Advisory Compliance Manager

0001085146-17-000797.txt : 20170215 0001085146-17-000797.hdr.sgml : 20170215 20170214185937 ACCESSION NUMBER: 0001085146-17-000797 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisors LLC CENTRAL INDEX KEY: 0001534400 IRS NUMBER: 840858799 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14617 FILM NUMBER: 17612171 BUSINESS ADDRESS: STREET 1: 4600 S. SYRACUSE ST. STREET 2: SUITE 600 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 720-509-2446 MAIL ADDRESS: STREET 1: 4600 S. SYRACUSE ST. STREET 2: SUITE 600 CITY: DENVER STATE: CO ZIP: 80237 FORMER COMPANY: FORMER CONFORMED NAME: Multi-Financial Securities Corp DATE OF NAME CHANGE: 20111107 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001534400 XXXXXXXX 12-31-2016 12-31-2016 Cetera Advisors LLC

4600 S. SYRACUSE ST. SUITE 600 DENVER CO 80237

13F HOLDINGS REPORT 028-14617 Y CETERA ADVISORS LLC WAS FORMERLEY KNOWN AS MULTI-FINANCIAL SECURITIES CORP Francine Eaves-Ranft Advisory Compliance Manager 720 509-2446 /s/ Francine Eaves-Ranft Denver CO 02-13-2017 0 723 1328393 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101487827320SHSOLE 0027320ABBOTT LABSCOM002824100101826434SHSOLE 0026434ABBVIE INCCOM00287Y109295247133SHSOLE 0047133ABSOLUTE SHS TRWBI TCT INC SH00400R87452020941SHSOLE 0020941ABSOLUTE SHS TRWBI TCT HG INC00400R88224110117SHSOLE 0010117ACCENTURE PLC IRELANDSHS CLASS AG1151C1018717431SHSOLE 007431ACTIVISION BLIZZARD INCCOM00507V1092115826SHSOLE 005826ADOBE SYS INCCOM00724F1012132073SHSOLE 002073AETNA INC NEWCOM00817Y10810368371SHSOLE 008371AFLAC INCCOM0010551025297607SHSOLE 007607AGNC INVT CORPCOM00123Q10480744640SHSOLE 0044640ALASKA AIR GROUP INCCOM0116591092442759SHSOLE 002759ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1025005712SHSOLE 005712ALLERGAN PLCSHSG0177J1084502139SHSOLE 002139ALLERGAN PLCPFD CONV SER AG0177J11613621791SHSOLE 001791ALLIANCEBERNSTEIN GBL HGH INCOM01879R10613310563SHSOLE 0010563ALLIANZGI EQUITY & CONV INCOCOM01882910134718890SHSOLE 0018890ALPHABET INCCAP STK CL C02079K10731994138SHSOLE 004138ALPHABET INCCAP STK CL A02079K30556127060SHSOLE 007060ALPS ETF TRUS EQTHIVOLPT WR00162Q73419510052SHSOLE 0010052ALPS ETF TRSECTR DIV DOGS00162Q858114827316SHSOLE 0027316ALPS ETF TRALERIAN MLP00162Q866112288956SHSOLE 0088956ALTRIA GROUP INCCOM02209S103364653920SHSOLE 0053920AMARIN CORP PLCSPONS ADR NEW0231112064113200SHSOLE 0013200AMAZON COM INCCOM02313510636714920SHSOLE 004920AMERICAN ELEC PWR INCCOM02553710175511984SHSOLE 0011984AMERICAN EXPRESS COCOM0258161095607572SHSOLE 007572AMERICAN TOWER CORP NEWCOM03027X1002992815SHSOLE 002815AMERIGAS PARTNERS L PUNIT L P INT03097510669514479SHSOLE 0014479AMGEN INCCOM03116210014489886SHSOLE 009886ANALOG DEVICES INCCOM032654105142319665SHSOLE 0019665ANNALY CAP MGMT INCCOM0357104095204522505SHSOLE 00522505ANWORTH MORTGAGE ASSET CPCOM0373471017414620SHSOLE 0014620APPLE INCCOM03783310026935232375SHSOLE 00232375ARCELORMITTAL SA LUXEMBOURGNY REGISTRY SH03938L1042304316220SHSOLE 00316220ARES CAP CORPCOM04010L10350730899SHSOLE 0030899ARES COML REAL ESTATE CORPCOM04013V10818813802SHSOLE 0013802ARLINGTON ASSET INVT CORPCL A NEW041356205118880842SHSOLE 0080842ARMADA HOFFLER PPTYS INCCOM04208T10828319400SHSOLE 0019400ARROW ETF TRARROW DJ GLB YLD04273H10425313749SHSOLE 0013749AT&T INCCOM00206R10212774299496SHSOLE 00299496AUTOMATIC DATA PROCESSING INCOM053015103107510481SHSOLE 0010481BAIDU INCSPON ADR REP A0567521082461505SHSOLE 001505BALL CORPCOM0584981064075413SHSOLE 005413BANCO SANTANDER SAADR05964H10516932510SHSOLE 0032510BANK AMER CORPCOM060505104176379826SHSOLE 0079826BANK N S HALIFAXCOM0641491072013587SHSOLE 003587BANK NEW YORK MELLON CORPCOM0640581002615521SHSOLE 005521BARCLAYS BK PLCDJUBS CMDT ETN3606738C77835714611SHSOLE 0014611BAXTER INTL INCCOM0718131092024624SHSOLE 004624BB&T CORPCOM0549371072695700SHSOLE 005700BECTON DICKINSON & COCOM07588710915229190SHSOLE 009190BERKSHIRE HATHAWAY INC DELCL A0846701087323SHSOLE 003BERKSHIRE HATHAWAY INC DELCL B NEW084670702675741455SHSOLE 0041455BLACKROCK CALIF MUN INCOME TSH BEN INT09248E10219513596SHSOLE 0013596BLACKROCK CR ALLCTN INC TRCOM09250810016212507SHSOLE 0012507BLACKROCK INCCOM09247X101201530SHSOLE 00530BLACKROCK TAX MUNICPAL BD TRSHS09248X10034816127SHSOLE 0016127BLACKSTONE GROUP L PCOM UNIT LTD09253U10895535318SHSOLE 0035318BLDRS INDEX FDS TREMER MK 50 ADR09348R30045714234SHSOLE 0014234BLOCK H & R INCCOM09367110530813700SHSOLE 0013700BOARDWALK PIPELINE PARTNERSUT LTD PARTNER09662710419010957SHSOLE 0010957BOEING COCOM097023105323320778SHSOLE 0020778BP PLCSPONSORED ADR055622104350193990SHSOLE 0093990BRISTOL MYERS SQUIBB COCOM110122108384865783SHSOLE 0065783BROOKFIELD INFRAST PARTNERSLP INT UNITG162521013219572SHSOLE 009572BUCKEYE PARTNERS L PUNIT LTD PARTN1182301012894368SHSOLE 004368CAL MAINE FOODS INCCOM NEW1280302022355389SHSOLE 005389CALAMOS CONV & HIGH INCOME FCOM SHS12811P10861157848SHSOLE 0057848CALAMOS CONV OPP AND INC FDSH BEN INT12811710857256707SHSOLE 0056707CALAMOS STRATEGIC TOTL RETNCOM SH BEN INT12812510119519120SHSOLE 0019120CAMBIUM LEARNING GRP INCCOM13201A10718537408SHSOLE 0037408CAMPBELL SOUP COCOM1344291093926496SHSOLE 006496CANADIAN NATL RY COCOM1363751024917328SHSOLE 007328CAPITAL ONE FINL CORPCOM14040H105104911976SHSOLE 0011976CARLISLE COS INCCOM1423391002952668SHSOLE 002668CATERPILLAR INC DELCOM1491231018819447SHSOLE 