Advisory Compliance Manager

0001085146-14-001800.txt : 20140815 0001085146-14-001800.hdr.sgml : 20140815 20140815165513 ACCESSION NUMBER: 0001085146-14-001800 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140815 DATE AS OF CHANGE: 20140815 EFFECTIVENESS DATE: 20140815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cetera Advisors LLC CENTRAL INDEX KEY: 0001534400 IRS NUMBER: 840858799 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14617 FILM NUMBER: 141047114 BUSINESS ADDRESS: STREET 1: 4600 S. SYRACUSE ST. STREET 2: SUITE 600 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 720-509-2446 MAIL ADDRESS: STREET 1: 4600 S. SYRACUSE ST. STREET 2: SUITE 600 CITY: DENVER STATE: CO ZIP: 80237 FORMER COMPANY: FORMER CONFORMED NAME: Multi-Financial Securities Corp DATE OF NAME CHANGE: 20111107 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001534400 XXXXXXXX 06-30-2014 06-30-2014 Cetera Advisors LLC

4600 S. SYRACUSE ST. SUITE 600 DENVER CO 80237

13F HOLDINGS REPORT 028-14617 Y CETERA ADVISORS LLC WAS FORMERLEY KNOWN AS MULTI-FINANCIAL SECURITIES CORP Francine Eaves-Ranft Advisory Compliance Manager 720-509-2446 /s/ Francine Eaves-Ranft Denver CO 08-14-2014 0 607 903408 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3-D SYS CORP DELCOM NEW88554D2055889855SHSOLE 0098553M COCOM88579y101143910048SHSOLE 00100488X8 INC NEWCOM2829141009111275SHSOLE 0011275AARONS INCCOM PAR $0.5000253530062317494SHSOLE 0017494ABBOTT LABSCOM002824100180944543SHSOLE 0044543ABBVIE INCCOM00287Y109132423487SHSOLE 0023487ABERCROMBIE & FITCH COCL A002896207107624832SHSOLE 0024832ABERDEEN ASIA PACIFIC INCOMCOM0030091078513257SHSOLE 0013257ACTAVIS PLCSHSG0083B1082401076SHSOLE 001076ADVISORSHARES TRPERITUS HG YLD00768Y5033566670SHSOLE 006670AETNA INC NEWCOM00817Y108143717672SHSOLE 0017672AFLAC INCCOM001055102104316838SHSOLE 0016838AGCO CORPCOM00108410272412889SHSOLE 0012889AGILENT TECHNOLOGIES INCCOM00846u1012203831SHSOLE 003831ALCOA INCCOM01381710116811448SHSOLE 0011448ALLIANZGI CONV & INCOME FD ICOM01882510956856331SHSOLE 0056331ALPS ETF TRALERIAN MLP00162Q866102753916SHSOLE 0053916ALPS ETF TRC&S GLOBL ETF00162q106332477670SHSOLE 0077670ALPS ETF TRSECTR DIV DOGS00162Q85858915756SHSOLE 0015756ALTRIA GROUP INCCOM02209s103185344274SHSOLE 0044274AMARIN CORP PLCSPONS ADR NEW0231112062312400SHSOLE 0012400AMAZON COM INCCOM0231351067582351SHSOLE 002351AMER RLTY CAP HEALTHCAR TR ICOM02917R1084082375152SHSOLE 00375152AMERICAN CAPITAL AGENCY CORPCOM02503X10563026942SHSOLE 0026942AMERICAN ELEC PWR INCCOM025537101248644470SHSOLE 0044470AMERICAN EXPRESS COCOM0258161096026329SHSOLE 006329AMERICAN RLTY CAP PPTYS INCCOM02917T104171721368110SHSOLE 001368110AMERICAN TOWER CORP NEWCOM03027X1005486087SHSOLE 006087AMERIGAS PARTNERS L PUNIT L P INT0309751066581145052SHSOLE 00145052AMGEN INCCOM0311621007035921SHSOLE 005921ANDERSONS INCCOM0341641033657065SHSOLE 007065ANNALY CAP MGMT INCCOM0357104094108360198SHSOLE 00360198ANWORTH MORTGAGE ASSET CPCOM0373471019418700SHSOLE 0018700APACHE CORPCOM0374111052422397SHSOLE 002397APOLLO ED GROUP INCCL A03760410596730879SHSOLE 0030879APOLLO INVT CORPNOTE 5.750% 1/103761uae612411144000PRNSOLE 001144000APPLE INCCOM03783310018113194151SHSOLE 00194151APPLE INCCOM03783310026611900SHCallSOLE 0011900APPLIED MATLS INCCOM038222105179679289SHSOLE 0079289ARCELORMITTAL SA LUXEMBOURGNY REGISTRY SH03938L1048553576493SHSOLE 00576493ARES CAP CORPCOM04010l10390950767SHSOLE 0050767ARLINGTON ASSET INVT CORPCL A NEW0413562054316158351SHSOLE 00158351ARMOUR RESIDENTIAL REIT INCCOM04231510114934819SHSOLE 0034819AT&T INCCOM00206r1024629130660SHSOLE 00130660ATLAS PIPELINE PARTNERS LPUNIT L P INT0493921032687800SHSOLE 007800AUTOMATIC DATA PROCESSING INCOM0530151036668366SHSOLE 008366AVNET INCCOM05380710362514117SHSOLE 0014117BALL CORPCOM0584981063445487SHSOLE 005487BANK NEW YORK MELLON CORPCOM06405810081821770SHSOLE 0021770BANK OF AMERICA CORPORATIONCOM060505104107569583SHSOLE 0069583BARCLAYS BANK PLCETN DJUBSCOCO 3806739H3132435895SHSOLE 005895BARCLAYS BANK PLCETN DJUBSLVSTK3706739H7432467465SHSOLE 007465BARCLAYS BK PLCDJUBS CMDT ETN3606738C77872818504SHSOLE 0018504BARCLAYS BK PLCETN DJUBS NCKL3706739F1192349098SHSOLE 009098BAXTER INTL INCCOM0718131095046987SHSOLE 006987BERKSHIRE HATHAWAY INC DELCL A0846701087604SHSOLE 004BERKSHIRE HATHAWAY INC DELCL B NEW084670702255220148SHSOLE 0020148BLACKBERRY LTDCOM09228F10314714333SHSOLE 0014333BLACKROCK LTD DURATION INC TCOM