0001085146-14-001172.txt : 20140515 0001085146-14-001172.hdr.sgml : 20140515 20140515135223 ACCESSION NUMBER: 0001085146-14-001172 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisor Networks LLC CENTRAL INDEX KEY: 0001534468 IRS NUMBER: 953845382 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14619 FILM NUMBER: 14845781 BUSINESS ADDRESS: STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-326-3100 MAIL ADDRESS: STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 FORMER COMPANY: FORMER CONFORMED NAME: Financial Network DATE OF NAME CHANGE: 20111108 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001534468 XXXXXXXX 03-31-2014 03-31-2014 Cetera Advisor Networks LLC
200 N SEPULVEDA BLVD., SUITE 1300 EL SEGUNDO CA 90245
13F HOLDINGS REPORT 028-14619 Y CETERA ADVISOR NETWORKS LLC FORMERLY FILED UNDER THE NAME OF FINANCIAL NETWORK INVESTMENT CORPORATION.
Jose Rodriguez Director, Advisory Compliance (310) 326-3100 /s/ Jose Rodriguez El Segunda CA 05-14-2014 0 775 1393591 false
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3-D SYS CORP DELCOM NEW88554D2053525954SHSOLE 0059543M COCOM88579y101712952511SHSOLE 0052511ABBOTT LABSCOM002824100233660217SHSOLE 0060217ABBVIE INCCOM00287Y109284455485SHSOLE 0055485ABERDEEN ASIA PACIFIC INCOMCOM003009107762125067SHSOLE 00125067ABERDEEN ISRAEL FUND INCCOM00301L10958832393SHSOLE 0032393ABERDEEN LATIN AMER EQTY FDCOM00306K106116541750SHSOLE 0041750ACCENTURE PLC IRELANDSHS CLASS Ag1151C1015456838SHSOLE 006838ACE LTDSHSH0023R1053283288SHSOLE 003288ACELRX PHARMACEUTICALS INCCOM00444T10020116675SHSOLE 0016675ACNB CORPCOM00086810932017056SHSOLE 0017056ACTAVIS PLCSHSG0083B10810405094SHSOLE 005094ADAMS EXPRESS COCOM0062121042205170284SHSOLE 00170284ADOBE SYS INCCOM00724F1012093177SHSOLE 003177ADVISORSHARES TRBNY GRWTH ADR00768Y206242664262SHSOLE 0064262AFLAC INCCOM00105510286213642SHSOLE 0013642AGL RES INCCOM00120410658711936SHSOLE 0011936AIR PRODS & CHEMS INCCOM0091581062732297SHSOLE 002297ALCOA INCCOM01381710119915317SHSOLE 0015317ALEXION PHARMACEUTICALS INCCOM0153511092511655SHSOLE 001655ALLERGAN INCCOM0184901022802272SHSOLE 002272ALLETE INCCOM NEW0185223002033879SHSOLE 003879ALLIANCE FIBER OPTIC PRODS ICOM NEW01868030642529500SHSOLE 0029500ALLIANCEBERNSTEIN GBL HGH INCOM01879r10651034711SHSOLE 0034711ALLIANCEBERNSTEIN INCOME FUNCOM01881E10163385682SHSOLE 0085682ALLIANT TECHSYSTEMS INCCOM0188041045283713SHSOLE 003713ALLIANZGI CONV & INCOME FD ICOM01882510920220422SHSOLE 0020422ALLIANZGI EQUITY & CONV INCOCOM0188291012161111063SHSOLE 00111063ALLIANZGI NFJ DIVID INT & PRCOM01883A1071975107406SHSOLE 00107406ALLSTATE CORPCOM0200021013626434SHSOLE 006434ALPINE GLOBAL PREMIER PPTYSCOM SBI02083A1031083153345SHSOLE 00153345ALPS ETF TRALERIAN MLP00162Q866148484090SHSOLE 0084090ALTRIA GROUP INCCOM02209s103296879575SHSOLE 0079575AMAZON COM INCCOM0231351067512221SHSOLE 002221AMBEV SASPONSORED ADR02319V1037210065SHSOLE 0010065AMEREN CORPCOM0236081023478388SHSOLE 008388AMERICA MOVIL SAB 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COCOM0394831024039270SHSOLE 009270ARES CAP CORPCOM04010l10347626794SHSOLE 0026794ARMOUR RESIDENTIAL REIT INCCOM0423151017618547SHSOLE 0018547ASIA PAC FD INCCOM04490110617517270SHSOLE 0017270ASTRAZENECA PLCSPONSORED ADR0463531082013130SHSOLE 003130AT&T INCCOM00206r10213944395539SHSOLE 00395539ATMOS ENERGY CORPCOM049560105116424714SHSOLE 0024714AUTOMATIC DATA PROCESSING INCOM053015103342744481SHSOLE 0044481BAIDU INCSPON ADR REP A05675210813568928SHSOLE 008928BAKER HUGHES INCCOM057224107116617648SHSOLE 0017648BANCROFT FUND LTDCOM05969510620510528SHSOLE 0010528BANK NEW YORK MELLON CORPCOM064058100277078570SHSOLE 0078570BANK OF AMERICA CORPORATIONCOM0605051043526205021SHSOLE 00205021BANK OF MARIN BANCORPCOM0634251022505555SHSOLE 005555BARCLAYS BK PLC30 YR TREAS BEAR06740L444279887623SHSOLE 0087623BARCLAYS BK PLCDJUBS CMDT ETN3606738C778133133746SHSOLE 0033746BARD C R INCCOM0673831094923319SHSOLE 003319BAXTER INTL INCCOM071813109159121693SHSOLE 0021693BB&T CORPCOM054937107304675972SHSOLE 0075972BEAM INCCOM0737301034255103SHSOLE 005103BECTON DICKINSON & COCOM0758871097456374SHSOLE 006374BERKSHIRE HATHAWAY INC DELCL A084670108280815SHSOLE 0015BERKSHIRE HATHAWAY INC DELCL B NEW08467070220152162040SHSOLE 00162040BIOGEN IDEC INCCOM09062x1037852560SHSOLE 002560BLACKROCK CORE BD TRSHS BEN INT09249e101112183900SHSOLE 0083900BLACKROCK CORPOR HI YLD FD VCOM09255P10713310908SHSOLE 0010908BLACKROCK DEBT STRAT FD INCCOM09255R10312831351SHSOLE 0031351BLACKROCK ENHANCED EQT DIV TCOM09251a10430638496SHSOLE 0038496BLACKROCK HEALTH SCIENCES TRCOM09250W10771219446SHSOLE 0019446BLACKROCK INCOME TR INCCOM09247f1001218186551SHSOLE 00186551BLACKROCK MULTI-SECTOR INC TCOM09258A10725314200SHSOLE 0014200BLACKROCK MUNIASSETS FD INCCOM09254j10217113867SHSOLE 0013867BLACKROCK REAL ASSET EQUITYCOM09254B10911312504SHSOLE 0012504BLACKSTONE GROUP L PCOM UNIT LTD09253U10844613375SHSOLE 0013375BOEING COCOM097023105331826422SHSOLE 0026422BORGWARNER INCCOM0997241064667526SHSOLE 007526BOULDER TOTAL RETURN FD INCCOM1015411002179047SHSOLE 009047BP PLCSPONSORED ADR055622104129626895SHSOLE 0026895BP PRUDHOE BAY RTY TRUNIT BEN INT0556301073584283SHSOLE 004283BPZ RESOURCES INCCOM0556391087623870SHSOLE 0023870BRE PROPERTIES INCCL A05564e1064527163SHSOLE 007163BRISTOL MYERS SQUIBB COCOM110122108232844797SHSOLE 0044797BROWN FORMAN CORPCL B1156372093453846SHSOLE 003846BT GROUP PLCADR05577e1012263580SHSOLE 003580BUCKEYE PARTNERS L PUNIT LTD PARTN118230101161721477SHSOLE 