0001085146-12-000074.txt : 20120126 0001085146-12-000074.hdr.sgml : 20120126 20120125215800 ACCESSION NUMBER: 0001085146-12-000074 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120126 DATE AS OF CHANGE: 20120125 EFFECTIVENESS DATE: 20120126 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Network CENTRAL INDEX KEY: 0001534468 IRS NUMBER: 953845382 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14619 FILM NUMBER: 12545948 BUSINESS ADDRESS: STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-326-3100 MAIL ADDRESS: STREET 1: 200 N SEPULVEDA BLVD., SUITE 1300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 13F-HR 1 finnet4q2011.txt FINANCIAL NETWORK INVESTMENT CORPORATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Financial Network Investment Corporation Address: 200 N Sepulveda Blvd., Suite 1300 El Segunda, CA 90245 13F File Number: 028-NEW The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jose Rodriguez Title: Director, Advisory Compliance Phone: (310) 326-3100 Signature, Place, and Date of Signing: /s/ Jose Rodriguez El Segunda, CA January 24, 2012 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 491 Form 13F Information Table Value Total: $626,889 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579y101 3747 45930 SH SOLE 0 0 45930 ABBOTT LABS COM 002824100 5220 92981 SH SOLE 0 0 92981 ABERDEEN ASIA PACIFIC INCOM COM 003009107 430 59848 SH SOLE 0 0 59848 ABERDEEN ISRAEL FUND INC COM 00301L109 457 35675 SH SOLE 0 0 35675 ABERDEEN LATIN AMER EQTY FD COM 00306K106 508 16941 SH SOLE 0 0 16941 ACCENTURE PLC IRELAND SHS CLASS A g1151C101 225 4180 SH SOLE 0 0 4180 ADAMS EXPRESS CO COM 006212104 1619 168100 SH SOLE 0 0 168100 ADOBE SYS INC COM 00724f101 212 7454 SH SOLE 0 0 7454 ADVISORSHARES TR BNY GRWTH ADR 00768Y206 1707 60755 SH SOLE 0 0 60755 AGIC CONV & INCOME FD II COM 001191105 128 16074 SH SOLE 0 0 16074 AGILENT TECHNOLOGIES INC COM 00846u101 227 6514 SH SOLE 0 0 6514 ALLIANCEBERNSTEIN GBL HGH IN COM 01879r106 268 19009 SH SOLE 0 0 19009 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 1032 127982 SH SOLE 0 0 127982 ALPS ETF TR ALERIAN MLP 00162Q866 4518 272000 SH SOLE 0 0 272000 ALTRIA GROUP INC COM 02209s103 1456 49098 SH SOLE 0 0 49098 AMAZON COM INC COM 023135106 381 2195 SH SOLE 0 0 2195 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364w105 230 10129 SH SOLE 0 0 10129 AMERICAN CAPITAL AGENCY CORP COM 02503X105 2813 100051 SH SOLE 0 0 100051 AMERICAN EXPRESS CO COM 025816109 883 18708 SH SOLE 0 0 18708 AMERICAN TOWER CORP CL A 029912201 401 6682 SH SOLE 0 0 6682 AMERIGAS PARTNERS L P UNIT L P INT 030975106 333 7245 SH SOLE 0 0 7245 AMGEN INC COM 031162100 864 13495 SH SOLE 0 0 13495 AMR CORP COM 001765106 11 29131 SH SOLE 0 0 29131 ANADARKO PETE CORP COM 032511107 323 4230 SH SOLE 0 0 4230 ANNALY CAP MGMT INC COM 035710409 1384 86521 SH SOLE 0 0 86521 APPLE INC COM 037833100 7507 18536 SH SOLE 0 0 18536 APPLIED MATLS INC COM 038222105 2219 207166 SH SOLE 0 0 207166 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 87 12994 SH SOLE 0 0 12994 AQUA AMERICA INC COM 03836w103 537 24516 SH SOLE 0 0 24516 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - G0457F107 265 13200 SH SOLE 0 0 13200 AT&T INC COM 00206r102 6212 205783 SH SOLE 0 0 205783 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 249 6500 SH SOLE 0 0 6500 ATMOS ENERGY CORP COM 049560105 1097 32886 SH SOLE 0 0 32886 ATS CORP COM 00211E104 51 16230 SH SOLE 0 0 16230 AUTODESK INC COM 052769106 455 14936 SH SOLE 0 0 14936 AUTOMATIC DATA PROCESSING IN COM 053015103 851 15724 SH SOLE 0 0 15724 AVI BIOPHARMA INC COM 002346104 8 11400 SH SOLE 0 0 11400 B & G FOODS INC NEW COM 05508R106 238 9930 SH SOLE 0 0 9930 BAKER HUGHES INC COM 057224107 1018 20729 SH SOLE 0 0 20729 BANK OF AMERICA CORPORATION COM 060505104 1172 210711 SH SOLE 0 0 210711 