SHS09249w10120311751SHSOLE 0011751BLACKROCK MUNIYIELD FD INCCOM09253W10419713728SHSOLE 0013728BOARDWALK PIPELINE PARTNERSUT LTD PARTNER09662710461633196SHSOLE 0033196BOEING COCOM097023105216817030SHSOLE 0017030BOSTON SCIENTIFIC CORPCOM10113710724719255SHSOLE 0019255BP PLCSPONSORED ADR055622104111121048SHSOLE 0021048BREITBURN ENERGY PARTNERS LPCOM UT LTD PTN1067761072049225SHSOLE 009225BRISTOL MYERS SQUIBB COCOM110122108157232313SHSOLE 0032313BUCKEYE PARTNERS L PUNIT LTD PARTN1182301016317594SHSOLE 007594C H ROBINSON WORLDWIDE INCCOM NEW12541W2093956147SHSOLE 006147CAL MAINE FOODS INCCOM NEW1280302022002715SHSOLE 002715CALAMOS CONV & HIGH INCOME FCOM SHS12811p10855237164SHSOLE 0037164CALAMOS STRATEGIC TOTL RETNCOM SH BEN INT12812510120016771SHSOLE 0016771CALUMET SPECIALTY PRODS PTNRUT LTD PARTNER1314761032056499SHSOLE 006499CAMPBELL SOUP COCOM1344291092345041SHSOLE 005041CANADIAN NAT RES LTDCOM136385101130228258SHSOLE 0028258CANADIAN NATL RY COCOM136375102171126250SHSOLE 0026250CATCHMARK TIMBER TR INCCL A14912Y20214110344SHSOLE 0010344CATERPILLAR INC DELCOM149123101162214981SHSOLE 0014981CBRE CLARION GLOBAL REAL ESTCOM12504G10038742612SHSOLE 0042612CBRE GROUP INCCL A12504L10952216285SHSOLE 0016285CELGENE CORPCOM151020104208124306SHSOLE 0024306CENOVUS ENERGY INCCOM15135U109199261908SHSOLE 0061908CENTRAL FD CDA LTDCL A1535011014032277030SHSOLE 00277030CENTURYLINK INCCOM1567001062246143SHSOLE 006143CERNER CORPCOM156782104107920929SHSOLE 0020929CF INDS HLDGS INCCOM1252691002811166SHSOLE 001166CHAMBERS STR PPTYSCOM157842105987122995SHSOLE 00122995CHESAPEAKE ENERGY CORPCOM16516710736011594SHSOLE 0011594CHEVRON CORP NEWCOM166764100724055492SHSOLE 0055492CHIMERA INVT CORPCOM16934Q1099930699SHSOLE 0030699CHIQUITA BRANDS INTL INCNOTE 4.250% 8/1170032at3529522000PRNSOLE 00522000CHUBB CORPCOM1712321012833067SHSOLE 003067CHURCH & DWIGHT INCCOM1713401026419162SHSOLE 009162CIGNA CORPORATIONCOM1255091094534919SHSOLE 004919CIMAREX ENERGY COCOM1717981019996951SHSOLE 006951CISCO SYS INCCOM17275r102196579303SHSOLE 0079303CITIGROUP INCCOM NEW1729674242866141SHSOLE 006141CLAYMORE EXCHANGE TRD FD TRGUG MULTI ASSET18383M5062258588SHSOLE 008588CLAYMORE EXCHANGE TRD FD TRGUGG INSDR SENT18383M2092354770SHSOLE 004770CLAYMORE EXCHANGE TRD FD TRWLSHR US REIT18383M472101224515SHSOLE 0024515CLECO CORP NEWCOM12561w1052203728SHSOLE 003728CLIFFS NAT RES INCCOM18683K1014235280040SHSOLE 00280040CLOROX CO DELCOM1890541093053329SHSOLE 003329CME GROUP INCCOM12572Q1054846911SHSOLE 006911COCA COLA COCOM191216100267963593SHSOLE 0063593COHEN & STEERS QUALITY RLTYCOM19247l1062487220359SHSOLE 00220359COHEN & STEERS REIT & PFD INCOM19247x10021511930SHSOLE 0011930COLGATE PALMOLIVE COCOM194162103220432321SHSOLE 0032321COLUMBIA PPTY TR INCCOM NEW198287203166163667SHSOLE 0063667COMCAST CORP NEWCL A20030n10183315538SHSOLE 0015538CONOCOPHILLIPSCOM20825c104173820233SHSOLE 0020233CONSOLIDATED EDISON INCCOM2091151043395879SHSOLE 005879CORINTHIAN COLLEGES INCCOM218868107310250SHSOLE 0010250CORNERSTONE PROGRESSIVE RTNCOM21925C10110823402SHSOLE 0023402CORNERSTONE STRATEGIC VALUECOM NEW21924B20310016464SHSOLE 0016464CORNERSTONE TOTAL RTRN FD INCOM NEW21924U20110017703SHSOLE 0017703CORNING INCCOM219350105198990902SHSOLE 0090902COSTCO WHSL CORP NEWCOM22160k1057226208SHSOLE 006208COURIER CORPCOM22266010215210158SHSOLE 0010158COVANTA HLDG CORPCOM22282E10221210340SHSOLE 0010340COVIDIEN PLCSHSG2554F11395210552SHSOLE 0010552CREDIT SUISSE NASSAU BRHEQL WGT MLP LKD22542D85244712464SHSOLE 0012464CREE INCCOM22544710157211457SHSOLE 0011457CSX CORPCOM12640810340513217SHSOLE 0013217CUMMINS INCCOM2310211064432873SHSOLE 002873CURRENCYSHARES AUSTRALIAN DLAUSTRALIAN DOL23129U1012442599SHSOLE 002599CVS CAREMARK CORPORATIONCOM1266501005607374SHSOLE 007374DBX ETF TRDBXTR HAR CS 30023305187994641991SHSOLE 0041991DCP MIDSTREAM PARTNERS LPCOM UT LTD PTN23311P10080814145SHSOLE 0014145DEERE & COCOM244199105381642092SHSOLE 0042092DELTA AIR LINES INC DELCOM NEW2473617022065324SHSOLE 005324DEVON ENERGY CORP NEWCOM25179m1033344180SHSOLE 004180DIGITAL RLTY TR INCCOM2538681034768172SHSOLE 008172DISNEY WALT COCOM DISNEY254687106258830133SHSOLE 0030133DNP SELECT INCOME FDCOM23325p10475071264SHSOLE 0071264DOLLAR TREE INCCOM2567461082344281SHSOLE 004281DOMINION RES INC VA NEWCOM25746u10981111357SHSOLE 0011357DOUBLELINE OPPORTUNISTIC CRCOM25862310733714220SHSOLE 0014220DOW CHEM COCOM2605431034218197SHSOLE 008197DTE ENERGY COCOM2333311072212834SHSOLE 002834DU PONT E I DE