0021477CALAMOS ASSET MGMT INCCL A12811r10416012400SHSOLE 0012400CALAMOS CONV & HIGH INCOME FCOM SHS12811p10818013361SHSOLE 0013361CALAMOS CONV OPP AND INC FDSH BEN INT1281171082850206264SHSOLE 00206264CALAMOS STRATEGIC TOTL RETNCOM SH BEN INT12812510111610400SHSOLE 0010400CAMBRIA ETF TRSHSHLD YIELD ETF1320612012989891SHSOLE 009891CANADIAN NATL RY COCOM136375102120021383SHSOLE 0021383CAPSTEAD MTG CORPCOM NO PAR14067e50617713934SHSOLE 0013934CARMAX INCCOM14313010283417847SHSOLE 0017847CARRIZO OIL & GAS INCCOM1445771032124002SHSOLE 004002CATALYST PHARM PARTNERS INCCOM14888U1015424000SHSOLE 0024000CATERPILLAR INC DELCOM149123101248324955SHSOLE 0024955CBRE CLARION GLOBAL REAL ESTCOM12504G10033940637SHSOLE 0040637CELGENE CORPCOM15102010411788466SHSOLE 008466CENTRAL FD CDA LTDCL A1535011015036366772SHSOLE 00366772CENTRAL SECS CORPCOM1551231022548113986SHSOLE 00113986CENTURYLINK INCCOM15670010666920336SHSOLE 0020336CHAMBERS STR PPTYSCOM1578421051084138476SHSOLE 00138476CHESAPEAKE ENERGY CORPCOM16516710736013902SHSOLE 0013902CHEVRON CORP NEWCOM16676410036247304570SHSOLE 00304570CHICAGO BRIDGE & IRON CO N VCOM1672501096117040SHSOLE 007040CHIMERA INVT CORPCOM16934Q109334109052SHSOLE 00109052CHIPOTLE MEXICAN GRILL INCCOM169656105215377SHSOLE 00377CHUBB CORPCOM1712321012292546SHSOLE 002546CHURCH & DWIGHT INCCOM1713401023424926SHSOLE 004926CISCO SYS INCCOM17275r1024094183902SHSOLE 00183902CITIGROUP INCCOM NEW17296742457011972SHSOLE 0011972CLAYMORE EXCHANGE TRD FD TRGUG BLT2016 HY18383M41543816044SHSOLE 0016044CLAYMORE EXCHANGE TRD FD TRGUG BLT2018 HY18383M38185831500SHSOLE 0031500CLAYMORE EXCHANGE TRD FD TRGUG MULTI ASSET18383M50641716535SHSOLE 0016535CLAYMORE EXCHANGE TRD FD TRGUGG BULL 201418383M4314901184730SHSOLE 00184730CLAYMORE EXCHANGE TRD FD TRGUGG BULL 201518383M4237786287501SHSOLE 00287501CLAYMORE EXCHANGE TRD FD TRGUGG CRP BD 201418383M571139666071SHSOLE 0066071CLAYMORE EXCHANGE TRD FD TRGUGG CRP BD 201518383M5634536207294SHSOLE 00207294CLAYMORE EXCHANGE TRD FD TRGUGG SPINOFF ETF18383M6052144735SHSOLE 004735CLAYMORE EXCHANGE TRD FD TRGUGGEN DEFN EQTY18383M878169748294SHSOLE 0048294CLEAN ENERGY FUELS CORPCOM18449910131935377SHSOLE 0035377CLOROX CO DELCOM189054109153117356SHSOLE 0017356CME GROUP INCCOM12572Q1054355911SHSOLE 005911COCA COLA COCOM1912161008365216275SHSOLE 00216275COHEN & STEERS QUALITY RLTYCOM19247l10624023055SHSOLE 0023055COHEN & STEERS REIT & PFD INCOM19247x100106162266SHSOLE 0062266COHEN & STEERS TOTAL RETURNCOM19247R10336928691SHSOLE 0028691COLGATE PALMOLIVE COCOM19416210395914771SHSOLE 0014771COLUMBIA PPTY TR INCCOM NEW19828720348017506SHSOLE 0017506COMCAST CORP NEWCL A20030n101105821065SHSOLE 0021065COMPASS MINERALS INTL INCCOM20451n101151718365SHSOLE 0018365CONAGRA FOODS INCCOM2058871022417816SHSOLE 007816CONOCOPHILLIPSCOM20825c104342148682SHSOLE 0048682CONSOLIDATED EDISON INCCOM209115104111420753SHSOLE 0020753CONSTELLATION BRANDS INCCL A21036P1083514144SHSOLE 004144CONTINENTAL RESOURCES INCCOM2120151012462013SHSOLE 002013CORE LABORATORIES N VCOMn227171073151583SHSOLE 001583CORNING INCCOM21935010565531820SHSOLE 0031820COSTCO WHSL CORP NEWCOM22160k105197517695SHSOLE 0017695COVIDIEN PLCSHSG2554F11378110579SHSOLE 0010579CSX CORPCOM1264081033001103875SHSOLE 00103875CUMMINS INCCOM2310211065573734SHSOLE 003734CUSHING RENAISSANCE FDCOM23164710847418246SHSOLE 0018246CVS CAREMARK CORPORATIONCOM126650100201827057SHSOLE 0027057CYS INVTS INCCOM12673A10820024090SHSOLE 0024090DANAHER CORP DELCOM2358511023484626SHSOLE 004626DEERE & COCOM2441991057728501SHSOLE 008501DELTA AIR LINES INC DELCOM NEW24736170263818493SHSOLE 0018493DEVON ENERGY CORP NEWCOM25179m1032694033SHSOLE 004033DIAGEO P L CSPON ADR NEW25243q2058486836SHSOLE 006836DIAMOND HILL INVESTMENT GROUCOM NEW25264R2072632000SHSOLE 002000DIEBOLD INCCOM253651103141835543SHSOLE 0035543DIRECTVCOM25490A30979410421SHSOLE 0010421DISCOVER FINL SVCSCOM2547091085319127SHSOLE 009127DISH NETWORK CORPCL A25470M1092083335SHSOLE 003335DISNEY WALT COCOM DISNEY254687106441755170SHSOLE 0055170DNP SELECT INCOME FDCOM23325p10497698634SHSOLE 0098634DOCUMENT SEC SYS INCCOM25614T1011310000SHSOLE 0010000DOLLAR TREE INCCOM2567461083125952SHSOLE 005952DOMINION RES INC VA NEWCOM25746U109180225466SHSOLE 0025466DONNELLEY R R & SONS COCOM25786710119911121SHSOLE 0011121DOUBLELINE OPPORTUNISTIC CRCOM25862310779634419SHSOLE 0034419DOVER CORPCOM2600031084745817SHSOLE 005817DOW CHEM COCOM2605431036043124312SHSOLE 00124312DR PEPPER SNAPPLE GROUP INCCOM26138E1092394392SHSOLE 004392DREYFUS HIGH YIELD STRATEGIESH BEN INT26200s1017718600SHSOLE 0018600DTE ENERGY COCOM2333311073174278SHSOLE 004278DU PONT E I DE NEMOURS & COCOM263534109161824147SHSOLE 0024147DUKE ENERGY CORP NEWCOM NEW26441C204655692127SHSOLE 0092127E M C CORP MASSCOM268648102140551447SHSOLE 0051447EATON CORP PLCSHSG2918310377510279SHSOLE 0010279EATON VANCE ENH EQTY INC FDCOM27827710825719387SHSOLE 0019387EATON VANCE LTD DUR INCOME FCOM27828h10515610184SHSOLE 0010184EATON VANCE RISK MNGD DIV EQCOM27829G10636132050SHSOLE 0032050EATON VANCE TX MNG BY WRT OPCOM27828Y10823716650SHSOLE 0016650EATON VANCE TXMGD GL BUYWR OCOM27829C10516613750SHSOLE 0013750EBAY INCCOM278642103106819212SHSOLE 0019212ECOLAB INCCOM2788651005705258SHSOLE 005258EDISON INTLCOM2810201074828525SHSOLE 008525EGA EMERGING GLOBAL SHS TREGSHR BYND BRC26846163959728326SHSOLE 0028326ELLIE MAE INCCOM28849P1002027000SHSOLE 007000EMERSON ELEC COCOM29101110496614475SHSOLE 0014475ENBRIDGE ENERGY PARTNERS L PCOM29250R10637713833SHSOLE 0013833ENBRIDGE