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 528 12448 SH SOLE 0 0 12448 BARCLAYS BK PLC ETN DJUBS COPR37 06739F101 314 7111 SH SOLE 0 0 7111 BAXTER 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SOLE 0 0 4139 BOSTON SCIENTIFIC CORP COM 101137107 61 11200 SH SOLE 0 0 11200 BP PLC SPONSORED ADR 055622104 325 7592 SH SOLE 0 0 7592 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 757 6660 SH SOLE 0 0 6660 BPZ RESOURCES INC COM 055639108 63 22170 SH SOLE 0 0 22170 BRISTOL MYERS SQUIBB CO COM 110122108 1093 30926 SH SOLE 0 0 30926 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 1894 27163 SH SOLE 0 0 27163 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 130 11500 SH SOLE 0 0 11500 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 141 16928 SH SOLE 0 0 16928 CANADIAN NATL RY CO COM 136375102 714 9052 SH SOLE 0 0 9052 CAPLEASE INC COM 140288101 147 36533 SH SOLE 0 0 36533 CARMAX INC COM 143130102 791 26125 SH SOLE 0 0 26125 CATERPILLAR INC DEL COM 149123101 3205 35396 SH SOLE 0 0 35396 CATHAY GENERAL BANCORP COM 149150104 359 24041 SH SOLE 0 0 24041 CEMEX SAB DE CV SPON ADR NEW 151290889 270 49323 SH SOLE 0 0 49323 CENTRAL EUROPEAN DIST CORP COM 153435102 58 13555 SH SOLE 0 0 13555 CENTRAL FD CDA LTD CL A 153501101 4820 245675 SH SOLE 0 0 245675 CENTRAL SECS CORP COM 155123102 1778 87412 SH SOLE 0 0 87412 CENTURYLINK INC COM 156700106 866 23223 SH SOLE 0 0 23223 CHEVRON CORP NEW COM 166764100 22006 206835 SH SOLE 0 0 206835 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 416 11010 SH SOLE 0 0 11010 CHOICE HOTELS INTL INC COM 169905106 458 12036 SH SOLE 0 0 12036 CISCO SYS INC COM 17275r102 3901 215320 SH SOLE 0 0 215320 CITIGROUP INC COM NEW 172967424 241 8974 SH SOLE 0 0 8974 CITIZENS SOUTH BKG CP DEL COM 176682102 87 24491 SH SOLE 0 0 24491 CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 18383M423 907 36117 SH SOLE 0 0 36117 CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2014 18383M431 1819 71758 SH SOLE 0 0 71758 CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2013 18383M449 617 24410 SH SOLE 0 0 24410 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 1480 69663 SH SOLE 0 0 69663 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2013 18383M589 264 12691 SH SOLE 0 0 12691 CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL WTR 18383Q507 523 27970 SH SOLE 0 0 27970 CLOROX CO DEL COM 189054109 426 6387 SH SOLE 0 0 6387 COACH INC COM 189754104 394 6464 SH SOLE 0 0 6464 COCA COLA CO COM 191216100 3903 55909 SH SOLE 0 0 55909 COHEN & STEERS DIV MJRS FDIN COM 19248G106 932 77300 SH SOLE 0 0 77300 COHEN & STEERS INFRASTRUCTUR COM 19248A109 861 54461 SH SOLE 0 0 54461 COHEN & STEERS QUALITY RLTY COM 19247l106 225 26747 SH SOLE 0 0 26747 COLGATE PALMOLIVE CO COM 194162103 587 6368 SH SOLE 0 0 6368 COMCAST CORP NEW CL A 20030n101 601 25473 SH SOLE 0 0 25473 COMPASS MINERALS INTL INC COM 20451n101 833 12090 SH SOLE 0 0 12090 CONOCOPHILLIPS COM 20825c104 3966 54448 SH SOLE 0 0 54448 CONSOLIDATED EDISON INC COM 209115104 1339 21551 SH SOLE 0 0 21551 CORNING INC COM 219350105 199 15342 SH SOLE 0 0 15342 COSTCO WHSL CORP NEW COM 22160k105 586 7073 SH SOLE 0 0 7073 COVIDIEN PLC SHS G2554F113 521 11538 SH SOLE 0 0 11538 CUMMINS INC COM 231021106 628 7110 SH SOLE 0 0 7110 CVS CAREMARK CORPORATION COM 126650100 683 16749 SH SOLE 0 0 16749 CYTORI THERAPEUTICS INC COM 23283K105 32 14620 SH SOLE 0 0 14620 DEERE & CO COM 244199105 460 5923 SH SOLE 0 0 5923 DIAGEO P L C SPON ADR NEW 25243q205 580 6655 SH SOLE 0 0 6655 DIRECTV COM CL A 25490A101 807 18881 SH SOLE 0 0 18881 DISCOVER FINL SVCS COM 254709108 214 8886 SH SOLE 0 0 8886 DISNEY WALT CO COM DISNEY 254687106 1530 40576 SH SOLE 0 0 40576 DIVIDEND & INCOME FD INC COM 25538A105 34 10000 SH SOLE 0 0 10000 DNP SELECT INCOME FD COM 23325p104 505 46416 SH SOLE 0 0 46416 DOLLAR TREE