NEMOURS & COCOM26353410986213094SHSOLE 0013094DUFF & PHELPS UTIL CORP BD TCOM26432k10845643690SHSOLE 0043690DUKE ENERGY CORP NEWCOM NEW26441C204105614259SHSOLE 0014259E M C CORP MASSCOM268648102111042098SHSOLE 0042098EATON VANCE LTD DUR INCOME FCOM27828h10527817816SHSOLE 0017816EATON VANCE OHIO MUN BD FDCOM27828l10621516669SHSOLE 0016669EATON VANCE SR INCOME TRSH BEN INT27826s1039914500SHSOLE 0014500EATON VANCE TAX MNGD GBL DVCOM27829F10828928175SHSOLE 0028175EATON VANCE TX MGD DIV EQ INCOM27828N10212610629SHSOLE 0010629EATON VANCE TX MNG BY WRT OPCOM27828y10815910794SHSOLE 0010794EATON VANCE TXMGD GL BUYWR OCOM27829c10527921881SHSOLE 0021881EBAY INCCOM2786421032444832SHSOLE 004832ECOLAB INCCOM2788651002652362SHSOLE 002362E-COMMERCE CHINA DANGDANG INSPN ADS COM A26833A10513410000SHSOLE 0010000EMERSON ELEC COCOM2910111043795714SHSOLE 005714ENBRIDGE ENERGY PARTNERS L PCOM29250r1063579665SHSOLE 009665ENBRIDGE INCCOM29250n105259954884SHSOLE 0054884ENERGY TRANSFER EQUITY L PCOM UT LTD PTN29273V100186231595SHSOLE 0031595ENERGY TRANSFER PRTNRS L PUNIT LTD PARTN29273R109151426089SHSOLE 0026089ENERPLUS CORPCOM29276610238214982SHSOLE 0014982ENTERGY CORP NEWCOM29364g1038189963SHSOLE 009963ENTERPRISE BANCORP INC MASSCOM29366810966632285SHSOLE 0032285ENTERPRISE PRODS PARTNERS LCOM293792107162220702SHSOLE 0020702EQT MIDSTREAM PARTNERS LPUNIT LTD PARTN26885B1005225355SHSOLE 005355ESSEX PPTY TR INCCOM29717810511456201SHSOLE 006201ETFS PALLADIUM TRSH BEN INT26923A1063984850SHSOLE 004850EXELON CORPCOM30161n101160043768SHSOLE 0043768EXPRESS SCRIPTS HLDG COCOM30219G10882111876SHSOLE 0011876EXXON MOBIL CORPCOM30231g10212569124859SHSOLE 00124859FACEBOOK INCCL A30303M102160624087SHSOLE 0024087FASTENAL COCOM311900104189838235SHSOLE 0038235FERRELLGAS PARTNERS L.P.UNIT LTD PART3152931002037471SHSOLE 007471FIFTH STREET FINANCE CORPCOM31678A10323724155SHSOLE 0024155FIRST TR DJS MICROCAP INDEXCOM SHS ANNUAL33718M10550515741SHSOLE 0015741FIRST TR EXCH TRD ALPHA FD IEUROPE ALPHA33737J117207259606SHSOLE 0059606FIRST TR EXCHANGE TRADED FDDJ GLBL DIVID33734X20046515817SHSOLE 0015817FIRST TR EXCHANGE TRADED FDDORSEY WRT 5 ETF33738R60534717458SHSOLE 0017458FIRST TR EXCHANGE TRADED FDHLTH CARE ALPH33734X1432304336SHSOLE 004336FIRST TR EXCHANGE TRADED FDISE CLOUD COMP33734X19229610890SHSOLE 0010890FIRST TR EXCHANGE TRADED FDTECH ALPHADEX33734X1762668162SHSOLE 008162FIRST TR LRG CP GRWTH ALPHADCOM SHS33735K108307770086SHSOLE 0070086FIRST TR LRG CP VL ALPHADEXCOM SHS33735J10112333283303SHSOLE 00283303FIRST TR LRGE CP CORE ALPHACOM SHS33734K109416894128SHSOLE 0094128FIRST TR MID CAP CORE ALPHADCOM SHS33735B108257348241SHSOLE 0048241FIRST TR MORNINGSTAR DIV LEASHS33691710940817240SHSOLE 0017240FIRST TR MULTI CP VAL ALPHACOM SHS33733C108114223967SHSOLE 0023967FIRST TR SML CP CORE ALPHA FCOM SHS33734Y109195439952SHSOLE 0039952FIRST TR STRATEGIC HIGH INCCOM SHS NEW33735330430918916SHSOLE 0018916FIRST TR US IPO INDEX FDSHS33692010358512055SHSOLE 0012055FIRST TR VALUE LINE DIVID INSHS33734h10673832223SHSOLE 0032223FLAHERTY&CRMN PFD SEC INCOMCOM33847810041621159SHSOLE 0021159FLEXSHARES TRQLT DIV DEF IDX33939L8452136276SHSOLE 006276FLEXSHARES TRQUALT DIVD IDX33939L860105029500SHSOLE 0029500FMC TECHNOLOGIES INCCOM30249u1012293785SHSOLE 003785FORD MTR CO DELCOM PAR $0.013453708602343136560SHSOLE 00136560FRANKLIN UNVL TRSH BEN INT35514510313818368SHSOLE 0018368FREEPORT-MCMORAN COPPER & GOCOM35671D8577058193224SHSOLE 00193224FRONTIER COMMUNICATIONS CORPCOM35906A10825043344SHSOLE 0043344FS INVT CORPCOM302635107166221560367SHSOLE 001560367GAMCO GLOBAL GOLD NAT RES &COM SH BEN INT36465A10927625397SHSOLE 0025397GENERAL DYNAMICS CORPCOM3695501082992561SHSOLE 002561GENERAL ELECTRIC COCOM3696041036093231847SHSOLE 00231847GENERAL MLS INCCOM370334104170332312SHSOLE 0032312GENUINE PARTS COCOM37246010595110789SHSOLE 0010789GIANT INTERACTIVE GROUP INCADR37451110323920438SHSOLE 0020438GILEAD SCIENCES INCCOM375558103182922114SHSOLE 0022114GLACIER BANCORP INC NEWCOM37637q1052549006SHSOLE 009006GLAXOSMITHKLINE PLCSPONSORED ADR37733W1053045695SHSOLE 005695GLOBAL HIGH INCOME FUND INCCOM37933g10838737466SHSOLE 0037466GLOBAL X FDSGLB X MLP ENRG I37950E22625112635SHSOLE 0012635GLOWPOINT INCCOM NEW379887201191127250SHSOLE 00127250GOOGLE INCCL A38259p50815802681SHSOLE 002681GOOGLE INCCL C38259P70622853918SHSOLE 003918GOVERNMENT PPTYS INCOME TRCOM SHS BEN INT38376A10326110182SHSOLE 0010182GT ADVANCED TECHNOLOGIES INCCOM36191U10621311394SHSOLE 