INCCOM29250n1052896327SHSOLE 006327ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V100232949812SHSOLE 0049812ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R1094668641SHSOLE 008641ENTERGY CORP NEWCOM29364g1032353501SHSOLE 003501ENTERPRISE PRODS PARTNERS LCOM293792107190627429SHSOLE 0027429EOG RES INCCOM26875P1013381711SHSOLE 001711EQUITY RESIDENTIALSH BEN INT29476l1074768182SHSOLE 008182ETFS GOLD TRSHS26922Y1054973925SHSOLE 003925ETFS SILVER TRSILVER SHS26922X10743422014SHSOLE 0022014EXACTECH INCCOM30064e10946620666SHSOLE 0020666EXELON CORPCOM30161n101101630209SHSOLE 0030209EXPRESS SCRIPTS HLDG COCOM30219G108447359333SHSOLE 0059333EXXON MOBIL CORPCOM30231g10235358361436SHSOLE 00361436EZCHIP SEMICONDUCTOR LIMITEDORDM4146Y10898438750SHSOLE 0038750FACEBOOK INCCL A30303M102138222898SHSOLE 0022898FASTENAL COCOM3119001044589293SHSOLE 009293FEDERAL REALTY INVT TRSH BEN INT NEW3137472068047046SHSOLE 007046FEDERATED ENHANC TREAS INCMCOM SH BEN INT31416210821815950SHSOLE 0015950FEDEX CORPCOM31428x106253719120SHSOLE 0019120FIFTH STREET FINANCE CORPCOM31678A1031889200700SHSOLE 00200700FIRST TR EXCHANGE TRADED FDCAP STRENGTH ETF33733E10461017820SHSOLE 0017820FIRST TR EXCHANGE TRADED FDCONSUMR DISCRE33734X10150015573SHSOLE 0015573FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E3022694525SHSOLE 004525FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X1433396667SHSOLE 006667FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D10133313718SHSOLE 0013718FIRST TR ISE REVERE NAT GASCOM33734J10254226275SHSOLE 0026275FIRST TR LRG CP VL ALPHADEXCOM SHS33735J101121029365SHSOLE 0029365FIRST TR MORNINGSTAR DIV LEASHS3369171092059093SHSOLE 009093FIRST TR SML CP CORE ALPHA FCOM SHS33734Y10915866325580SHSOLE 00325580FIRST TR VALUE LINE DIVID INSHS33734h10640818594SHSOLE 0018594FIRSTENERGY CORPCOM3379321072968684SHSOLE 008684FLAHERTY&CRMN PFD SEC INCOMCOM338478100116760290SHSOLE 0060290FORD MTR CO DELCOM PAR $0.013453708601701108638SHSOLE 00108638FRANKLIN RES INCCOM3546131013185874SHSOLE 005874FRANKLIN UNVL TRSH BEN INT35514510321630125SHSOLE 0030125FREEPORT-MCMORAN COPPER & GOCOM35671d857120736455SHSOLE 0036455FRONTIER COMMUNICATIONS CORPCOM35906A10826348903SHSOLE 0048903FULLER H B COCOM35969410665213513SHSOLE 0013513GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A1091103111104SHSOLE 00111104GENCO SHIPPING & TRADING LTDNOTE 5.000% 8/136869maa31012000PRNSOLE 0012000GENERAL AMERN INVS INCCOM368802104320190802SHSOLE 0090802GENERAL DYNAMICS CORPCOM3695501087847213SHSOLE 007213GENERAL ELECTRIC COCOM36960410318867727993SHSOLE 00727993GENERAL MLS INCCOM370334104212040990SHSOLE 0040990GENERAL MTRS COCOM37045V10043912797SHSOLE 0012797GENUINE PARTS COCOM3724601056167080SHSOLE 007080GILDAN ACTIVEWEAR INCCOM3759161032013945SHSOLE 003945GILEAD SCIENCES INCCOM375558103375352962SHSOLE 0052962GLAXOSMITHKLINE PLCSPONSORED ADR37733w10571013288SHSOLE 0013288GLOBAL X FDSGLB X SUPERDIV37950E54962625477SHSOLE 0025477GLOBAL X FDSGLBX SUPRINC ETF37950E33342227847SHSOLE 0027847GLOBAL X FDSGLOBX SUPDV US37950E29178829187SHSOLE 0029187GLOBAL X FDSSILVER MNR ETF37950E85316412889SHSOLE 0012889GOLDMAN SACHS GROUP INCCOM38141g1043622224SHSOLE 002224GOLUB CAP BDC INCCOM38173M10223313000SHSOLE 0013000GOOGLE INCCL A38259P50856825112SHSOLE 005112GTX INC DELCOM40052B1083623000SHSOLE 0023000H & Q HEALTHCARE INVESTORSSH BEN INT40405210247417416SHSOLE 0017416HALCON RES CORPCOM NEW40537Q20915736729SHSOLE 0036729HALLIBURTON COCOM4062161015238794SHSOLE 008794HANCOCK JOHN PFD INCOME FDSH BEN INT41013w10829114569SHSOLE 0014569HANCOCK JOHN TAX-ADV DIV INCCOM41013V10068234194SHSOLE 0034194HARLEY DAVIDSON INCCOM4128221084997461SHSOLE 007461HARTFORD FINL SVCS GROUP INCCOM41651510435410014SHSOLE 0010014HATTERAS FINL CORPCOM41902R1034962261918SHSOLE 00261918HAWAIIAN ELEC INDUSTRIESCOM41987010076229740SHSOLE 0029740HCP INCCOM40414L10950112985SHSOLE 0012985HEALTH CARE REIT INCCOM42217k10675112596SHSOLE 0012596HEALTH NET INCCOM42222g10853015608SHSOLE 0015608HELMERICH & PAYNE INCCOM4234521012822576SHSOLE 002576HERSHEY COCOM4278661082682570SHSOLE 002570HEWLETT PACKARD COCOM4282361033169788SHSOLE 009788HOME DEPOT INCCOM437076102353044551SHSOLE 0044551HONEYWELL INTL INCCOM438516106234725313SHSOLE 0025313HORMEL FOODS CORPCOM4404521002705487SHSOLE 005487HUANENG PWR INTL INCSPON ADR H SHS443304100166043340SHSOLE 0043340HUNTINGTON BANCSHARES INCCOM44615010413913903SHSOLE 0013903ICAHN ENTERPRISES LPDEPOSITARY UNIT4511001012722666SHSOLE 002666ILLINOIS TOOL WKS INCCOM4523081092773426SHSOLE 003426ING EMERGING MKTS HGH DIV EQCOM45685X10441034071SHSOLE 0034071ING GLOBAL EQTY DIV & PREM OCOM45684E10750354854SHSOLE 0054854ING PRIME RATE TRSH BEN INT44977w1069316177SHSOLE 0016177INGERSOLL-RAND PLCSHSG477911012133706SHSOLE 003706INSTITUTIONAL FINL MKTS INCCOM45779L1072712500SHSOLE 0012500INTEGRYS ENERGY GROUP INCCOM45822P10598316383SHSOLE 0016383INTEL CORPCOM4581401004752183626SHSOLE 00183626INTELLICHECK MOBILISA INCCOM45817G1021820000SHSOLE 0020000INTERNATIONAL BUSINESS MACHSCOM459200101784740773SHSOLE 0040773INTL PAPER COCOM4601461032796110SHSOLE 006110INVESCO DYNAMIC CR OPP FDCOM46132R10418214021SHSOLE 0014021INVESCO MORTGAGE CAPITAL INCCOM46131B10029217780SHSOLE 0017780INVESCO MUNI INCOME OPP TRSTCOM46132X10158488412SHSOLE 0088412ISHARES1-3 YR CR BD ETF4642886467917488SHSOLE 007488ISHARES1-3 YR TR BD ETF464287457132915770SHSOLE 0015770ISHARES20+ YR TR BD ETF4642874322161980SHSOLE 001980ISHARES3-7 YR TR BD ETF4642886614133403SHSOLE 003403ISHARES7-10 Y TR BD