR INDEX SHS FDSINTL HLTH ETF78463X6814369293SHSOLE
009293SPDR INDEX SHS FDSS&P INTL CONS78463X73144911441SHSOLE
0011441SPDR INDEX SHS FDSS&P INTL ETF78463X772103021110SHSOLE
0021110SPDR S&P 500 ETF TRTR UNIT78462f10319249102949SHSOLE
00102949SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107392415634SHSOLE
0015634SPDR SERIES TRUSTBRC HGH YLD BD78464A41770317032SHSOLE
0017032SPDR SERIES TRUSTBRCLYS INTL ETF78464A5164357340SHSOLE
007340SPDR SERIES TRUSTDJ REIT ETF78464A607298738398SHSOLE
0038398SPDR SERIES TRUSTNUVN BR SHT MUNI78464A42558023873SHSOLE
0023873SPDR SERIES TRUSTRUSSELL 3000 ETF78464A8052261606SHSOLE
001606SPDR SERIES TRUSTS&P BK ETF78464A7972286688SHSOLE
006688SPDR SERIES TRUSTS&P DIVID ETF78464A763562276420SHSOLE
0076420SPDR SERIES TRUSTS&P REGL BKG78464A69850012072SHSOLE
0012072SPECTRA ENERGY CORPCOM8475601096914187544SHSOLE
00187544SPROTT PHYSICAL GOLD TRUSTUNIT85207H1042687251516SHSOLE
00251516SPROTT PHYSICAL SILVER TRTR UNIT85207K1071448184993SHSOLE
00184993ST JUDE MED INCCOM7908491035378279SHSOLE
008279STARBUCKS CORPCOM855244109350447794SHSOLE
0047794STATE STR CORPCOM8574771034526507SHSOLE
006507STONEMOR PARTNERS L PCOM UNITS86183Q1002078090SHSOLE
008090STRATEGIC GLOBAL INCOME FDCOM86271910110611494SHSOLE
0011494STRYKER CORPCOM8636671014966119SHSOLE
006119STURM RUGER & CO INCCOM8641591083005032SHSOLE
005032SUNCOR ENERGY INC NEWCOM8672241072055852SHSOLE
005852SUNOCO LOGISTICS PRTNRS L PCOM UNITS86764l108123513588SHSOLE
0013588SUNTRUST BKS INCCOM8679141033859679SHSOLE
009679SUPERIOR INDS INTL INCCOM86816810530114900SHSOLE
0014900SUPERVALU INCCOM86853610319829324SHSOLE
0029324SUSQUEHANNA BANCSHARES INC PCOM86909910115813811SHSOLE
0013811SWIFT ENERGY COCOM87073810127725800SHSOLE
0025800SWISS HELVETIA FD INCCOM87087510116911746SHSOLE
0011746SYNAPTICS INCCOM87157d1094847980SHSOLE
007980SYSCO CORPCOM871829107296382332SHSOLE
0082332TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR87403910052026123SHSOLE
0026123TALISMAN ENERGY INCCOM87425e10330731160SHSOLE
0031160TARGA RESOURCES PARTNERS LPCOM UNIT87611X1052033625SHSOLE
003625TARGET CORPCOM87612e10693715487SHSOLE
0015487TCW STRATEGIC INCOME FUND INCOM87234010429053264SHSOLE
0053264TEMPLETON DRAGON FD INCCOM88018t101104242579SHSOLE
0042579TEMPLETON EMERG MKTS INCOMECOM88019210956340201SHSOLE
0040201TEMPLETON GLOBAL INCOME FDCOM88019810628134937SHSOLE
0034937TESLA MTRS INCCOM88160R1012511203SHSOLE
001203TEVA PHARMACEUTICAL INDS LTDADR88162420953810190SHSOLE
0010190TEXAS INSTRS INCCOM8825081043236841SHSOLE
006841THERMO FISHER SCIENTIFIC INCCOM8835561029958278SHSOLE
008278THL CR INCCOM87243810614010065SHSOLE
0010065TIME WARNER INCCOM NEW8873173033234938SHSOLE
004938TJX COS INC NEWCOM8725401094026645SHSOLE
006645TORTOISE NORTH AMRN ENRGY COCOM89147T103111738319SHSOLE
0038319TOTAL S ASPONSORED ADR89151E1094977504SHSOLE
007504TRACTOR SUPPLY COCOM8923561062523555SHSOLE
003555TRAVELERS COMPANIES INCCOM89417E1095746712SHSOLE
006712TRI CONTL CORPCOM89543610381740827SHSOLE
0040827TRIQUINT SEMICONDUCTOR INCCOM89674k10333825133SHSOLE
0025133TUPPERWARE BRANDS CORPCOM8998961042462937SHSOLE