0011394HALCON RES CORPCOM NEW40537Q20911716050SHSOLE 0016050HALLIBURTON COCOM4062161014846833SHSOLE 006833HCP INCCOM40414L10955213339SHSOLE 0013339HEALTH CARE REIT INCCOM42217k106171327263SHSOLE 0027263HEALTHCARE TR AMER INCCL A42225P1053244269378SHSOLE 00269378HERCULES TECH GROWTH CAP INCCOM42709650848229795SHSOLE 0029795HEWLETT PACKARD COCOM428236103161948056SHSOLE 0048056HIGHLAND FDS IHI LD IBOXX SRLN4301017742480124070SHSOLE 00124070HOLLYFRONTIER CORPCOM436106108116826690SHSOLE 0026690HOME DEPOT INCCOM43707610291011252SHSOLE 0011252HONEYWELL INTL INCCOM4385161066957451SHSOLE 007451HORMEL FOODS CORPCOM4404521003196460SHSOLE 006460HUMANA INCCOM4448591027485853SHSOLE 005853IDACORP INCCOM4511071062544373SHSOLE 004373INTEL CORPCOM4581401003689119656SHSOLE 00119656INTERNATIONAL BUSINESS MACHSCOM459200101391421649SHSOLE 0021649INTERNATIONAL TOWER HILL MINCOM46050R102811075SHSOLE 0011075INTUITIVE SURGICAL INCCOM NEW46120e602260632SHSOLE 00632INVESCO SR INCOME TRCOM46131H10712424800SHSOLE 0024800INVESCO VALUE MUN INCOME TRCOM46132P10819513010SHSOLE 0013010ISHARES1-3 YR CR BD ETF464288646238722588SHSOLE 0022588ISHARES1-3 YR TR BD ETF4642874576788071SHSOLE 008071ISHARES3-7 YR TR BD ETF4642886616395241SHSOLE 005241ISHARES7-10 Y TR BD ETF4642874406326098SHSOLE 006098ISHARESCHINA LG-CAP ETF4642871844468120609SHSOLE 00120609ISHARESCNTRY MIN VL ETF4642865252704061SHSOLE 004061ISHARESCOHEN&STEER REIT464287564126614446SHSOLE 0014446ISHARESCORE S&P MCP ETF464287507455531858SHSOLE 0031858ISHARESCORE S&P SCP ETF464287804354831703SHSOLE 0031703ISHARESCORE S&P500 ETF4642872001085755014SHSOLE 0055014ISHARESCORE TOTUSBD ETF464287226403536893SHSOLE 0036893ISHARESDOW JONES US ETF464287846223422549SHSOLE 0022549ISHARESEAFE SML CP ETF46428827354810407SHSOLE 0010407ISHARESEAFE VALUE ETF46428887790615563SHSOLE 0015563ISHARESEM MK MINVOL ETF4642865333896467SHSOLE 006467ISHARESEMU ETF464286608148935197SHSOLE 0035197ISHARESEUROPE ETF46428786174015215SHSOLE 0015215ISHARESGLB CNSM STP ETF464288737136815305SHSOLE 0015305ISHARESGLOB HLTHCRE ETF4642873258619154SHSOLE 009154ISHARESGLOBAL 100 ETF4642875724525733SHSOLE 005733ISHARESGLOBAL ENERG ETF46428734171614753SHSOLE 0014753ISHARESGLOBAL TECH ETF4642872913383811SHSOLE 003811ISHARESGOV/CRED BD ETF4642885962872544SHSOLE 002544ISHARESGRWT ALLOCAT ETF4642898673007427SHSOLE 007427ISHARESIBOXX HI YD ETF464288513385440390SHSOLE 0040390ISHARESIBOXX INV CP ETF464287242263722091SHSOLE 0022091ISHARESINTERM CR BD ETF464288638161814708SHSOLE 0014708ISHARESINTL SEL DIV ETF46428844848212097SHSOLE 0012097ISHARESJP MOR EM MK ETF4642882813412965SHSOLE 002965ISHARESMBS ETF4642885885925482SHSOLE 005482ISHARESMICRO-CAP ETF464288869108114192SHSOLE 0014192ISHARESMRG RL ES CP ETF46428853969254756SHSOLE 0054756ISHARESMRGSTR MD CP ETF4642882085293740SHSOLE 003740ISHARESMRGSTR SM CP ETF4642885058055854SHSOLE 005854ISHARESMRNGSTR LG-CP ET4642871275715011SHSOLE 005011ISHARESMRNGSTR LG-CP GR4642871192312171SHSOLE 002171ISHARESMRNING SM CP ETF4642887032812203SHSOLE 002203ISHARESMSCI EAFE ETF46428746510094147379SHSOLE 00147379ISHARESMSCI EMG MKT ETF464287234341879126SHSOLE 0079126ISHARESMSCI GERMANY ETF46428680646814900SHSOLE 0014900ISHARESMSCI JAPAN ETF46428684815912965SHSOLE 0012965ISHARESMSCI PAC JP ETF4642866654158420SHSOLE 008420ISHARESN AMER TECH ETF4642875499369839SHSOLE 009839ISHARESNA NAT RES4642873744729503SHSOLE 009503ISHARESNA TEC MULTM ETF46428753152715004SHSOLE 0015004ISHARESNASDQ BIOTEC ETF46428755621318274SHSOLE 008274ISHARESNAT AMT FREE BD4642884147637033SHSOLE 007033ISHARESRUS 1000 ETF46428762210039106SHSOLE 009106ISHARESRUS 1000 GRW ETF46428761418195200210SHSOLE 00200210ISHARESRUS 1000 VAL ETF46428759811692115417SHSOLE 00115417ISHARESRUS 2000 GRW ETF4642876481017773448SHSOLE 0073448ISHARESRUS 2000 VAL ETF464287630220121249SHSOLE 0021249ISHARESRUS 3000 GRW ETF464287671721196884SHSOLE 0096884ISHARESRUS MD CP GR ETF464287481474753029SHSOLE 0053029ISHARESRUS MDCP VAL ETF4642874734936773SHSOLE 006773ISHARESRUS MID-CAP ETF464287499260815996SHSOLE 0015996ISHARESRUSSELL 2000 ETF464287655397233451SHSOLE 0033451ISHARESRUSSELL 3000 ETF4642876895564729SHSOLE 004729ISHARESS&P 100 ETF464287101300334642SHSOLE 0034642ISHARESS&P 500 GRWT ETF464287309228221676SHSOLE 0021676ISHARESS&P 500 VAL ETF464287408133614824SHSOLE 0014824ISHARESS&P MC 400GR ETF464287606519733025SHSOLE 0033025ISHARESS&P MC 400VL ETF46428770512309654SHSOLE 009654ISHARESSELECT DIVID ETF46428716819581254527SHSOLE 