ETF4642874404844781SHSOLE 004781ISHARESAGGRES ALLOC ETF46428985980517749SHSOLE 0017749ISHARESCALI AMT-FRE ETF4642883562432145SHSOLE 002145ISHARESCOHEN&STEER REIT464287564161119646SHSOLE 0019646ISHARESCORE S&P MCP ETF464287507645746966SHSOLE 0046966ISHARESCORE S&P SCP ETF464287804269324477SHSOLE 0024477ISHARESCORE S&P500 ETF4642872001335970975SHSOLE 0070975ISHARESCORE TOTUSBD ETF464287226335531022SHSOLE 0031022ISHARESCREDIT BD ETF4642886202202011SHSOLE 002011ISHARESDOW JONES US ETF4642878463123294SHSOLE 003294ISHARESEAFE GRWTH ETF4642888856639348SHSOLE 009348ISHARESEAFE SML CP ETF464288273295856725SHSOLE 0056725ISHARESEAFE VALUE ETF4642888774577929SHSOLE 007929ISHARESEM MK MINVOL ETF464286533140024495SHSOLE 0024495ISHARESEUROPE ETF4642878612495140SHSOLE 005140ISHARESGLB CNSM STP ETF4642887373944588SHSOLE 004588ISHARESGLOB HLTHCRE ETF4642873254354768SHSOLE 004768ISHARESGLOBAL 100 ETF464287572378948695SHSOLE 0048695ISHARESGLOBAL ENERG ETF464287341310470979SHSOLE 0070979ISHARESGRWT ALLOCAT ETF464289867205952598SHSOLE 0052598ISHARESIBOXX HI YD ETF464288513145215461SHSOLE 0015461ISHARESIBOXX INV CP ETF464287242153713124SHSOLE 0013124ISHARESINTL SEL DIV ETF4642884486938179391SHSOLE 00179391ISHARESMBS ETF464288588151114237SHSOLE 0014237ISHARESMRG RL ES CP ETF46428853957246878SHSOLE 0046878ISHARESMRGSTR SM CP ETF4642885054003021SHSOLE 003021ISHARESMRNGSTR LG-CP ET4642871276786121SHSOLE 006121ISHARESMRNGSTR LG-CP GR464287119230123106SHSOLE 0023106ISHARESMRNGSTR LG-CP VL464288109138416953SHSOLE 0016953ISHARESMSCI AC ASIA ETF4642881823966688SHSOLE 006688ISHARESMSCI CDA ETF464286509124241747SHSOLE 0041747ISHARESMSCI EAFE ETF46428746513045194175SHSOLE 00194175ISHARESMSCI EMG MKT ETF464287234321078375SHSOLE 0078375ISHARESMSCI KLD400 SOC4642885704185964SHSOLE 005964ISHARESMSCI PAC JP ETF4642866654349043SHSOLE 009043ISHARESNA NAT RES464287374300067549SHSOLE 0067549ISHARESNASDQ BIOTEC ETF464287556309213068SHSOLE 0013068ISHARESNAT AMT FREE BD4642884144714400SHSOLE 004400ISHARESRUS 1000 ETF464287622249823850SHSOLE 0023850ISHARESRUS 1000 GRW ETF4642876149811113265SHSOLE 00113265ISHARESRUS 1000 VAL ETF46428759812028124637SHSOLE 00124637ISHARESRUS 2000 GRW ETF464287648356026228SHSOLE 0026228ISHARESRUS 2000 VAL ETF464287630232123003SHSOLE 0023003ISHARESRUS 3000 GRW ETF4642876712153020SHSOLE 003020ISHARESRUS 3000 VAL ETF4642876634273384SHSOLE 003384ISHARESRUS MD CP GR ETF464287481754287946SHSOLE 0087946ISHARESRUS MDCP VAL ETF46428747311800171619SHSOLE 00171619ISHARESRUS MID-CAP ETF464287499941660895SHSOLE 0060895ISHARESRUSSELL 2000 ETF464287655709661021SHSOLE 0061021ISHARESRUSSELL 3000 ETF464287689716363754SHSOLE 0063754ISHARESS&P 100 ETF4642871012973589SHSOLE 003589ISHARESS&P 500 GRWT ETF464287309832283486SHSOLE 0083486ISHARESS&P 500 VAL ETF464287408106212197SHSOLE 0012197ISHARESS&P MC 400GR ETF46428760614379393SHSOLE 009393ISHARESS&P MC 400VL ETF4642877057165947SHSOLE 005947ISHARESSELECT DIVID ETF464287168571377949SHSOLE 0077949ISHARESSP SMCP600GR ETF464287887172014435SHSOLE 0014435ISHARESSP SMCP600VL ETF464287879196317281SHSOLE 0017281ISHARESTIPS BD ETF464287176345230820SHSOLE 0030820ISHARESU.S. BAS MTL ETF4642878382573097SHSOLE 003097ISHARESU.S. CNSM SV ETF4642875802171819SHSOLE 001819ISHARESU.S. ENERGY ETF46428779663012410SHSOLE 0012410ISHARESU.S. PFD STK ETF464288687239061019SHSOLE 0061019ISHARESU.S. PHARMA ETF4642888368006342SHSOLE 006342ISHARESU.S. REAL ES ETF464287739333749344SHSOLE 0049344ISHARESU.S. TECH ETF464287721175819328SHSOLE 0019328ISHARESUS HLTHCR PR ETF4642888282102108SHSOLE 002108ISHARESUS HOME CONS ETF46428875226911100SHSOLE 0011100ISHARESUS REGNL BKS ETF4642887782477227SHSOLE 007227ISHARESUSA ESG SLCT ETF4642888023033878SHSOLE 003878ISHARES GOLD TRUSTISHARES46428510593274842SHSOLE 0074842ISHARES INCCORE MSCI EMKT46434G1033627368SHSOLE 007368ISHARES S&P GSCI COMMODITY IUNIT BEN INT46428R1072768314SHSOLE 008314ISHARES SILVER TRUSTISHARES46428Q1093134164283SHSOLE 00164283ISHARES TRFLTG RATE BD ETF46429B65565312982SHSOLE 0012982ISHARES TRHIGH DIVIDND ETF46429B6635027020SHSOLE 007020ISHARES TRIRELAND CAPD ETF46429B50747811955SHSOLE 0011955ISHARES TRMSCI USAMOMFCT46432F3968142135281SHSOLE 00135281ISHARES TRUSA MIN VOL ETF46429B69728145781271SHSOLE 00781271ITC HLDGS CORPCOM46568510555314765SHSOLE 0014765ITT CORP NEWCOM NEW45091120180719005SHSOLE 0019005JOHNSON & JOHNSONCOM47816010423069234337SHSOLE 00234337JOHNSON CTLS INCCOM478366107116824637SHSOLE 0024637JPMORGAN CHASE & COALERIAN ML ETN46625H36511473246133SHSOLE 00246133JPMORGAN CHASE & COCOM46625h1007842129921SHSOLE 00129921JUST ENERGY GROUP INCCOM48213W10123529000SHSOLE 0029000KELLOGG COCOM4878361085518809SHSOLE 008809KIMBERLY CLARK CORPCOM494368103329829837SHSOLE 0029837KINDER MORGAN ENERGY PARTNERUT LTD PARTNER494550106317543095SHSOLE 0043095KINDER MORGAN INC DELCOM49456B10146214360SHSOLE 0014360KINROSS GOLD CORPCOM NO PAR4969024044811564SHSOLE 0011564KKR FINL HLDGS LLCCOM48248A30619416675SHSOLE 0016675KRAFT FOODS GROUP INCCOM50076Q106213938116SHSOLE 0038116LAZARD WORLD DIVID & INCOMECOM5210761091587113699SHSOLE 00113699LIBERTY ALL STAR EQUITY FDSH BEN INT5301581041768299131SHSOLE 00299131LILLY ELI & COCOM532457108142724196SHSOLE 0024196LINCOLN NATL CORP INDCOM5341871092314551SHSOLE 004551LINN ENERGY LLCUNIT LTD LIAB5360201002348236SHSOLE 008236LINNCO LLCCOMSHS LTD INT5357821062177995SHSOLE 007995LOCKHEED MARTIN CORPCOM53983010910696558SHSOLE 006558LOEWS CORPCOM54042410844710165SHSOLE 0010165LORILLARD INCCOM5441471012825262SHSOLE 005262LOWES COS