0001140361-12-046704.txt : 20121113 0001140361-12-046704.hdr.sgml : 20121112 20121113112644 ACCESSION NUMBER: 0001140361-12-046704 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121113 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bocage Capital, LLC CENTRAL INDEX KEY: 0001534017 IRS NUMBER: 200582271 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14746 FILM NUMBER: 121196940 BUSINESS ADDRESS: STREET 1: ONE MARKET STREET, SPEAR STREET TOWER STREET 2: SUITE 3780 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: (415) 963-8850 MAIL ADDRESS: STREET 1: ONE MARKET STREET, SPEAR STREET TOWER STREET 2: SUITE 3780 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 13F-HR 1 form13fhr.txt NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2012 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Bocage Capital, LLC Address: One Market Street Spear Street Tower Suite 3780 San Francisco, CA 94105 Form 13F File Number: 028-14746 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Persons Signing this Report on Behalf of Reporting Manager: Name: Peter K. Ashby Title: Chief Compliance Officer Phone: (415) 963-8850 Signature, Place, and Date of Signing: /s/ Peter K. Ashby San Francisco, CA 11/12/2012 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 23 Form 13F Information Table Value Total: $ 307,308 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- -------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- -------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- ANADARKO PETE CORP COM 032511107 23870 341389 SH SOLE 341389 0 0 BOISE INC COM 09746Y105 6496 741536 SH SOLE 741536 0 0 CF INDS HLDGS INC COM 125269100 11372 51170 SH SOLE 51170 0 0 CLOUD PEAK ENERGY INC COM 18911Q102 20077 1109234 SH SOLE 1109234 0 0 CONOCOPHILLIPS COM 20825C104 25731 450000 SH PUT SOLE 450000 0 0 CVR PARTNERS LP COM 126633106 4312 164195 SH SOLE 164195 0 0 DOMTAR CORP COM NEW 257559203 17089 218277 SH SOLE 218277 0 0 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 29075 831656 SH SOLE 831656 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 12564 317440 SH SOLE 317440 0 0 HELMERICH & PAYNE INC COM 423452101 8790 184632 SH SOLE 184632 0 0 HOLLYFRONTIER CORP COM 436106108 12960 314032 SH SOLE 314032 0 0 INTEROIL CORP COM 460951106 7726 100000 SH PUT SOLE 100000 0 0 INTL PAPER CO COM 460146103 17010 468333 SH SOLE 468333 0 0 NOBLE ENERGY INC COM 655044105 17790 191884 SH SOLE 191884 0 0 NORANDA ALUM HLDG CORP COM 65542W107 4026 601781 SH SOLE 601781 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 16117 187278 SH SOLE 187278 0 0 PRECISION DRILLING CORP COM 2010 74022D308 8880 1132608 SH SOLE 1132608 0 0 SCORPIO TANKERS INC SHS Y7542C106 2394 398985 SH SOLE 398985 0 0 SUNCOR ENERGY INC NEW COM 867224107 28369 863594 SH SOLE 863594 0 0 TRONOX LTD SHS CL A Q9235V101 9173 404968 SH SOLE 404968 0 0 VALERO ENERGY CORP NEW COM 91913Y100 8573 270602 SH SOLE 270602 0 0 WESTERN REFNG INC COM 959319104 11852 452717 SH SOLE 452717 0 0 WESTPORT INNOVATIONS INC COM NEW 960908309 3062 110000 SH PUT SOLE 110000 0 0