00254527ISHARESSP SMCP600VL ETF464287879490342387SHSOLE 0042387ISHARESTIPS BD ETF464287176284124603SHSOLE 0024603ISHARESU.S. ENERGY ETF4642877963255680SHSOLE 005680ISHARESU.S. FIN SVC ETF4642877707679105SHSOLE 009105ISHARESU.S. INDS ETF4642877546686440SHSOLE 006440ISHARESU.S. INSRNCE ETF4642887862595368SHSOLE 005368ISHARESU.S. PFD STK ETF464288687297074312SHSOLE 0074312ISHARESU.S. REAL ES ETF464287739291140496SHSOLE 0040496ISHARESU.S. TECH ETF4642877215385564SHSOLE 005564ISHARESU.S. UTILITS ETF464287697122410961SHSOLE 0010961ISHARESUS HLTHCARE ETF46428776210358043SHSOLE 008043ISHARESUS HLTHCR PR ETF4642888282172109SHSOLE 002109ISHARESUS HOME CONS ETF464288752163165889SHSOLE 0065889ISHARESUS OIL&GS EX ETF4642888513023079SHSOLE 003079ISHARESUS REGNL BKS ETF4642887782747882SHSOLE 007882ISHARESUSA ESG SLCT ETF4642888023714504SHSOLE 004504ISHARES GOLD TRUSTISHARES4642851052540197370SHSOLE 00197370ISHARES SILVER TRUSTISHARES46428Q109129564312SHSOLE 0064312ISHARES TRCORE MSCI EAFE46432F842453672963SHSOLE 0072963ISHARES TRFLTG RATE BD ETF46429B6553146176SHSOLE 006176ISHARES TRHIGH DIVIDND ETF46429B66310306136621SHSOLE 00136621JOHNSON & JOHNSONCOM478160104461944209SHSOLE 0044209JOHNSON CTLS INCCOM4783661074468968SHSOLE 008968JONES LANG LASALLE INCCOM48020q1072281800SHSOLE 001800JPMORGAN CHASE & COALERIAN ML ETN46625H365306158459SHSOLE 0058459JPMORGAN CHASE & COCOM46625H100223438650SHSOLE 0038650KANSAS CITY SOUTHERNCOM NEW4851703022432252SHSOLE 002252KAYNE ANDERSON MLP INVT COCOM486606106120730526SHSOLE 0030526KEURIG GREEN MTN INCCOM49271M1002061665SHSOLE 001665KIMBERLY CLARK CORPCOM494368103139912562SHSOLE 0012562KINDER MORGAN ENERGY PARTNERUT LTD PARTNER49455010685810492SHSOLE 0010492KINDER MORGAN INC DELCOM49456B101132936585SHSOLE 0036585KINROSS GOLD CORPCOM NO PAR4969024044711635SHSOLE 0011635KKR & CO L P DELCOM UNITS48248M1022279292SHSOLE 009292KODIAK OIL & GAS CORPCOM50015Q10014710100SHSOLE 0010100KOPIN CORPCOM5006001015115800SHSOLE 0015800KRAFT FOODS GROUP INCCOM50076Q10666311150SHSOLE 0011150LANNET INCCOM5160121012745500SHSOLE 005500LEXMARK INTL NEWCL A5297711072104355SHSOLE 004355LILLY ELI & COCOM53245710898715999SHSOLE 0015999LINN ENERGY LLCUNIT LTD LIAB5360201007043217855SHSOLE 00217855LIONS GATE ENTMNT CORPCOM NEW53591920337413165SHSOLE 0013165LITHIA MTRS INCCL A536797103137014569SHSOLE 0014569LOCKHEED MARTIN CORPCOM53983010911947423SHSOLE 007423LOWES COS INCCOM5486611072575359SHSOLE 005359MAGELLAN MIDSTREAM PRTNRS LPCOM UNIT RP LP5590801067729200SHSOLE 009200MAIN STREET CAPITAL CORPCOM56035L1042577790SHSOLE 007790MAINSTAY DEFINEDTERM MN OPPCOM56064K100116565448SHSOLE 0065448MANAGED HIGH YIELD PLUS FD ICOM5619111083918468SHSOLE 0018468MARKET VECTORS ETF TRGOLD MINER ETF57060U10033512641SHSOLE 0012641MARKET VECTORS ETF TRRUSSIA SMALLCP57061R5853469921SHSOLE 009921MARKWEST ENERGY PARTNERS L PUNIT LTD PARTN5707591004506300SHSOLE 006300MARRIOTT INTL INC NEWCL A5719032022293571SHSOLE 003571MCDONALDS CORPCOM580135101194519312SHSOLE 0019312MDU RES GROUP INCCOM55269010951314650SHSOLE 0014650MEDTRONIC INCCOM585055106151023555SHSOLE 0023555MERCK & CO INC NEWCOM58933Y105209336228SHSOLE 0036228MERK GOLD TRSHS BEN INT59005510947435905SHSOLE 0035905MFA FINL INCCOM55272X1026066742002SHSOLE 00742002MICROSOFT CORPCOM594918104266964170SHSOLE 0064170MOLINA HEALTHCARE INCCOM60855r10080918131SHSOLE 0018131MONDELEZ INTL INCCL A60920710572118872SHSOLE 0018872MORGAN STANLEY EMER MKTS DEBCOM61744h10513813700SHSOLE 0013700MYLAN INCCOM62853010759011404SHSOLE 0011404MYRIAD GENETICS INCCOM62855j10486722183SHSOLE 0022183NATIONAL OILWELL VARCO INCCOM6370711013754608SHSOLE 004608NAVIOS MARITIME PARTNERS L PUNIT LPIY6226710223011767SHSOLE 0011767NEW YORK CMNTY BANCORP INCCOM64944510352432735SHSOLE 0032735NEW YORK MTG TR INCCOM PAR $.0264960450121327086SHSOLE 0027086NEW YORK REIT INCCOM64976L1092152194639SHSOLE 00194639NEXTERA ENERGY INCCOM65339F1018688510SHSOLE 008510NIKE INCCL B65410610385611010SHSOLE 0011010NORFOLK SOUTHERN CORPCOM6558441085855677SHSOLE 005677NORTHEAST UTILSCOM6643971062655634SHSOLE 005634NORTHERN LTS ETF TRARROW DJ GLOBL66537H10529210309SHSOLE 0010309NORTHROP GRUMMAN CORPCOM6668071023192666SHSOLE 002666NORTHWEST NAT GAS COCOM6676551042405072SHSOLE 005072NOVARTIS A GSPONSORED ADR66987V1098489374SHSOLE 009374NUANCE COMMUNICATIONS INCCOM67020y10093649927SHSOLE 0049927NUVEEN DIVID ADV MUN FD 3COM SH BEN INT67070x10113810000SHSOLE 0010000NUVEEN EQTY PRM