INCCOM548661107325566427SHSOLE 0066427MACQUARIE GLBL INFRA TOTL RECOM55608D10161325900SHSOLE 0025900MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106169224230SHSOLE 0024230MAGNA INTL INCCOM5592224012832920SHSOLE 002920MAIN STREET CAPITAL CORPCOM56035L104167650975SHSOLE 0050975MARATHON OIL CORPCOM5658491062326487SHSOLE 006487MARKET VECTORS ETF TRAGRIBUS ETF57060U605276951361SHSOLE 0051361MARKET VECTORS ETF TRGOLD MINER ETF57060U10045119055SHSOLE 0019055MARKET VECTORS ETF TRMKT VECTR WIDE57060U13471524434SHSOLE 0024434MARKET VECTORS ETF TRVIETNAM ETF57060U76136416850SHSOLE 0016850MASIMO CORPCOM57479510076928151SHSOLE 0028151MAST THERAPEUTICS INCCOM576314108710000SHSOLE 0010000MASTERCARD INCCL A57636q104119816215SHSOLE 0016215MCCORMICK & CO INCCOM NON VTG57978020693213030SHSOLE 0013030MCDONALDS CORPCOM580135101767277993SHSOLE 0077993MCKESSON CORPCOM58155q1036073473SHSOLE 003473MDU RES GROUP INCCOM55269010947613854SHSOLE 0013854MEAD JOHNSON NUTRITION COCOM5828391063694484SHSOLE 004484MEDTRONIC INCCOM585055106231037628SHSOLE 0037628MELA SCIENCES INCCOM55277R100914000SHSOLE 0014000MERCK & CO INC NEWCOM58933Y105470282680SHSOLE 0082680METLIFE INCCOM59156r1082254296SHSOLE 004296MEXICO FD INCCOM5928351022268495SHSOLE 008495MFA FINL INCCOM55272x10212816210SHSOLE 0016210MFS CHARTER INCOME TRSH BEN INT55272710926228917SHSOLE 0028917MFS INTER INCOME TRSH BEN INT55273c10710720685SHSOLE 0020685MFS INTERMARKET INCOME TRUSTSH BEN INT59318R10310512652SHSOLE 0012652MICROSOFT CORPCOM59491810418687457433SHSOLE 00457433MID-AMER APT CMNTYS INCCOM59522j103236234661SHSOLE 0034661MOLSON COORS BREWING COCL B60871r2092343976SHSOLE 003976MOLYCORP INC DELNOTE 3.250% 6/1608753aa7810000PRNSOLE 0010000MONDELEZ INTL INCCL A609207105230867225SHSOLE 0067225MONSANTO CO NEWCOM61166w101184116240SHSOLE 0016240MONTGOMERY STR INCOME SECS ICOM6141151031698106050SHSOLE 00106050MORGAN STANLEY ASIA PAC FD ICOM61744U10634620549SHSOLE 0020549MORGAN STANLEY EMER MKTS DEBCOM61744h1051421142660SHSOLE 00142660MYLAN INCCOM6285301072034168SHSOLE 004168NATIONAL GRID PLCSPON ADR NEW6362743002403487SHSOLE 003487NATIONAL OILWELL VARCO INCCOM6370711015396870SHSOLE 006870NATIONAL RETAIL PPTYS INCCOM63741710652015169SHSOLE 0015169NEW YORK MTG TR INCCOM PAR $.0264960450115219660SHSOLE 0019660NEWMARKET CORPCOM651587107246634SHSOLE 00634NEWMONT MINING CORPCOM65163910682135096SHSOLE 0035096NEXPOINT CR STRATEGIES FDCOM65340G10681873914SHSOLE 0073914NEXTERA ENERGY INCCOM65339F101111111662SHSOLE 0011662NIKE INCCL B6541061036959422SHSOLE 009422NISOURCE INCCOM65473p1052045758SHSOLE 005758NORDSTROM INCCOM6556641002934701SHSOLE 004701NORFOLK SOUTHERN CORPCOM655844108147815215SHSOLE 0015215NORTHEAST UTILSCOM6643971062725957SHSOLE 005957NORTHROP GRUMMAN CORPCOM6668071029107369SHSOLE 007369NORTHSTAR RLTY FIN CORPCOM66704R10017010442SHSOLE 0010442NORTHWEST NAT GAS COCOM66765510449011100SHSOLE 0011100NOVARTIS A GSPONSORED ADR66987V109135415793SHSOLE 0015793NOVO-NORDISK A SADR670100205145131824SHSOLE 0031824NPS PHARMACEUTICALS INCCOM62936p1032117125SHSOLE 007125NUCOR CORPCOM670346105173434467SHSOLE 0034467NUVEEN CAL AMT-FREE MUN INCCOM67065110815811868SHSOLE 0011868NUVEEN CALIF MUN VALUE FDCOM67062c10720520975SHSOLE 0020975NUVEEN CR STRATEGIES INCM FDCOM SHS67073D10216116728SHSOLE 0016728NUVEEN EQTY PRM OPPORTUNITYFCOM6706EM10273057319SHSOLE 0057319NUVEEN MTG OPPORTUNITY TERMCOM67073510947920596SHSOLE 0020596NUVEEN MUN HIGH INCOME OPP FCOM67068210347337100SHSOLE 0037100NUVEEN MUN OPPORTUNITY FD INCOM67098410339228600SHSOLE 0028600NUVEEN MUN VALUE FD INCCOM67092810049352091SHSOLE 0052091NUVEEN NY AMT-FREE MUN INCOMCOM67065610721416762SHSOLE 0016762NUVEEN PFD INCOME OPPRTNY FDCOM67073b1062188235649SHSOLE 00235649NUVEEN QUALITY PFD INCOME FDCOM67072c10525128700SHSOLE 0028700NUVEEN SR INCOME FDCOM67067y10437953134SHSOLE 0053134NXP SEMICONDUCTORS N VCOMN6596X1092814775SHSOLE 004775OCCIDENTAL PETE CORP DELCOM674599105128113443SHSOLE 0013443OGE ENERGY CORPCOM670837103166045126SHSOLE 0045126OLD DOMINION FGHT LINES INCCOM67958010060510695SHSOLE 0010695ONEOK INC NEWCOM6826801034557621SHSOLE 007621ONEOK PARTNERS LPUNIT LTD PARTN68268N1035049451SHSOLE 009451ORACLE CORPCOM68389x105267265491SHSOLE 0065491OSHKOSH CORPCOM6882392014738050SHSOLE 008050OXFORD LANE CAP CORPCOM69154310248228825SHSOLE 0028825PACCAR INCCOM69371810884812568SHSOLE 0012568PARKER HANNIFIN CORPCOM7010941044904092SHSOLE 004092PAYCHEX INCCOM70432610791521374SHSOLE 0021374PDL BIOPHARMA INCCOM69329y10412915500SHSOLE 0015500PEMBINA PIPELINE CORPCOM70632710388623318SHSOLE 0023318PENGROWTH ENERGY CORPCOM70706P1048113741SHSOLE 0013741PENN WEST PETE LTD NEWCOM70788710525730577SHSOLE 0030577PENTAIR LTDSHSH6169Q1087809837SHSOLE 009837PEPSICO INCCOM713448108828399056SHSOLE 0099056PETROLEUM & RES CORPCOM716549100244787538SHSOLE 0087538PFIZER INCCOM71708110311432356610SHSOLE 00356610PG&E CORPCOM69331c10882419072SHSOLE 0019072PHARMACYCLICS INCCOM7169331064214200SHSOLE 004200PHILIP MORRIS INTL INCCOM718172109664481474SHSOLE 0081474PHILLIPS 66COM718546104149519309SHSOLE 0019309PIEDMONT NAT GAS INCCOM720186105113332111SHSOLE 0032111PIEDMONT OFFICE REALTY TR INCOM CL A72019020642724975SHSOLE 0024975PIMCO CORPORATE & INCOME OPPCOM72201b10180844922SHSOLE 0044922PIMCO DYNAMIC CR INCOME FDCOM SHS72202D10665128800SHSOLE 0028800PIMCO DYNAMIC INCOME FDSHS72201Y1012046734SHSOLE 006734PIMCO ETF TR0-5 HIGH YIELD72201R783120111236SHSOLE 0011236PIMCO ETF TRENHAN SHRT MAT72201R8334694636SHSOLE 004636PIMCO ETF TRINTER MUN BD ST72201R86686416400SHSOLE 