002937TWENTY FIRST CENTY FOX INCCL A90130A1012076499SHSOLE
006499TWO HBRS INVT CORPCOM90187B10127026370SHSOLE
0026370U S G CORPCOM NEW9032934052186659SHSOLE
006659UBS AG JERSEY BRHALERIAN INFRST902641646282270645SHSOLE
0070645UNDER ARMOUR INCCL A9043111073973481SHSOLE
003481UNILEVER PLCSPON ADR NEW90476770488620704SHSOLE
0020704UNION FIRST MKT BANKSH CPCOM90662P10486534011SHSOLE
0034011UNION PAC CORPCOM907818108262513923SHSOLE
0013923UNITED PARCEL SERVICE INCCL B911312106166817124SHSOLE
0017124UNITED TECHNOLOGIES CORPCOM913017109350830029SHSOLE
0030029UNITEDHEALTH GROUP INCCOM91324p1024325278SHSOLE
005278US BANCORP DELCOM NEW902973304114126601SHSOLE
0026601V F CORPCOM9182041084336972SHSOLE
006972VALEANT PHARMACEUTICALS INTLCOM91911K1023262477SHSOLE
002477VALERO ENERGY CORP NEWCOM91913y1004007543SHSOLE
007543VALLEY NATL BANCORPCOM91979410756253937SHSOLE
0053937VALMONT INDS INCCOM9202531015043386SHSOLE
003386VANGUARD ADMIRAL FDS INCMIDCP 400 GRTH921932869176418775SHSOLE
0018775VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328854254571SHSOLE
004571VANGUARD ADMIRAL FDS INCMIDCP 400 VAL921932844177819607SHSOLE
0019607VANGUARD BD INDEX FD INCINTERMED TERM9219378192943561SHSOLE
003561VANGUARD BD INDEX FD INCSHORT TRM BOND921937827122415288SHSOLE
0015288VANGUARD BD INDEX FD INCTOTAL BND MRKT92193783599412235SHSOLE
0012235VANGUARD INDEX FDSEXTEND MKT ETF922908652149917681SHSOLE
0017681VANGUARD INDEX FDSGROWTH ETF922908736320234265SHSOLE
0034265VANGUARD INDEX FDSLARGE CAP ETF922908637292934052SHSOLE
0034052VANGUARD INDEX FDSMCAP GR IDXVIP9229085386907440SHSOLE
007440VANGUARD INDEX FDSMCAP VL IDXVIP9229085127318814SHSOLE
008814VANGUARD INDEX FDSMID CAP ETF9229086296705915SHSOLE
005915VANGUARD INDEX FDSREIT ETF922908553217030758SHSOLE
0030758VANGUARD INDEX FDSS&P 500 ETF SHS92290836310536124SHSOLE
006124VANGUARD INDEX FDSSM CP VAL ETF922908611319231608SHSOLE
0031608VANGUARD INDEX FDSSMALL CP ETF922908751165914651SHSOLE
0014651VANGUARD INDEX FDSSML CP GRW ETF922908595459336999SHSOLE
0036999VANGUARD INDEX FDSTOTAL STK MKT922908769470748348SHSOLE
0048348VANGUARD INDEX FDSVALUE ETF922908744567772611SHSOLE
0072611VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775480195311SHSOLE
0095311VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858174043073SHSOLE
0043073VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742160226782SHSOLE
0026782VANGUARD MALVERN FDSSTRM INFPROIDX922020805159932471SHSOLE
0032471VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C40996212059SHSOLE
0012059VANGUARD SCOTTSDALE FDSVNG RUS1000GRW92206C680108512201SHSOLE
0012201VANGUARD SCOTTSDALE FDSVNG RUS2000GRW92206C623170917272SHSOLE
0017272VANGUARD SCOTTSDALE FDSVNG RUS2000IDX92206C6645255603SHSOLE
005603VANGUARD SCOTTSDALE FDSVNG RUS2000VAL92206C649120613841SHSOLE
0013841VANGUARD SCOTTSDALE FDSVNG RUS3000IDX92206C5992422791SHSOLE
002791VANGUARD SPECIALIZED PORTFOLDIV APP ETF92190884441099546042SHSOLE
00546042VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858332480804SHSOLE
0080804VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464068051127560SHSOLE