009447CBRE CLARION GLOBAL REAL ESTCOM12504G1001666227962SHSOLE 00227962CBRE GROUP INCCL A12504L10937712000SHSOLE 0012000CDN IMPERIAL BK COMM TORONTOCOM1360691015026240SHSOLE 006240CELGENE CORPCOM151020104279624213SHSOLE 0024213CENTENNIAL RESOURCE DEV INCCL A15136A10231515923SHSOLE 0015923CENTRAL FD CDA LTDCL A1535011011863163002SHSOLE 00163002CENTURYLINK INCCOM1567001062078680SHSOLE 008680CERNER CORPCOM156782104120625316SHSOLE 0025316CHESAPEAKE ENERGY CORPCOM1651671071726243980SHSOLE 00243980CHESAPEAKE ENERGY CORPPFD CONV1651678422405179SHSOLE 005179CHESAPEAKE GRANITE WASH TRCOM SH BEN INT1651851092410000SHSOLE 0010000CHEVRON CORP NEWCOM166764100771965453SHSOLE 0065453CHICAGO BRIDGE & IRON CO N VCOM167250109150747220SHSOLE 0047220CHUBB LIMITEDCOMH1467J1042331749SHSOLE 001749CHURCH & DWIGHT INCCOM171340102107924444SHSOLE 0024444CIGNA CORPORATIONCOM12550910911388511SHSOLE 008511CISCO SYS INCCOM17275R102205467914SHSOLE 0067914CITIGROUP INCCOM NEW17296742461410317SHSOLE 0010317CLAYMORE EXCHANGE TRD FD TRGUG BUL 2020 HY18383M365224192396SHSOLE 0092396CLAYMORE EXCHANGE TRD FD TRGUG BUL 2019 HY18383M37393138590SHSOLE 0038590CLAYMORE EXCHANGE TRD FD TRGUG BULL2020 E18383M51492543582SHSOLE 0043582CLAYMORE EXCHANGE TRD FD TRGUG BULL2018 E18383M53058827750SHSOLE 0027750CLIFFS NAT RES INCCOM18683K1012170257870SHSOLE 00257870CLOROX CO DELCOM1890541094523747SHSOLE 003747CME GROUP INCCOM12572Q1052231938SHSOLE 001938COCA COLA COCOM1912161004814116574SHSOLE 00116574COHEN & STEERS REIT & PFD INCOM19247X10024112604SHSOLE 0012604COLGATE PALMOLIVE COCOM194162103138821217SHSOLE 0021217COLUMBIA PPTY TR INCCOM NEW19828720346121293SHSOLE 0021293COMCAST CORP NEWCL A20030N101130118838SHSOLE 0018838COMMERCE BANCSHARES INCCOM2005251034297430SHSOLE 007430CONOCOPHILLIPSCOM20825C104270453632SHSOLE 0053632CONSOLIDATED EDISON INCCOM2091151045867946SHSOLE 007946CONSOLIDATED TOMOKA LD COCOM2102261062654979SHSOLE 004979CONSTELLATION BRANDS INCCL A21036P1086804418SHSOLE 004418CORECIVIC INCCOM21871N10171329253SHSOLE 0029253CORENERGY INFRASTRUCTURE TRCOM NEW21870U5023319500SHSOLE 009500CORINDUS VASCULAR ROBOTICS ICOM218730109913000SHSOLE 0013000CORNERSTONE STRATEGIC VALUECOM21924B30219412795SHSOLE 0012795CORNERSTONE TOTAL RTRN FD INCOM21924U30016911137SHSOLE 0011137COSTCO WHSL CORP NEWCOM22160K10510496573SHSOLE 006573CREDIT SUISSE GROUPSPONSORED ADR22540110818312853SHSOLE 0012853CSX CORPCOM1264081032246214SHSOLE 006214CUMMINS INCCOM2310211064283122SHSOLE 003122CVS HEALTH CORPCOM126650100120815240SHSOLE 0015240CYBERARK SOFTWARE LTDSHSM2682V1082024270SHSOLE 004270DBX ETF TRXTRAK MSCI EAFE2330512002448777SHSOLE 008777DBX ETF TRXTRAK MSCI JAPN2330515072125709SHSOLE 005709DBX ETF TRDB XTR MSCI EUR2330518532047873SHSOLE 007873DCP MIDSTREAM PARTNERS LPCOM UT LTD PTN23311P10052613700SHSOLE 0013700DEERE & COCOM244199105478246423SHSOLE 0046423DELL TECHNOLOGIES INCCOM CL V24703L1032334204SHSOLE 004204DELTA AIR LINES INC DELCOM NEW2473617023386878SHSOLE 006878DEUTSCHE BANK AGNAMEN AKTD1819089837320490SHSOLE 0020490DHT HOLDINGS INCSHS NEWY2065G12117041000SHSOLE 0041000DIGITAL RLTY TR INCCOM253868103115311718SHSOLE 0011718DISNEY WALT COCOM DISNEY254687106535651463SHSOLE 0051463DNP SELECT INCOME FDCOM23325P10441640581SHSOLE 0040581DOMINION RES INC VA NEWCOM25746U109163821364SHSOLE 0021364DOUBLELINE INCOME SOLUTIONSCOM25862210950226843SHSOLE 0026843DOW CHEM COCOM2605431035549752SHSOLE 009752DR PEPPER SNAPPLE GROUP INCCOM26138E1092082298SHSOLE 002298DREYFUS STRATEGIC MUNS INCCOM26193210734240690SHSOLE 0040690DTE ENERGY COCOM2333311072322348SHSOLE 002348DU PONT E I DE NEMOURS & COCOM263534109127417365SHSOLE 0017365DUFF & PHELPS UTIL CORP BD TCOM26432K10825526994SHSOLE 0026994DUKE ENERGY CORP NEWCOM NEW26441C204129016533SHSOLE 0016533EAST WEST BANCORP INCCOM27579R10462112246SHSOLE 0012246EATON VANCE LTD DUR INCOME FCOM27828H10518313391SHSOLE 0013391EATON VANCE MUNI INCOME TRUSSH BEN INT27826U10814011176SHSOLE 0011176EATON VANCE RISK MNGD DIV EQCOM27829G10617920101SHSOLE 0020101EATON VANCE SR FLTNG RTE TRCOM27828Q10517211630SHSOLE 0011630EATON VANCE SR INCOME TRSH BEN INT27826S1039714500SHSOLE 0014500EATON VANCE TAX MNGD GBL DVCOM27829F10814618384SHSOLE 0018384EATON VANCE TAX MNGED BUY WRCOM27828X10035021214SHSOLE 0021214EATON VANCE TX MGD DIV EQ INCOM27828N10212912646SHSOLE 0012646EATON VANCE TX MNG BY WRT OPCOM27828Y10815710610SHSOLE 0010610ECOLAB INCCOM2788651007246186SHSOLE 006186EDISON INTLCOM2810201072132950SHSOLE 002950ELECTRONIC ARTS INCCOM2855121095466839SHSOLE 006839EMERSON ELEC COCOM29101110460910950SHSOLE 0010950ENABLE MIDSTREAM PARTNERS LPCOM UNIT RP IN29248010070745000SHSOLE 0045000ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R10955915631SHSOLE 0015631ENERPLUS CORPCOM2927661023415361777SHSOLE 00361777ENNIS INCCOM29338910219511250SHSOLE 0011250ENTERPRISE BANCORP INC MASSCOM293668109126633719SHSOLE 0033719ENTERPRISE PRODS PARTNERS LCOM29379210790433438SHSOLE 0033438ENVIVA PARTNERS LPCOM UNIT29414J10796335779SHSOLE 0035779EOG RES INCCOM26875P1013283237SHSOLE 003237EPR PPTYSCOM SH BEN INT26884U1092062850SHSOLE 002850EQUITY BANCSHARES INCCOM CL A29460X10996428648SHSOLE 0028648ESSEX PPTY TR INCCOM2971781059153903SHSOLE 003903ETF MANAGERS TRPUREFUNDS ISE CY26924G20145817300SHSOLE 0017300ETFIS SER TR IINFRAC ACT MLP26923G103109896892SHSOLE 0096892EVEREST RE GROUP LTDCOMG3223R1082781284SHSOLE 001284EVERSOURCE