INC COM 256746108 596 7203 SH SOLE 0 0 7203 DOMINION RES INC VA NEW COM 25746u109 936 17595 SH SOLE 0 0 17595 DONALDSON INC COM 257651109 566 8315 SH SOLE 0 0 8315 DOW CHEM CO COM 260543103 249 8622 SH SOLE 0 0 8622 DU PONT E I DE NEMOURS & CO COM 263534109 2370 51779 SH SOLE 0 0 51779 DUKE ENERGY CORP NEW COM 26441c105 3079 139895 SH SOLE 0 0 139895 E M C CORP MASS COM 268648102 516 23964 SH SOLE 0 0 23964 EATON VANCE ENHANCED EQ INC COM 278274105 278 27509 SH SOLE 0 0 27509 EATON VANCE RISK MNGD DIV EQ COM 27829G106 364 35036 SH SOLE 0 0 35036 EATON VANCE TAX MNGD GBL DV COM 27829F108 133 16054 SH SOLE 0 0 16054 EATON VANCE TAX MNGED BUY WR COM 27828X100 610 47514 SH SOLE 0 0 47514 EBAY INC COM 278642103 217 7196 SH SOLE 0 0 7196 ECOLAB INC COM 278865100 677 11694 SH SOLE 0 0 11694 EDISON INTL COM 281020107 333 8026 SH SOLE 0 0 8026 EL PASO CORP COM 28336l109 216 8100 SH SOLE 0 0 8100 EL PASO ENERGY CAP TR I PFD CV TR SECS 283678209 1960 42548 SH SOLE 0 0 42548 EMERSON ELEC CO COM 291011104 638 13685 SH SOLE 0 0 13685 ENBRIDGE ENERGY PARTNERS L P COM 29250r106 229 6904 SH SOLE 0 0 6904 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 940 23207 SH SOLE 0 0 23207 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273r109 248 5345 SH SOLE 0 0 5345 ENTERPRISE PRODS PARTNERS L COM 293792107 779 16799 SH SOLE 0 0 16799 ETFS GOLD TR SHS 26922Y105 410 2675 SH SOLE 0 0 2675 ETFS SILVER TR SILVER SHS 26922X107 615 22275 SH SOLE 0 0 22275 EXELON CORP COM 30161n101 3965 91426 SH SOLE 0 0 91426 EXPRESS SCRIPTS INC COM 302182100 510 11515 SH SOLE 0 0 11515 EXXON MOBIL CORP COM 30231g102 25233 298075 SH SOLE 0 0 298075 FAMILY DLR STORES INC COM 307000109 501 8692 SH SOLE 0 0 8692 FASTENAL CO COM 311900104 241 5480 SH SOLE 0 0 5480 FEDERATED ENHANC TREAS INCM COM SH BEN INT 314162108 353 24750 SH SOLE 0 0 24750 FEDEX CORP COM 31428x106 2056 24628 SH SOLE 0 0 24628 FERRELLGAS PARTNERS L.P. 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GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 328 15514 SH SOLE 0 0 15514 GABELLI HLTHCARE & WELLNESS SHS 36246K103 568 79166 SH SOLE 0 0 79166 GARDNER DENVER INC COM 365558105 865 11276 SH SOLE 0 0 11276 GATX CORP COM 361448103 2709 62048 SH SOLE 0 0 62048 GENERAL AMERN INVS INC COM 368802104 2255 90617 SH SOLE 0 0 90617 GENERAL ELECTRIC CO COM 369604103 10478 584216 SH SOLE 0 0 584216 GENERAL MLS INC COM 370334104 1250 31061 SH SOLE 0 0 31061 GENUINE PARTS CO COM 372460105 264 4331 SH SOLE 0 0 4331 GILEAD SCIENCES INC COM 375558103 638 15854 SH SOLE 0 0 15854 GLAXOSMITHKLINE PLC SPONSORED ADR 37733w105 263 5747 SH SOLE 0 0 5747 GOOGLE INC CL A 38259p508 1140 1758 SH SOLE 0 0 1758 GTX INC DEL COM 40052B108 155 47450 SH SOLE 0 0 47450 GUGGENHEIM ENHANCED EQUITY S COM 40167K100 195 12175 SH SOLE 0 0 12175 H & Q HEALTHCARE INVESTORS SH BEN INT 404052102 698 49621 SH SOLE 0 0 49621 HALLIBURTON CO COM 406216101 244 7063 SH SOLE 0 0 7063 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 174 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EQTY DIV & PREM O COM 45684E107 2653 306524 SH SOLE 0 0 306524 ING GROEP N V SPONSORED ADR 456837103 193 27073 SH SOLE 0 0 27073 ING PRIME RATE TR SH BEN INT 44977w106 75 14800 SH SOLE 0 0 14800 INTEL CORP COM 458140100 3287 135754 SH SOLE 0 0 135754 INTERNATIONAL BUSINESS MACHS COM 459200101 4389 23900 SH SOLE 0 0 23900 INVESCO VAN KAMPEN SR INC TR COM 46131H107 77 18000 SH SOLE 0 0 18000 ISHARES GOLD TRUST ISHARES 464285105 195 12805 SH SOLE 0 0 12805 ISHARES INC MSCI BRAZIL 464286400 221 3824 SH SOLE 0 0 3824 ISHARES INC MSCI CDA INDEX 464286509 1741 65461 SH SOLE 0 0 65461 ISHARES INC MSCI JAPAN 464286848 110 11961 SH SOLE 0 0 11961 ISHARES SILVER TRUST ISHARES 46428Q109 3476 128994 SH SOLE 0 0 128994 ISHARES TR LRGE GRW INDX 464287119 386 5868 SH SOLE 0 0 5868 ISHARES TR DJ SEL DIV INX 464287168 