0001181431-13-028429.txt : 20130516
0001181431-13-028429.hdr.sgml : 20130516
20130516175355
ACCESSION NUMBER: 0001181431-13-028429
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130514
FILED AS OF DATE: 20130516
DATE AS OF CHANGE: 20130516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lucquin Denis
CENTRAL INDEX KEY: 0001575786
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35905
FILM NUMBER: 13852651
MAIL ADDRESS:
STREET 1: BIOAMBER INC.
STREET 2: 1250 RENE LEVESQUE WEST, SUITE 4110
CITY: MONTREAL
STATE: A8
ZIP: H3B 4W8
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BioAmber Inc.
CENTRAL INDEX KEY: 0001534287
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 980601045
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3850 ANNAPOLIS LANE NORTH, SUITE 180
CITY: PLYMOUTH
STATE: MN
ZIP: 55447-5476
BUSINESS PHONE: 612-747-4423
MAIL ADDRESS:
STREET 1: 3850 ANNAPOLIS LANE NORTH, SUITE 180
CITY: PLYMOUTH
STATE: MN
ZIP: 55447-5476
4
1
rrd380284.xml
FORM 4
X0306
4
2013-05-14
0
0001534287
BioAmber Inc.
BIOA.U
0001575786
Lucquin Denis
C/O SOFINNOVA PARTNERS
17 RUE DE SURENE
PARIS
I0
75008
FRANCE
1
0
0
0
Common Stock
2013-05-14
4
P
0
880000
A
3802780
I
Sofinnova Capital VI FCPR
Common Stock Warrants (right to buy)
2013-05-14
4
P
0
880000
A
2013-08-08
2017-05-09
Common Stock
440000
880000
I
Sofinnova Capital VI FCPR
The reported securities are included within 880,000 Units purchased by Sofinnova Capital VI FCPR on May 14, 2013 for $10.00 per Unit in connection with the Issuer's initial public offering. Each Unit consists of one share of common stock and one warrant to purchase half of one share of common stock. The Units currently trade on the NYSE. The common stock and warrants comprising the Units will begin trading separately on June 10, 2013, at which time trading of the Units will be suspended and the Units will be de-listed. Each warrant will be exercisable during the period commencing on August 8, 2013 and ending at 5:30 p.m. on May 9, 2017 at an exercise price of $11.00 per whole share of common stock.
The reporting person is a Managing Director of Sofinnova Capital VI FCPR, the owner of the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
/s/ Jean-Francois Huc, attorney-in-fact to Denis Lucquin
2013-05-16