00127560VANGUARD WORLD FDMEGA CAP INDEX921910873148223182SHSOLE
0023182VANGUARD WORLD FDMEGA CAP VAL ETF9219108403075472SHSOLE
005472VANGUARD WORLD FDSCONSUM DIS ETF92204A1082342208SHSOLE
002208VANGUARD WORLD FDSCONSUM STP ETF92204a2075064529SHSOLE
004529VANGUARD WORLD FDSENERGY ETF92204a3063282563SHSOLE
002563VANGUARD WORLD FDSHEALTH CAR ETF92204a5047727217SHSOLE
007217VANGUARD WORLD FDSINF TECH ETF92204A702232725438SHSOLE
0025438VANGUARD WORLD FDSMATERIALS ETF92204A8013102927SHSOLE
002927VANGUARD WORLD FDSUTILITIES ETF92204A8762522807SHSOLE
002807VARIAN MED SYS INCCOM92220p1052472948SHSOLE
002948VERISIGN INCCOM92343e1022454561SHSOLE
004561VERIZON COMMUNICATIONS INCCOM92343v10410325216288SHSOLE
00216288VISA INCCOM CL A92826C839264812245SHSOLE
0012245VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W30860616537SHSOLE
0016537W P CAREY INCCOM92936U10969011505SHSOLE
0011505WABTEC CORPCOM9297401084676024SHSOLE
006024WALGREEN COCOM93142210993314089SHSOLE
0014089WAL-MART STORES INCCOM931142103264534434SHSOLE
0034434WASHINGTON REAL ESTATE INVTSH BEN INT93965310178032451SHSOLE
0032451WASTE MGMT INC DELCOM94106l10944310569SHSOLE
0010569WEINGARTEN RLTY INVSSH BEN INT94874110332210755SHSOLE
0010755WELLPOINT INCCOM94973v1072862878SHSOLE
002878WELLS FARGO & CO NEWCOM9497461018350167974SHSOLE
00167974WELLS FARGO ADV GLB DIV OPPCOM94987C1031336169832SHSOLE
00169832WESTAMERICA BANCORPORATIONCOM9570901032845247SHSOLE
005247WESTAR ENERGY INCCOM95709t10035810155SHSOLE
0010155WESTERN ASSET HGH YLD DFNDFDCOM95768B10774641523SHSOLE
0041523WESTERN ASSET HIGH INCM FD ICOM95766J10215616912SHSOLE
0016912WESTERN ASSET INVT GRADE DEFCOM95790A10187343561SHSOLE
0043561WESTERN ASSET MUN DEF OPP TRCOM95768A10934315655SHSOLE
0015655WESTMORELAND COAL COCOM96087810635611955SHSOLE
0011955WGL HLDGS INCCOM92924f10678919730SHSOLE
0019730WHOLE FOODS MKT INCCOM9668371062645217SHSOLE
005217WILLIAMS COS INC DELCOM96945710086821466SHSOLE
0021466WINDSTREAM HLDGS INCCOM97382A10170886743SHSOLE
0086743WISCONSIN ENERGY CORPCOM976657106111523981SHSOLE
0023981WISDOMTREE INVTS INCCOM97717P10424718850SHSOLE
0018850WISDOMTREE TRAUSTRALIA DIV FD97717W8105418891SHSOLE
008891WISDOMTREE TRDEFA EQT INC ETF97717W8024479322SHSOLE
009322WISDOMTREE TRDIV EX-FINL FD97717W406127618181SHSOLE
0018181WISDOMTREE TREMERG MKTS ETF97717W315319564888SHSOLE
0064888WISDOMTREE TREMG MKTS SMCAP97717W281329170662SHSOLE
0070662WISDOMTREE TREQTY INC ETF97717W2088629152622SHSOLE
00152622WISDOMTREE TREUROPE SMCP DV97717W8694547223SHSOLE
007223WISDOMTREE TRFUTRE STRAT FD97717W1252215407SHSOLE
005407WISDOMTREE TRINTL LRGCAP DV97717W79463412194SHSOLE
0012194WISDOMTREE TRINTL SMCAP DIV97717W760121018615SHSOLE
0018615WISDOMTREE TRJAPN HEDGE EQT97717W8512184574SHSOLE
004574WISDOMTREE TRLARGECAP DIVID97717W307262538830SHSOLE
0038830WISDOMTREE TRMIDCAP DIVI FD97717W505115815002SHSOLE
0015002XCEL ENERGY INCCOM98389b10096832008SHSOLE
0032008XEROX CORPCOM98412110312411235SHSOLE
0011235YAHOO INCCOM984332106242867504SHSOLE
0067504YUM BRANDS INCCOM988498101142418868SHSOLE
0018868ZIMMER HLDGS INCCOM98956p1023563776SHSOLE
003776