1928 35886 SH SOLE 0 0 35886 ISHARES TR BARCLYS TIPS BD 464287176 8586 73471 SH SOLE 0 0 73471 ISHARES TR S&P 500 INDEX 464287200 1064 8446 SH SOLE 0 0 8446 ISHARES TR BARCLY USAGG B 464287226 2102 19073 SH SOLE 0 0 19073 ISHARES TR MSCI EMERG MKT 464287234 960 25335 SH SOLE 0 0 25335 ISHARES TR IBOXX INV CPBD 464287242 1643 14470 SH SOLE 0 0 14470 ISHARES TR S&P500 GRW 464287309 362 5355 SH SOLE 0 0 5355 ISHARES TR S&P GBL ENER 464287341 241 6310 SH SOLE 0 0 6310 ISHARES TR S&P LTN AM 40 464287390 245 5797 SH SOLE 0 0 5797 ISHARES TR S&P 500 VALUE 464287408 228 3953 SH SOLE 0 0 3953 ISHARES TR BARCLYS 7-10 YR 464287440 315 2980 SH SOLE 0 0 2980 ISHARES TR BARCLYS 1-3 YR 464287457 1477 17480 SH SOLE 0 0 17480 ISHARES TR MSCI EAFE INDEX 464287465 3368 68002 SH SOLE 0 0 68002 ISHARES TR RUSSELL MCP VL 464287473 1047 24061 SH SOLE 0 0 24061 ISHARES TR RUSSELL MCP GR 464287481 4303 78233 SH SOLE 0 0 78233 ISHARES TR RUSSELL MIDCAP 464287499 1907 19377 SH SOLE 0 0 19377 ISHARES TR S&P MIDCAP 400 464287507 3882 44231 SH SOLE 0 0 44231 ISHARES TR S&P NA MULTIMD 464287531 275 10030 SH SOLE 0 0 10030 ISHARES TR NASDQ BIO INDX 464287556 707 6813 SH SOLE 0 0 6813 ISHARES TR COHEN&ST RLTY 464287564 254 3620 SH SOLE 0 0 3620 ISHARES TR RUSSELL1000VAL 464287598 1715 27083 SH SOLE 0 0 27083 ISHARES TR S&P MC 400 GRW 464287606 212 2152 SH SOLE 0 0 2152 ISHARES TR RUSSELL1000GRW 464287614 2687 46520 SH SOLE 0 0 46520 ISHARES TR RUSSELL 1000 464287622 1729 24921 SH SOLE 0 0 24921 ISHARES TR RUSL 2000 VALU 464287630 238 3634 SH SOLE 0 0 3634 ISHARES TR RUSL 2000 GROW 464287648 255 3033 SH SOLE 0 0 3033 ISHARES TR RUSSELL 2000 464287655 2394 32417 SH SOLE 0 0 32417 ISHARES TR RUSSELL 3000 464287689 2070 27895 SH SOLE 0 0 27895 ISHARES TR S&P MIDCP VALU 464287705 516 6804 SH SOLE 0 0 6804 ISHARES TR DJ US ENERGY 464287796 339 8478 SH SOLE 0 0 8478 ISHARES TR S&P SMLCAP 600 464287804 2907 42567 SH SOLE 0 0 42567 ISHARES TR DJ US BAS MATL 464287838 311 4837 SH SOLE 0 0 4837 ISHARES TR DJ US INDEX FD 464287846 390 6200 SH SOLE 0 0 6200 ISHARES TR S&P SMLCP VALU 464287879 351 5010 SH SOLE 0 0 5010 ISHARES TR S&P SMLCP GROW 464287887 424 5678 SH SOLE 0 0 5678 ISHARES TR LARGE VAL INDX 464288109 307 5217 SH SOLE 0 0 5217 ISHARES TR MSCI ACJPN IDX 464288182 471 9433 SH SOLE 0 0 9433 ISHARES TR MID CORE INDEX 464288208 368 4316 SH SOLE 0 0 4316 ISHARES TR S&P CAL AMTFR MN 464288356 471 4255 SH SOLE 0 0 4255 ISHARES TR S&P NTL AMTFREE 464288414 629 5818 SH SOLE 0 0 5818 ISHARES TR DJ INTL SEL DIVD 464288448 726 24609 SH SOLE 0 0 24609 ISHARES TR SMLL CORE INDX 464288505 339 4042 SH SOLE 0 0 4042 ISHARES TR HIGH YLD CORP 464288513 329 3683 SH SOLE 0 0 3683 ISHARES TR BARCLYS 1-3YR CR 464288646 269 2582 SH SOLE 0 0 2582 ISHARES TR US PFD STK IDX 464288687 1279 35755 SH SOLE 0 0 35755 ISHARES TR SMLL VAL INDX 464288703 402 5095 SH SOLE 0 0 5095 ISHARES TR MSCI GRW IDX 464288885 258 4970 SH SOLE 0 0 4970 ISHARES TR HGH DIV EQT FD 46429B663 292 5250 SH SOLE 0 0 5250 JDS UNIPHASE CORP COM PAR $0.001 46612j507 114 11471 SH SOLE 0 0 11471 JOHNSON & JOHNSON COM 478160104 16233 246482 SH SOLE 0 0 246482 JOHNSON CTLS INC COM 478366107 247 7860 SH SOLE 0 0 7860 JOY GLOBAL INC COM 481165108 639 8561 SH SOLE 0 0 8561 JPMORGAN CHASE & CO COM 46625h100 5229 156352 SH SOLE 0 0 156352 KELLOGG CO COM 487836108 490 9501 SH SOLE 0 0 9501 KEYCORP NEW COM 493267108 275 34783 SH SOLE 0 0 34783 KIMBERLY CLARK CORP COM 494368103 1458 19837 SH SOLE 0 0 19837 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1620 19157 SH SOLE 0 0 19157 KKR FINANCIAL HLDGS LLC COM 48248A306 312 35577 SH SOLE 0 0 35577 KRAFT FOODS INC CL A 50075n104 1979 53053 SH SOLE 0 0 53053 LENNAR CORP CL A 526057104 712 36150 SH SOLE 0 0 36150 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 249 58714 SH SOLE 0 0 58714 LILLY ELI & CO COM 532457108 