ENERGYCOM30040W1083917074SHSOLE 007074EVOLVING SYS INCCOM NEW30049R2096917000SHSOLE 0017000EXCHANGE TRADED CONCEPTS TRYLD SHS HGH INC30150530155930130SHSOLE 0030130EXCHANGE TRADED CONCEPTS TRHULL TACTIC US30150580639815350SHSOLE 0015350EXELON CORPCOM30161N10153615070SHSOLE 0015070EXPRESS SCRIPTS HLDG COCOM30219G1083955753SHSOLE 005753EXXON MOBIL CORPCOM30231G10213453149035SHSOLE 00149035FACEBOOK INCCL A30303M102370532049SHSOLE 0032049FARMERS NATL BANC CORPCOM30962710716211410SHSOLE 0011410FASTENAL COCOM3119001042445228SHSOLE 005228FEDEX CORPCOM31428X1062821511SHSOLE 001511FERRELLGAS PARTNERS L.P.UNIT LTD PART3152931008813016SHSOLE 0013016FIDELITYMSCI FINLS IDX31609250148314002SHSOLE 0014002FIDELITYMSCI HLTH CARE I316092600120136553SHSOLE 0036553FIFTH STREET FINANCE CORPCOM31678A1038615987SHSOLE 0015987FIRST SOLAR INCCOM3364331072156763SHSOLE 006763FIRST TR EXCHANG TRADED FD IMANAGD MUN ETF33739N1082204300SHSOLE 004300FIRST TR EXCHANGE TRADED FDUS EQTY OPPT ETF336920103101818938SHSOLE 0018938FIRST TR EXCHANGE TRADED FDNY ARCA BIOTECH33733E2036797435SHSOLE 007435FIRST TR EXCHANGE TRADED FDDJ INTERNT IDX33733E3026277825SHSOLE 007825FIRST TR EXCHANGE TRADED FDNASDAQ 100 EX33733E401337383324SHSOLE 0083324FIRST TR EXCHANGE TRADED FDCONSUMR STAPLE33734X1193557769SHSOLE 007769FIRST TR EXCHANGE TRADED FDENERGY ALPHADX33734X12723013961SHSOLE 0013961FIRST TR EXCHANGE TRADED FDFINLS ALPHADEX33734X13547517515SHSOLE 0017515FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X1433676466SHSOLE 006466FIRST TR EXCHANGE TRADED FDMATERIALS ALPH33734X168115932438SHSOLE 0032438FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X1762075509SHSOLE 005509FIRST TR EXCHANGE TRADED FDDJ GLBL DIVID33734X20032513966SHSOLE 0013966FIRST TR EXCHANGE TRADED FDNO AMER ENERGY33738D10165926007SHSOLE 0026007FIRST TR EXCHANGE TRADED FDSENIOR LN FD33738D30953410948SHSOLE 0010948FIRST TR EXCHANGE TRADED FDMULTI ASSET DI33738R10085344613SHSOLE 0044613FIRST TR EXCHANGE TRADED FDNASD TECH DIV33738R118207269949SHSOLE 0069949FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R6054044174918SHSOLE 00174918FIRST TR EXCHANGE TRADED FDDORSEY WRIGHT33738R878148468745SHSOLE 0068745FIRST TR EXCHANGE TRADED FDDORSEY WRIGHT33738R88676744904SHSOLE 0044904FIRST TR EXCHANGE-TRADED FDPFD SECS INC ETF33739E108108356912SHSOLE 0056912FIRST TR LRG CP VL ALPHADEXCOM SHS33735J101446895364SHSOLE 0095364FIRST TR LRGE CP CORE ALPHACOM SHS33734K109124825526SHSOLE 0025526FIRST TR MID CAP CORE ALPHADCOM SHS33735B10874113113SHSOLE 0013113FIRST TR MLP & ENERGY INCOMECOM33739B10445328207SHSOLE 0028207FIRST TR MORNINGSTAR DIV LEASHS33691710999636027SHSOLE 0036027FIRST TR MULTI CP VAL ALPHACOM SHS33733C10863912676SHSOLE 0012676FIRST TR NAS100 EQ WEIGHTEDSHS337344105141430618SHSOLE 0030618FIRST TR NASDAQ ABA CMNTY BKUT COM SHS ETF33736Q1045029489SHSOLE 009489FIRST TR SR FLG RTE INCM FDCOM33733U10847634483SHSOLE 0034483FIRST TR STOXX EURO DIV FDCOMMON SHS33735T10935529807SHSOLE 0029807FIRST TR VALUE LINE DIVID INSHS33734H1064288152932SHSOLE 00152932FISERV INCCOM3377381084494224SHSOLE 004224FLAHERTY & CRUMRINE PFD INCCOM33848E10613912585SHSOLE 0012585FORD MTR CO DELCOM PAR $0.013453708603008248697SHSOLE 00248697FRANKLIN RES INCCOM3546131012285774SHSOLE 005774FRANKLIN TEMPLETON ETF TRLIBERTYQ INTL35473P10871330538SHSOLE 0030538FRANKLIN UNVL TRSH BEN INT35514510315222741SHSOLE 0022741FREEPORT-MCMORAN INCCL B35671D8571604120205SHSOLE 00120205FRONTIER COMMUNICATIONS CORPCOM35906A10813641133SHSOLE 0041133FS INVT CORPCOM302635107120771174503SHSOLE 001174503GABELLI EQUITY TR INCCOM3623971015810479SHSOLE 0010479GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A109565106703SHSOLE 00106703GARMIN LTDSHSH2906T1094088392SHSOLE 008392GENERAL DYNAMICS CORPCOM3695501082751603SHSOLE 001603GENERAL ELECTRIC COCOM3696041038546270561SHSOLE 00270561GENERAL MLS INCCOM3703341045729238SHSOLE 009238GENERAL MTRS COCOM37045V100295985736SHSOLE 0085736GENUINE PARTS COCOM3724601059559986SHSOLE 009986GILEAD SCIENCES INCCOM375558103421158820SHSOLE 0058820GLAXOSMITHKLINE PLCSPONSORED ADR37733W1053729613SHSOLE 009613GLOBAL NET LEASE INCCOM3793781021716219244SHSOLE 00219244GLOBAL X FDSGLBX MSCI NORW37950E74715814605SHSOLE 0014605GLOBAL X FDSGLOBAL X SILVER37954Y8482176840SHSOLE 006840GLOBALSTAR INCCOM3789734082716930SHSOLE 0016930GLOWPOINT INCCOM NEW3798872012594020SHSOLE 0094020GOLAR LNG PARTNERS LPCOM UNIT LPIY2745C10225910800SHSOLE 0010800GOLD FIELDS LTD NEWSPONSORED ADR38059T1063812500SHSOLE 0012500GOLDMAN SACHS GROUP INCCOM38141G10411894950SHSOLE 004950GREENBRIER COS INCCOM39365710154813280SHSOLE 0013280HALLIBURTON COCOM4062161014979215SHSOLE 009215HANESBRANDS INCCOM41034510239118143SHSOLE 0018143HARMONY GOLD MNG LTDSPONSORED ADR4132163004018000SHSOLE 0018000HCP INCCOM40414L10939813286SHSOLE 0013286HEALTHCARE TR AMER INCCL A NEW42225P50152417989SHSOLE 0017989HELMERICH & PAYNE INCCOM4234521012553301SHSOLE 003301HERCULES CAPITAL INCCOM42709650815611091SHSOLE 0011091HEWLETT PACKARD ENTERPRISE CCOM42824C10951822391SHSOLE 0022391HIGHLAND FDS IHI LD IBOXX SRLN43010177454529062SHSOLE 0029062HOME DEPOT INCCOM437076102281120987SHSOLE 0020987HONEYWELL INTL INCCOM438516106125110745SHSOLE 0010745HORMEL FOODS CORPCOM44045210090326000SHSOLE 0026000HP INCCOM40434L10543729468SHSOLE 0029468HUNT J B TRANS SVCS INCCOM4456581075175312SHSOLE 005312HUNTINGTON BANCSHARES