0016400PIMCO ETF TRTOTL RETN ETF72201R775323430342SHSOLE 0030342PIMCO HIGH INCOME FDCOM SHS7220141073529281039SHSOLE 00281039PIMCO INCOME STRATEGY FUND ICOM72201J10413212643SHSOLE 0012643PIONEER HIGH INCOME TRCOM72369h10664536160SHSOLE 0036160PIONEER MUN HIGH INCOME TRCOM SHS72376310835624065SHSOLE 0024065PIONEER NAT RES COCOM7237871072001074SHSOLE 001074PITNEY BOWES INCCOM72447910063524424SHSOLE 0024424PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310575113633SHSOLE 0013633PLUM CREEK TIMBER CO INCCOM72925110857113654SHSOLE 0013654PNC FINL SVCS GROUP INCCOM6934751058169418SHSOLE 009418POLARIS INDS INCCOM7310681027685495SHSOLE 005495POLYMET MINING CORPCOM7319161025238010SHSOLE 0038010PORTLAND GEN ELEC COCOM NEW73650884756917600SHSOLE 0017600POTASH CORP SASK INCCOM73755L10767318734SHSOLE 0018734POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S105225386388SHSOLE 0086388POWERSHARES ETF TR IIBUILD AMER ETF73937B40737313007SHSOLE 0013007POWERSHARES ETF TR IIS&P500 LOW VOL73937B779271279761SHSOLE 0079761POWERSHARES ETF TRUSTDIV ACHV PRTF73935x732101350579SHSOLE 0050579POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X1533088239SHSOLE 008239POWERSHARES ETF TRUSTDYN BIOT & GEN73935X8563167717SHSOLE 007717POWERSHARES ETF TRUSTDYN BLDG CNSTR73935X66626311445SHSOLE 0011445POWERSHARES ETF TRUSTDYN MEDIA PORT73935X8232158615SHSOLE 008615POWERSHARES ETF TRUSTDYN PHRMA PORT73935X79973913016SHSOLE 0013016POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X286167938547SHSOLE 0038547POWERSHARES ETF TRUSTDYNM LRG CP GR73935X60927910749SHSOLE 0010749POWERSHARES ETF TRUSTDYNM LRG CP VL73935x70880927823SHSOLE 0027823POWERSHARES ETF TRUSTFINL PFD PTFL73935X22972640775SHSOLE 0040775POWERSHARES ETF TRUSTFND PUR MIDCR PT73935X44347713118SHSOLE 0013118POWERSHARES ETF TRUSTFTSE RAFI 100073935X58319759233536SHSOLE 00233536POWERSHARES ETF TRUSTFTSE US1500 SM73935X567568657234SHSOLE 0057234POWERSHARES ETF TRUSTHI YLD EQ DVDN73935X30298780895SHSOLE 0080895POWERSHARES ETF TRUSTINTL DIV ACHV73935X716139476605SHSOLE 0076605POWERSHARES ETF TRUSTWATER RESOURCE73935X57542315737SHSOLE 0015737POWERSHARES ETF TRUST IICEF INC COMPST73936Q8434143167447SHSOLE 00167447POWERSHARES ETF TRUST IIDWA DEVMKTMOM PT73936Q10868125306SHSOLE 0025306POWERSHARES ETF TRUST IIGLBL ST HI YLD73936Q7102128500SHSOLE 008500POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76936514721SHSOLE 0014721POWERSHARES GLOBAL ETF FDS&P 500 BUYWRT73936G30837717835SHSOLE 0017835POWERSHARES GLOBAL ETF TRUSTAGG PFD PORT73936T56527119016SHSOLE 0019016POWERSHARES GLOBAL ETF TRUSTDEV MKTS EX-US73936T7895521125614SHSOLE 00125614POWERSHARES GLOBAL ETF TRUSTFDM HG YLD RAFI73936T55723412077SHSOLE 0012077POWERSHARES GLOBAL ETF TRUSTSOVEREIGN DEBT73936T5732448722SHSOLE 008722POWERSHARES QQQ TRUSTUNIT SER 173935A10412663144078SHSOLE 00144078PPG INDS INCCOM69350610712286351SHSOLE 006351PRAXAIR INCCOM74005p1043122373SHSOLE 002373PRICE T ROWE GROUP INCCOM74144T108139817057SHSOLE 0017057PROCTER & GAMBLE COCOM74271810925461316432SHSOLE 00316432PROGRESSIVE CORP OHIOCOM7433151032279400SHSOLE 009400PROSHARES TRPSHS ULT MCAP40074347R4042353535SHSOLE 003535PROSHARES TRPSHS ULTSH 20YRS74347B2013495118SHSOLE 005118PROSHARES TRS&P 500 ARISTO74348A467103823420SHSOLE 0023420PROSHARES TRSHRT 20+YR TRE74347X8492407875SHSOLE 007875PROSPECT CAPITAL CORPORATIONCOM74348T102104396954SHSOLE 0096954PRUDENTIAL FINL INCCOM7443201023053634SHSOLE 003634PRUDENTIAL GLB SHT DUR HG YLCOM74433A10938521550SHSOLE 0021550PUBLIC STORAGECOM74460d1099925888SHSOLE 005888PUBLIC SVC ENTERPRISE GROUPCOM74457310658515312SHSOLE 0015312PUTNAM MASTER INTER INCOME TSH BEN INT7469091005711005SHSOLE 0011005PUTNAM PREMIER INCOME TRSH BEN INT7468531007814026SHSOLE 0014026QUALCOMM INCCOM747525103736893217SHSOLE 0093217QUESTCOR PHARMACEUTICALS INCCOM74835y10180012204SHSOLE 0012204RANGE RES CORPCOM75281A109172420760SHSOLE 0020760RAYMOND JAMES FINANCIAL INCCOM7547301092524500SHSOLE 004500RAYTHEON COCOM NEW7551115072752787SHSOLE 002787RCS CAP CORPCOM CL A74937W1022065300SHSOLE 005300REALTY INCOME CORPCOM75610910416768410982SHSOLE 00410982REGIONS FINL CORP NEWCOM7591ep10018216485SHSOLE 0016485RETAIL OPPORTUNITY INVTS CORCOM76131N10118612500SHSOLE 0012500REVENUESHARES ETF TRLARGECAP FD7613961004188113025SHSOLE 00113025REYNOLDS AMERICAN INCCOM7617131064418249SHSOLE 008249RIO TINTO PLCSPONSORED ADR767204100129023094SHSOLE 0023094RITE AID CORPCOM7677541049715364SHSOLE 0015364ROCKWELL AUTOMATION INCCOM7739031099027238SHSOLE 007238ROCKWELL COLLINS INCCOM7743411015176497SHSOLE 006497ROCKWELL MED INCCOM77437410254943025SHSOLE 0043025ROPER INDS INC NEWCOM7766961062141604SHSOLE 001604ROYAL BK CDA MONTREAL QUECOM780087102101415361SHSOLE 0015361ROYAL DUTCH SHELL PLCSPON ADR B7802591072172746SHSOLE 002746ROYAL DUTCH SHELL PLCSPONS ADR A780259206127317423SHSOLE 0017423ROYCE GLOBAL VALUE TR INCCOM78081T10418621059SHSOLE 0021059ROYCE VALUE TR INCCOM7809101052442155368SHSOLE 00155368RPM INTL INCCOM74968510343010267SHSOLE 0010267RYDEX ETF TRUSTGUG RUSS TOP 5078355w2054353351SHSOLE 003351RYDEX ETF TRUSTGUG S&P500 EQ WT78355w106518271018SHSOLE 0071018RYDEX ETF TRUSTGUG S&P500 PU GR78355W4033214414SHSOLE 004414RYDEX ETF TRUSTGUG S&P500EQWTTE78355W8173974956SHSOLE 004956SANDISK CORPCOM80004c1017939852SHSOLE 009852SANDRIDGE PERMIAN TRCOM UNIT BEN INT80007A10230024880SHSOLE 0024880SANOFISPONSORED ADR80105n1053426505SHSOLE 006505SAREPTA THERAPEUTICS INCCOM80360710025910975SHSOLE 0010975SCANA CORP NEWCOM80589m10254710646SHSOLE 