370 8925 SH SOLE 0 0 8925 LOCKHEED MARTIN CORP COM 539830109 393 4878 SH SOLE 0 0 4878 LOWES COS INC COM 548661107 3027 119204 SH SOLE 0 0 119204 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 881 52000 SH SOLE 0 0 52000 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 250 3623 SH SOLE 0 0 3623 MAIN STREET CAPITAL CORP COM 56035L104 728 34218 SH SOLE 0 0 34218 MARATHON OIL CORP COM 565849106 285 9713 SH SOLE 0 0 9713 MARKET VECTORS ETF TR GOLD MINER ETF 57060u100 515 10077 SH SOLE 0 0 10077 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 679 14294 SH SOLE 0 0 14294 MASTERCARD INC CL A 57636q104 383 1030 SH SOLE 0 0 1030 MCCORMICK & CO INC COM NON VTG 579780206 668 13250 SH SOLE 0 0 13250 MCDONALDS CORP COM 580135101 4737 47242 SH SOLE 0 0 47242 MEDCO HEALTH SOLUTIONS INC COM 58405u102 241 4314 SH SOLE 0 0 4314 MEDTRONIC INC COM 585055106 1114 28867 SH SOLE 0 0 28867 MERCK & CO INC NEW COM 58933Y105 1021 26824 SH SOLE 0 0 26824 MFA FINANCIAL INC COM 55272x102 100 15010 SH SOLE 0 0 15010 MFS CHARTER INCOME TR SH BEN INT 552727109 536 58704 SH SOLE 0 0 58704 MICRON TECHNOLOGY INC COM 595112103 87 13600 SH SOLE 0 0 13600 MICROSOFT CORP COM 594918104 11080 426761 SH SOLE 0 0 426761 MONSANTO CO NEW COM 61166w101 1416 20081 SH SOLE 0 0 20081 MONTGOMERY STR INCOME SECS I COM 614115103 1299 84400 SH SOLE 0 0 84400 MORGAN STANLEY EMER MKTS DEB COM 61744h105 668 64700 SH SOLE 0 0 64700 MUELLER WTR PRODS INC COM SER A 624758108 53 21207 SH SOLE 0 0 21207 NATIONAL OILWELL VARCO INC COM 637071101 204 3005 SH SOLE 0 0 3005 NAVIGANT CONSULTING INC COM 63935n107 191 16800 SH SOLE 0 0 16800 NEWMONT MINING CORP COM 651639106 1462 24355 SH SOLE 0 0 24355 NEWS CORP CL A 65248E104 195 10875 SH SOLE 0 0 10875 NEXEN INC COM 65334H102 294 18350 SH SOLE 0 0 18350 NEXTERA ENERGY INC COM 65339F101 1208 19895 SH SOLE 0 0 19895 NFJ DIVID INT & PREM STRTGY COM SHS 65337h109 1854 115892 SH SOLE 0 0 115892 NIKE INC CL B 654106103 585 6079 SH SOLE 0 0 6079 NORFOLK SOUTHERN CORP COM 655844108 1552 21306 SH SOLE 0 0 21306 NORTHROP GRUMMAN CORP COM 666807102 206 3544 SH SOLE 0 0 3544 NOVARTIS A G SPONSORED ADR 66987v109 836 14624 SH SOLE 0 0 14624 NUSTAR ENERGY LP UNIT COM 67058H102 213 3773 SH SOLE 0 0 3773 NUVEEN EQTY PRM OPPORTUNITYF COM 6706em102 703 61496 SH SOLE 0 0 61496 NUVEEN MULTI STRAT INC & GR COM 67073b106 93 11650 SH SOLE 0 0 11650 NUVEEN SR INCOME FD COM 67067y104 276 41675 SH SOLE 0 0 41675 NUVEEN TAX ADV FLTG RATE FUN COM 6706EV102 47 22424 SH SOLE 0 0 22424 O REILLY AUTOMOTIVE INC NEW COM 67103H107 509 6337 SH SOLE 0 0 6337 OCCIDENTAL PETE CORP DEL COM 674599105 1613 17257 SH SOLE 0 0 17257 OGE ENERGY CORP COM 670837103 364 6441 SH SOLE 0 0 6441 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 630 10888 SH SOLE 0 0 10888 ONYX PHARMACEUTICALS INC COM 683399109 547 12430 SH SOLE 0 0 12430 ORACLE CORP COM 68389x105 1396 54451 SH SOLE 0 0 54451 PARK STERLING CORP COM 70086Y105 586 143630 SH SOLE 0 0 143630 PARKER HANNIFIN CORP COM 701094104 244 3200 SH SOLE 0 0 3200 PAYCHEX INC COM 704326107 451 14964 SH SOLE 0 0 14964 PEABODY ENERGY CORP COM 704549104 342 10271 SH SOLE 0 0 10271 PENGROWTH ENERGY CORP COM 70706P104 235 22288 SH SOLE 0 0 22288 PENN WEST PETE LTD NEW COM 707887105 481 24165 SH SOLE 0 0 24165 PEOPLES BANCORP N C INC COM 710577107 486 89000 SH SOLE 0 0 89000 PEPSICO INC COM 713448108 5666 85190 SH SOLE 0 0 85190 PETROLEUM & RES CORP COM 716549100 2507 102636 SH SOLE 0 0 102636 PFIZER INC COM 717081103 5582 257828 SH SOLE 0 0 257828 PG&E CORP COM 69331c108 395 9619 SH SOLE 0 0 9619 PHILIP MORRIS INTL INC COM 718172109 4369 55608 SH SOLE 0 0 55608 PIEDMONT NAT GAS INC COM 720186105 1311 38638 SH SOLE 0 0 38638 PIMCO CALIF MUN INCOME FD II COM 72201C109 100 10238 SH SOLE 0 0 10238 PIMCO CORPORATE INCOME FD COM 72200u100 646 40544 SH SOLE 0 0 40544 PIMCO CORPORATE