INCCOM44615010432724789SHSOLE 0024789HUNTINGTON INGALLS INDS INCCOM4464131062221210SHSOLE 001210IDACORP INCCOM4511071064475565SHSOLE 005565ILLINOIS TOOL WKS INCCOM4523081094954046SHSOLE 004046INDEXIQ ETF TRHEDGE MLTI ETF45409B10733711742SHSOLE 0011742ING GROEP N VSPONSORED ADR45683710320114156SHSOLE 0014156INTEL CORPCOM4581401004275117734SHSOLE 00117734INTERCONTINENTAL EXCHANGE INCOM45866F1042173871SHSOLE 003871INTERNATIONAL BUSINESS MACHSCOM459200101324219532SHSOLE 0019532INTERNATIONAL TOWER HILL MINCOM46050R102813075SHSOLE 0013075INTL PAPER COCOM4601461032434588SHSOLE 004588INTUITIVE SURGICAL INCCOM NEW46120E6026791065SHSOLE 001065INVESCO VALUE MUN INCOME TRCOM46132P10846631879SHSOLE 0031879ISHARESMSCI AUST ETF4642861036521322172SHSOLE 00322172ISHARESMIN VOL GBL ETF464286525117716158SHSOLE 0016158ISHARESMIN VOL EMRG MKT464286533147030080SHSOLE 0030080ISHARESMSCI EURZONE ETF4642866082246455SHSOLE 006455ISHARESMSCI STH KOR ETF464286772471988407SHSOLE 0088407ISHARES10+ YR CR BD ETF4642895114437529SHSOLE 007529ISHARESGRWT ALLOCAT ETF4642898673197887SHSOLE 007887ISHARESMODERT ALLOC ETF46428987557916473SHSOLE 0016473ISHARESCONSER ALLOC ETF4642898832176658SHSOLE 006658ISHARES GOLD TRUSTISHARES4642851053921354591SHSOLE 00354591ISHARES INCCORE MSCI EMKT46434G103140733147SHSOLE 0033147ISHARES SILVER TRUSTISHARES46428Q10973948985SHSOLE 0048985ISHARES TRS&P 100 ETF464287101132513347SHSOLE 0013347ISHARES TRMRNGSTR LG-CP GR46428711910628793SHSOLE 008793ISHARES TRMRNGSTR LG-CP ET464287127169112662SHSOLE 0012662ISHARES TRCORE S&P TTL STK4642871509844191912SHSOLE 00191912ISHARES TRSELECT DIVID ETF46428716812116136751SHSOLE 00136751ISHARES TRTIPS BD ETF464287176567450179SHSOLE 0050179ISHARES TRTRANS AVG ETF4642871924492750SHSOLE 002750ISHARES TRCORE S&P500 ETF46428720031947142164SHSOLE 00142164ISHARES TRCORE US AGGBD ET46428722632799303303SHSOLE 00303303ISHARES TRMSCI EMG MKT ETF464287234166747370SHSOLE 0047370ISHARES TRIBOXX INV CP ETF464287242647155193SHSOLE 0055193ISHARES TRS&P 500 GRWT ETF464287309215317678SHSOLE 0017678ISHARES TRGLOBAL FINLS ETF464287333130322500SHSOLE 0022500ISHARES TRGLOBAL ENERG ETF464287341163947122SHSOLE 0047122ISHARES TRNA NAT RES46428737453114789SHSOLE 0014789ISHARES TRS&P 500 VAL ETF464287408112211085SHSOLE 0011085ISHARES TR20 YR TR BD ETF464287432591749656SHSOLE 0049656ISHARES TR7-10 Y TR BD ETF464287440614058686SHSOLE 0058686ISHARES TR1-3 YR TR BD ETF4642874578483100567SHSOLE 00100567ISHARES TRMSCI EAFE ETF46428746512700220043SHSOLE 00220043ISHARES TRRUS MDCP VAL ETF46428747395411937SHSOLE 0011937ISHARES TRRUS MD CP GR ETF464287481852287631SHSOLE 0087631ISHARES TRRUS MID-CAP ETF464287499500127943SHSOLE 0027943ISHARES TRCORE S&P MCP ETF4642875071563194526SHSOLE 0094526ISHARES TRN AMER TECH ETF46428754911769503SHSOLE 009503ISHARES TRNASDQ BIOTEC ETF464287556436216402SHSOLE 0016402ISHARES TRCOHEN&STEER REIT4642875647197244SHSOLE 007244ISHARES TRGLOBAL 100 ETF4642875722062685SHSOLE 002685ISHARES TRRUS 1000 VAL ETF46428759817822159168SHSOLE 00159168ISHARES TRS&P MC 400GR ETF464287606474826088SHSOLE 0026088ISHARES TRRUS 1000 GRW ETF46428761435220335773SHSOLE 00335773ISHARES TRRUS 1000 ETF46428762211229025SHSOLE 009025ISHARES TRRUS 2000 VAL ETF464287630250221040SHSOLE 0021040ISHARES TRRUS 2000 GRW ETF464287648802552212SHSOLE 0052212ISHARES TRRUSSELL 2000 ETF464287655704352318SHSOLE 0052318ISHARES TRCORE RUSSELL VAL4642876632455011SHSOLE 005011ISHARES TRCORE RUSSELL GRW46428767192921639SHSOLE 0021639ISHARES TRRUSSELL 3000 ETF46428768910738075SHSOLE 008075ISHARES TRU.S. UTILITS ETF464287697158513037SHSOLE 0013037ISHARES TRS&P MC 400VL ETF4642877057315055SHSOLE 005055ISHARES TRU.S. TECH ETF464287721212817682SHSOLE 0017682ISHARES TRU.S. REAL ES ETF4642877393935086SHSOLE 005086ISHARES TRU.S. INDS ETF4642877542251863SHSOLE 001863ISHARES TRUS HLTHCARE ETF46428776212598794SHSOLE 008794ISHARES TRU.S. ENERGY ETF46428779649411888SHSOLE 0011888ISHARES TRCORE S&P SCP ETF46428780413909101085SHSOLE 00101085ISHARES TRU.S. CNSM GD ETF4642878124614164SHSOLE 004164ISHARES TRDOW JONES US ETF464287846279924996SHSOLE 0024996ISHARES TRSP SMCP600VL ETF464287879680048600SHSOLE 0048600ISHARES TRSP SMCP600GR ETF464287887498233205SHSOLE 0033205ISHARES TRMRNGSTR LG-CP VL4642881094064315SHSOLE 004315ISHARES TRINTL TREA BD ETF4642881174374852SHSOLE 004852ISHARES TRMRGSTR MD CP ETF464288208230614613SHSOLE 0014613ISHARES TREAFE SML CP ETF46428827373314735SHSOLE 0014735ISHARES TRJP MOR EM MK ETF464288281232321086SHSOLE 0021086ISHARES TRGLB INFRASTR ETF464288372141036237SHSOLE 0036237ISHARES TRNATIONAL MUN ETF464288414131912177SHSOLE 0012177ISHARES TRINTL SEL DIV ETF464288448218073827SHSOLE 0073827ISHARES TRINTL DEV RE ETF46428848955421026SHSOLE 0021026ISHARES TRIBOXX HI YD ETF464288513286332932SHSOLE 0032932ISHARES TRMSCI KLD400 SOC464288570157219092SHSOLE 0019092ISHARES TRMBS ETF464288588244022972SHSOLE 0022972ISHARES TRINTRM GOV/CR ETF4642886122111936SHSOLE 001936ISHARES TRINTERM CR BD ETF4642886385515109SHSOLE 005109ISHARES TR1-3 YR CR BD ETF464288646287827465SHSOLE 0027465ISHARES TR3-7 YR TR BD ETF464288661196916038SHSOLE 0016038ISHARES TRSHRT TRS BD ETF4642886792091894SHSOLE 001894ISHARES TRU.S. PFD STK ETF4642886875697153082SHSOLE 00153082ISHARES TRMRNING SM CP ETF4642887033672564SHSOLE 002564ISHARES TRGLB CNSM STP ETF464288737187820435SHSOLE 0020435ISHARES TRUS HOME CONS ETF4642887522559434SHSOLE 