OPPORTUNITYFCOM6706EM10224118787SHSOLE 0018787NUVEEN EQUITY PREM & GROWTHCOM6706EW10021714855SHSOLE 0014855NUVEEN EQUITY PREM ADV FDCOM6706ET10721516119SHSOLE 0016119NUVEEN FLTNG RTE INCM OPP FDCOM SHS6706EN10098679682SHSOLE 0079682NUVEEN OHIO QUALITY INCOME MCOM67098010117711272SHSOLE 0011272NUVEEN QUALITY PFD INCOME FDCOM67072C10511813041SHSOLE 0013041NUVEEN REAL ASSET INC & GROWCOM67074Y1052019962SHSOLE 009962NUVEEN SR INCOME FDCOM67067y10411516300SHSOLE 0016300OCCIDENTAL PETE CORP DELCOM6745991054194086SHSOLE 004086OI S.A.SPN ADR REP PFD670851203910180SHSOLE 0010180OMEGA HEALTHCARE INVS INCCOM6819361002747444SHSOLE 007444ONEOK INC NEWCOM68268010391313407SHSOLE 0013407ONEOK PARTNERS LPUNIT LTD PARTN68268N103101917376SHSOLE 0017376ORACLE CORPCOM68389x105217453768SHSOLE 0053768ORANGESPONSORED ADR6840601061725108879SHSOLE 00108879ORGANOVO HLDGS INCCOM68620A10424629322SHSOLE 0029322PACKAGING CORP AMERCOM6951561092153010SHSOLE 003010PAYCHEX INCCOM70432610751912598SHSOLE 0012598PEABODY ENERGY CORPCOM70454910424815103SHSOLE 0015103PENGROWTH ENERGY CORPCOM70706P10480891127741SHSOLE 001127741PENN WEST PETE LTD NEWCOM70788710517918346SHSOLE 0018346PENNANTPARK INVT CORPCOM70806210413011194SHSOLE 0011194PENNEY J C INCCOM70816010617219139SHSOLE 0019139PEPCO HOLDINGS INCCOM7132911022047428SHSOLE 007428PEPSICO INCCOM713448108232025911SHSOLE 0025911PFIZER INCCOM717081103275992752SHSOLE 0092752PG&E CORPCOM69331C10880016620SHSOLE 0016620PHILIP MORRIS INTL INCCOM718172109113513529SHSOLE 0013529PHILLIPS 66COM7185461044475567SHSOLE 005567PIEDMONT OFFICE REALTY TR INCOM CL A72019020667135306SHSOLE 0035306PIMCO ETF TR1-5 US TIP IDX72201R2052674968SHSOLE 004968PIMCO ETF TRENHAN SHRT MAT72201R833268826521SHSOLE 0026521PIMCO ETF TRTOTL RETN ETF72201R775127611722SHSOLE 0011722PIMCO INCOME STRATEGY FUNDCOM72201h10812710293SHSOLE 0010293PIMCO NEW YORK MUN INCM FD 1COM72201E10521322005SHSOLE 0022005PINNACLE WEST CAP CORPCOM723484101152526452SHSOLE 0026452PLAINS ALL AMERN PIPELINE LUNIT LTD PARTN726503105136422729SHSOLE 0022729PLUM CREEK TIMBER CO INCCOM7292511083768291SHSOLE 008291POLARIS INDS INCCOM7310681024323309SHSOLE 003309POTASH CORP SASK INCCOM73755l1076103160469SHSOLE 00160469POWERSHARES DB CMDTY IDX TRAUNIT BEN INT73935S105183368807SHSOLE 0068807POWERSHARES ETF TR IIS&P500 LOW VOL73937B779153243067SHSOLE 0043067POWERSHARES ETF TRUSTDWA MOMENTUM PTF73935X1533148011SHSOLE 008011POWERSHARES ETF TRUSTDYN FD & BEV73935X849123044630SHSOLE 0044630POWERSHARES ETF TRUSTDYN LSR & ENT73935X7572928612SHSOLE 008612POWERSHARES ETF TRUSTDYN PHRMA PORT73935X7992363868SHSOLE 003868POWERSHARES ETF TRUSTDYNA BUYBK ACH73935X286137130625SHSOLE 0030625POWERSHARES ETF TRUSTFINL PFD PTFL73935X22919810934SHSOLE 0010934POWERSHARES ETF TRUSTFTSE RAFI 100073935X583216724455SHSOLE 0024455POWERSHARES ETF TRUSTFTSE US1500 SM73935X5677517461SHSOLE 007461POWERSHARES ETF TRUSTGBL LSTD PVT EQT73935X19526021350SHSOLE 0021350POWERSHARES ETF TRUSTINTL DIV ACHV73935X71669636193SHSOLE 0036193POWERSHARES ETF TRUSTNASD INTNT ETF73935X1462603820SHSOLE 003820POWERSHARES ETF TRUSTWNDRHLL CLN EN73935X5007210257SHSOLE 0010257POWERSHARES ETF TRUSTZACKS MC PRTFL73935X740116569173SHSOLE 0069173POWERSHARES ETF TRUST IIDWA DEVMKTMOM PT73936Q108162061560SHSOLE 0061560POWERSHARES ETF TRUST IIKBW YIELD REIT73936Q81963419206SHSOLE 0019206POWERSHARES ETF TRUST IISENIOR LN PORT73936Q769153662091SHSOLE 0062091POWERSHARES GLOBAL ETF TRUSTDEV MKTS EX-US73936T789316269289SHSOLE 0069289POWERSHARES GLOBAL ETF TRUSTFDM HG YLD RAFI73936T55724312405SHSOLE 0012405POWERSHARES GLOBAL ETF TRUSTINSUR NATL MUN73936T4742208910SHSOLE 008910POWERSHARES QQQ TRUSTUNIT SER 173935A104606164613SHSOLE 0064613PPG INDS INCCOM6935061074732247SHSOLE 002247PPL CORPCOM69351t106114832324SHSOLE 0032324PRECISION CASTPARTS CORPCOM740189105238942SHSOLE 00942PROCTER & GAMBLE COCOM742718109574572873SHSOLE 0072873PROSHARES TRPSHS LC COR PLUS74347R2483463660SHSOLE 003660PROSPECT CAPITAL CORPORATIONCOM74348T10245743343SHSOLE 0043343PROSPECT CAPITAL CORPORATIONNOTE 5.750% 3/174348tal6167155000PRNSOLE 00155000PUBLIC STORAGECOM74460D1093472022SHSOLE 002022PULTE GROUP INCCOM7458671017293362391SHSOLE 00362391QUALCOMM INCCOM747525103105813359SHSOLE 0013359RAIT FINANCIAL TRUSTCOM NEW749227609153641858001SHSOLE 001858001RANGE RES CORPCOM75281a109153717640SHSOLE 0017640RCS CAP CORPCOM CL A74937W10231414879SHSOLE 0014879REALTY INCOME CORPCOM756109104205446224SHSOLE 0046224RETAIL PPTYS AMER INCCL