0010646SCHLUMBERGER LTDCOM806857108181318605SHSOLE 0018605SCHWAB CHARLES CORP NEWCOM80851310583130368SHSOLE 0030368SCHWAB STRATEGIC TRUS LCAP VA ETF80852440945210946SHSOLE 0010946SEADRILL LIMITEDSHSG7945E10540011343SHSOLE 0011343SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4073345221SHSOLE 005221SELECT SECTOR SPDR TRSBI CONS STPLS81369y308329976556SHSOLE 0076556SELECT SECTOR SPDR TRSBI HEALTHCARE81369y209135323080SHSOLE 0023080SELECT SECTOR SPDR TRSBI INT-ENERGY81369y506190821444SHSOLE 0021444SELECT SECTOR SPDR TRSBI INT-FINL81369y605108348513SHSOLE 0048513SELECT SECTOR SPDR TRSBI INT-INDS81369y704154629550SHSOLE 0029550SELECT SECTOR SPDR TRSBI INT-UTILS81369y88668916593SHSOLE 0016593SELECT SECTOR SPDR TRSBI MATERIALS81369y1007379156185SHSOLE 00156185SELECT SECTOR SPDR TRTECHNOLOGY81369y803235064608SHSOLE 0064608SEMPRA ENERGYCOM816851109177118286SHSOLE 0018286SHERWIN WILLIAMS COCOM8243481064012024SHSOLE 002024SIRIUS XM HLDGS INCCOM82968B10311034037SHSOLE 0034037SKYWORKS SOLUTIONS INCCOM83088m1023769969SHSOLE 009969SMUCKER J M COCOM NEW8326964052012062SHSOLE 002062SONOCO PRODS COCOM835495102108026297SHSOLE 0026297SOURCE CAP INCCOM836144105138520138SHSOLE 0020138SOUTHERN COCOM842587107378486010SHSOLE 0086010SOUTHWEST AIRLS COCOM84474110832813769SHSOLE 0013769SOUTHWESTERN ENERGY COCOM84546710981417663SHSOLE 0017663SOVRAN SELF STORAGE INCCOM84610h1082233046SHSOLE 003046SPDR DOW JONES INDL AVRG ETFUT SER 178467x109487029669SHSOLE 0029669SPDR GOLD TRUSTGOLD SHS78463V1071084487695SHSOLE 0087695SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7493738504SHSOLE 008504SPDR INDEX SHS FDSEURO STOXX 5078463X202385490257SHSOLE 0090257SPDR INDEX SHS FDSINTL FINL ETF78463X69949222326SHSOLE 0022326SPDR INDEX SHS FDSINTL HLTH ETF78463X6814369293SHSOLE 009293SPDR INDEX SHS FDSS&P INTL CONS78463X73144911441SHSOLE 0011441SPDR INDEX SHS FDSS&P INTL ETF78463X772103021110SHSOLE 0021110SPDR S&P 500 ETF TRTR UNIT78462f10319249102949SHSOLE 00102949SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107392415634SHSOLE 0015634SPDR SERIES TRUSTBRC HGH YLD BD78464A41770317032SHSOLE 0017032SPDR SERIES TRUSTBRCLYS INTL ETF78464A5164357340SHSOLE 007340SPDR SERIES TRUSTDJ REIT ETF78464A607298738398SHSOLE 0038398SPDR SERIES TRUSTNUVN BR SHT MUNI78464A42558023873SHSOLE 0023873SPDR SERIES TRUSTRUSSELL 3000 ETF78464A8052261606SHSOLE 001606SPDR SERIES TRUSTS&P BK ETF78464A7972286688SHSOLE 006688SPDR SERIES TRUSTS&P DIVID ETF78464A763562276420SHSOLE 0076420SPDR SERIES TRUSTS&P REGL BKG78464A69850012072SHSOLE 0012072SPECTRA ENERGY CORPCOM8475601096914187544SHSOLE 00187544SPROTT PHYSICAL GOLD TRUSTUNIT85207H1042687251516SHSOLE 00251516SPROTT PHYSICAL SILVER TRTR UNIT85207K1071448184993SHSOLE 00184993ST JUDE MED INCCOM7908491035378279SHSOLE 008279STARBUCKS CORPCOM855244109350447794SHSOLE 0047794STATE STR CORPCOM8574771034526507SHSOLE 006507STONEMOR PARTNERS L PCOM UNITS86183Q1002078090SHSOLE 008090STRATEGIC GLOBAL INCOME FDCOM86271910110611494SHSOLE 0011494STRYKER CORPCOM8636671014966119SHSOLE 006119STURM RUGER & CO INCCOM8641591083005032SHSOLE 005032SUNCOR ENERGY INC NEWCOM8672241072055852SHSOLE 005852SUNOCO LOGISTICS PRTNRS L PCOM UNITS86764l108123513588SHSOLE 0013588SUNTRUST BKS INCCOM8679141033859679SHSOLE 009679SUPERIOR INDS INTL INCCOM86816810530114900SHSOLE 0014900SUPERVALU INCCOM86853610319829324SHSOLE 0029324SUSQUEHANNA BANCSHARES INC PCOM86909910115813811SHSOLE 0013811SWIFT ENERGY COCOM87073810127725800SHSOLE 0025800SWISS HELVETIA FD INCCOM87087510116911746SHSOLE 0011746SYNAPTICS INCCOM87157d1094847980SHSOLE 007980SYSCO CORPCOM871829107296382332SHSOLE 0082332TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR87403910052026123SHSOLE 0026123TALISMAN ENERGY INCCOM87425e10330731160SHSOLE 0031160TARGA RESOURCES PARTNERS LPCOM UNIT87611X1052033625SHSOLE 003625TARGET CORPCOM87612e10693715487SHSOLE 0015487TCW STRATEGIC INCOME FUND INCOM87234010429053264SHSOLE 0053264TEMPLETON DRAGON FD INCCOM88018t101104242579SHSOLE 0042579TEMPLETON EMERG MKTS INCOMECOM88019210956340201SHSOLE 0040201TEMPLETON GLOBAL INCOME FDCOM88019810628134937SHSOLE 0034937TESLA MTRS INCCOM88160R1012511203SHSOLE 001203TEVA PHARMACEUTICAL INDS LTDADR88162420953810190SHSOLE 0010190TEXAS INSTRS INCCOM8825081043236841SHSOLE 006841THERMO FISHER SCIENTIFIC INCCOM8835561029958278SHSOLE 008278THL CR INCCOM87243810614010065SHSOLE 0010065TIME WARNER INCCOM NEW8873173033234938SHSOLE 004938TJX COS INC NEWCOM8725401094026645SHSOLE 006645TORTOISE NORTH AMRN ENRGY COCOM89147T103111738319SHSOLE 0038319TOTAL S ASPONSORED ADR89151E1094977504SHSOLE 007504TRACTOR SUPPLY COCOM8923561062523555SHSOLE 003555TRAVELERS COMPANIES INCCOM89417E1095746712SHSOLE 006712TRI CONTL CORPCOM89543610381740827SHSOLE 0040827TRIQUINT SEMICONDUCTOR INCCOM89674k10333825133SHSOLE 0025133TUPPERWARE BRANDS CORPCOM8998961042462937SHSOLE 002937TWENTY FIRST CENTY FOX INCCL A90130A1012076499SHSOLE 006499TWO HBRS INVT CORPCOM90187B10127026370SHSOLE 0026370U S G CORPCOM NEW9032934052186659SHSOLE 006659UBS AG JERSEY BRHALERIAN INFRST902641646282270645SHSOLE 0070645UNDER ARMOUR INCCL A9043111073973481SHSOLE 003481UNILEVER PLCSPON ADR NEW90476770488620704SHSOLE 0020704UNION FIRST MKT BANKSH CPCOM90662P10486534011SHSOLE 0034011UNION PAC CORPCOM907818108262513923SHSOLE 0013923UNITED PARCEL SERVICE INCCL B911312106166817124SHSOLE 0017124UNITED TECHNOLOGIES CORPCOM913017109350830029SHSOLE 0030029UNITEDHEALTH GROUP INCCOM91324p1024325278SHSOLE 005278US BANCORP DELCOM NEW902973304114126601SHSOLE 0026601V F