OPP FD COM 72201b101 311 17810 SH SOLE 0 0 17810 PIMCO ETF TR 1-3YR USTREIDX 72201R106 358 7051 SH SOLE 0 0 7051 PIMCO ETF TR ENHAN SHRT MAT 72201R833 545 5440 SH SOLE 0 0 5440 PIMCO ETF TR INTER MUN BD ST 72201R866 462 8700 SH SOLE 0 0 8700 PIMCO HIGH INCOME FD COM SHS 722014107 998 82789 SH SOLE 0 0 82789 PIMCO INCOME STRATEGY FUND I COM 72201J104 278 30285 SH SOLE 0 0 30285 PNC FINL SVCS GROUP INC COM 693475105 224 3867 SH SOLE 0 0 3867 PNM RES INC COM 69349h107 193 10525 SH SOLE 0 0 10525 POLARIS INDS INC COM 731068102 426 7619 SH SOLE 0 0 7619 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 2340 87237 SH SOLE 0 0 87237 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 969 37510 SH SOLE 0 0 37510 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 578 35716 SH SOLE 0 0 35716 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 1036 111452 SH SOLE 0 0 111452 POWERSHARES ETF TRUST FND PUR MIDCR PT 73935X443 429 17798 SH SOLE 0 0 17798 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 929 15433 SH SOLE 0 0 15433 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 416 24655 SH SOLE 0 0 24655 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 1341 24585 SH SOLE 0 0 24585 POWERSHARES ETF TRUST DYNM LRG CP VL 73935x708 233 12095 SH SOLE 0 0 12095 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 372 25450 SH SOLE 0 0 25450 POWERSHARES ETF TRUST DIV ACHV PRTF 73935x732 531 35600 SH SOLE 0 0 35600 POWERSHARES ETF TRUST FND PUR MDVAL PT 73935X880 172 11275 SH SOLE 0 0 11275 POWERSHARES GLOBAL ETF TRUST FDM HG YLD RAFI 73936T557 447 24207 SH SOLE 0 0 24207 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 391 28624 SH SOLE 0 0 28624 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 192 23367 SH SOLE 0 0 23367 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 201 12975 SH SOLE 0 0 12975 POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 218 10800 SH SOLE 0 0 10800 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3421 61277 SH SOLE 0 0 61277 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 553 19095 SH SOLE 0 0 19095 PROCTER & GAMBLE CO COM 742718109 22346 334939 SH SOLE 0 0 334939 PROGRESS ENERGY INC COM 743263105 948 16940 SH SOLE 0 0 16940 PROSHARES TR PSHS ULT S&P 500 74347R107 1891 40828 SH SOLE 0 0 40828 PROSHARES TR PSHS ULTSH 20YRS 74347R297 693 38510 SH SOLE 0 0 38510 PROSHARES TR PSHS ULSHT 7-10Y 74347R313 207 6751 SH SOLE 0 0 6751 PROSHARES TR ULT R/EST NEW 74347X625 242 4740 SH SOLE 0 0 4740 PROSHARES TR SHRT 20+YR TRE 74347X849 268 8660 SH SOLE 0 0 8660 PROSHARES TR ULSH MSCI EURP 74348A301 406 8737 SH SOLE 0 0 8737 PROSPECT CAPITAL CORPORATION COM 74348T102 98 10501 SH SOLE 0 0 10501 PROVIDENT ENERGY LTD NEW COM 74386V100 219 22525 SH SOLE 0 0 22525 PUBLIC STORAGE COM 74460d109 619 4620 SH SOLE 0 0 4620 PUBLIC SVC ENTERPRISE GROUP COM 744573106 968 29331 SH SOLE 0 0 29331 PUTNAM PREMIER INCOME TR SH BEN INT 746853100 95 18228 SH SOLE 0 0 18228 QEP RES INC COM 74733V100 304 10376 SH SOLE 0 0 10376 QUALCOMM INC COM 747525103 1214 22234 SH SOLE 0 0 22234 RANGE RES CORP COM 75281a109 2361 38219 SH SOLE 0 0 38219 RAYMOND JAMES FINANCIAL INC COM 754730109 259 8346 SH SOLE 0 0 8346 REALTY INCOME CORP COM 756109104 6340 181903 SH SOLE 0 0 181903 REGIONS FINANCIAL CORP NEW COM 7591ep100 112 25796 SH SOLE 0 0 25796 REVENUESHARES ETF TR LARGECAP FD 761396100 1272 54700 SH SOLE 0 0 54700 RF MICRODEVICES INC COM 749941100 65 12016 SH SOLE 0 0 12016 RICHMONT MINES INC COM 76547t106 187 17325 SH SOLE 0 0 17325 RIO TINTO PLC SPONSORED ADR 767204100 2110 42915 SH SOLE 0 0 42915 RMR REAL ESTATE INCOME FD COM SHS 74964K609 255 9097 SH SOLE 0 0 9097 ROCKWELL AUTOMATION INC COM 773903109 244 3319 SH SOLE 0 0 3319 ROSS STORES INC COM 778296103 1160 24416 SH SOLE 0 0 24416 ROYAL BK CDA MONTREAL QUE COM 780087102 874 17157 SH SOLE 0 0 