A76131V20296262501SHSOLE 0062501RIO TINTO PLCSPONSORED ADR7672041004398088SHSOLE 008088ROCK-TENN COCL A7727392077907468SHSOLE 007468ROYAL DUTCH SHELL PLCSPONS ADR A7802592063604393SHSOLE 004393ROYCE VALUE TR INCCOM78091010529118173SHSOLE 0018173RPM INTL INCCOM7496851032134566SHSOLE 004566RYDEX ETF TRUSTGUG S&P MC400 PG78355W601179914295SHSOLE 0014295RYDEX ETF TRUSTGUG S&P MC400 PV78355W50281315150SHSOLE 0015150RYDEX ETF TRUSTGUG S&P SC600 PV78355W700285544696SHSOLE 0044696RYDEX ETF TRUSTGUG S&P500 EQ WT78355w10623986312724SHSOLE 00312724RYDEX ETF TRUSTGUG S&P500 PU GR78355W4032142770SHSOLE 002770RYDEX ETF TRUSTGUG S&P500EQWTEN78355W866101410955SHSOLE 0010955SABINE ROYALTY TRUNIT BEN INT78568810273111984SHSOLE 0011984SALESFORCE COM INCCOM79466l3024848334SHSOLE 008334SANDRIDGE MISSISSIPPIAN TR IUNIT BEN INT80007T1017912100SHSOLE 0012100SANOFISPONSORED ADR80105n105135925537SHSOLE 0025537SANTANDER CONSUMER USA HDG ICOM80283M10119410000SHSOLE 0010000SCHLUMBERGER LTDCOM806857108186115724SHSOLE 0015724SCHWAB STRATEGIC TRUS REIT ETF80852484779722350SHSOLE 0022350SEADRILL LIMITEDSHSG7945E1053659115SHSOLE 009115SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4072183238SHSOLE 003238SELECT SECTOR SPDR TRSBI CONS STPLS81369y30877317406SHSOLE 0017406SELECT SECTOR SPDR TRSBI HEALTHCARE81369Y209107817771SHSOLE 0017771SELECT SECTOR SPDR TRSBI INT-ENERGY81369Y506354135324SHSOLE 0035324SELECT SECTOR SPDR TRSBI INT-FINL81369Y60536816071SHSOLE 0016071SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88683518907SHSOLE 0018907SELECT SECTOR SPDR TRSBI MATERIALS81369Y1004198426SHSOLE 008426SELECT SECTOR SPDR TRTECHNOLOGY81369Y80351113360SHSOLE 0013360SEMPRA ENERGYCOM8168511099088677SHSOLE 008677SILVERCORP METALS INCCOM82835P1034119400SHSOLE 0019400SIMON PPTY GROUP INC NEWCOM8288061092881729SHSOLE 001729SIRIUS XM HLDGS INCCOM82968B1039729184SHSOLE 0029184SOUTHERN COCOM842587107134029431SHSOLE 0029431SOUTHERN COPPER CORPCOM84265v1052919612SHSOLE 009612SPDR DOW JONES INDL AVRG ETFUT SER 178467x109186911113SHSOLE 0011113SPDR GOLD TRUSTGOLD SHS78463V107213616675SHSOLE 0016675SPDR INDEX SHS FDSDJ GLB RL ES ETF78463X7495799124316SHSOLE 00124316SPDR INDEX SHS FDSEURO STOXX 5078463X2024588106043SHSOLE 00106043SPDR INDEX SHS FDSMSCI EM50 ETF78463X46787117447SHSOLE 0017447SPDR INDEX SHS FDSS&P CHINA ETF78463X400121516113SHSOLE 0016113SPDR INDEX SHS FDSS&P INTL ETF78463X7723647100SHSOLE 007100SPDR S&P 500 ETF TRTR UNIT78462f10320441104340SHSOLE 00104340SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y107278510685SHSOLE 0010685SPDR SER TRSHT TRM HGH YLD78468R408179257983SHSOLE 0057983SPDR SERIES TRUSTBRC HGH YLD BD78464A417244258559SHSOLE 0058559SPDR SERIES TRUSTBRCLYS INTL ETF78464A5165659258SHSOLE 009258SPDR SERIES TRUSTS&P 600 SMCP GRW78464A201241313340SHSOLE 0013340SPDR SERIES TRUSTS&P BIOTECH78464A8705803756SHSOLE 003756SPDR SERIES TRUSTS&P DIVID ETF78464A763252132958SHSOLE 0032958SPDR SERIES TRUSTS&P HOMEBUILD78464A88894629048SHSOLE 0029048SPDR SERIES TRUSTS&P SEMICNDCTR78464A8622843710SHSOLE 003710SPDR SERIES TRUSTS&P TRANSN ETF78464A5329329966SHSOLE 009966SPECTRA ENERGY CORPCOM847560109156136958SHSOLE 0036958SPIRIT RLTY CAP INC NEWCOM84860W102110096794SHSOLE 0096794STARBUCKS CORPCOM8552441095707406SHSOLE 007406STONEMOR PARTNERS L PCOM UNITS86183Q10025910735SHSOLE 0010735SUNCOR ENERGY INC NEWCOM86722410769516261SHSOLE 0016261SWEDISH EXPT CR CORPRG ENRGY ETN2287029730612416710SHSOLE 0016710SYNERGY RES CORPCOM87164P10320415400SHSOLE 0015400SYSCO CORPCOM8718291072667088SHSOLE 007088TARGET CORPCOM87612E10658410027SHSOLE 0010027TASEKO MINES LTDCOM8765111063010000SHSOLE 0010000TC PIPELINES LPUT COM LTD PRT87233Q1082985755SHSOLE 005755TE CONNECTIVITY LTDREG SHSH849891042944732SHSOLE 004732TEEKAY LNG PARTNERS L PPRTNRSP UNITSy8564m1052786000SHSOLE 006000TESLA MTRS INCCOM88160R1013651520SHSOLE 001520TEUCRIUM COMMODITY TRSOYBEAN FD88166A6072138845SHSOLE 008845TEVA PHARMACEUTICAL INDS LTDADR881624209121523290SHSOLE 0023290THERAPEUTICSMD INCCOM88338N10721147800SHSOLE 0047800TJX COS INC NEWCOM8725401093075765SHSOLE 005765TORTOISE PWR & ENERGY INFRASCOM89147X10437513054SHSOLE 0013054TRACTOR SUPPLY COCOM8923561062133544SHSOLE 003544TRIANGLE CAP CORPCOM89584810929510252SHSOLE 0010252TRIANGLE PETE CORPCOM NEW89600B20139433216SHSOLE 0033216TWITTER INCCOM90184L1023027612SHSOLE 007612TWO HBRS INVT CORPCOM90187B10120119224SHSOLE 0019224U S GEOTHERMAL INCCOM90338S102611250SHSOLE 0011250UBS AG JERSEY BRHALERIAN