009434ISHARES TRU.S. AER&DEF ETF464288760188913386SHSOLE 0013386ISHARES TRUS REGNL BKS ETF46428877849610848SHSOLE 0010848ISHARES TRUSA ESG SLCT ETF4642888027197817SHSOLE 007817ISHARES TRUS HLTHCR PR ETF46428882811899442SHSOLE 009442ISHARES TRMICRO-CAP ETF4642888693183705SHSOLE 003705ISHARES TREAFE VALUE ETF4642888772154554SHSOLE 004554ISHARES TRUS TREASURY ETF46429B26766426651SHSOLE 0026651ISHARES TRFLTG RATE BD ETF46429B655314161993SHSOLE 0061993ISHARES TRCORE HIGH DV ETF46429B663819999739SHSOLE 0099739ISHARES TRMIN VOL EAFE ETF46429B68917749289953SHSOLE 00289953ISHARES TRMIN VOL USA ETF46429B69737019818634SHSOLE 00818634ISHARES TRUSA MOMENTUM FCT46432F396109714482SHSOLE 0014482ISHARES TRCORE MSCI EAFE46432F84213185245869SHSOLE 00245869ISHARES TRCORE DIV GRWTH46434V62147816581SHSOLE 0016581ISHARES TRHDG MSCI EAFE46434V803167764293SHSOLE 0064293ISHARES TRMTG REL ETF NEW46435G342136532448SHSOLE 0032448ISHARES U S ETF TRIT RT HDG HGYL46431W606159317763SHSOLE 0017763JOHN HANCOCK EXCHANGE TRADEDMULTIFACTOR MI47804J20665222766SHSOLE 0022766JOHNSON & JOHNSONCOM478160104711161688SHSOLE 0061688JONES ENERGY INCCOM CL A48019R10814528952SHSOLE 0028952JPMORGAN CHASE & COCOM46625H100393845669SHSOLE 0045669JPMORGAN CHASE & COALERIAN ML ETN46625H36564020293SHSOLE 0020293KELLOGG COCOM4878361082253071SHSOLE 003071KEYCORP NEWCOM49326710829716292SHSOLE 0016292KIMBERLY CLARK CORPCOM494368103164714456SHSOLE 0014456KINDER MORGAN INC DELCOM49456B10184440954SHSOLE 0040954KOHLS CORPCOM5002551042465026SHSOLE 005026KOPIN CORPCOM5006001015319000SHSOLE 0019000KRAFT HEINZ COCOM5007541068499734SHSOLE 009734KROGER COCOM5010441012406986SHSOLE 006986LEAR CORPCOM NEW5218652045434100SHSOLE 004100LEGACY RESVS LPUNIT LP INT5247073044220000SHSOLE 0020000LEGGETT & PLATT INCCOM5246601072054151SHSOLE 004151LILLY ELI & COCOM53245710884011433SHSOLE 0011433LINCOLN ELEC HLDGS INCCOM53390010694212283SHSOLE 0012283LITHIA MTRS INCCL A5367971036396681SHSOLE 006681LOCKHEED MARTIN CORPCOM539830109289711619SHSOLE 0011619LOWES COS INCCOM5486611074286095SHSOLE 006095MACQUARIE FT TR GB INF UT DICOM55607W10011710280SHSOLE 0010280MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP559080106165321853SHSOLE 0021853MAIN STREET CAPITAL CORPCOM56035L104110029874SHSOLE 0029874MAINSTAY DEFINEDTERM MN OPPCOM56064K10029916337SHSOLE 0016337MANNKIND CORPCOM56400P201915150SHSOLE 0015150MARTIN MARIETTA MATLS INCCOM5732841064542055SHSOLE 002055MASTEC INCCOM57632310939310330SHSOLE 0010330MASTERCARD INCORPORATEDCL A57636Q1043082981SHSOLE 002981MCDONALDS CORPCOM580135101162913432SHSOLE 0013432MCKESSON CORPCOM58155Q1032621853SHSOLE 001853MDU RES GROUP INCCOM5526901092257804SHSOLE 007804MEDTRONIC PLCSHSG5960L1033554986SHSOLE 004986MERCK & CO INCCOM58933Y105290049270SHSOLE 0049270MERCURY GENL CORP NEWCOM5894001002754580SHSOLE 004580MICRON TECHNOLOGY INCCOM59511210328212834SHSOLE 0012834MICROSEMI CORPCOM5951371003907200SHSOLE 007200MICROSOFT CORPCOM594918104428169138SHSOLE 0069138MONDELEZ INTL INCCL A60920710545810448SHSOLE 0010448MONOGRAM RESIDENTIAL TR INCCOM60979P10528826593SHSOLE 0026593NETFLIX INCCOM64110L1069377602SHSOLE 007602NEW MTN FIN CORPCOM64755110022115800SHSOLE 0015800NEW YORK CMNTY BANCORP INCCOM64944510331519719SHSOLE 0019719NEW YORK MTG TR INCCOM PAR $.0264960450117226147SHSOLE 0026147NEW YORK REIT INCCOM64976L10999798682SHSOLE 0098682NEWELL BRANDS INCCOM6512291062074671SHSOLE 004671NEXTERA ENERGY INCCOM65339F101134011199SHSOLE 0011199NIKE INCCL B654106103249849121SHSOLE 0049121NOBLE CORP PLCSHS USDG6543110111919908SHSOLE 0019908NORDIC AMERICAN TANKERS LIMICOMG6577310618621950SHSOLE 0021950NORFOLK SOUTHERN CORPCOM6558441082232054SHSOLE 002054NORTHROP GRUMMAN CORPCOM6668071024261836SHSOLE 001836NORTHSTAR RLTY FIN CORPCOM66704R80348531888SHSOLE 0031888NORTHWEST NAT GAS COCOM6676551042454105SHSOLE 004105NOVARTIS A GSPONSORED ADR66987V1093584881SHSOLE 004881NUCOR CORPCOM6703461054227064SHSOLE 007064NUVEEN BUILD AMER BD FDCOM67074C10350724600SHSOLE 0024600NUVEEN CA QUALTY MUN INCOMECOM67066Y10537926830SHSOLE 0026830NUVEEN CR STRATEGIES INCM FDCOM SHS67073D10215517409SHSOLE 0017409NUVEEN FLOATING RATE INCOMECOM67072T10813211284SHSOLE 0011284NUVEEN SELECT MAT MUN FDSH BEN INT67061T10123924450SHSOLE 0024450NUVEEN TAX ADVANTAGED DIV GRCOM67073G10528320200SHSOLE 0020200NVIDIA CORPCOM67066G1045775427SHSOLE 005427NXP SEMICONDUCTORS N VCOMN6596X1092372399SHSOLE 002399OCCIDENTAL PETE CORP DELCOM6745991053354699SHSOLE 004699OLD REP INTL CORPCOM68022310424112704SHSOLE 0012704OMEGA HEALTHCARE INVS INCCOM68193610053717272SHSOLE 0017272ONEBEACON INSURANCE GROUP LTCL AG6774210919212000SHSOLE 0012000ONEOK PARTNERS LPUNIT LTD PARTN68268N1032746358SHSOLE 006358OPPENHEIMER REV WEIGHTED ETFSMALL CAP REV ET68386C302152522679SHSOLE 0022679ORACLE CORPCOM68389X105123032022SHSOLE 0032022ORCHID IS CAP INCCOM68571X10393686451SHSOLE 0086451ORGANOVO HLDGS INCCOM68620A1045516202SHSOLE 0016202OVERSEAS SHIPHOLDING GROUP ICL A NEW69036R86330179500SHSOLE 0079500PACCAR INCCOM6937181082033182SHSOLE 003182PALATIN TECHNOLOGIES INCCOM PAR $ .01696077403816155SHSOLE 0016155PAPA JOHNS INTL INCCOM6988131024385120SHSOLE 005120PARETEUM CORPCOM69946T108214122SHSOLE 0014122PAYCHEX INCCOM70432610780213305SHSOLE 0013305PDL BIOPHARMA INCCOM69329Y1043115000SHSOLE 0015000PENGROWTH ENERGY CORPCOM70706P10435442523090SHSOLE 002523090PENN WEST PETE LTD NEWCOM7078871054020437SHSOLE 