17157 ROYAL BK SCOTLAND GROUP PLC SPON ADR F 780097804 430 25420 SH SOLE 0 0 25420 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 384 23480 SH SOLE 0 0 23480 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 889 12188 SH SOLE 0 0 12188 ROYCE VALUE TR INC COM 780910105 937 76651 SH SOLE 0 0 76651 RPC INC COM 749660106 399 22163 SH SOLE 0 0 22163 RPM INTL INC COM 749685103 386 15831 SH SOLE 0 0 15831 RYDEX ETF TRUST S&P 500 EQ TRD 78355w106 2275 49058 SH SOLE 0 0 49058 RYDEX ETF TRUST TOP 50 ETF 78355w205 224 2465 SH SOLE 0 0 2465 SAIC INC COM 78390X101 171 13918 SH SOLE 0 0 13918 SANDISK CORP COM 80004c101 219 4450 SH SOLE 0 0 4450 SANOFI SPONSORED ADR 80105n105 225 6172 SH SOLE 0 0 6172 SCANA CORP NEW COM 80589m102 739 16361 SH SOLE 0 0 16361 SCHLUMBERGER LTD COM 806857108 572 8376 SH SOLE 0 0 8376 SEADRILL LIMITED SHS G7945E105 208 6175 SH SOLE 0 0 6175 SELECT SECTOR SPDR TR SBI CONS STPLS 81369y308 1647 50864 SH SOLE 0 0 50864 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369y506 729 10515 SH SOLE 0 0 10515 SELECT SECTOR SPDR TR SBI INT-FINL 81369y605 508 39038 SH SOLE 0 0 39038 SELECT SECTOR SPDR TR SBI INT-INDS 81369y704 238 7051 SH SOLE 0 0 7051 SELECT SECTOR SPDR TR TECHNOLOGY 81369y803 955 37461 SH SOLE 0 0 37461 SELECT SECTOR SPDR TR SBI INT-UTILS 81369y886 1807 50188 SH SOLE 0 0 50188 SEMPRA ENERGY COM 816851109 481 8721 SH SOLE 0 0 8721 SILVER WHEATON CORP COM 828336107 316 10815 SH SOLE 0 0 10815 SIMON PPTY GROUP INC NEW COM 828806109 243 1885 SH SOLE 0 0 1885 SIRIUS XM RADIO INC COM 82967N108 63 34300 SH SOLE 0 0 34300 SONOCO PRODS CO COM 835495102 844 25621 SH SOLE 0 0 25621 SOURCE CAP INC COM 836144105 669 14283 SH SOLE 0 0 14283 SOUTHERN CO COM 842587107 2576 55552 SH SOLE 0 0 55552 SOUTHWESTERN ENERGY CO COM 845467109 445 13928 SH SOLE 0 0 13928 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467x109 1988 16360 SH SOLE 0 0 16360 SPDR GOLD TRUST GOLD SHS 78463V107 19899 130867 SH SOLE 0 0 130867 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 396 13300 SH SOLE 0 0 13300 SPDR S&P 500 ETF TR TR UNIT 78462f103 6158 48977 SH SOLE 0 0 48977 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 2497 15628 SH SOLE 0 0 15628 SPDR SERIES TRUST DJ REIT ETF 78464A607 200 3101 SH SOLE 0 0 3101 SPDR SERIES TRUST S&P DIVID ETF 78464A763 561 10438 SH SOLE 0 0 10438 SPECTRA ENERGY CORP COM 847560109 1275 41332 SH SOLE 0 0 41332 SPREADTRUM COMMUNICATIONS IN ADR 849415203 258 12335 SH SOLE 0 0 12335 SPRINT NEXTEL CORP COM SER 1 852061100 98 42530 SH SOLE 0 0 42530 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 209 15208 SH SOLE 0 0 15208 ST JOE CO COM 790148100 345 23775 SH SOLE 0 0 23775 ST JUDE MED INC COM 790849103 238 6919 SH SOLE 0 0 6919 STAPLES INC COM 855030102 147 10646 SH SOLE 0 0 10646 STARBUCKS CORP COM 855244109 748 16259 SH SOLE 0 0 16259 STATE STR CORP COM 857477103 307 7615 SH SOLE 0 0 7615 STRYKER CORP COM 863667101 325 6574 SH SOLE 0 0 6574 SUNAMERICA FCSED ALPHA GRW F COM 867037103 826 45468 SH SOLE 0 0 45468 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764l108 656 16626 SH SOLE 0 0 16626 SUNTRUST BKS INC COM 867914103 252 14162 SH SOLE 0 0 14162 SUPERIOR INDS INTL INC COM 868168105 799 47800 SH SOLE 0 0 47800 SYCAMORE NETWORKS INC COM NEW 871206405 246 13700 SH SOLE 0 0 13700 SYNAPTICS INC COM 87157d109 659 21996 SH SOLE 0 0 21996 SYSCO CORP COM 871829107 1597 54318 SH SOLE 0 0 54318 TALISMAN ENERGY INC COM 87425E103 1094 86080 SH SOLE 0 0 86080 TARGET CORP COM 87612E106 597 11679 SH SOLE 0 0 11679 TEMPLETON DRAGON FD INC COM 88018t101 275 10863 SH SOLE 0 0 10863 TEMPLETON GLOBAL INCOME FD COM 880198106 872 92087 SH SOLE 0 0 92087 TEREX CORP NEW COM 880779103 216 16020 SH SOLE 0 0 16020 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 863 21563 SH SOLE 0 0 21563 TEXAS INSTRS INC COM 882508104 324 11181 SH SOLE 