INFRST90264164656512630SHSOLE 0012630ULTRA PETROLEUM CORPCOM90391410938012732SHSOLE 0012732UNDER ARMOUR INCCL A9043111072023405SHSOLE 003405UNILEVER PLCSPON ADR NEW904767704267658884SHSOLE 0058884UNION PAC CORPCOM907818108164416494SHSOLE 0016494UNITED PARCEL SERVICE INCCL B9113121063613514SHSOLE 003514UNITED TECHNOLOGIES CORPCOM9130171098987771SHSOLE 007771UNITEDHEALTH GROUP INCCOM91324p10298912120SHSOLE 0012120US BANCORP DELCOM NEW9029733042004650SHSOLE 004650VALE S AADR91912E10549837591SHSOLE 0037591VALERO ENERGY CORP NEWCOM91913y1003206363SHSOLE 006363VANGUARD BD INDEX FD INCINTERMED TERM9219378194725574SHSOLE 005574VANGUARD BD INDEX FD INCSHORT TRM BOND921937827184823001SHSOLE 0023001VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378355036165SHSOLE 006165VANGUARD INDEX FDSEXTEND MKT ETF9229086525546337SHSOLE 006337VANGUARD INDEX FDSGROWTH ETF922908736433943835SHSOLE 0043835VANGUARD INDEX FDSLARGE CAP ETF922908637232825731SHSOLE 0025731VANGUARD INDEX FDSMCAP VL IDXVIP922908512156818093SHSOLE 0018093VANGUARD INDEX FDSMID CAP ETF922908629249621007SHSOLE 0021007VANGUARD INDEX FDSREIT ETF922908553161121585SHSOLE 0021585VANGUARD INDEX FDSS&P 500 ETF SHS9229083636923861SHSOLE 003861VANGUARD INDEX FDSSM CP VAL ETF922908611186717717SHSOLE 0017717VANGUARD INDEX FDSSMALL CP ETF922908751223018901SHSOLE 0018901VANGUARD INDEX FDSSML CP GRW ETF92290859511418997SHSOLE 008997VANGUARD INDEX FDSTOTAL STK MKT922908769364335765SHSOLE 0035765VANGUARD INDEX FDSVALUE ETF922908744130516161SHSOLE 0016161VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775296856748SHSOLE 0056748VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF922042858296468617SHSOLE 0068617VANGUARD INTL EQUITY INDEX FFTSE EUROPE ETF922042874268145014SHSOLE 0045014VANGUARD INTL EQUITY INDEX FTT WRLD ST ETF9220427422774452SHSOLE 004452VANGUARD MALVERN FDSSTRM INFPROIDX922020805142128297SHSOLE 0028297VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409182222742SHSOLE 0022742VANGUARD SPECIALIZED PORTFOLDIV APP ETF921908844395550653SHSOLE 0050653VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385867815893SHSOLE 0015893VANGUARD WHITEHALL FDS INCHIGH DIV YLD92194640692113945SHSOLE 0013945VANGUARD WORLD FDSCONSUM DIS ETF92204A1082552362SHSOLE 002362VANGUARD WORLD FDSCONSUM STP ETF92204a207298625760SHSOLE 0025760VANGUARD WORLD FDSENERGY ETF92204A3068936214SHSOLE 006214VANGUARD WORLD FDSHEALTH CAR ETF92204A5046685987SHSOLE 005987VANGUARD WORLD FDSINF TECH ETF92204A702269627768SHSOLE 0027768VCA INCCOM91819410156916291SHSOLE 0016291VERIZON COMMUNICATIONS INCCOM92343v1045448111317SHSOLE 00111317VISA INCCOM CL A92826C8395192454SHSOLE 002454VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W308103230930SHSOLE 0030930VOYA PRIME RATE TRSH BEN INT92913A100718124061SHSOLE 00124061VRINGO INCCOM92911N1043711000SHSOLE 0011000W P CAREY INCCOM92936U109109316961SHSOLE 0016961WABTEC CORPCOM9297401082773336SHSOLE 003336WALGREEN COCOM9314221094946726SHSOLE 006726WAL-MART STORES INCCOM931142103146119374SHSOLE 0019374WASHINGTON FED INCCOM93882410932414384SHSOLE 0014384WASTE MGMT INC DELCOM94106l10951611592SHSOLE 0011592WATSCO INCCOM9426222007297100SHSOLE 007100WEBSTER FINL CORP CONNCOM94789010952516631SHSOLE 0016631WELLPOINT INCCOM94973v1072232067SHSOLE 002067WELLS FARGO & CO NEWCOM94974610179715074SHSOLE 0015074WESTAR ENERGY INCCOM95709t100147938746SHSOLE 0038746WESTERN ASSET GLB HI INCOMECOM95766B10918614420SHSOLE 0014420WESTERN ASSET MTG CAP CORPCOM95790D10528219921SHSOLE 0019921WHOLE FOODS MKT INCCOM9668371062606728SHSOLE 006728WILLIAMS COS INC DELCOM9694571002053508SHSOLE 003508WINDSTREAM HLDGS INCCOM97382A10113013117SHSOLE 0013117WISDOMTREE TRDIV EX-FINL FD97717W4063234379SHSOLE 004379WISDOMTREE TREMERG MKTS ETF97717W31572314032SHSOLE 0014032WISDOMTREE TREMG MKTS SMCAP97717W28155311522SHSOLE 0011522WISDOMTREE TREUROPE HEDGED EQ97717X701121020625SHSOLE 0020625WISDOMTREE TREUROPE SMCP DV97717W8696756111849SHSOLE 00111849WISDOMTREE TRINTL SMCAP DIV97717W760124519355SHSOLE 0019355WISDOMTREE TRJP SMALLCP DIV97717W836171132043SHSOLE 0032043WISDOMTREE TRLARGECAP DIVID97717W30776310785SHSOLE 0010785WISDOMTREE TRMIDCAP DIVI FD97717W5058019804SHSOLE 009804WISDOMTREE TRSMALLCAP DIVID97717W60482011685SHSOLE 0011685WISDOMTREE TRTOTAL DIVID FD97717W1093074285SHSOLE 004285WISDOMTREE TRTTL EARNING FD97717W5965357552SHSOLE 007552XCEL ENERGY INCCOM98389b10037611675SHSOLE 0011675YUM BRANDS INCCOM9884981017188892SHSOLE 008892