CORPCOM9182041084336972SHSOLE 006972VALEANT PHARMACEUTICALS INTLCOM91911K1023262477SHSOLE 002477VALERO ENERGY CORP NEWCOM91913y1004007543SHSOLE 007543VALLEY NATL BANCORPCOM91979410756253937SHSOLE 0053937VALMONT INDS INCCOM9202531015043386SHSOLE 003386VANGUARD ADMIRAL FDS INCMIDCP 400 GRTH921932869176418775SHSOLE 0018775VANGUARD ADMIRAL FDS INCMIDCP 400 IDX9219328854254571SHSOLE 004571VANGUARD ADMIRAL FDS INCMIDCP 400 VAL921932844177819607SHSOLE 0019607VANGUARD BD INDEX FD INCINTERMED TERM9219378192943561SHSOLE 003561VANGUARD BD INDEX FD INCSHORT TRM BOND921937827122415288SHSOLE 0015288VANGUARD BD INDEX FD INCTOTAL BND MRKT92193783599412235SHSOLE 0012235VANGUARD INDEX FDSEXTEND MKT ETF922908652149917681SHSOLE 0017681VANGUARD INDEX FDSGROWTH ETF922908736320234265SHSOLE 0034265VANGUARD INDEX FDSLARGE CAP ETF922908637292934052SHSOLE 0034052VANGUARD INDEX FDSMCAP GR IDXVIP9229085386907440SHSOLE 007440VANGUARD INDEX FDSMCAP VL IDXVIP9229085127318814SHSOLE 008814VANGUARD INDEX FDSMID CAP ETF9229086296705915SHSOLE 005915VANGUARD INDEX FDSREIT ETF922908553217030758SHSOLE 0030758VANGUARD INDEX FDSS&P 500 ETF SHS92290836310536124SHSOLE 006124VANGUARD INDEX FDSSM CP VAL ETF922908611319231608SHSOLE 0031608VANGUARD INDEX FDSSMALL CP ETF922908751165914651SHSOLE 0014651VANGUARD INDEX FDSSML CP GRW ETF922908595459336999SHSOLE 0036999VANGUARD INDEX FDSTOTAL STK MKT922908769470748348SHSOLE 0048348VANGUARD INDEX FDSVALUE ETF922908744567772611SHSOLE 0072611VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775480195311SHSOLE 0095311VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858174043073SHSOLE 0043073VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF922042742160226782SHSOLE 0026782VANGUARD MALVERN FDSSTRM INFPROIDX922020805159932471SHSOLE 0032471VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C40996212059SHSOLE 0012059VANGUARD SCOTTSDALE FDSVNG RUS1000GRW92206C680108512201SHSOLE 0012201VANGUARD SCOTTSDALE FDSVNG RUS2000GRW92206C623170917272SHSOLE 0017272VANGUARD SCOTTSDALE FDSVNG RUS2000IDX92206C6645255603SHSOLE 005603VANGUARD SCOTTSDALE FDSVNG RUS2000VAL92206C649120613841SHSOLE 0013841VANGUARD SCOTTSDALE FDSVNG RUS3000IDX92206C5992422791SHSOLE 002791VANGUARD SPECIALIZED PORTFOLDIV APP ETF92190884441099546042SHSOLE 00546042VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858332480804SHSOLE 0080804VANGUARD WHITEHALL FDS INCHIGH DIV YLD9219464068051127560SHSOLE 00127560VANGUARD WORLD FDMEGA CAP INDEX921910873148223182SHSOLE 0023182VANGUARD WORLD FDMEGA CAP VAL ETF9219108403075472SHSOLE 005472VANGUARD WORLD FDSCONSUM DIS ETF92204A1082342208SHSOLE 002208VANGUARD WORLD FDSCONSUM STP ETF92204a2075064529SHSOLE 004529VANGUARD WORLD FDSENERGY ETF92204a3063282563SHSOLE 002563VANGUARD WORLD FDSHEALTH CAR ETF92204a5047727217SHSOLE 007217VANGUARD WORLD FDSINF TECH ETF92204A702232725438SHSOLE 0025438VANGUARD WORLD FDSMATERIALS ETF92204A8013102927SHSOLE 002927VANGUARD WORLD FDSUTILITIES ETF92204A8762522807SHSOLE 002807VARIAN MED SYS INCCOM92220p1052472948SHSOLE 002948VERISIGN INCCOM92343e1022454561SHSOLE 004561VERIZON COMMUNICATIONS INCCOM92343v10410325216288SHSOLE 00216288VISA INCCOM CL A92826C839264812245SHSOLE 0012245VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W30860616537SHSOLE 0016537W P CAREY INCCOM92936U10969011505SHSOLE 0011505WABTEC CORPCOM9297401084676024SHSOLE 006024WALGREEN COCOM93142210993314089SHSOLE 0014089WAL-MART STORES INCCOM931142103264534434SHSOLE 0034434WASHINGTON REAL ESTATE INVTSH BEN INT93965310178032451SHSOLE 0032451WASTE MGMT INC DELCOM94106l10944310569SHSOLE 0010569WEINGARTEN RLTY INVSSH BEN INT94874110332210755SHSOLE 0010755WELLPOINT INCCOM94973v1072862878SHSOLE 002878WELLS FARGO & CO NEWCOM9497461018350167974SHSOLE 00167974WELLS FARGO ADV GLB DIV OPPCOM94987C1031336169832SHSOLE 00169832WESTAMERICA BANCORPORATIONCOM9570901032845247SHSOLE 005247WESTAR ENERGY INCCOM95709t10035810155SHSOLE 0010155WESTERN ASSET HGH YLD DFNDFDCOM95768B10774641523SHSOLE 0041523WESTERN ASSET HIGH INCM FD ICOM95766J10215616912SHSOLE 0016912WESTERN ASSET INVT GRADE DEFCOM95790A10187343561SHSOLE 0043561WESTERN ASSET MUN DEF OPP TRCOM95768A10934315655SHSOLE 0015655WESTMORELAND COAL COCOM96087810635611955SHSOLE 0011955WGL HLDGS INCCOM92924f10678919730SHSOLE 0019730WHOLE FOODS MKT INCCOM9668371062645217SHSOLE 005217WILLIAMS COS INC DELCOM96945710086821466SHSOLE 0021466WINDSTREAM HLDGS INCCOM97382A10170886743SHSOLE 0086743WISCONSIN ENERGY CORPCOM976657106111523981SHSOLE 0023981WISDOMTREE INVTS INCCOM97717P10424718850SHSOLE 0018850WISDOMTREE TRAUSTRALIA DIV FD97717W8105418891SHSOLE 008891WISDOMTREE TRDEFA EQT INC ETF97717W8024479322SHSOLE 009322WISDOMTREE TRDIV EX-FINL FD97717W406127618181SHSOLE 0018181WISDOMTREE TREMERG MKTS ETF97717W315319564888SHSOLE 0064888WISDOMTREE TREMG MKTS SMCAP97717W281329170662SHSOLE 0070662WISDOMTREE TREQTY INC ETF97717W2088629152622SHSOLE 00152622WISDOMTREE TREUROPE SMCP DV97717W8694547223SHSOLE 007223WISDOMTREE TRFUTRE STRAT FD97717W1252215407SHSOLE 005407WISDOMTREE TRINTL LRGCAP DV97717W79463412194SHSOLE 0012194WISDOMTREE TRINTL SMCAP DIV97717W760121018615SHSOLE 0018615WISDOMTREE TRJAPN HEDGE EQT97717W8512184574SHSOLE 004574WISDOMTREE TRLARGECAP DIVID97717W307262538830SHSOLE 0038830WISDOMTREE TRMIDCAP DIVI FD97717W505115815002SHSOLE 0015002XCEL ENERGY INCCOM98389b10096832008SHSOLE 0032008XEROX CORPCOM98412110312411235SHSOLE 0011235YAHOO INCCOM984332106242867504SHSOLE 0067504YUM BRANDS INCCOM988498101142418868SHSOLE 0018868ZIMMER HLDGS INCCOM98956p1023563776SHSOLE 003776