0020437PENNEY J C INCCOM70816010619323196SHSOLE 0023196PEPSICO INCCOM713448108264925378SHSOLE 0025378PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V40810210190SHSOLE 0010190PFIZER INCCOM7170811033626112074SHSOLE 00112074PG&E CORPCOM69331C108100916617SHSOLE 0016617PHILIP MORRIS INTL INCCOM718172109140415440SHSOLE 0015440PHILLIPS 66COM71854610499611557SHSOLE 0011557PIEDMONT OFFICE REALTY TR INCOM CL A7201902062039695SHSOLE 009695PIMCO ETF TRTTL RTN ACTV ETF72201R775679565223SHSOLE 0065223PIMCO ETF TRENHAN SHRT MA AC72201R833185418287SHSOLE 0018287PIMCO INCOME STRATEGY FUNDCOM72201H10810910293SHSOLE 0010293PIMCO NEW YORK MUN INCM FD 1COM72201E10524124068SHSOLE 0024068PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN72650310573222644SHSOLE 0022644POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S10582552010SHSOLE 0052010POWERSHARES ETF TR IIFDM HG YLD RAFI73936T5573788201567SHSOLE 00201567POWERSHARES ETF TR IIPFD PORTFOLIO73936T5651764123618SHSOLE 00123618POWERSHARES ETF TR IISOVEREIGN DEBT73936T57360021287SHSOLE 0021287POWERSHARES ETF TR IIEX RTE SEN LOW73937B563181765215SHSOLE 0065215POWERSHARES ETF TR IIS&P600 LOVL PT73937B6392185018SHSOLE 005018POWERSHARES ETF TR IIS&P400 LOVL PT73937B647124730826SHSOLE 0030826POWERSHARES ETF TR IIPWRSHS SP500 LOW73937B654320181550SHSOLE 0081550POWERSHARES ETF TR IIINTL DEV LOWVL73937B68872725569SHSOLE 0025569POWERSHARES ETF TR IIKBW RG BK PORT73937B712120121440SHSOLE 0021440POWERSHARES ETF TR IIKBW BK PORT73937B746150831799SHSOLE 0031799POWERSHARES ETF TR IIS&P500 LOW VOL73937B7796130147723SHSOLE 00147723POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X1532275413SHSOLE 005413POWERSHARES ETF TRUSTFINL PFD PTFL73935X22918910513SHSOLE 0010513POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X2862334610SHSOLE 004610POWERSHARES ETF TRUSTHI YLD EQ DVDN73935X302101660040SHSOLE 0060040POWERSHARES ETF TRUSTFTSE RAFI 100073935X5835065086SHSOLE 005086POWERSHARES ETF TRUSTDYN OIL SVCS73935X62523918642SHSOLE 0018642POWERSHARES ETF TRUSTDYN BLDG CNSTR73935X66636913019SHSOLE 0013019POWERSHARES ETF TRUSTS&P 500 QLTY PRT73935X6826226239465SHSOLE 00239465POWERSHARES ETF TRUSTDYNM LRG CP VL73935X7082968795SHSOLE 008795POWERSHARES ETF TRUSTZACKS MC PRTFL73935X74039621110SHSOLE 0021110POWERSHARES ETF TRUSTDYN LSR & ENT73935X7572385949SHSOLE 005949POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76928312146SHSOLE 0012146POWERSHARES ETF TRUST IIKBW YIELD REIT73936Q81957715339SHSOLE 0015339POWERSHARES ETF TRUST IICEF INC COMPST73936Q84344620023SHSOLE 0020023POWERSHARES QQQ TRUSTUNIT SER 173935A10418781158380SHSOLE 00158380POWERSHS DB MULTI SECT COMMDB ENERGY FUND73936B10122116025SHSOLE 0016025POWERSHS DB MULTI SECT COMMDB BASE METALS73936B70518612410SHSOLE 0012410POWERSHS DB US DOLLAR INDEXDOLL INDX BULL73936D1072318600SHSOLE 008600PPG INDS INCCOM6935061075035314SHSOLE 005314PPL CORPCOM69351T106137040250SHSOLE 0040250PRICE T ROWE GROUP INCCOM74144T10894912570SHSOLE 0012570PROCTER AND GAMBLE COCOM742718109629474893SHSOLE 0074893PROSHARES TRSHORT S&P 500 NE74347B42548413263SHSOLE 0013263PROSHARES TRPSHS LC COR PLUS74347R24868512433SHSOLE 0012433PROSHARES TRS&P 500 DV ARIST74348A467127423712SHSOLE 0023712PROSPECT CAPITAL CORPORATIONCOM74348T10256968195SHSOLE 0068195PROSPECT CAPITAL CORPORATIONNOTE 5.375%10/174348TAK82222000PRNSOLE 0022000PROSPECT CAPITAL CORPORATIONNOTE 5.750% 3/174348TAL611041079000PRNSOLE 001079000PROSPECT CAPITAL CORPORATIONNOTE 5.875% 1/174348TAM48482000PRNSOLE 0082000PRUDENTIAL FINL INCCOM7443201023503402SHSOLE 003402PUBLIC STORAGECOM74460D1096392860SHSOLE 002860QUALCOMM INCCOM747525103196330113SHSOLE 0030113RAIT FINANCIAL TRUSTCOM NEW7492276092766821539SHSOLE 00821539RAYTHEON COCOM NEW7551115074493162SHSOLE 003162REALTY INCOME CORPCOM756109104205735742SHSOLE 0035742RETAIL PPTYS AMER INCCL A76131V20244629181SHSOLE 0029181REYNOLDS AMERICAN INCCOM7617131063626466SHSOLE 006466RIVERNORTH DOUBLELINE STRATECOM76882G10720511080SHSOLE 0011080ROYAL DUTCH SHELL PLCSPON ADR B780259107446277090SHSOLE 0077090ROYAL DUTCH SHELL PLCSPONS ADR A7802592064297854SHSOLE 007854RYDEX ETF TRUSTGUG S&P500 EQ WT78355W10641178475365SHSOLE 00475365RYDEX ETF TRUSTGUG S&P500 PU VA78355W304152526355SHSOLE 0026355RYDEX ETF TRUSTGUG S&P500 PU GR78355W4032723278SHSOLE 003278RYDEX ETF TRUSTGUGGENHM S&P 40078355W5774898442SHSOLE 008442RYDEX ETF TRUSTGUG S&P SC600 PV78355W70096713248SHSOLE 0013248SABRA HEALTH CARE REIT INCCOM78573L10666927338SHSOLE 0027338SANDRIDGE PERMIAN TRCOM UNIT BEN INT80007A1024214298SHSOLE 0014298SCHLUMBERGER LTDCOM806857108118314086SHSOLE 0014086SCHULMAN A INCCOM80819410438211400SHSOLE 0011400SCHWAB CHARLES CORP NEWCOM8085131053408642SHSOLE 008642SCHWAB STRATEGIC TRUS DIVIDEND EQ8085247974019219SHSOLE 009219SCHWAB STRATEGIC TRINTRM TRM TRES808524854392273461SHSOLE 0073461SCORPIO TANKERS INCSHSY7542C106614134788SHSOLE 00134788SEADRILL LIMITEDSHSG7945E1054111959SHSOLE 0011959SEAGATE TECHNOLOGY PLCSHSG7945M1072055367SHSOLE 005367SELECT INCOME REITCOM SH BEN INT81618T100169367070SHSOLE 0067070SELECT SECTOR SPDR TRSBI MATERIALS81369Y1002595199SHSOLE 005199SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209111516124SHSOLE 0016124SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3086336122615SHSOLE 00122615SELECT SECTOR SPDR TRSBI CONS DISCR81369Y407248530606SHSOLE 