0 0 11181 THOMAS & BETTS CORP COM 884315102 469 8650 SH SOLE 0 0 8650 TJX COS INC NEW COM 872540109 587 9043 SH SOLE 0 0 9043 TRAVELERS COMPANIES INC COM 89417E109 234 3932 SH SOLE 0 0 3932 TRIQUINT SEMICONDUCTOR INC COM 89674k103 146 30000 SH SOLE 0 0 30000 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 228 19050 SH SOLE 0 0 19050 TWIN DISC INC COM 901476101 354 9797 SH SOLE 0 0 9797 UNION FIRST MKT BANKSH CP COM 90662P104 465 35007 SH SOLE 0 0 35007 UNION PAC CORP COM 907818108 1223 11529 SH SOLE 0 0 11529 UNITED PARCEL SERVICE INC CL B 911312106 1705 23321 SH SOLE 0 0 23321 UNITED STATES NATL GAS FUND UNIT NEW 912318110 78 12166 SH SOLE 0 0 12166 UNITED TECHNOLOGIES CORP COM 913017109 1249 17052 SH SOLE 0 0 17052 UNITEDHEALTH GROUP INC COM 91324p102 709 13969 SH SOLE 0 0 13969 US BANCORP DEL COM NEW 902973304 712 26236 SH SOLE 0 0 26236 VALMONT INDS INC COM 920253101 303 3336 SH SOLE 0 0 3336 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 207 2369 SH SOLE 0 0 2369 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 366 4541 SH SOLE 0 0 4541 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 5867 70202 SH SOLE 0 0 70202 VANGUARD INDEX FDS S&P 500 ETF SH 922908413 201 3495 SH SOLE 0 0 3495 VANGUARD INDEX FDS REIT ETF 922908553 387 6686 SH SOLE 0 0 6686 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1672 21889 SH SOLE 0 0 21889 VANGUARD INDEX FDS MID CAP ETF 922908629 479 6690 SH SOLE 0 0 6690 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1315 22925 SH SOLE 0 0 22925 VANGUARD INDEX FDS GROWTH ETF 922908736 1170 18974 SH SOLE 0 0 18974 VANGUARD INDEX FDS VALUE ETF 922908744 637 12166 SH SOLE 0 0 12166 VANGUARD INDEX FDS SMALL CP ETF 922908751 541 7754 SH SOLE 0 0 7754 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1042 16210 SH SOLE 0 0 16210 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2098 52861 SH SOLE 0 0 52861 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 2821 73905 SH SOLE 0 0 73905 VANGUARD SCOTTSDALE FDS SHRT-TERM CORP 92206C409 235 3022 SH SOLE 0 0 3022 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 469 5722 SH SOLE 0 0 5722 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 24657 451051 SH SOLE 0 0 451051 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 6902 152626 SH SOLE 0 0 152626 VANGUARD WORLD FDS HEALTH CAR ETF 92204a504 210 3431 SH SOLE 0 0 3431 VARIAN MED SYS INC COM 92220p105 292 4339 SH SOLE 0 0 4339 VERIZON COMMUNICATIONS INC COM 92343v104 4959 123675 SH SOLE 0 0 123675 VISA INC COM CL A 92826C839 837 8255 SH SOLE 0 0 8255 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857w209 375 13354 SH SOLE 0 0 13354 VULCAN MATLS CO COM 929160109 368 9290 SH SOLE 0 0 9290 WAL MART STORES INC COM 931142103 1693 28238 SH SOLE 0 0 28238 WALGREEN CO COM 931422109 614 18608 SH SOLE 0 0 18608 WELLS FARGO & CO NEW COM 949746101 3190 115529 SH SOLE 0 0 115529 WESTERN UN CO COM 959802109 3197 175570 SH SOLE 0 0 175570 WINDSTREAM CORP COM 97381W104 362 31130 SH SOLE 0 0 31130 WISDOMTREE TRUST EQTY INC ETF 97717W208 719 16777 SH SOLE 0 0 16777 WISDOMTREE TRUST LARGECAP DIVID 97717W307 1033 21055 SH SOLE 0 0 21055 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 243 4719 SH SOLE 0 0 4719 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 960 18455 SH SOLE 0 0 18455 WISDOMTREE TRUST INDIA ERNGS FD 97717W422 237 15219 SH SOLE 0 0 15219 WISDOMTREE TRUST SMLCAP EARN FD 97717W562 211 4186 SH SOLE 0 0 4186 WISDOMTREE TRUST GLB EX US GRWTH 97717W844 271 5800 SH SOLE 0 0 5800 XCEL ENERGY INC COM 98389b100 364 13195 SH SOLE 0 0 13195 YAHOO INC COM 984332106 1477 92180 SH SOLE 0 0 92180 YUM BRANDS INC COM 988498101 1795 30374 SH SOLE 0 0 30374 ZALE CORP NEW COM 988858106 43 11200 SH SOLE 0 0 11200 ZIMMER HLDGS INC COM 98956p102 1146 21500 SH SOLE 0 0 21500 ZWEIG FD COM 989834106 44 15000 SH SOLE 0 0 15000