0001181431-13-028429.txt : 20130516 0001181431-13-028429.hdr.sgml : 20130516 20130516175355 ACCESSION NUMBER: 0001181431-13-028429 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130514 FILED AS OF DATE: 20130516 DATE AS OF CHANGE: 20130516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lucquin Denis CENTRAL INDEX KEY: 0001575786 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35905 FILM NUMBER: 13852651 MAIL ADDRESS: STREET 1: BIOAMBER INC. STREET 2: 1250 RENE LEVESQUE WEST, SUITE 4110 CITY: MONTREAL STATE: A8 ZIP: H3B 4W8 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BioAmber Inc. CENTRAL INDEX KEY: 0001534287 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 980601045 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3850 ANNAPOLIS LANE NORTH, SUITE 180 CITY: PLYMOUTH STATE: MN ZIP: 55447-5476 BUSINESS PHONE: 612-747-4423 MAIL ADDRESS: STREET 1: 3850 ANNAPOLIS LANE NORTH, SUITE 180 CITY: PLYMOUTH STATE: MN ZIP: 55447-5476 4 1 rrd380284.xml FORM 4 X0306 4 2013-05-14 0 0001534287 BioAmber Inc. BIOA.U 0001575786 Lucquin Denis C/O SOFINNOVA PARTNERS 17 RUE DE SURENE PARIS I0 75008 FRANCE 1 0 0 0 Common Stock 2013-05-14 4 P 0 880000 A 3802780 I Sofinnova Capital VI FCPR Common Stock Warrants (right to buy) 2013-05-14 4 P 0 880000 A 2013-08-08 2017-05-09 Common Stock 440000 880000 I Sofinnova Capital VI FCPR The reported securities are included within 880,000 Units purchased by Sofinnova Capital VI FCPR on May 14, 2013 for $10.00 per Unit in connection with the Issuer's initial public offering. Each Unit consists of one share of common stock and one warrant to purchase half of one share of common stock. The Units currently trade on the NYSE. The common stock and warrants comprising the Units will begin trading separately on June 10, 2013, at which time trading of the Units will be suspended and the Units will be de-listed. Each warrant will be exercisable during the period commencing on August 8, 2013 and ending at 5:30 p.m. on May 9, 2017 at an exercise price of $11.00 per whole share of common stock. The reporting person is a Managing Director of Sofinnova Capital VI FCPR, the owner of the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. /s/ Jean-Francois Huc, attorney-in-fact to Denis Lucquin 2013-05-16