0030606SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506489464691SHSOLE 0064691SELECT SECTOR SPDR TRSBI INT-FINL81369Y605204087602SHSOLE 0087602SELECT SECTOR SPDR TRSBI INT-INDS81369Y704171427774SHSOLE 0027774SELECT SECTOR SPDR TRTECHNOLOGY81369Y803349872240SHSOLE 0072240SELECT SECTOR SPDR TRSBI INT-UTILS81369Y8863306795SHSOLE 006795SEMPRA ENERGYCOM8168511094023981SHSOLE 003981SHERWIN WILLIAMS COCOM824348106222823SHSOLE 00823SIMON PPTY GROUP INC NEWCOM8288061094272404SHSOLE 002404SIRIUS XM HLDGS INCCOM82968B1035713335SHSOLE 0013335SKYWEST INCCOM8308791023148620SHSOLE 008620SKYWORKS SOLUTIONS INCCOM83088M1024145651SHSOLE 005651SMUCKER J M COCOM NEW8326964056525075SHSOLE 005075SOLAR CAP LTDCOM83413U10061229350SHSOLE 0029350SOLAR SR CAP LTDCOM83416M10525115300SHSOLE 0015300SOUTHERN COCOM842587107329966929SHSOLE 0066929SOUTHWEST AIRLS COCOM84474110877715533SHSOLE 0015533SPDR DOW JONES INDL AVRG ETFUT SER 178467X109456423051SHSOLE 0023051SPDR GOLD TRUSTGOLD SHS78463V107373734129SHSOLE 0034129SPDR INDEX SHS FDSEURO STOXX 5078463X202131239102SHSOLE 0039102SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7493978506SHSOLE 008506SPDR INDEX SHS FDSMSCI ACWI EXUS78463X848218669365SHSOLE 0069365SPDR INDEX SHS FDSDJ INTL RL ETF78463X8633389388SHSOLE 009388SPDR S&P 500 ETF TRTR UNIT78462F10331338140235SHSOLE 00140235SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y10712644193SHSOLE 004193SPDR SER TRBLOMBERG BRC INV78468R200153250110SHSOLE 0050110SPDR SER TRBLOOMBERG SRT TR78468R4082839102192SHSOLE 00102192SPDR SER TRDORSEY WRGT FI78468R713110645800SHSOLE 0045800SPDR SER TRNUVEEN BRC MUNIC78468R721101221308SHSOLE 0021308SPDR SER TRSSGA US LRG ETF78468R804111213900SHSOLE 0013900SPDR SER TRSSGA US SMAL ETF78468R8874004291SHSOLE 004291SPDR SERIES TRUSTMORGAN TECH ETF78464A102208634404SHSOLE 0034404SPDR SERIES TRUSTS&P 600 SMCP GRW78464A2014342084SHSOLE 002084SPDR SERIES TRUSTBLMBRG BRC CNVRT78464A359310267992SHSOLE 0067992SPDR SERIES TRUSTBLOOMBERG BRCLYS78464A41772219897SHSOLE 0019897SPDR SERIES TRUSTBLOMBERG BRC SRT78464A47437412242SHSOLE 0012242SPDR SERIES TRUSTS&P TRANSN ETF78464A532150627955SHSOLE 0027955SPDR SERIES TRUSTAEROSPACE DEF78464A6313094870SHSOLE 004870SPDR SERIES TRUSTS&P REGL BKG78464A698547198257SHSOLE 0098257SPDR SERIES TRUSTS&P METALS MNG78464A7552056749SHSOLE 006749SPDR SERIES TRUSTS&P DIVID ETF78464A763340639737SHSOLE 0039737SPDR SERIES TRUSTS&P CAP MKTS78464A771191542570SHSOLE 0042570SPDR SERIES TRUSTS&P 400 MDCP GRW78464A821169112701SHSOLE 0012701SPDR SERIES TRUSTS&P 400 MDCP VAL78464A8398529019SHSOLE 009019SPDR SERIES TRUSTS&P BIOTECH78464A8702614402SHSOLE 004402SPDR SERIES TRUSTS&P HOMEBUILD78464A88839911641SHSOLE 0011641SPECTRA ENERGY CORPCOM8475601092736676SHSOLE 006676SPIRE INCCOM84857L1013114834SHSOLE 004834SPIRIT RLTY CAP INC NEWCOM84860W10269163675SHSOLE 0063675SSGA ACTIVE ETF TRSPDR TR TACTIC78467V848215244407SHSOLE 0044407STARBUCKS CORPCOM855244109215438834SHSOLE 0038834STARWOOD PPTY TR INCNOTE 3.750%10/185571BAC95150000PRNSOLE 0050000STRYKER CORPCOM8636671013723110SHSOLE 003110STURM RUGER & CO INCCOM8641591083336349SHSOLE 006349SUNCOR ENERGY INC NEWCOM8672241073029313SHSOLE 009313SYNERGY RES CORPCOM87164P10320422900SHSOLE 0022900SYSCO CORPCOM87182910785415389SHSOLE 0015389TARGET CORPCOM87612E1067189925SHSOLE 009925TC PIPELINES LPUT COM LTD PRT87233Q1082193705SHSOLE 003705TCW STRATEGIC INCOME FUND INCOM8723401046011250SHSOLE 0011250TEEKAY LNG PARTNERS L PPRTNRSP UNITSY8564M105106072019SHSOLE 0072019TELEDYNE TECHNOLOGIES INCCOM8793601052542069SHSOLE 002069TESLA MTRS INCCOM88160R1019244329SHSOLE 004329TETRA TECHNOLOGIES INC DELCOM88162F1057615100SHSOLE 0015100THE TRADE DESK INCCOM CL A88339J10553519200SHSOLE 0019200THERAPEUTICSMD INCCOM88338N10720234750SHSOLE 0034750THL CR INCCOM87243810622021830SHSOLE 0021830TIER REIT INCCOM NEW88650V20854831621SHSOLE 0031621TIME WARNER INCCOM NEW8873173032802918SHSOLE 002918TJX COS INC NEWCOM87254010983611058SHSOLE 0011058TOTAL S ASPONSORED ADR89151E109299158775SHSOLE 0058775TRACTOR SUPPLY COCOM8923561066158081SHSOLE 008081TRANSALTA CORPCOM89346D10711620934SHSOLE 0020934TRANSOCEAN LTDREG SHSH8817H1002767188038SHSOLE 00188038TRAVELERS COMPANIES INCCOM89417E1099808010SHSOLE 008010TRIANGLE CAP CORPCOM89584810919910736SHSOLE 0010736ULTA SALON COSMETCS & FRAG ICOM90384S303241955SHSOLE 00955UNDER ARMOUR INCCL A904311107119540811SHSOLE 0040811UNION PAC CORPCOM907818108106610324SHSOLE 0010324UNITED BANKSHARES INC WEST VCOM90990710747210150SHSOLE 0010150UNITED PARCEL SERVICE INCCL B91131210610709356SHSOLE 009356UNITED STATES NATL GAS FUNDUNIT PAR $0.00191231820115516500SHSOLE 0016500UNITED STATES OIL FUND LPUNITS91232N10887274026SHSOLE 0074026UNITED TECHNOLOGIES CORPCOM913017109198318133SHSOLE 0018133UNITEDHEALTH GROUP INCCOM91324P102183811493SHSOLE 0011493US BANCORP DELCOM NEW902973304115822496SHSOLE 0022496VALE S AADR91912E1052593339136SHSOLE 00339136VALERO ENERGY CORP NEWCOM91913Y10069610292SHSOLE 0010292VANECK VECTORS ETF TRGOLD MINERS ETF92189F106154474487SHSOLE 0074487VANECK VECTORS ETF TRAGRIBUSINESS ETF92189F7002234299SHSOLE 004299VANGUARD ADMIRAL FDS INCSMLLCP 600 IDX921932828161913128SHSOLE 0013128VANGUARD BD INDEX FD INCLONG TERM BOND9219377937568488SHSOLE 008488VANGUARD BD INDEX FD INCINTERMED TERM9219378196708075SHSOLE 008075VANGUARD BD INDEX FD INCSHORT TRM BOND921937827191324125SHSOLE 0024125VANGUARD BD INDEX FD INCTOTAL BND MRKT92193783514191175913SHSOLE 00175913VANGUARD CHARLOTTE FDSINTL BD IDX ETF92203J407241444287SHSOLE 0044287VANGUARD INDEX FDSS&P 500 ETF SHS922908363834440640SHSOLE 0040640VANGUARD INDEX FDSMCAP VL IDXVIP922908512112111521SHSOLE 0011521VANGUARD INDEX FDSMCAP GR IDXVIP922908538144013628SHSOLE 0013628VANGUARD INDEX FDSREIT ETF922908553824599956SHSOLE 0099956VANGUARD INDEX FDSSML CP GRW ETF922908595160312029SHSOLE 0012029VANGUARD INDEX FDSSM CP VAL ETF922908611143711897SHSOLE 0011897VANGUARD INDEX FDSMID CAP ETF922908629356927067SHSOLE 0027067VANGUARD INDEX FDSLARGE CAP ETF9229086375205099SHSOLE 005099VANGUARD INDEX FDSEXTEND MKT ETF922908652268527958SHSOLE 0027958VANGUARD INDEX FDSGROWTH ETF922908736863177545SHSOLE 0077545VANGUARD INDEX FDSVALUE ETF922908744246126441SHSOLE 0026441VANGUARD INDEX FDSSMALL CP ETF922908751875967836SHSOLE 0067836VANGUARD INDEX FDSTOTAL STK MKT92290876914052121881SHSOLE 00121881VANGUARD INTL EQUITY INDEX FFTSE SMCAP ETF922042718147815709SHSOLE 0015709VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427422213603SHSOLE 003603VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775391288473SHSOLE 0088473VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF9220428583939110287SHSOLE 00110287VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874320366943SHSOLE 0066943VANGUARD MALVERN FDSSTRM INFPROIDX922020805270654977SHSOLE 0054977VANGUARD MUN BD FD INCTAX EXEMPT BD92290774664012731SHSOLE 0012731VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409374947191SHSOLE 0047191VANGUARD SCOTTSDALE FDSVNG RUS2000VAL92206C6493173076SHSOLE 003076VANGUARD SCOTTSDALE FDSVNG RUS1000VAL92206C714902392346SHSOLE 0092346VANGUARD SCOTTSDALE FDSVNG RUS1000IDX92206C7307537350SHSOLE 007350VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8702562971SHSOLE 002971VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844495557969SHSOLE 0057969VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF921943858336992033SHSOLE 0092033VANGUARD WHITEHALL FDS INCHIGH DIV YLD921946406745298355SHSOLE 0098355VANGUARD WORLD FDMEGA GRWTH IND9219108164014599SHSOLE 004599VANGUARD WORLD FDMEGA CAP VAL ETF9219108404176231SHSOLE 006231VANGUARD WORLD FDSCONSUM DIS ETF92204A1086114748SHSOLE 004748VANGUARD WORLD FDSCONSUM STP ETF92204A207175013077SHSOLE 0013077VANGUARD WORLD FDSFINANCIALS ETF92204A405372462867SHSOLE 0062867VANGUARD WORLD FDSHEALTH CAR ETF92204A504340226791SHSOLE 0026791VANGUARD WORLD FDSINDUSTRIAL ETF92204A6032582164SHSOLE 002164VANGUARD WORLD FDSINF TECH ETF92204A7022652176SHSOLE 002176VANGUARD WORLD FDSMATERIALS ETF92204A801138912416SHSOLE 0012416VANGUARD WORLD FDSUTILITIES ETF92204A8764724366SHSOLE 004366VECTOR GROUP LTDCOM92240M1082139440SHSOLE 009440VENTAS INCCOM92276F1004607342SHSOLE 007342VEREIT INCCOM92339V1006738795885SHSOLE 00795885VERIZON COMMUNICATIONS INCCOM92343V1048690162989SHSOLE 00162989VISA INCCOM CL A92826C839180923110SHSOLE 0023110VMWARE INCCL A COM9285634022403042SHSOLE 003042VODAFONE GROUP PLC NEWSPNSR ADR92857W308103242350SHSOLE 0042350VOYA GLBL EQTY DIV & PREM OPCOM92912T1008112112SHSOLE 0012112VOYA PRIME RATE TRSH BEN INT92913A1002014364009SHSOLE 00364009VULCAN MATLS COCOM92916010911629267SHSOLE 009267W P CAREY INCCOM92936U1093245465SHSOLE 005465WALGREENS BOOTS ALLIANCE INCCOM931427108131815949SHSOLE 0015949WAL-MART STORES INCCOM931142103202529358SHSOLE 0029358WASHINGTON FED INCCOM938824109150043680SHSOLE 0043680WASTE MGMT INC DELCOM94106L109112615922SHSOLE 0015922WATSCO INCCOM94262220010517100SHSOLE 007100WEB COM GROUP INCNOTE 1.000% 8/194733AAA21415000PRNSOLE 0015000WEBSTER FINL CORP CONNCOM947890109122122486SHSOLE 0022486WEC ENERGY GROUP INCCOM92939U1062584410SHSOLE 004410WELLS FARGO & CO NEWCOM949746101203936904SHSOLE 0036904WELLS FARGO UTILITIES AND HIWF UTILITIES INC94987E10919015800SHSOLE 0015800WELLTOWER INCCOM95040Q104208031045SHSOLE 0031045WESTERN ASSET CLYM INFL OPPCOM95766R10415614000SHSOLE 0014000WESTERN ASSET MTG CAP CORPCOM95790D10523923831SHSOLE 0023831WESTERN ASSET MTG DEF OPPTYCOM95790B10928212370SHSOLE 0012370WESTROCK COCOM96145D10564412666SHSOLE 0012666WEYERHAEUSER COCOM96216610439713142SHSOLE 0013142WILLIAMS COS INC DELCOM96945710031510117SHSOLE 0010117WISDOMTREE TRHIGH DIV FD97717W2085678410SHSOLE 008410WISDOMTREE TRLARGECAP DIVID97717W3072813505SHSOLE 003505WISDOMTREE TREMER MKT HIGH FD97717W315144438639SHSOLE 0038639WISDOMTREE TRDIV EX-FINL FD97717W4067249044SHSOLE 009044WISDOMTREE TRGERMANY HEDEQ FD97717W4482819900SHSOLE 009900WISDOMTREE TRBLMBG US BULL97717W47153519072SHSOLE 0019072WISDOMTREE TRMIDCAP DIVI FD97717W505117312450SHSOLE 0012450WISDOMTREE TRLRGECP VALUE FD97717W5472033000SHSOLE 003000WISDOMTREE TRMDCP EARN FUND97717W5706776585SHSOLE 006585WISDOMTREE TRSMALLCAP DIVID97717W6042643216SHSOLE 003216WISDOMTREE TRINTL SMCAP DIV97717W7602243727SHSOLE 003727WISDOMTREE TRJP SMALLCP DIV97717W836104716890SHSOLE 0016890WISDOMTREE TREUROPE SMCP DV97717W869186434164SHSOLE 0034164WISDOMTREE TRCURRNCY INT EQ97717X2632639893SHSOLE 009893WISDOMTREE TREUR HDG SMLCAP97717X552114044125SHSOLE 0044125WISDOMTREE TREUROPE HEDGED EQ97717X701275047836SHSOLE 0047836WIX COM LTDSHSM980681052736095SHSOLE 006095XCEL ENERGY INCCOM98389B10048611904SHSOLE 0011904XENIA HOTELS & RESORTS INCCOM984017103129466676SHSOLE 0066676YUM BRANDS INCCOM988498101127820085SHSOLE 0020085YUM CHINA HLDGS INCCOM98850P10942116078SHSOLE 0016078